Tapewire

Nasdaq · USD

BLMN

Bloomin' Brands, Inc.

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Tapewire entity
5085
SEC CIK
0001546417
Parsed reports
457

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202521
Dec 202500
Jan 202600
Feb 202600
Mar 202620
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 30, 2018 Filed Jan 28, 2019 17:05 UTC GrantCommon Stock 2.714 $0.00 $0.00
Disclosure

SEC source: 0001546417-19-000002 · wf-form5_154869513108846.xml · nonDerivative · entry 1

Fitzjohn David Roy · CIK 0001597867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,221.88

F1 · shares: Represents shares acquired by the reporting person under an automatic dividend reinvestment program through his broker for quarterly cash dividends paid by the issuer to stockholders on 3/14/18 and 5/18/18.

Read SEC document
November 05, 2018 Filed Nov 6, 2018 19:30 UTC SaleCommon Stock 8,000 $20.96 $167,640.00
Disclosure

SEC source: 0001546417-18-000140 · wf-form4_154153260777882.xml · nonDerivative · entry 2

GROSSMAN MINDY F · CIK 0001236640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,790

Read SEC document
November 02, 2018 Filed Nov 6, 2018 19:30 UTC GiftCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001546417-18-000140 · wf-form4_154153260777882.xml · nonDerivative · entry 1

GROSSMAN MINDY F · CIK 0001236640 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,790

F1 · shares: On November 2, 2018, the reporting person gave a bona fide gift of 15,000 shares to a charitable organization.

F2 · price: Bona Fide Gift. No compensation was given to the donor for the gifting of shares.

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October 05, 2018 Filed Oct 9, 2018 17:53 UTC SaleCommon Stock 7,581 $20.00 $151,620.00
Disclosure

SEC source: 0001546417-18-000134 · wf-form4_153912199893919.xml · nonDerivative · entry 1

HERLIHY DONAGH · CIK 0001163207 · EVP CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: This transaction was effected by the reporting person pursuant to a Rule 10b5-1 trading plan that was entered into on November 10, 2017.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 16:11 UTC Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001546417-18-000130 · wf-form4_153851109175113.xml · derivative · entry 3

HERLIHY DONAGH · CIK 0001163207 · EVP CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of the issuer upon vesting of the unit.

F4 · shares: These restricted stock units were surrendered in exchange for shares of common stock of the issuer.

F5 · derivative.exercise_date: These restricted stock units, in the original grant amount of 50,000, began vesting in four equal annual installments on October 1, 2015.

F6 · derivative.expiration_date: This field is not applicable.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 16:11 UTC Tax withholdingCommon Stock 4,919 $19.79 $97,347.01
Disclosure

SEC source: 0001546417-18-000130 · wf-form4_153851109175113.xml · nonDerivative · entry 2

HERLIHY DONAGH · CIK 0001163207 · EVP CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,581

F2 · shares: These shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 16:11 UTC Exercise / conversionCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001546417-18-000130 · wf-form4_153851109175113.xml · nonDerivative · entry 1

HERLIHY DONAGH · CIK 0001163207 · EVP CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:12 UTC
SINGH SUKHDEVEVP & CDO
Exercise / conversionRestricted Stock Units · Derivative 7,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001546417-18-000132 · wf-form4_153851113899747.xml · derivative · entry 3

SINGH SUKHDEV · CIK 0001641524 · EVP & CDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of the issuer upon vesting of the unit.

F4 · shares: These restricted stock units were surrendered in exchange for shares of common stock of the issuer.

F5 · derivative.exercise_date: These restricted stock units, in the original grant amount of 30,000, began vesting in four equal annual installments on October 1, 2015.

F6 · derivative.expiration_date: This field is not applicable.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:12 UTC
SINGH SUKHDEVEVP & CDO
Tax withholdingCommon Stock 2,952 $19.79 $58,420.08
Disclosure

SEC source: 0001546417-18-000132 · wf-form4_153851113899747.xml · nonDerivative · entry 2

SINGH SUKHDEV · CIK 0001641524 · EVP & CDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,622

F2 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:12 UTC
SINGH SUKHDEVEVP & CDO
Exercise / conversionCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001546417-18-000132 · wf-form4_153851113899747.xml · nonDerivative · entry 1

SINGH SUKHDEV · CIK 0001641524 · EVP & CDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:12 UTC
Schmidt David PeterEVP & Pres. Bonefish Grill
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001546417-18-000131 · wf-form4_153851111524093.xml · derivative · entry 3

Schmidt David Peter · CIK 0001681127 · EVP & Pres. Bonefish Grill

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F4 · shares: These restricted stock units were surrendered in exchange for shares of common stock of the issuer.

