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Nasdaq · USD

BLMN

Bloomin' Brands, Inc.

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Tapewire entity
5085
SEC CIK
0001546417
Parsed reports
457

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202521
Dec 202500
Jan 202600
Feb 202600
Mar 202620
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2021 Filed Feb 23, 2021 22:53 UTC
Deno David J.Director · CEO
Exercise / conversionCommon Stock 6,458 $0.00 $0.00
Disclosure

SEC source: 0001546417-21-000014 · wf-form4_161412078172028.xml · nonDerivative · entry 3

Deno David J. · CIK 0001518594 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:55 UTC
Scarlett GreggEVP & COO of Casual Dining
Exercise / conversionRestricted Stock Units · Derivative 5,961 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001546417-21-000018 · wf-form4_161412090523194.xml · derivative · entry 7

Scarlett Gregg · CIK 0001636664 · EVP & COO of Casual Dining

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,962

Underlying: Common Stock · 5,961 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of the issuer upon vesting of the unit.

F7 · derivative.exercise_date: On February 19, 2019, these restricted stock units were granted in the original amount of 17,884, which vest in three equal annual installments with a final vesting in 2022.

F5 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:55 UTC
Scarlett GreggEVP & COO of Casual Dining
Tax withholdingCommon Stock 1,470 $24.83 $36,500.10
Disclosure

SEC source: 0001546417-21-000018 · wf-form4_161412090523194.xml · nonDerivative · entry 4

Scarlett Gregg · CIK 0001636664 · EVP & COO of Casual Dining

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,055

F2 · shares: These shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:55 UTC
Scarlett GreggEVP & COO of Casual Dining
Exercise / conversionCommon Stock 5,961 $0.00 $0.00
Disclosure

SEC source: 0001546417-21-000018 · wf-form4_161412090523194.xml · nonDerivative · entry 3

Scarlett Gregg · CIK 0001636664 · EVP & COO of Casual Dining

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:54 UTC
Meyer Christopher AdkinsEVP, Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,242 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001546417-21-000016 · wf-form4_161412083677072.xml · derivative · entry 7

Meyer Christopher Adkins · CIK 0001771411 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,242

Underlying: Common Stock · 1,242 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of the issuer upon vesting of the unit.

F7 · derivative.exercise_date: On February 19, 2019, these restricted stock units were granted in the original amount of 3,726, which vest in three equal annual installments, with a final vesting in 2022.

F5 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:54 UTC
Meyer Christopher AdkinsEVP, Chief Financial Officer
Tax withholdingCommon Stock 369 $24.83 $9,162.27
Disclosure

SEC source: 0001546417-21-000016 · wf-form4_161412083677072.xml · nonDerivative · entry 4

Meyer Christopher Adkins · CIK 0001771411 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,282

F2 · shares: These shares were withheld by the issuer to pay for the applicable withholding tax due upon vesting of certain resticted stock units.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:54 UTC
Meyer Christopher AdkinsEVP, Chief Financial Officer
Exercise / conversionCommon Stock 1,242 $0.00 $0.00
Disclosure

SEC source: 0001546417-21-000016 · wf-form4_161412083677072.xml · nonDerivative · entry 3

Meyer Christopher Adkins · CIK 0001771411 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:53 UTC
Lefferts KellyEVP, Chief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 934 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001546417-21-000015 · wf-form4_161412081036858.xml · derivative · entry 7

Lefferts Kelly · CIK 0001780396 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 934

Underlying: Common Stock · 934 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of the issuer upon vesting of the unit.

F7 · derivative.exercise_date: On February 19, 2019, these restricted stock units were granted in the original amount of 2,802, which vest in three equal annual installments, with a final vesting in 2022.

F5 · derivative.expiration_date: This field is not applicable.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:53 UTC
Lefferts KellyEVP, Chief Legal Officer
Tax withholdingCommon Stock 277 $24.83 $6,877.91
Disclosure

SEC source: 0001546417-21-000015 · wf-form4_161412081036858.xml · nonDerivative · entry 4

Lefferts Kelly · CIK 0001780396 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,354

F2 · shares: These shares were withheld by the issuer to pay for the applicable withholding tax due upon vesting of certain resticted stock units.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 22:53 UTC
Lefferts KellyEVP, Chief Legal Officer
Exercise / conversionCommon Stock 934 $0.00 $0.00
Disclosure

SEC source: 0001546417-21-000015 · wf-form4_161412081036858.xml · nonDerivative · entry 3

Lefferts Kelly · CIK 0001780396 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These shares of common stock were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 22:03 UTC Exercise / conversionStock Option (right to buy) · Derivative 75,000 $0.00 Strike: $10.03 $0.00
Disclosure

SEC source: 0001546417-21-000002 · wf-form4_160988419754929.xml · derivative · entry 8

SMITH ELIZABETH A · CIK 0001209033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 75,000 shares

Expires 2021-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected by the reporting person pursuant to a Rule 10b5-1 trading plan that was entered into on December 4, 2020.

