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Nasdaq · USD

BLFS

BIOLIFE SOLUTIONS INC

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Tapewire entity
4614
SEC CIK
0000834365
Parsed reports
1,001

Last 12 months

Inside the activity.

0 purchase rows · 39 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025014
Dec 202508
Jan 202605
Feb 202600
Mar 202609
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 08, 2019 Filed Nov 1, 2019 00:28 UTC Exercise / conversionEmployee Stock Option · Derivative 10,714 $0.00 Strike: $1.12 $0.00
Disclosure

SEC source: 0001437749-19-021119 · rdgdoc.xml · derivative · entry 3

Hinson Andrew G · CIK 0001389410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,714 shares

Expires 2021-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 08, 2019 Filed Nov 1, 2019 00:28 UTC Exercise / conversionCommon Stock 10,714 $1.12 $11,999.68
Disclosure

SEC source: 0001437749-19-021119 · rdgdoc.xml · nonDerivative · entry 1

Hinson Andrew G · CIK 0001389410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,461

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2019 Filed Oct 5, 2019 00:00 UTC
DE GREEF RODERICKChief Financial Officer
Exercise / conversionEmployee Stock Option · Derivative 10,000 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-19-019731 · rdgdoc.xml · derivative · entry 9

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,919

Underlying: Common Stock · 10,000 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2019 Filed Oct 5, 2019 00:00 UTC
DE GREEF RODERICKChief Financial Officer
SaleCommon Stock 10,000 $15.63 $156,300.00
Disclosure

SEC source: 0001437749-19-019731 · rdgdoc.xml · nonDerivative · entry 6

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,859

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.33 to $15.85 per share, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 04, 2019 Filed Oct 5, 2019 00:00 UTC
DE GREEF RODERICKChief Financial Officer
Exercise / conversionCommon Stock 10,000 $1.64 $16,400.00
Disclosure

SEC source: 0001437749-19-019731 · rdgdoc.xml · nonDerivative · entry 5

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2019 Filed Jun 4, 2020 00:01 UTC SaleCommon Stock 162,761 $15.36 $2,500,008.96
Disclosure

SEC source: 0001437749-20-012379 · rdgdoc.xml · nonDerivative · entry 1

VILLIGER WALTER · CIK 0001113655 · 10% owner

WAVI Holding AG · CIK 0001603260 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By WAVI Holdings AG

Disclosed balance after: 3,315,586

Read SEC document
October 04, 2019 Filed Jun 4, 2020 00:00 UTC
GIRSCHWEILER THOMASDirector · 10% owner
SaleCommon Stock 162,760 $15.36 $2,499,993.60
Disclosure

SEC source: 0001437749-20-012378 · rdgdoc.xml · nonDerivative · entry 2

GIRSCHWEILER THOMAS · CIK 0001273547 · Director · 10% owner

Taurus4757 GmbH · CIK 0001603397 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Taurus4757 GmbH

Disclosed balance after: 1,372,631

Read SEC document
October 03, 2019 Filed Oct 4, 2019 00:00 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionEmployee Stock Option · Derivative 2,500 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-19-019662 · rdgdoc.xml · derivative · entry 9

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,613

Underlying: Common Stock · 2,500 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2019 Filed Oct 4, 2019 00:00 UTC
Mathers JamesVice President, Global Sales
SaleCommon Stock 2,500 $16.15 $40,375.00
Disclosure

SEC source: 0001437749-19-019662 · rdgdoc.xml · nonDerivative · entry 6

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,384

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.11 to $16.16, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range

Read SEC document
October 03, 2019 Filed Oct 4, 2019 00:00 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionCommon Stock 2,500 $1.64 $4,100.00
Disclosure

SEC source: 0001437749-19-019662 · rdgdoc.xml · nonDerivative · entry 5

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2019 Filed Oct 5, 2019 00:00 UTC
DE GREEF RODERICKChief Financial Officer
Exercise / conversionEmployee Stock Option · Derivative 10,000 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-19-019731 · rdgdoc.xml · derivative · entry 8

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,919

Underlying: Common Stock · 10,000 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2019 Filed Oct 5, 2019 00:00 UTC
DE GREEF RODERICKChief Financial Officer
SaleCommon Stock 10,000 $15.74 $157,400.00
Disclosure