F5 · derivative.exercise_date: These restricted stock units, in the original grant amount of 10,000, began vesting in four equal annual installments on October 1, 2015.

F6 · derivative.expiration_date: This field is not applicable.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:12 UTC
Schmidt David PeterEVP & Pres. Bonefish Grill
Tax withholdingCommon Stock 609 $19.79 $12,052.11
Disclosure

SEC source: 0001546417-18-000131 · wf-form4_153851111524093.xml · nonDerivative · entry 2

Schmidt David Peter · CIK 0001681127 · EVP & Pres. Bonefish Grill

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,191

F2 · shares: These shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:12 UTC
Schmidt David PeterEVP & Pres. Bonefish Grill
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001546417-18-000131 · wf-form4_153851111524093.xml · nonDerivative · entry 1

Schmidt David Peter · CIK 0001681127 · EVP & Pres. Bonefish Grill

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
August 31, 2018 Filed Sep 4, 2018 19:02 UTC
Schmidt David PeterEVP & Pres. Bonefish Grill
Exercise / conversionRestricted Stock Units · Derivative 625 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001546417-18-000126 · wf-form4_153608773338335.xml · derivative · entry 3

Schmidt David Peter · CIK 0001681127 · EVP & Pres. Bonefish Grill

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625

Underlying: Common Stock · 625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F4 · shares: These restricted stock units were surrendered in exchange for shares of common stock of the issuer.

F5 · derivative.exercise_date: These restricted stock units, in the original grant amount of 2,500, began vesting in four equal annual installments on September 1, 2016.

F6 · derivative.expiration_date: This field is not applicable.

Read SEC document
August 31, 2018 Filed Sep 4, 2018 19:02 UTC
Schmidt David PeterEVP & Pres. Bonefish Grill
Tax withholdingCommon Stock 153 $18.92 $2,894.76
Disclosure

SEC source: 0001546417-18-000126 · wf-form4_153608773338335.xml · nonDerivative · entry 2

Schmidt David Peter · CIK 0001681127 · EVP & Pres. Bonefish Grill

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,300

F2 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.

Read SEC document
August 31, 2018 Filed Sep 4, 2018 19:02 UTC
Schmidt David PeterEVP & Pres. Bonefish Grill
Exercise / conversionCommon Stock 625 $0.00 $0.00
Disclosure

SEC source: 0001546417-18-000126 · wf-form4_153608773338335.xml · nonDerivative · entry 1

Schmidt David Peter · CIK 0001681127 · EVP & Pres. Bonefish Grill

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
August 24, 2018 Filed Aug 27, 2018 20:38 UTC
Schmidt David PeterEVP & Pres. Bonefish Grill
SaleCommon Stock 3,500 $19.17 $67,102.00
Disclosure

SEC source: 0001546417-18-000124 · wf-form4_153540228749391.xml · nonDerivative · entry 1

Schmidt David Peter · CIK 0001681127 · EVP & Pres. Bonefish Grill

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,828

Read SEC document
August 01, 2018 Filed Aug 2, 2018 00:36 UTC
SMITH ELIZABETH ADirector · Chairman and CEO
Exercise / conversionStock Option (right to buy) · Derivative 250,000 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001546417-18-000116 · wf-form4_153317018704703.xml · derivative · entry 3

SMITH ELIZABETH A · CIK 0001209033 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,202

Underlying: Common Stock · 250,000 shares

Expires 2019-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These stock options are fully vested.

Read SEC document
August 01, 2018 Filed Aug 2, 2018 00:36 UTC
SMITH ELIZABETH ADirector · Chairman and CEO
SaleCommon Stock 152,587 $18.45 $2,815,230.15
Disclosure

SEC source: 0001546417-18-000116 · wf-form4_153317018704703.xml · nonDerivative · entry 2

SMITH ELIZABETH A · CIK 0001209033 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,565

F1 · price: Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $18.19 to $18.65. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.

