Tapewire

Nasdaq · USD

BLIN

Bridgeline Digital, Inc.

Export transactions ↓
Tapewire entity
7897
SEC CIK
0001378590
Parsed reports
115

Last 12 months

Inside the activity.

9 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202660
Mar 202630
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 12, 2018 Filed Feb 15, 2018 21:34 UTC
TAGLICH MICHAEL NDirector · 10% owner
GrantBLIN (Common Stock) 7,532 $2.39 $18,001.48
Disclosure

SEC source: 0001437749-18-002678 · rdgdoc.xml · nonDerivative · entry 1

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,532

F1 · shares: Director has elected to receive a stock grant in lieu of quarterly cash payments otherwise received for services on the Board of Directors.

Read SEC document
February 12, 2018 Filed Feb 15, 2018 16:53 UTC Amendment GrantStock Option (right to buy) · Derivative 2,000 $0.00 Strike: $2.39 $0.00
Disclosure

SEC source: 0001437749-18-002687 · rdgdoc.xml · derivative · entry 2

Landers Scott E · CIK 0001439462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2028-02-12

F2 · derivative.exercise_date: This option is exercisable with respect to 1/3 of the underlying shares of each February 12, 2019, February 12, 2020 and February 12, 2021.

Read SEC document
February 12, 2018 Filed Feb 15, 2018 16:53 UTC Amendment GrantBLIN (Common Stock) 10,879 $2.39 $26,000.81
Disclosure

SEC source: 0001437749-18-002687 · rdgdoc.xml · nonDerivative · entry 1

Landers Scott E · CIK 0001439462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,879

F1 · shares: Director has elected to receive a stock grant in lieu of quarterly cash payments otherwise received for services on the Board of Directors.

Read SEC document
February 12, 2018 Filed Feb 15, 2018 16:35 UTC GrantBLIN (Common Stock) 10,879 $2.39 $26,000.81
Disclosure

SEC source: 0001437749-18-002679 · rdgdoc.xml · nonDerivative · entry 1

Landers Scott E · CIK 0001439462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,879

F1 · shares: Director has elected to receive a stock grant in lieu of quarterly cash payments otherwise received for services on the Board of Directors.

Read SEC document
February 12, 2018 Filed Feb 15, 2018 22:06 UTC Amendment
KAHN JONIDirector
GrantStock Option (right to buy) · Derivative 2,000 $0.00 Strike: $2.39 $0.00
Disclosure

SEC source: 0001437749-18-002695 · rdgdoc.xml · derivative · entry 2

KAHN JONI · CIK 0001185353 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2028-02-12

F2 · derivative.exercise_date: This option is exercisable with respect to 1/3 of the underlying shares of each February 12, 2019, February 12, 2020 and February 12, 2021.

Read SEC document
February 12, 2018 Filed Feb 15, 2018 22:06 UTC Amendment
KAHN JONIDirector
GrantBLIN (Common Stock) 10,879 $2.39 $26,000.81
Disclosure

SEC source: 0001437749-18-002695 · rdgdoc.xml · nonDerivative · entry 1

KAHN JONI · CIK 0001185353 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,879

F1 · shares: Director has elected to receive a stock grant in lieu of quarterly cash payments otherwise received for services on the Board of Directors.

Read SEC document
February 12, 2018 Filed Feb 15, 2018 21:56 UTC GrantStock Option (right to buy) · Derivative 2,000 $0.00 Strike: $2.39 $0.00
Disclosure

SEC source: 0001437749-18-002691 · rdgdoc.xml · derivative · entry 2

Galaznik Kenneth · CIK 0001352964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2028-02-12

F2 · derivative.exercise_date: This option is exercisable with respect to 1/3 of the underlying shares of each February 12, 2019, February 12, 2020 and February 12, 2021.

Read SEC document
February 12, 2018 Filed Feb 15, 2018 21:56 UTC GrantBLIN (Common Stock) 11,716 $2.39 $28,001.24
Disclosure

SEC source: 0001437749-18-002691 · rdgdoc.xml · nonDerivative · entry 1

Galaznik Kenneth · CIK 0001352964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,716

F1 · shares: Director has elected to receive a stock grant in lieu of quarterly cash payments otherwise received for services on the Board of the Directors.