SEC source: 0001437749-19-019731 · rdgdoc.xml · nonDerivative · entry 4

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,859

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.60 to $15.97 per share, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 03, 2019 Filed Oct 5, 2019 00:00 UTC
DE GREEF RODERICKChief Financial Officer
Exercise / conversionCommon Stock 10,000 $1.64 $16,400.00
Disclosure

SEC source: 0001437749-19-019731 · rdgdoc.xml · nonDerivative · entry 3

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 02, 2019 Filed Oct 4, 2019 00:00 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionEmployee Stock Option · Derivative 2,500 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-19-019662 · rdgdoc.xml · derivative · entry 8

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,613

Underlying: Common Stock · 2,500 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 02, 2019 Filed Oct 4, 2019 00:00 UTC
Mathers JamesVice President, Global Sales
SaleCommon Stock 2,500 $15.78 $39,450.00
Disclosure

SEC source: 0001437749-19-019662 · rdgdoc.xml · nonDerivative · entry 4

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,384

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.75 to $15.90, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range

Read SEC document
October 02, 2019 Filed Oct 4, 2019 00:00 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionCommon Stock 2,500 $1.64 $4,100.00
Disclosure

SEC source: 0001437749-19-019662 · rdgdoc.xml · nonDerivative · entry 3

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 02, 2019 Filed Oct 5, 2019 00:00 UTC
DE GREEF RODERICKChief Financial Officer
Exercise / conversionEmployee Stock Option · Derivative 10,000 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-19-019731 · rdgdoc.xml · derivative · entry 7

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,919

Underlying: Common Stock · 10,000 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 02, 2019 Filed Oct 5, 2019 00:00 UTC
DE GREEF RODERICKChief Financial Officer
SaleCommon Stock 10,000 $15.76 $157,600.00
Disclosure

SEC source: 0001437749-19-019731 · rdgdoc.xml · nonDerivative · entry 2

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,859

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.66 to $15.90 per share, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 02, 2019 Filed Oct 5, 2019 00:00 UTC
DE GREEF RODERICKChief Financial Officer
Exercise / conversionCommon Stock 10,000 $1.64 $16,400.00
Disclosure

SEC source: 0001437749-19-019731 · rdgdoc.xml · nonDerivative · entry 1

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2019 Filed Oct 4, 2019 00:00 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionEmployee Stock Option · Derivative 2,500 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-19-019662 · rdgdoc.xml · derivative · entry 7

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,113

Underlying: Common Stock · 2,500 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2019 Filed Oct 4, 2019 00:00 UTC
Mathers JamesVice President, Global Sales
SaleCommon Stock 2,500 $16.53 $41,325.00
Disclosure

SEC source: 0001437749-19-019662 · rdgdoc.xml · nonDerivative · entry 2

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,384

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.51 to $16.56, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 01, 2019 Filed Oct 4, 2019 00:00 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionCommon Stock 2,500 $1.64 $4,100.00
Disclosure

SEC source: 0001437749-19-019662 · rdgdoc.xml · nonDerivative · entry 1

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2019 Filed Oct 3, 2019 00:00 UTC SaleCommon Stock 6,000 $16.01 $96,060.00
Disclosure

SEC source: 0001437749-19-019536 · rdgdoc.xml · nonDerivative · entry 1

Hinson Andrew G · CIK 0001389410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,747

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2019.

Read SEC document
September 19, 2019 Filed Sep 20, 2019 00:00 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionEmployee Stock Option · Derivative 2,500 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-19-018771 · rdgdoc.xml · derivative · entry 9

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,613

Underlying: Common Stock · 2,500 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 19, 2019 Filed Sep 20, 2019 00:00 UTC
Mathers JamesVice President, Global Sales
SaleCommon Stock 2,500 $20.80 $52,000.00
Disclosure

SEC source: 0001437749-19-018771 · rdgdoc.xml · nonDerivative · entry 6

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,384

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.77 to $20.81, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range

Read SEC document
September 19, 2019 Filed Sep 20, 2019 00:00 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionCommon Stock 2,500 $1.64 $4,100.00
Disclosure