Read SEC document
August 01, 2018 Filed Aug 2, 2018 00:36 UTC
SMITH ELIZABETH ADirector · Chairman and CEO
Exercise / conversionCommon Stock 250,000 $6.50 $1,625,000.00
Disclosure

SEC source: 0001546417-18-000116 · wf-form4_153317018704703.xml · nonDerivative · entry 1

SMITH ELIZABETH A · CIK 0001209033 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2018 Filed Aug 2, 2018 21:18 UTC
Schmidt David PeterEVP & Pres. Bonefish Grill
Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001546417-18-000122 · wf-form4_153324471416281.xml · derivative · entry 3

Schmidt David Peter · CIK 0001681127 · EVP & Pres. Bonefish Grill

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of the issuer upon vesting of the unit.

F4 · shares: These restricted stock units were surrendered in exchange for shares of common stock of the issuer.

F5 · derivative.exercise_date: These restricted stock units, in the original grant amount of 25,000, began vesting in four equal annual installments on August 1, 2017.

F6 · derivative.expiration_date: This field is not applicable.

Read SEC document
August 01, 2018 Filed Aug 2, 2018 21:18 UTC
Schmidt David PeterEVP & Pres. Bonefish Grill
Tax withholdingCommon Stock 1,522 $19.34 $29,435.48
Disclosure

SEC source: 0001546417-18-000122 · wf-form4_153324471416281.xml · nonDerivative · entry 2

Schmidt David Peter · CIK 0001681127 · EVP & Pres. Bonefish Grill

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,328

F2 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.

Read SEC document
August 01, 2018 Filed Aug 2, 2018 21:18 UTC
Schmidt David PeterEVP & Pres. Bonefish Grill
Exercise / conversionCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001546417-18-000122 · wf-form4_153324471416281.xml · nonDerivative · entry 1

Schmidt David Peter · CIK 0001681127 · EVP & Pres. Bonefish Grill

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
August 01, 2018 Filed Aug 2, 2018 21:18 UTC
Scarlett GreggEVP&Pres. Outback Steakhouse
Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001546417-18-000121 · wf-form4_153324469043152.xml · derivative · entry 3

Scarlett Gregg · CIK 0001636664 · EVP&Pres. Outback Steakhouse

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of the issuer upon vesting of the unit.

F4 · shares: These restricted stock units were surrendered in exchange for shares of common stock of the issuer.

F5 · derivative.exercise_date: These restricted stock units, in the original grant amount of 25,000, began vesting in four equal annual installments on August 1, 2017.

F6 · derivative.expiration_date: This field is not applicable.

Read SEC document
August 01, 2018 Filed Aug 2, 2018 21:18 UTC
Scarlett GreggEVP&Pres. Outback Steakhouse
Tax withholdingCommon Stock 2,460 $19.34 $47,576.40
Disclosure

SEC source: 0001546417-18-000121 · wf-form4_153324469043152.xml · nonDerivative · entry 2

Scarlett Gregg · CIK 0001636664 · EVP&Pres. Outback Steakhouse

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,539

F2 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.

Read SEC document
August 01, 2018 Filed Aug 2, 2018 21:18 UTC
Scarlett GreggEVP&Pres. Outback Steakhouse
Exercise / conversionCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001546417-18-000121 · wf-form4_153324469043152.xml · nonDerivative · entry 1

Scarlett Gregg · CIK 0001636664 · EVP&Pres. Outback Steakhouse

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
June 25, 2018 Filed Jun 26, 2018 20:47 UTC
SMITH ELIZABETH ADirector · Chairman and CEO
Exercise / conversionStock Option (right to buy) · Derivative 2,200 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001546417-18-000113 · wf-form4_153004600112812.xml · derivative · entry 6

SMITH ELIZABETH A · CIK 0001209033 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 794,202

Underlying: Common Stock · 2,200 shares

Expires 2019-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected by the reporting person pursuant to a Rule 10b5-1 trading plan that was entered into on May 11, 2018.

F4 · derivative.exercise_date: These stock options are fully vested.