F6 · derivative.exercise_date: On July 1, 2011, these stock options were granted in the original amount of 550,000, which vest in five equal annual installments, with a final vesting in 2016.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 22:03 UTC Exercise / conversionStock Option (right to buy) · Derivative 75,000 $0.00 Strike: $10.03 $0.00
Disclosure

SEC source: 0001546417-21-000002 · wf-form4_160988419754929.xml · derivative · entry 7

SMITH ELIZABETH A · CIK 0001209033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 75,000 shares

Expires 2021-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected by the reporting person pursuant to a Rule 10b5-1 trading plan that was entered into on December 4, 2020.

F6 · derivative.exercise_date: On July 1, 2011, these stock options were granted in the original amount of 550,000, which vest in five equal annual installments, with a final vesting in 2016.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 22:03 UTC SaleCommon Stock 1,750 $19.13 $33,477.50
Disclosure

SEC source: 0001546417-21-000002 · wf-form4_160988419754929.xml · nonDerivative · entry 6

SMITH ELIZABETH A · CIK 0001209033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,204

F1 · shares: This transaction was effected by the reporting person pursuant to a Rule 10b5-1 trading plan that was entered into on December 4, 2020.

F5 · price: Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $18.99 to $19.37. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 22:03 UTC SaleCommon Stock 73,250 $18.37 $1,345,602.50
Disclosure

SEC source: 0001546417-21-000002 · wf-form4_160988419754929.xml · nonDerivative · entry 5

SMITH ELIZABETH A · CIK 0001209033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,954

F1 · shares: This transaction was effected by the reporting person pursuant to a Rule 10b5-1 trading plan that was entered into on December 4, 2020.

F4 · price: Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $17.98 to $18.80. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 22:03 UTC Exercise / conversionCommon Stock 75,000 $10.03 $752,250.00
Disclosure

SEC source: 0001546417-21-000002 · wf-form4_160988419754929.xml · nonDerivative · entry 4

SMITH ELIZABETH A · CIK 0001209033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected by the reporting person pursuant to a Rule 10b5-1 trading plan that was entered into on December 4, 2020.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 22:03 UTC SaleCommon Stock 300 $19.34 $5,802.00
Disclosure

SEC source: 0001546417-21-000002 · wf-form4_160988419754929.xml · nonDerivative · entry 3

SMITH ELIZABETH A · CIK 0001209033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,204

F1 · shares: This transaction was effected by the reporting person pursuant to a Rule 10b5-1 trading plan that was entered into on December 4, 2020.

F3 · price: Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $19.30 to $19.36. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 22:03 UTC SaleCommon Stock 74,700 $18.42 $1,375,974.00
Disclosure

SEC source: 0001546417-21-000002 · wf-form4_160988419754929.xml · nonDerivative · entry 2

SMITH ELIZABETH A · CIK 0001209033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,504

F1 · shares: This transaction was effected by the reporting person pursuant to a Rule 10b5-1 trading plan that was entered into on December 4, 2020.

F2 · price: Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $18.25 to $19.15. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 22:03 UTC Exercise / conversionCommon Stock 75,000 $10.03 $752,250.00
Disclosure

SEC source: 0001546417-21-000002 · wf-form4_160988419754929.xml · nonDerivative · entry 1

SMITH ELIZABETH A · CIK 0001209033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This transaction was effected by the reporting person pursuant to a Rule 10b5-1 trading plan that was entered into on December 4, 2020.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 22:52 UTC Exercise / conversionStock Option (right to buy) · Derivative 139,101 $0.00 Strike: $10.03 $0.00
Disclosure

SEC source: 0001546417-20-000121 · wf-form4_160573994094141.xml · derivative · entry 6

SMITH ELIZABETH A · CIK 0001209033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 139,101 shares

Expires 2021-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On July 1, 2011, these stock options were granted in the original amount of 550,000, which vest in five equal annual installments, with a final vesting in 2016.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 22:52 UTC SaleCommon Stock 139,101 $16.79 $2,335,505.79
Disclosure

SEC source: 0001546417-20-000121 · wf-form4_160573994094141.xml · nonDerivative · entry 4

SMITH ELIZABETH A · CIK 0001209033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,204