SEC source: 0001437749-19-018771 · rdgdoc.xml · nonDerivative · entry 5

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 18, 2019 Filed Sep 19, 2019 00:01 UTC Exercise / conversionEmployee Stock Option · Derivative 3,287 $0.00 Strike: $1.90 $0.00
Disclosure

SEC source: 0001437749-19-018657 · rdgdoc.xml · derivative · entry 6

Schick Joseph C · CIK 0001592238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 3,287 shares

Expires 2025-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 18, 2019 Filed Sep 19, 2019 00:01 UTC SaleCommon Stock 3,287 $21.00 $69,027.00
Disclosure

SEC source: 0001437749-19-018657 · rdgdoc.xml · nonDerivative · entry 4

Schick Joseph C · CIK 0001592238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,875

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2019.

Read SEC document
September 18, 2019 Filed Sep 19, 2019 00:01 UTC Exercise / conversionCommon Stock 3,287 $1.90 $6,245.30
Disclosure

SEC source: 0001437749-19-018657 · rdgdoc.xml · nonDerivative · entry 3

Schick Joseph C · CIK 0001592238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 18, 2019 Filed Sep 20, 2019 00:00 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionEmployee Stock Option · Derivative 2,500 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-19-018771 · rdgdoc.xml · derivative · entry 8

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,113

Underlying: Common Stock · 2,500 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 18, 2019 Filed Sep 20, 2019 00:00 UTC
Mathers JamesVice President, Global Sales
SaleCommon Stock 2,500 $20.95 $52,375.00
Disclosure

SEC source: 0001437749-19-018771 · rdgdoc.xml · nonDerivative · entry 4

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,384

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.87 to $21.02, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range

Read SEC document
September 18, 2019 Filed Sep 20, 2019 00:00 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionCommon Stock 2,500 $1.64 $4,100.00
Disclosure

SEC source: 0001437749-19-018771 · rdgdoc.xml · nonDerivative · entry 3

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2019 Filed Sep 19, 2019 00:01 UTC Exercise / conversionEmployee Stock Option · Derivative 1,713 $0.00 Strike: $1.90 $0.00
Disclosure

SEC source: 0001437749-19-018657 · rdgdoc.xml · derivative · entry 5

Schick Joseph C · CIK 0001592238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,287

Underlying: Common Stock · 1,713 shares

Expires 2025-03-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2019 Filed Sep 19, 2019 00:01 UTC SaleCommon Stock 1,713 $21.00 $35,973.00
Disclosure

SEC source: 0001437749-19-018657 · rdgdoc.xml · nonDerivative · entry 2

Schick Joseph C · CIK 0001592238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,875

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2019.

Read SEC document
September 17, 2019 Filed Sep 19, 2019 00:01 UTC Exercise / conversionCommon Stock 1,713 $1.90 $3,254.70
Disclosure

SEC source: 0001437749-19-018657 · rdgdoc.xml · nonDerivative · entry 1

Schick Joseph C · CIK 0001592238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,588

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2019 Filed Sep 20, 2019 00:00 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionEmployee Stock Option · Derivative 2,500 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-19-018771 · rdgdoc.xml · derivative · entry 7

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,613

Underlying: Common Stock · 2,500 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2019 Filed Sep 20, 2019 00:00 UTC
Mathers JamesVice President, Global Sales
SaleCommon Stock 2,500 $20.17 $50,425.00
Disclosure

SEC source: 0001437749-19-018771 · rdgdoc.xml · nonDerivative · entry 2

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,384

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.17 to $20.20, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
September 17, 2019 Filed Sep 20, 2019 00:00 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionCommon Stock 2,500 $1.64 $4,100.00
Disclosure

SEC source: 0001437749-19-018771 · rdgdoc.xml · nonDerivative · entry 1

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2019 Filed Sep 19, 2019 00:00 UTC
Berard ToddVice President, Marketing
Exercise / conversionStock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $2.06 $0.00
Disclosure

SEC source: 0001437749-19-018656 · rdgdoc.xml · derivative · entry 3

Berard Todd · CIK 0001633186 · Vice President, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 3,000 shares

Expires 2025-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Exercisable to the extent of 1/4th thereof on 5/4/16, and remaining balance exercisable to the extent of 1/36th thereof on the 4th day of each month commencing on 6/4/16.