Read SEC document
June 25, 2018 Filed Jun 26, 2018 20:47 UTC
SMITH ELIZABETH ADirector · Chairman and CEO
SaleCommon Stock 2,200 $22.01 $48,422.00
Disclosure

SEC source: 0001546417-18-000113 · wf-form4_153004600112812.xml · nonDerivative · entry 4

SMITH ELIZABETH A · CIK 0001209033 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,152

F1 · shares: This transaction was effected by the reporting person pursuant to a Rule 10b5-1 trading plan that was entered into on May 11, 2018.

F3 · price: Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $22.00 to $22.04. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.

Read SEC document
June 25, 2018 Filed Jun 26, 2018 20:47 UTC
SMITH ELIZABETH ADirector · Chairman and CEO
Exercise / conversionCommon Stock 2,200 $6.50 $14,300.00
Disclosure

SEC source: 0001546417-18-000113 · wf-form4_153004600112812.xml · nonDerivative · entry 3

SMITH ELIZABETH A · CIK 0001209033 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected by the reporting person pursuant to a Rule 10b5-1 trading plan that was entered into on May 11, 2018.

Read SEC document
June 22, 2018 Filed Jun 26, 2018 20:47 UTC
SMITH ELIZABETH ADirector · Chairman and CEO
Exercise / conversionStock Option (right to buy) · Derivative 66,022 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001546417-18-000113 · wf-form4_153004600112812.xml · derivative · entry 5

SMITH ELIZABETH A · CIK 0001209033 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 796,402

Underlying: Common Stock · 66,022 shares

Expires 2019-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected by the reporting person pursuant to a Rule 10b5-1 trading plan that was entered into on May 11, 2018.

F4 · derivative.exercise_date: These stock options are fully vested.

Read SEC document
June 22, 2018 Filed Jun 26, 2018 20:47 UTC
SMITH ELIZABETH ADirector · Chairman and CEO
SaleCommon Stock 66,022 $22.12 $1,460,406.64
Disclosure

SEC source: 0001546417-18-000113 · wf-form4_153004600112812.xml · nonDerivative · entry 2

SMITH ELIZABETH A · CIK 0001209033 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,152

F1 · shares: This transaction was effected by the reporting person pursuant to a Rule 10b5-1 trading plan that was entered into on May 11, 2018.

F2 · price: Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $22.00 to $22.49. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.

Read SEC document
June 22, 2018 Filed Jun 26, 2018 20:47 UTC
SMITH ELIZABETH ADirector · Chairman and CEO
Exercise / conversionCommon Stock 66,022 $6.50 $429,143.00
Disclosure

SEC source: 0001546417-18-000113 · wf-form4_153004600112812.xml · nonDerivative · entry 1

SMITH ELIZABETH A · CIK 0001209033 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected by the reporting person pursuant to a Rule 10b5-1 trading plan that was entered into on May 11, 2018.

Read SEC document
June 21, 2018 Filed Jun 21, 2018 22:08 UTC
SMITH ELIZABETH ADirector · Chairman and CEO
Exercise / conversionStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001546417-18-000111 · wf-form4_152961891616393.xml · derivative · entry 9

SMITH ELIZABETH A · CIK 0001209033 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 862,424

Underlying: Common Stock · 100,000 shares

Expires 2019-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected by the reporting person pursuant to a Rule 10b5-1 trading plan that was entered into on May 11, 2018.

F5 · derivative.exercise_date: These stock options are fully vested.

Read SEC document
June 21, 2018 Filed Jun 21, 2018 22:08 UTC
SMITH ELIZABETH ADirector · Chairman and CEO
SaleCommon Stock 100,000 $22.77 $2,277,000.00
Disclosure

SEC source: 0001546417-18-000111 · wf-form4_152961891616393.xml · nonDerivative · entry 6

SMITH ELIZABETH A · CIK 0001209033 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,152

F1 · shares: This transaction was effected by the reporting person pursuant to a Rule 10b5-1 trading plan that was entered into on May 11, 2018.

F4 · price: Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $22.54 to $23.12. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.

Read SEC document
June 21, 2018 Filed Jun 21, 2018 22:08 UTC
SMITH ELIZABETH ADirector · Chairman and CEO
Exercise / conversionCommon Stock 100,000 $6.50 $650,000.00
Disclosure

SEC source: 0001546417-18-000111 · wf-form4_152961891616393.xml · nonDerivative · entry 5

SMITH ELIZABETH A · CIK 0001209033 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected by the reporting person pursuant to a Rule 10b5-1 trading plan that was entered into on May 11, 2018.