Read SEC document
February 12, 2018 Filed Feb 15, 2018 21:39 UTC
KAHN JONIDirector
GrantBLIN (Common Stock) 10,879 $2.39 $26,000.81
Disclosure

SEC source: 0001437749-18-002680 · rdgdoc.xml · nonDerivative · entry 1

KAHN JONI · CIK 0001185353 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,879

F1 · shares: Director has elected to receive a stock grant in lieu of quarterly cash payments otherwise received for services on the Board of Directors.

Read SEC document
January 08, 2018 Filed Feb 15, 2018 22:04 UTC Amendment
TAGLICH MICHAEL NDirector · 10% owner
GrantPlacement Agent Warrant · Derivative 6,000 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001437749-18-002694 · rdgdoc.xml · derivative · entry 3

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2021-12-31

Read SEC document
January 08, 2018 Filed Feb 15, 2018 21:34 UTC
TAGLICH MICHAEL NDirector · 10% owner
GrantPlacement Agent Warrant · Derivative 6,000 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001437749-18-002678 · rdgdoc.xml · derivative · entry 3

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2021-12-31

Read SEC document
August 21, 2017 Filed Aug 21, 2017 17:44 UTC
Kahn Roger E.President and CEO
PurchaseCommon Stock (BLIN) 6,850 $2.70 $18,495.00
Disclosure

SEC source: 0001437749-17-015124 · rdgdoc.xml · nonDerivative · entry 2

Kahn Roger E. · CIK 0001651542 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 666,719

F2 · price: The price reported is an average price. The shares were purchased in multiple transactions at prices ranging from $2.64 to $2.75, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Commission, upon request, full information regarding the number of shares purchased at each price within the range provided herein.

Read SEC document
August 21, 2017 Filed Aug 22, 2017 17:31 UTC Amendment
Kahn Roger E.President and CEO
PurchaseCommon Stock (BLIN) 6,850 $2.70 $18,495.00
Disclosure

SEC source: 0001437749-17-015181 · rdgdoc.xml · nonDerivative · entry 2

Kahn Roger E. · CIK 0001651542 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,524

F3 · price: The price reported is an average price. The shares were purchased in multiple transactions at prices ranging from $2.64 to $2.75, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Commission, upon request, full information regarding the number of shares purchased at each price within the range provided herein.

F4 · balance_after: The previously submitted Form 4 inadvertently included shares beneficially owned prior the reverse stock split effectuated on July 24, 2017. The number of shares beneficially owned as been adjusted accordingly herein.

Read SEC document
August 18, 2017 Filed Aug 21, 2017 17:44 UTC
Kahn Roger E.President and CEO
PurchaseCommon Stock (BLIN) 12,125 $2.59 $31,403.75
Disclosure

SEC source: 0001437749-17-015124 · rdgdoc.xml · nonDerivative · entry 1

Kahn Roger E. · CIK 0001651542 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 659,869

F1 · price: The price reported is an average price. The shares were purchased in multiple transactions at prices ranging from $2.48 to $2.64, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Commission, upon request, full information regarding the number of shares purchased at each price within the range provided herein.

Read SEC document
August 18, 2017 Filed Aug 22, 2017 17:31 UTC Amendment
Kahn Roger E.President and CEO
PurchaseCommon Stock (BLIN) 12,125 $2.59 $31,403.75
Disclosure

SEC source: 0001437749-17-015181 · rdgdoc.xml · nonDerivative · entry 1

Kahn Roger E. · CIK 0001651542 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,674

F1 · price: The price reported is an average price. The shares were purchased in multiple transactions at prices ranging from $2.48 to $2.64, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Commission, upon request, full information regarding the number of shares purchased at each price within the range provided herein.

F2 · balance_after: The previously submitted Form 4 inadvertently included shares beneficially owned prior the reverse stock split effectuated on July 24, 2017. The number of shares beneficially owned as been adjusted accordingly herein.