F2 · price: Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $16.50 to $17.10. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 22:52 UTC Exercise / conversionCommon Stock 139,101 $10.03 $1,395,183.03
Disclosure

SEC source: 0001546417-20-000121 · wf-form4_160573994094141.xml · nonDerivative · entry 3

SMITH ELIZABETH A · CIK 0001209033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 651,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:52 UTC Exercise / conversionStock Option (right to buy) · Derivative 110,899 $0.00 Strike: $10.03 $0.00
Disclosure

SEC source: 0001546417-20-000121 · wf-form4_160573994094141.xml · derivative · entry 5

SMITH ELIZABETH A · CIK 0001209033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,101

Underlying: Common Stock · 110,899 shares

Expires 2021-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On July 1, 2011, these stock options were granted in the original amount of 550,000, which vest in five equal annual installments, with a final vesting in 2016.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:52 UTC SaleCommon Stock 110,899 $16.83 $1,866,430.17
Disclosure

SEC source: 0001546417-20-000121 · wf-form4_160573994094141.xml · nonDerivative · entry 2

SMITH ELIZABETH A · CIK 0001209033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,204

F1 · price: Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $16.75 to $16.94. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:52 UTC Exercise / conversionCommon Stock 110,899 $10.03 $1,112,316.97
Disclosure

SEC source: 0001546417-20-000121 · wf-form4_160573994094141.xml · nonDerivative · entry 1

SMITH ELIZABETH A · CIK 0001209033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2020 Filed Aug 4, 2020 21:36 UTC
Scarlett GreggEVP & COO of Casual Dining
Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001546417-20-000111 · wf-form4_159657682838827.xml · derivative · entry 3

Scarlett Gregg · CIK 0001636664 · EVP & COO of Casual Dining

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of the issuer upon vesting of the unit.

F2 · derivative.exercise_date: On August 1, 2016, these restricted stock units were granted in the original amount of 25,000, which vest in four equal annual installments, with a final vesting in 2020.

F3 · derivative.expiration_date: This field is not applicable.

Read SEC document
August 01, 2020 Filed Aug 4, 2020 21:36 UTC
Scarlett GreggEVP & COO of Casual Dining
Tax withholdingCommon Stock 2,460 $11.52 $28,339.20
Disclosure

SEC source: 0001546417-20-000111 · wf-form4_159657682838827.xml · nonDerivative · entry 2

Scarlett Gregg · CIK 0001636664 · EVP & COO of Casual Dining

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,719

Read SEC document
August 01, 2020 Filed Aug 4, 2020 21:36 UTC
Scarlett GreggEVP & COO of Casual Dining
Exercise / conversionCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001546417-20-000111 · wf-form4_159657682838827.xml · nonDerivative · entry 1

Scarlett Gregg · CIK 0001636664 · EVP & COO of Casual Dining

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 20, 2020 Filed Jul 22, 2020 20:15 UTC GrantRestricted Stock Units · Derivative 9,875 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001546417-20-000102 · wf-form4_159544889500940.xml · derivative · entry 4

GAINOR JOHN P JR · CIK 0001666277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,875

Underlying: Common Stock · 9,875 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of the issuer upon vesting of the unit.

F5 · derivative.exercise_date: These restricted stock units, in the original grant amount of 9,875, vest in three equal installments immediately prior to the issuer's annual meeting of stockholders each year beginning in 2021.

F6 · derivative.expiration_date: This field is not applicable.

Read SEC document
July 20, 2020 Filed Jul 22, 2020 16:15 UTC GrantRestricted Stock Units · Derivative 9,875 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001546417-20-000103 · wf-form4_159544891400714.xml · derivative · entry 2

JACKSON LAWRENCE V · CIK 0001204543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,875

Underlying: Common Stock · 9,875 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of the issuer upon vesting of the unit.

F2 · derivative.exercise_date: These restricted stock units, in the original grant amount of 9,875, vest in three equal installments immediately prior to the issuer's annual meeting of stockholders each year beginning in 2021.

F3 · derivative.expiration_date: This field is not applicable.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 17:49 UTC
Stutts Michael LivingstonChief Customer Officer
Exercise / conversionRestricted Stock Units · Derivative 16,666 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001546417-20-000095 · wf-form4_159407216048971.xml · derivative · entry 3

Stutts Michael Livingston · CIK 0001779100 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,334

Underlying: Common Stock · 16,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of the issuer upon vesting of the unit.

F3 · derivative.exercise_date: On July 1, 2019, these restricted stock units were granted in the original amount of 50,000, which vest in three equal annual installments, with a final vesting in 2022.