Read SEC document
June 20, 2018 Filed Jun 21, 2018 22:08 UTC
SMITH ELIZABETH ADirector · Chairman and CEO
Exercise / conversionStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001546417-18-000111 · wf-form4_152961891616393.xml · derivative · entry 8

SMITH ELIZABETH A · CIK 0001209033 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 962,424

Underlying: Common Stock · 100,000 shares

Expires 2019-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected by the reporting person pursuant to a Rule 10b5-1 trading plan that was entered into on May 11, 2018.

F5 · derivative.exercise_date: These stock options are fully vested.

Read SEC document
June 20, 2018 Filed Jun 21, 2018 22:08 UTC
SMITH ELIZABETH ADirector · Chairman and CEO
SaleCommon Stock 100,000 $22.09 $2,209,000.00
Disclosure

SEC source: 0001546417-18-000111 · wf-form4_152961891616393.xml · nonDerivative · entry 4

SMITH ELIZABETH A · CIK 0001209033 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,152

F1 · shares: This transaction was effected by the reporting person pursuant to a Rule 10b5-1 trading plan that was entered into on May 11, 2018.

F3 · price: Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $22.00 to $22.46. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.

Read SEC document
June 20, 2018 Filed Jun 21, 2018 22:08 UTC
SMITH ELIZABETH ADirector · Chairman and CEO
Exercise / conversionCommon Stock 100,000 $6.50 $650,000.00
Disclosure

SEC source: 0001546417-18-000111 · wf-form4_152961891616393.xml · nonDerivative · entry 3

SMITH ELIZABETH A · CIK 0001209033 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected by the reporting person pursuant to a Rule 10b5-1 trading plan that was entered into on May 11, 2018.

Read SEC document
June 19, 2018 Filed Jun 21, 2018 22:08 UTC
SMITH ELIZABETH ADirector · Chairman and CEO
Exercise / conversionStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001546417-18-000111 · wf-form4_152961891616393.xml · derivative · entry 7

SMITH ELIZABETH A · CIK 0001209033 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,062,424

Underlying: Common Stock · 100,000 shares

Expires 2019-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected by the reporting person pursuant to a Rule 10b5-1 trading plan that was entered into on May 11, 2018.

F5 · derivative.exercise_date: These stock options are fully vested.

Read SEC document
June 19, 2018 Filed Jun 21, 2018 22:08 UTC
SMITH ELIZABETH ADirector · Chairman and CEO
SaleCommon Stock 100,000 $22.38 $2,238,000.00
Disclosure

SEC source: 0001546417-18-000111 · wf-form4_152961891616393.xml · nonDerivative · entry 2

SMITH ELIZABETH A · CIK 0001209033 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,152

F1 · shares: This transaction was effected by the reporting person pursuant to a Rule 10b5-1 trading plan that was entered into on May 11, 2018.

F2 · price: Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $22.24 to $22.87. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.

Read SEC document
June 19, 2018 Filed Jun 21, 2018 22:08 UTC
SMITH ELIZABETH ADirector · Chairman and CEO
Exercise / conversionCommon Stock 100,000 $6.50 $650,000.00
Disclosure

SEC source: 0001546417-18-000111 · wf-form4_152961891616393.xml · nonDerivative · entry 1

SMITH ELIZABETH A · CIK 0001209033 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected by the reporting person pursuant to a Rule 10b5-1 trading plan that was entered into on May 11, 2018.

Read SEC document
June 18, 2018 Filed Jun 19, 2018 20:44 UTC
SMITH ELIZABETH ADirector · Chairman and CEO
Exercise / conversionStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001546417-18-000109 · wf-form4_152944102743908.xml · derivative · entry 6

SMITH ELIZABETH A · CIK 0001209033 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,162,424

Underlying: Common Stock · 100,000 shares

Expires 2019-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected by the reporting person pursuant to a Rule 10b5-1 trading plan that was entered into on May 11, 2018.

F4 · derivative.exercise_date: These stock options are fully vested.

