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Nasdaq · USD

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BIOLIFE SOLUTIONS INC

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Tapewire entity
4614
SEC CIK
0000834365
Parsed reports
1,001

Last 12 months

Inside the activity.

0 purchase rows · 39 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025014
Dec 202508
Jan 202605
Feb 202600
Mar 202609
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 14, 2019 Filed Nov 15, 2019 01:00 UTC
Rice MichaelDirector · President & CEO
Exercise / conversionCommon Stock 10,000 $1.12 $11,200.00
Disclosure

SEC source: 0001437749-19-022979 · rdgdoc.xml · nonDerivative · entry 3

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2019 Filed Nov 15, 2019 01:01 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionEmployee Stock Option · Derivative 2,500 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-19-022980 · rdgdoc.xml · derivative · entry 9

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,113

Underlying: Common Stock · 2,500 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2019 Filed Nov 15, 2019 01:01 UTC
Mathers JamesVice President, Global Sales
SaleCommon Stock 2,500 $14.06 $35,150.00
Disclosure

SEC source: 0001437749-19-022980 · rdgdoc.xml · nonDerivative · entry 6

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,384

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.01 to $14.10, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range

Read SEC document
November 14, 2019 Filed Nov 15, 2019 01:01 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionCommon Stock 2,500 $1.64 $4,100.00
Disclosure

SEC source: 0001437749-19-022980 · rdgdoc.xml · nonDerivative · entry 5

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2019 Filed Nov 15, 2019 01:01 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionEmployee Stock Option · Derivative 2,500 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-19-022980 · rdgdoc.xml · derivative · entry 8

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,613

Underlying: Common Stock · 2,500 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2019 Filed Nov 15, 2019 01:01 UTC
Mathers JamesVice President, Global Sales
SaleCommon Stock 2,500 $15.57 $38,925.00
Disclosure

SEC source: 0001437749-19-022980 · rdgdoc.xml · nonDerivative · entry 4

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,384

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.531 to $15.691, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 13, 2019 Filed Nov 15, 2019 01:01 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionCommon Stock 2,500 $1.64 $4,100.00
Disclosure

SEC source: 0001437749-19-022980 · rdgdoc.xml · nonDerivative · entry 3

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2019 Filed Nov 15, 2019 01:00 UTC
Rice MichaelDirector · President & CEO
Exercise / conversionEmployee Stock Option · Derivative 10,000 $0.00 Strike: $1.12 $0.00
Disclosure

SEC source: 0001437749-19-022979 · rdgdoc.xml · derivative · entry 5

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,247

Underlying: Common Stock · 10,000 shares

Expires 2021-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2019 Filed Nov 15, 2019 01:00 UTC
Rice MichaelDirector · President & CEO
SaleCommon Stock 10,000 $16.78 $167,800.00
Disclosure

SEC source: 0001437749-19-022979 · rdgdoc.xml · nonDerivative · entry 2

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,014

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.69 to $16.83, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 12, 2019 Filed Nov 15, 2019 01:00 UTC
Rice MichaelDirector · President & CEO
Exercise / conversionCommon Stock 10,000 $1.12 $11,200.00
Disclosure

SEC source: 0001437749-19-022979 · rdgdoc.xml · nonDerivative · entry 1

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2019 Filed Nov 15, 2019 01:01 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionEmployee Stock Option · Derivative 2,500 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-19-022980 · rdgdoc.xml · derivative · entry 7

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,113

Underlying: Common Stock · 2,500 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2019 Filed Nov 15, 2019 01:01 UTC
Mathers JamesVice President, Global Sales
SaleCommon Stock 2,500 $16.69 $41,725.00
Disclosure

SEC source: 0001437749-19-022980 · rdgdoc.xml · nonDerivative · entry 2

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,384

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2019.