F4 · derivative.expiration_date: This field is not applicable.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 17:49 UTC
Stutts Michael LivingstonChief Customer Officer
Tax withholdingCommon Stock 4,059 $10.70 $43,411.01
Disclosure

SEC source: 0001546417-20-000095 · wf-form4_159407216048971.xml · nonDerivative · entry 2

Stutts Michael Livingston · CIK 0001779100 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,607

F1 · shares: These common shares were withheld by the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 17:49 UTC
Stutts Michael LivingstonChief Customer Officer
Exercise / conversionCommon Stock 16,666 $0.00 $0.00
Disclosure

SEC source: 0001546417-20-000095 · wf-form4_159407216048971.xml · nonDerivative · entry 1

Stutts Michael Livingston · CIK 0001779100 · Chief Customer Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 21:49 UTC
Deno David J.Director · CEO
PurchaseCommon Stock 12,000 $10.00 $120,000.00
Disclosure

SEC source: 0001546417-20-000094 · wf-form4_159407214249562.xml · nonDerivative · entry 1

Deno David J. · CIK 0001518594 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,554

F1 · shares: This transaction was effected by the reporting person pursuant to a Rule 10b5-1 trading plan that was entered into on May 29, 2020.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 20:45 UTC
Lefferts KellyEVP, Chief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 13,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001546417-20-000083 · wf-form4_159113069483810.xml · derivative · entry 3

Lefferts Kelly · CIK 0001780396 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,667

Underlying: Common Stock · 13,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of the issuer upon vesting of the unit.

F3 · derivative.exercise_date: On June 1, 2019, these restricted stock units were granted in the original amount of 40,000, which vest in three equal annual installments, with a final vesting in 2022.

F4 · derivative.expiration_date: This field is not applicable.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 20:45 UTC
Lefferts KellyEVP, Chief Legal Officer
Tax withholdingCommon Stock 3,247 $11.52 $37,405.44
Disclosure

SEC source: 0001546417-20-000083 · wf-form4_159113069483810.xml · nonDerivative · entry 2

Lefferts Kelly · CIK 0001780396 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,381

F1 · acquired: These shares were withheld by the issuer to pay for the applicable withholding tax due upon vesting of certain resticted stock units.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 20:45 UTC
Lefferts KellyEVP, Chief Legal Officer
Exercise / conversionCommon Stock 13,333 $0.00 $0.00
Disclosure

SEC source: 0001546417-20-000083 · wf-form4_159113069483810.xml · nonDerivative · entry 1

Lefferts Kelly · CIK 0001780396 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 20:45 UTC
MAHONEY JOHNDirector
Exercise / conversionRestricted Stock Units · Derivative 1,770 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001546417-20-000085 · wf-form4_159113074101614.xml · derivative · entry 7

MAHONEY JOHN · CIK 0001181715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,770 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of the issuer upon vesting of the unit.

F6 · derivative.exercise_date: These restricted stock units, in the original grant amount of 5,308, vest in three equal installments immediately prior to the issuer's annual meeting of stockholders each year beginning in 2018.

F3 · derivative.expiration_date: This field is not applicable.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 20:45 UTC
MAHONEY JOHNDirector
Exercise / conversionRestricted Stock Units · Derivative 1,473 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001546417-20-000085 · wf-form4_159113074101614.xml · derivative · entry 6

MAHONEY JOHN · CIK 0001181715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,473

Underlying: Common Stock · 1,473 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of the issuer upon vesting of the unit.

F5 · derivative.exercise_date: These restricted stock units, in the original grant amount of 4,419, vest in three equal installments immediately prior to the issuer's annual meeting of stockholders each year beginning in 2019.

F3 · derivative.expiration_date: This field is not applicable.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 20:45 UTC
MAHONEY JOHNDirector
Exercise / conversionRestricted Stock Units · Derivative 2,124 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001546417-20-000085 · wf-form4_159113074101614.xml · derivative · entry 5

MAHONEY JOHN · CIK 0001181715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,249

Underlying: Common Stock · 2,124 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of the issuer upon vesting of the unit.

F4 · derivative.exercise_date: These restricted stock units, in the original grant amount of 6,373, vest in three equal installments immediately prior to the issuer's annual meeting of stockholders each year beginning in 2020.

F3 · derivative.expiration_date: This field is not applicable.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 20:45 UTC
MAHONEY JOHNDirector
GrantRestricted Stock Units · Derivative 10,518 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001546417-20-000085 · wf-form4_159113074101614.xml · derivative · entry 4

MAHONEY JOHN · CIK 0001181715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,518

Underlying: Common Stock · 10,518 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of the issuer upon vesting of the unit.