Read SEC document
June 09, 2017 Filed Jun 12, 2017 17:20 UTC
Kahn Roger E.President and CEO
PurchaseCommon Stock (BLIN) 42,170 $0.60 $25,302.00
Disclosure

SEC source: 0001437749-17-011148 · rdgdoc.xml · nonDerivative · entry 2

Kahn Roger E. · CIK 0001651542 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 647,744

Read SEC document
June 08, 2017 Filed Jun 12, 2017 17:20 UTC
Kahn Roger E.President and CEO
PurchaseCommon Stock (BLIN) 20,560 $0.59 $12,130.40
Disclosure

SEC source: 0001437749-17-011148 · rdgdoc.xml · nonDerivative · entry 1

Kahn Roger E. · CIK 0001651542 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 605,574

Read SEC document
June 07, 2017 Filed Jun 9, 2017 16:08 UTC
Kahn Roger E.President and CEO
GrantCommon Stock 36,363 $0.55 $19,999.65
Disclosure

SEC source: 0001437749-17-011078 · rdgdoc.xml · nonDerivative · entry 1

Kahn Roger E. · CIK 0001651542 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,363

F1 · shares: The stock award was granted by the Company's Compensation Committee of the Board of Directors and represents compensation in accordance with Mr. Kahn's compensation plan for FY2017, for which Mr. Kahn elected to receive a stock grant in lieu of a cash bonus.

Read SEC document
April 01, 2017 Filed Apr 3, 2017 21:38 UTC GrantPreferred Series A Common Stock 1,710 $10.00 $17,100.00
Disclosure

SEC source: 0001437749-17-005933 · rdgdoc.xml · nonDerivative · entry 3

TAGLICH ROBERT · CIK 0001353439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,710

F5 · shares: Quarterly preferred stock dividend.

F6 · price: Convertible to common stock at $0.65 per share.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 09:46 UTC
Prinn MichaelExec. V.P.-Finance and CFO
PurchaseCommon Stock (BLIN) 7,250 $0.73 $5,292.50
Disclosure

SEC source: 0001437749-17-003737 · rdgdoc.xml · nonDerivative · entry 1

Prinn Michael · CIK 0001508765 · Exec. V.P.-Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,650

Read SEC document
February 27, 2017 Filed Mar 1, 2017 09:33 UTC
Kahn Roger E.President and CEO
PurchaseCommon Stock (BLIN) 95,783 $0.67 $64,366.18
Disclosure

SEC source: 0001437749-17-003483 · rdgdoc.xml · nonDerivative · entry 2

Kahn Roger E. · CIK 0001651542 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,651

Read SEC document
February 27, 2017 Filed Mar 1, 2017 09:33 UTC
Kahn Roger E.President and CEO
PurchaseCommon Stock (BLIN) 45,505 $0.66 $29,896.79
Disclosure

SEC source: 0001437749-17-003483 · rdgdoc.xml · nonDerivative · entry 1

Kahn Roger E. · CIK 0001651542 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,868

Read SEC document
February 06, 2017 Filed Feb 8, 2017 22:15 UTC
TAGLICH MICHAEL NDirector · 10% owner
GrantStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $0.63 $0.00
Disclosure

SEC source: 0001437749-17-001948 · rdgdoc.xml · derivative · entry 2

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2027-02-06

F2 · derivative.exercise_date: This option is exercisable with respect to 1/3 of the underlying shares of each of February 6, 2018, February 6, 2019 and February 6, 2020.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 22:15 UTC
TAGLICH MICHAEL NDirector · 10% owner
GrantBLIN (Common Stock) 28,572 $0.63 $18,000.36
Disclosure

SEC source: 0001437749-17-001948 · rdgdoc.xml · nonDerivative · entry 1

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,572

F1 · shares: Director has elected to receive a stock grant in lieu of quarterly cash payments otherwise received for services on the Board of Directors.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 22:11 UTC GrantStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $0.63 $0.00
Disclosure

SEC source: 0001437749-17-001943 · rdgdoc.xml · derivative · entry 2

Galaznik Kenneth · CIK 0001352964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2027-02-06