Read SEC document
November 12, 2019 Filed Nov 15, 2019 01:01 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionCommon Stock 2,500 $1.64 $4,100.00
Disclosure

SEC source: 0001437749-19-022980 · rdgdoc.xml · nonDerivative · entry 1

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2019 Filed Nov 9, 2019 01:00 UTC
DE GREEF RODERICKChief Financial Officer
Exercise / conversionEmployee Stock Option · Derivative 10,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001437749-19-022222 · rdgdoc.xml · derivative · entry 9

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 10,000 shares

Expires 2026-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock option vests 25% on the first anniversary of the grant date and thereafter, in 36 equal monthly installments. Such options shall continue to vest regardless of whether Mr. de Greef's service with the Company continues

Read SEC document
November 08, 2019 Filed Nov 9, 2019 01:00 UTC
DE GREEF RODERICKChief Financial Officer
SaleCommon Stock 10,000 $16.44 $164,400.00
Disclosure

SEC source: 0001437749-19-022222 · rdgdoc.xml · nonDerivative · entry 6

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,859

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.20 to $16.60 per share, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 08, 2019 Filed Nov 9, 2019 01:00 UTC
DE GREEF RODERICKChief Financial Officer
Exercise / conversionCommon Stock 10,000 $1.76 $17,600.00
Disclosure

SEC source: 0001437749-19-022222 · rdgdoc.xml · nonDerivative · entry 5

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2019 Filed Nov 9, 2019 01:00 UTC
DE GREEF RODERICKChief Financial Officer
Exercise / conversionEmployee Stock Option · Derivative 10,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001437749-19-022222 · rdgdoc.xml · derivative · entry 8

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 10,000 shares

Expires 2026-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock option vests 25% on the first anniversary of the grant date and thereafter, in 36 equal monthly installments. Such options shall continue to vest regardless of whether Mr. de Greef's service with the Company continues

Read SEC document
November 07, 2019 Filed Nov 9, 2019 01:00 UTC
DE GREEF RODERICKChief Financial Officer
SaleCommon Stock 10,000 $17.08 $170,800.00
Disclosure

SEC source: 0001437749-19-022222 · rdgdoc.xml · nonDerivative · entry 4

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,859

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.90 to $17.61 per share, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 07, 2019 Filed Nov 9, 2019 01:00 UTC
DE GREEF RODERICKChief Financial Officer
Exercise / conversionCommon Stock 10,000 $1.76 $17,600.00
Disclosure

SEC source: 0001437749-19-022222 · rdgdoc.xml · nonDerivative · entry 3

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2019 Filed Nov 9, 2019 01:00 UTC
DE GREEF RODERICKChief Financial Officer
Exercise / conversionEmployee Stock Option · Derivative 10,000 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-19-022222 · rdgdoc.xml · derivative · entry 7

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,919

Underlying: Common Stock · 10,000 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2019 Filed Nov 9, 2019 01:00 UTC
DE GREEF RODERICKChief Financial Officer
SaleCommon Stock 10,000 $17.81 $178,100.00
Disclosure

SEC source: 0001437749-19-022222 · rdgdoc.xml · nonDerivative · entry 2

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,859

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.16 to $18.65 per share, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 06, 2019 Filed Nov 9, 2019 01:00 UTC
DE GREEF RODERICKChief Financial Officer
Exercise / conversionCommon Stock 10,000 $1.64 $16,400.00
Disclosure

SEC source: 0001437749-19-022222 · rdgdoc.xml · nonDerivative · entry 1

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2019 Filed Nov 1, 2019 00:00 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionEmployee Stock Option · Derivative 2,500 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-19-021117 · rdgdoc.xml · derivative · entry 9

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,613

Underlying: Common Stock · 2,500 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2019 Filed Nov 1, 2019 00:00 UTC
Mathers JamesVice President, Global Sales
SaleCommon Stock 2,500 $16.89 $42,225.00
Disclosure

SEC source: 0001437749-19-021117 · rdgdoc.xml · nonDerivative · entry 6

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,384

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.87 to $16.95, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range

Read SEC document
October 31, 2019 Filed Nov 1, 2019 00:00 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionCommon Stock 2,500 $1.64 $4,100.00
Disclosure