F2 · derivative.exercise_date: These restricted stock units, in the original grant amount of 10,518, vest in three equal installments immediately prior to the issuer's annual meeting of stockholders each year beginning in 2021.

F3 · derivative.expiration_date: This field is not applicable.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 20:45 UTC
MAHONEY JOHNDirector
Exercise / conversionCommon Stock 1,770 $0.00 $0.00
Disclosure

SEC source: 0001546417-20-000085 · wf-form4_159113074101614.xml · nonDerivative · entry 3

MAHONEY JOHN · CIK 0001181715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 20:45 UTC
MAHONEY JOHNDirector
Exercise / conversionCommon Stock 1,473 $0.00 $0.00
Disclosure

SEC source: 0001546417-20-000085 · wf-form4_159113074101614.xml · nonDerivative · entry 2

MAHONEY JOHN · CIK 0001181715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 20:45 UTC
MAHONEY JOHNDirector
Exercise / conversionCommon Stock 2,124 $0.00 $0.00
Disclosure

SEC source: 0001546417-20-000085 · wf-form4_159113074101614.xml · nonDerivative · entry 1

MAHONEY JOHN · CIK 0001181715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 20:44 UTC Exercise / conversionRestricted Stock Units · Derivative 1,473 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001546417-20-000080 · wf-form4_159113062331552.xml · derivative · entry 5

Beck Wendy A. · CIK 0001435404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,473

Underlying: Common Stock · 1,473 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of the issuer upon vesting of the unit.

F5 · derivative.exercise_date: These restricted stock units, in the original grant amount of 4,419, vest in three equal installments immediately prior to the issuer's annual meeting of stockholders each year beginning in 2019.

F3 · derivative.expiration_date: This field is not applicable.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 20:44 UTC Exercise / conversionRestricted Stock Units · Derivative 2,124 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001546417-20-000080 · wf-form4_159113062331552.xml · derivative · entry 4

Beck Wendy A. · CIK 0001435404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,249

Underlying: Common Stock · 2,124 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of the issuer upon vesting of the unit.

F4 · derivative.exercise_date: These restricted stock units, in the original grant amount of 6,373, vest in three equal installments immediately prior to the issuer's annual meeting of stockholders each year beginning in 2020.

F3 · derivative.expiration_date: This field is not applicable.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 20:44 UTC GrantRestricted Stock Units · Derivative 10,518 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001546417-20-000080 · wf-form4_159113062331552.xml · derivative · entry 3

Beck Wendy A. · CIK 0001435404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,518

Underlying: Common Stock · 10,518 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of the issuer upon vesting of the unit.

F2 · derivative.exercise_date: These restricted stock units, in the original grant amount of 10,518, vest in three equal installments immediately prior to the issuer's annual meeting of stockholders each year beginning in 2021.

F3 · derivative.expiration_date: This field is not applicable.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 20:44 UTC Exercise / conversionCommon Stock 1,473 $0.00 $0.00
Disclosure

SEC source: 0001546417-20-000080 · wf-form4_159113062331552.xml · nonDerivative · entry 2

Beck Wendy A. · CIK 0001435404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 20:44 UTC Exercise / conversionCommon Stock 2,124 $0.00 $0.00
Disclosure

SEC source: 0001546417-20-000080 · wf-form4_159113062331552.xml · nonDerivative · entry 1

Beck Wendy A. · CIK 0001435404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 16:44 UTC
Craigie JamesDirector · Chairman
Exercise / conversionRestricted Stock Units · Derivative 1,770 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001546417-20-000081 · wf-form4_159113064878009.xml · derivative · entry 8

Craigie James · CIK 0001295990 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,770 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of the issuer upon vesting of the unit.

F7 · derivative.exercise_date: These restricted stock units, in the original grant amount of 5,308, vest in three equal installments immediately prior to the issuer's annual meeting of stockholders each year beginning in 2018.

F4 · derivative.expiration_date: This field is not applicable.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 16:44 UTC
Craigie JamesDirector · Chairman
Exercise / conversionRestricted Stock Units · Derivative 1,473 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001546417-20-000081 · wf-form4_159113064878009.xml · derivative · entry 7

Craigie James · CIK 0001295990 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,473

Underlying: Common Stock · 1,473 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of the issuer upon vesting of the unit.

F6 · derivative.exercise_date: These restricted stock units, in the original grant amount of 4,419, vest in three equal installments immediately prior to the issuer's annual meeting of stockholders each year beginning in 2019.

F4 · derivative.expiration_date: This field is not applicable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.