F2 · derivative.exercise_date: This option is exercisable with respect to 1/3 of the underlying shares of each of February 6, 2018, February 6, 2019 and February 6, 2020.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 22:11 UTC GrantBLIN (Common Stock) 44,445 $0.63 $28,000.35
Disclosure

SEC source: 0001437749-17-001943 · rdgdoc.xml · nonDerivative · entry 1

Galaznik Kenneth · CIK 0001352964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,445

F1 · shares: Director has elected to receive a stock grant in lieu of quarterly cash payments otherwise received for services on the Board of Directors.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 17:14 UTC GrantStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $0.63 $0.00
Disclosure

SEC source: 0001437749-17-001947 · rdgdoc.xml · derivative · entry 2

Landers Scott E · CIK 0001439462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2027-02-06

F2 · derivative.exercise_date: This option is exercisable with respect to 1/3 of the underlying shares of each of February 6, 2018, February 6, 2019 and February 6, 2020.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 17:14 UTC GrantBLIN (Common Stock) 41,270 $0.63 $26,000.10
Disclosure

SEC source: 0001437749-17-001947 · rdgdoc.xml · nonDerivative · entry 1

Landers Scott E · CIK 0001439462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,270

F1 · shares: Director has elected to receive a stock grant in lieu of quarterly cash payments otherwise received for services on the Board of Directors.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 22:13 UTC
KAHN JONIDirector
GrantStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $0.63 $0.00
Disclosure

SEC source: 0001437749-17-001945 · rdgdoc.xml · derivative · entry 2

KAHN JONI · CIK 0001185353 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2027-02-03

F2 · derivative.exercise_date: This option is exercisable with respect to 1/3 of the underlying shares of each of February 6, 2018, February 6, 2019 and February 6, 2020.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 22:13 UTC
KAHN JONIDirector
GrantBLIN (Common Stock) 41,270 $0.63 $26,000.10
Disclosure

SEC source: 0001437749-17-001945 · rdgdoc.xml · nonDerivative · entry 1

KAHN JONI · CIK 0001185353 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,270

F1 · shares: Director has elected to receive a stock grant in lieu of quarterly cash payments otherwise received for services on the Board of Directors.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 22:10 UTC GrantStock Option (right to buy) · Derivative 6,000 $0.00 Strike: $0.63 $0.00
Disclosure

SEC source: 0001437749-17-001942 · rdgdoc.xml · derivative · entry 2

TAGLICH ROBERT · CIK 0001353439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2027-02-06

F2 · derivative.exercise_date: This option is exercisable with respect to 1/3 of the underlying shares of each of February 6, 2018, February 6, 2019 and February 6, 2020.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 22:10 UTC GrantBLIN (Common Stock) 28,572 $0.63 $18,000.36
Disclosure

SEC source: 0001437749-17-001942 · rdgdoc.xml · nonDerivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,572

F1 · shares: Director has elected to receive a stock grant in lieu of quarterly cash payments otherwise received for services on the Board of Directors.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 21:33 UTC
TAGLICH MICHAEL NDirector · 10% owner
GrantCommon Stock Purchase Warrant · Derivative 30,000 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001437749-17-001456 · rdgdoc.xml · derivative · entry 1

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2021-12-31

Read SEC document
January 01, 2017 Filed Apr 3, 2017 21:38 UTC GrantPreferred Series A Stock 1,696 $10.00 $16,960.00
Disclosure

SEC source: 0001437749-17-005933 · rdgdoc.xml · nonDerivative · entry 2

TAGLICH ROBERT · CIK 0001353439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,696

F3 · shares: Quarterly preferred stock dividend.