SEC source: 0001437749-19-021117 · rdgdoc.xml · nonDerivative · entry 5

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2019 Filed Nov 1, 2019 00:00 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionEmployee Stock Option · Derivative 2,500 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-19-021117 · rdgdoc.xml · derivative · entry 8

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,113

Underlying: Common Stock · 2,500 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2019 Filed Nov 1, 2019 00:00 UTC
Mathers JamesVice President, Global Sales
SaleCommon Stock 2,500 $17.44 $43,600.00
Disclosure

SEC source: 0001437749-19-021117 · rdgdoc.xml · nonDerivative · entry 4

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,384

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.3803 to $17.58, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 30, 2019 Filed Nov 1, 2019 00:00 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionCommon Stock 2,500 $1.64 $4,100.00
Disclosure

SEC source: 0001437749-19-021117 · rdgdoc.xml · nonDerivative · entry 3

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2019 Filed Nov 1, 2019 00:28 UTC SaleCommon Stock 6,000 $17.87 $107,220.00
Disclosure

SEC source: 0001437749-19-021119 · rdgdoc.xml · nonDerivative · entry 2

Hinson Andrew G · CIK 0001389410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,461

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2019.

Read SEC document
October 29, 2019 Filed Nov 1, 2019 00:00 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionEmployee Stock Option · Derivative 2,500 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-19-021117 · rdgdoc.xml · derivative · entry 7

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,613

Underlying: Common Stock · 2,500 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2019 Filed Nov 1, 2019 00:00 UTC
Mathers JamesVice President, Global Sales
SaleCommon Stock 2,500 $17.31 $43,275.00
Disclosure

SEC source: 0001437749-19-021117 · rdgdoc.xml · nonDerivative · entry 2

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,384

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2019.

Read SEC document
October 29, 2019 Filed Nov 1, 2019 00:00 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionCommon Stock 2,500 $1.64 $4,100.00
Disclosure

SEC source: 0001437749-19-021117 · rdgdoc.xml · nonDerivative · entry 1

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 17, 2019 Filed Oct 18, 2019 01:14 UTC
Rice MichaelDirector · President & CEO
Exercise / conversionEmployee Stock Option · Derivative 10,000 $0.00 Strike: $1.12 $0.00
Disclosure

SEC source: 0001437749-19-020228 · rdgdoc.xml · derivative · entry 6

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,247

Underlying: Common Stock · 10,000 shares

Expires 2021-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 17, 2019 Filed Oct 18, 2019 01:14 UTC
Rice MichaelDirector · President & CEO
SaleCommon Stock 10,000 $16.26 $162,600.00
Disclosure

SEC source: 0001437749-19-020228 · rdgdoc.xml · nonDerivative · entry 4

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,014

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.14 to $16.42, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 17, 2019 Filed Oct 18, 2019 01:14 UTC
Rice MichaelDirector · President & CEO
Exercise / conversionCommon Stock 10,000 $1.12 $11,200.00
Disclosure

SEC source: 0001437749-19-020228 · rdgdoc.xml · nonDerivative · entry 3

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 17, 2019 Filed Oct 18, 2019 01:16 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionEmployee Stock Option · Derivative 2,693 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-19-020230 · rdgdoc.xml · derivative · entry 9

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,113

Underlying: Common Stock · 2,693 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 17, 2019 Filed Oct 18, 2019 01:16 UTC
Mathers JamesVice President, Global Sales
SaleCommon Stock 2,693 $16.42 $44,219.06
Disclosure

SEC source: 0001437749-19-020230 · rdgdoc.xml · nonDerivative · entry 6

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,077

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.38 to $16.56, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range

Read SEC document
October 17, 2019 Filed Oct 18, 2019 01:16 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionCommon Stock 2,693 $1.64 $4,416.52
Disclosure