Read SEC document
June 18, 2018 Filed Jun 19, 2018 20:44 UTC
SMITH ELIZABETH ADirector · Chairman and CEO
SaleCommon Stock 100,000 $22.38 $2,238,000.00
Disclosure

SEC source: 0001546417-18-000109 · wf-form4_152944102743908.xml · nonDerivative · entry 4

SMITH ELIZABETH A · CIK 0001209033 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,152

F1 · shares: This transaction was effected by the reporting person pursuant to a Rule 10b5-1 trading plan that was entered into on May 11, 2018.

F3 · price: Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $22.20 to $22.60. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.

Read SEC document
June 18, 2018 Filed Jun 19, 2018 20:44 UTC
SMITH ELIZABETH ADirector · Chairman and CEO
Exercise / conversionCommon Stock 100,000 $6.50 $650,000.00
Disclosure

SEC source: 0001546417-18-000109 · wf-form4_152944102743908.xml · nonDerivative · entry 3

SMITH ELIZABETH A · CIK 0001209033 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected by the reporting person pursuant to a Rule 10b5-1 trading plan that was entered into on May 11, 2018.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 20:44 UTC
SMITH ELIZABETH ADirector · Chairman and CEO
Exercise / conversionStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $6.50 $0.00
Disclosure

SEC source: 0001546417-18-000109 · wf-form4_152944102743908.xml · derivative · entry 5

SMITH ELIZABETH A · CIK 0001209033 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,262,424

Underlying: Common Stock · 100,000 shares

Expires 2019-11-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected by the reporting person pursuant to a Rule 10b5-1 trading plan that was entered into on May 11, 2018.

F4 · derivative.exercise_date: These stock options are fully vested.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 20:44 UTC
SMITH ELIZABETH ADirector · Chairman and CEO
SaleCommon Stock 100,000 $22.18 $2,218,000.00
Disclosure

SEC source: 0001546417-18-000109 · wf-form4_152944102743908.xml · nonDerivative · entry 2

SMITH ELIZABETH A · CIK 0001209033 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,152

F1 · shares: This transaction was effected by the reporting person pursuant to a Rule 10b5-1 trading plan that was entered into on May 11, 2018.

F2 · price: Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $22.00 to $22.39. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 20:44 UTC
SMITH ELIZABETH ADirector · Chairman and CEO
Exercise / conversionCommon Stock 100,000 $6.50 $650,000.00
Disclosure

SEC source: 0001546417-18-000109 · wf-form4_152944102743908.xml · nonDerivative · entry 1

SMITH ELIZABETH A · CIK 0001209033 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,152

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected by the reporting person pursuant to a Rule 10b5-1 trading plan that was entered into on May 11, 2018.

Read SEC document
May 04, 2018 Filed May 8, 2018 22:48 UTC
Deno David J.EVP & CFAO
Exercise / conversionStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $14.58 $0.00
Disclosure

SEC source: 0001546417-18-000105 · wf-form4_152581968723149.xml · derivative · entry 3

Deno David J. · CIK 0001518594 · EVP & CFAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,084

Underlying: Common Stock · 50,000 shares

Expires 2022-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected by the reporting person pursuant to a Rule 10b5-1 trading plan that was entered into on March 6, 2018.

F2 · derivative.exercise_date: These stock options are fully vested.

Read SEC document
May 04, 2018 Filed May 8, 2018 22:48 UTC
Deno David J.EVP & CFAO
SaleCommon Stock 50,000 $24.50 $1,225,000.00
Disclosure

SEC source: 0001546417-18-000105 · wf-form4_152581968723149.xml · nonDerivative · entry 2

Deno David J. · CIK 0001518594 · EVP & CFAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,135

F1 · shares: This transaction was effected by the reporting person pursuant to a Rule 10b5-1 trading plan that was entered into on March 6, 2018.

Read SEC document
May 04, 2018 Filed May 8, 2018 22:48 UTC
Deno David J.EVP & CFAO
Exercise / conversionCommon Stock 50,000 $14.58 $729,000.00
Disclosure

SEC source: 0001546417-18-000105 · wf-form4_152581968723149.xml · nonDerivative · entry 1

Deno David J. · CIK 0001518594 · EVP & CFAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected by the reporting person pursuant to a Rule 10b5-1 trading plan that was entered into on March 6, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.