F4 · price: Convertible to common stock at $0.65 per share.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 23:02 UTC
TAGLICH MICHAEL NDirector · 10% owner
GrantWarrant · Derivative 76,923 $0.00 Strike: $0.70 $0.00
Disclosure

SEC source: 0001415889-16-007406 · form4-11142016_031120.xml · derivative · entry 2

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,923

Underlying: Common Stock · 76,923 shares

Expires 2022-05-09

Read SEC document
November 09, 2016 Filed Nov 14, 2016 23:02 UTC
TAGLICH MICHAEL NDirector · 10% owner
GrantCommon Stock 153,846 $0.65 $99,999.90
Disclosure

SEC source: 0001415889-16-007406 · form4-11142016_031120.xml · nonDerivative · entry 1

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,846

Read SEC document
November 09, 2016 Filed Nov 14, 2016 18:00 UTC
Kahn Roger E.PRESIDENT AND CEO
GrantWarrant · Derivative 43,000 $0.00 Strike: $0.70 $0.00
Disclosure

SEC source: 0001415889-16-007405 · form4-11142016_021151.xml · derivative · entry 2

Kahn Roger E. · CIK 0001651542 · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,000

Underlying: Common Stock · 43,000 shares

Expires 2022-05-09

Read SEC document
November 09, 2016 Filed Nov 14, 2016 18:00 UTC
Kahn Roger E.PRESIDENT AND CEO
GrantCommon Stock 86,000 $0.65 $55,900.00
Disclosure

SEC source: 0001415889-16-007405 · form4-11142016_021151.xml · nonDerivative · entry 1

Kahn Roger E. · CIK 0001651542 · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,000

Read SEC document
November 09, 2016 Filed Nov 14, 2016 22:52 UTC GrantWarrant · Derivative 76,923 $0.00 Strike: $0.70 $0.00
Disclosure

SEC source: 0001415889-16-007404 · form4-11142016_021128.xml · derivative · entry 2

TAGLICH ROBERT · CIK 0001353439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,923

Underlying: Common Stock · 76,923 shares

Expires 2022-05-09

Read SEC document
November 09, 2016 Filed Nov 14, 2016 22:52 UTC GrantCommon Stock 153,846 $0.65 $99,999.90
Disclosure

SEC source: 0001415889-16-007404 · form4-11142016_021128.xml · nonDerivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,846

Read SEC document
October 11, 2016 Filed Oct 13, 2016 20:42 UTC
TAGLICH MICHAEL NDirector · 10% owner
GrantPlacement Agent Warrant · Derivative 44,320 $0.00 Strike: $0.92 $0.00
Disclosure

SEC source: 0001437749-16-039795 · rdgdoc.xml · derivative · entry 2

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,320

Underlying: Common Stock · 44,320 shares

Expires 2021-07-15

Read SEC document
October 11, 2016 Filed Oct 13, 2016 20:42 UTC
TAGLICH MICHAEL NDirector · 10% owner
GrantPlacement Agent Warrant · Derivative 175,600 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001437749-16-039795 · rdgdoc.xml · derivative · entry 1

TAGLICH MICHAEL N · CIK 0001024533 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,600

Underlying: Common Stock · 175,600 shares

Expires 2021-05-17

Read SEC document
October 11, 2016 Filed Oct 13, 2016 20:41 UTC GrantPlacement Agent Warrant · Derivative 36,180 $0.00 Strike: $0.92 $0.00
Disclosure

SEC source: 0001437749-16-039794 · rdgdoc.xml · derivative · entry 2

TAGLICH ROBERT · CIK 0001353439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,180

Underlying: Common Stock · 36,180 shares

Expires 2021-07-15

Read SEC document
October 11, 2016 Filed Oct 13, 2016 20:41 UTC GrantPlacement Agent Warrant · Derivative 142,758 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001437749-16-039794 · rdgdoc.xml · derivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,758

Underlying: Common Stock · 142,758 shares

Expires 2021-05-17

Read SEC document
October 01, 2016 Filed Apr 3, 2017 21:38 UTC GrantPreferred Series A Stock 836 $10.00 $8,360.00
Disclosure

SEC source: 0001437749-17-005933 · rdgdoc.xml · nonDerivative · entry 1

TAGLICH ROBERT · CIK 0001353439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 814

F1 · shares: Quarterly preferred stock dividend.

F2 · price: Convertible to common stock at $0.65 per share.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.