Read SEC document
September 16, 2019 Filed Sep 19, 2019 00:00 UTC
Berard ToddVice President, Marketing
SaleCommon Stock 3,000 $20.02 $60,060.00
Disclosure

SEC source: 0001437749-19-018656 · rdgdoc.xml · nonDerivative · entry 2

Berard Todd · CIK 0001633186 · Vice President, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,074

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.19 per share, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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September 16, 2019 Filed Sep 19, 2019 00:00 UTC
Berard ToddVice President, Marketing
Exercise / conversionCommon Stock 3,000 $2.06 $6,180.00
Disclosure

SEC source: 0001437749-19-018656 · rdgdoc.xml · nonDerivative · entry 1

Berard Todd · CIK 0001633186 · Vice President, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 11, 2019 Filed Sep 12, 2019 00:11 UTC
Rice MichaelDirector · President & CEO
Exercise / conversionEmployee Stock Option · Derivative 14,571 $0.00 Strike: $1.12 $0.00
Disclosure

SEC source: 0001437749-19-018247 · rdgdoc.xml · derivative · entry 6

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,571 shares

Expires 2021-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Option vested as of the last day of the calendar quarter in which the Company first achieved cash flow break even after the grant date.

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September 11, 2019 Filed Sep 12, 2019 00:11 UTC
Rice MichaelDirector · President & CEO
SaleCommon Stock 14,571 $19.36 $282,094.56
Disclosure

SEC source: 0001437749-19-018247 · rdgdoc.xml · nonDerivative · entry 4

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,014

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.30 to $19.41, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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September 11, 2019 Filed Sep 12, 2019 00:11 UTC
Rice MichaelDirector · President & CEO
Exercise / conversionCommon Stock 14,571 $1.12 $16,334.09
Disclosure

SEC source: 0001437749-19-018247 · rdgdoc.xml · nonDerivative · entry 3

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2019 Filed Sep 12, 2019 00:11 UTC
Rice MichaelDirector · President & CEO
Exercise / conversionEmployee Stock Option · Derivative 14,000 $0.00 Strike: $1.12 $0.00
Disclosure

SEC source: 0001437749-19-018247 · rdgdoc.xml · derivative · entry 5

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,571

Underlying: Common Stock · 14,000 shares

Expires 2021-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Option vested as of the last day of the calendar quarter in which the Company first achieved cash flow break even after the grant date.

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September 09, 2019 Filed Sep 12, 2019 00:11 UTC
Rice MichaelDirector · President & CEO
SaleCommon Stock 14,000 $19.43 $272,020.00
Disclosure

SEC source: 0001437749-19-018247 · rdgdoc.xml · nonDerivative · entry 2

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,014

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.33 to $19.56, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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September 09, 2019 Filed Sep 12, 2019 00:11 UTC
Rice MichaelDirector · President & CEO
Exercise / conversionCommon Stock 14,000 $1.12 $15,694.00
Disclosure

SEC source: 0001437749-19-018247 · rdgdoc.xml · nonDerivative · entry 1

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2019 Filed Sep 7, 2019 01:01 UTC
DE GREEF RODERICKChief Financial Officer
Exercise / conversionEmployee Stock Option · Derivative 10,000 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-19-018032 · rdgdoc.xml · derivative · entry 11

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,919

Underlying: Common Stock · 10,000 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2019 Filed Sep 7, 2019 01:01 UTC
DE GREEF RODERICKChief Financial Officer
SaleCommon Stock 10,000 $19.88 $198,800.00
Disclosure

SEC source: 0001437749-19-018032 · rdgdoc.xml · nonDerivative · entry 6

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,859

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.46 to $20.10 per share, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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September 06, 2019 Filed Sep 7, 2019 01:01 UTC
DE GREEF RODERICKChief Financial Officer
Exercise / conversionCommon Stock 10,000 $1.64 $16,400.00
Disclosure

SEC source: 0001437749-19-018032 · rdgdoc.xml · nonDerivative · entry 5

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.