SEC source: 0001437749-19-020230 · rdgdoc.xml · nonDerivative · entry 5

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 16, 2019 Filed Oct 18, 2019 01:16 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionEmployee Stock Option · Derivative 2,307 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-19-020230 · rdgdoc.xml · derivative · entry 8

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,806

Underlying: Common Stock · 2,307 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 16, 2019 Filed Oct 18, 2019 01:16 UTC
Mathers JamesVice President, Global Sales
SaleCommon Stock 2,307 $16.03 $36,981.21
Disclosure

SEC source: 0001437749-19-020230 · rdgdoc.xml · nonDerivative · entry 4

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,384

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.02 to $16.145, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range

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October 16, 2019 Filed Oct 18, 2019 01:16 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionCommon Stock 2,307 $1.64 $3,783.48
Disclosure

SEC source: 0001437749-19-020230 · rdgdoc.xml · nonDerivative · entry 3

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2019 Filed Oct 18, 2019 01:14 UTC
Rice MichaelDirector · President & CEO
Exercise / conversionEmployee Stock Option · Derivative 10,000 $0.00 Strike: $1.12 $0.00
Disclosure

SEC source: 0001437749-19-020228 · rdgdoc.xml · derivative · entry 5

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,247

Underlying: Common Stock · 10,000 shares

Expires 2021-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2019 Filed Oct 18, 2019 01:14 UTC
Rice MichaelDirector · President & CEO
SaleCommon Stock 10,000 $15.93 $159,300.00
Disclosure

SEC source: 0001437749-19-020228 · rdgdoc.xml · nonDerivative · entry 2

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,014

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.83 to $16.07, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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October 15, 2019 Filed Oct 18, 2019 01:14 UTC
Rice MichaelDirector · President & CEO
Exercise / conversionCommon Stock 10,000 $1.12 $11,200.00
Disclosure

SEC source: 0001437749-19-020228 · rdgdoc.xml · nonDerivative · entry 1

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2019 Filed Oct 18, 2019 01:16 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionEmployee Stock Option · Derivative 2,500 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-19-020230 · rdgdoc.xml · derivative · entry 7

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,113

Underlying: Common Stock · 2,500 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2019 Filed Oct 18, 2019 01:16 UTC
Mathers JamesVice President, Global Sales
SaleCommon Stock 2,500 $16.06 $40,150.00
Disclosure

SEC source: 0001437749-19-020230 · rdgdoc.xml · nonDerivative · entry 2

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,384

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.06 to $16.07, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 15, 2019 Filed Oct 18, 2019 01:16 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionCommon Stock 2,500 $1.64 $4,100.00
Disclosure

SEC source: 0001437749-19-020230 · rdgdoc.xml · nonDerivative · entry 1

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2019 Filed Oct 18, 2019 01:15 UTC
Berard ToddVice President, Marketing
Exercise / conversionStock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $2.06 $0.00
Disclosure

SEC source: 0001437749-19-020229 · rdgdoc.xml · derivative · entry 3

Berard Todd · CIK 0001633186 · Vice President, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,000

Underlying: Common Stock · 3,000 shares

Expires 2025-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Exercisable to the extent of 1/4th thereof on 5/4/16, and remaining balance exercisable to the extent of 1/36th thereof on the 4th day of each month commencing on 6/4/16.

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October 15, 2019 Filed Oct 18, 2019 01:15 UTC
Berard ToddVice President, Marketing
SaleCommon Stock 3,000 $16.06 $48,180.00
Disclosure

SEC source: 0001437749-19-020229 · rdgdoc.xml · nonDerivative · entry 2

Berard Todd · CIK 0001633186 · Vice President, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,074

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.06 to $16.07 per share, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
October 15, 2019 Filed Oct 18, 2019 01:15 UTC
Berard ToddVice President, Marketing
Exercise / conversionCommon Stock 3,000 $2.06 $6,180.00
Disclosure

SEC source: 0001437749-19-020229 · rdgdoc.xml · nonDerivative · entry 1

Berard Todd · CIK 0001633186 · Vice President, Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.