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Nasdaq · USD

BLFS

BIOLIFE SOLUTIONS INC

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Tapewire entity
4614
SEC CIK
0000834365
Parsed reports
1,001

Last 12 months

Inside the activity.

0 purchase rows · 39 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025014
Dec 202508
Jan 202605
Feb 202600
Mar 202609
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 26, 2019 Filed Dec 28, 2019 01:00 UTC
Mathers JamesChief Revenue Officer
Exercise / conversionEmployee Stock Option · Derivative 2,500 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-19-024973 · rdgdoc.xml · derivative · entry 8

Mathers James · CIK 0001676166 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,113

Underlying: Common Stock · 2,500 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 26, 2019 Filed Dec 28, 2019 01:00 UTC
Mathers JamesChief Revenue Officer
SaleCommon Stock 2,500 $16.51 $41,275.00
Disclosure

SEC source: 0001437749-19-024973 · rdgdoc.xml · nonDerivative · entry 4

Mathers James · CIK 0001676166 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,384

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.50 to $16.54, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
December 26, 2019 Filed Dec 28, 2019 01:00 UTC
Mathers JamesChief Revenue Officer
Exercise / conversionCommon Stock 2,500 $1.64 $4,100.00
Disclosure

SEC source: 0001437749-19-024973 · rdgdoc.xml · nonDerivative · entry 3

Mathers James · CIK 0001676166 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 24, 2019 Filed Dec 28, 2019 01:00 UTC
Mathers JamesChief Revenue Officer
Exercise / conversionEmployee Stock Option · Derivative 2,500 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-19-024973 · rdgdoc.xml · derivative · entry 7

Mathers James · CIK 0001676166 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,613

Underlying: Common Stock · 2,500 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 24, 2019 Filed Dec 28, 2019 01:00 UTC
Mathers JamesChief Revenue Officer
SaleCommon Stock 2,500 $16.40 $41,000.00
Disclosure

SEC source: 0001437749-19-024973 · rdgdoc.xml · nonDerivative · entry 2

Mathers James · CIK 0001676166 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,384

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2019.

Read SEC document
December 24, 2019 Filed Dec 28, 2019 01:00 UTC
Mathers JamesChief Revenue Officer
Exercise / conversionCommon Stock 2,500 $1.64 $4,100.00
Disclosure

SEC source: 0001437749-19-024973 · rdgdoc.xml · nonDerivative · entry 1

Mathers James · CIK 0001676166 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2019 Filed Dec 19, 2019 01:00 UTC
Berard ToddChief Marketing Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $2.06 $0.00
Disclosure

SEC source: 0001437749-19-024628 · rdgdoc.xml · derivative · entry 3

Berard Todd · CIK 0001633186 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,000

Underlying: Common Stock · 3,000 shares

Expires 2025-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Exercisable to the extent of 1/4th thereof on 5/4/16, and remaining balance exercisable to the extent of 1/36th thereof on the 4th day of each month commencing on 6/4/16.

Read SEC document
December 16, 2019 Filed Dec 19, 2019 01:00 UTC
Berard ToddChief Marketing Officer
SaleCommon Stock 3,000 $15.68 $47,040.00
Disclosure

SEC source: 0001437749-19-024628 · rdgdoc.xml · nonDerivative · entry 2

Berard Todd · CIK 0001633186 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,074

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.64 to $15.70 per share, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
December 16, 2019 Filed Dec 19, 2019 01:00 UTC
Berard ToddChief Marketing Officer
Exercise / conversionCommon Stock 3,000 $2.06 $6,180.00
Disclosure

SEC source: 0001437749-19-024628 · rdgdoc.xml · nonDerivative · entry 1

Berard Todd · CIK 0001633186 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 02:17 UTC
Mathers JamesChief Revenue Officer
Exercise / conversionEmployee Stock Option · Derivative 2,500 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-19-024354 · rdgdoc.xml · derivative · entry 9

Mathers James · CIK 0001676166 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,113

Underlying: Common Stock · 2,500 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 02:17 UTC
Mathers JamesChief Revenue Officer
SaleCommon Stock 2,500 $15.00 $37,500.00
Disclosure

SEC source: 0001437749-19-024354 · rdgdoc.xml · nonDerivative · entry 6

Mathers James · CIK 0001676166 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,384

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.99 to $15.00, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range

Read SEC document
December 12, 2019 Filed Dec 13, 2019 02:17 UTC
Mathers JamesChief Revenue Officer
Exercise / conversionCommon Stock 2,500 $1.64 $4,100.00
Disclosure

SEC source: 0001437749-19-024354 · rdgdoc.xml · nonDerivative · entry 5

Mathers James · CIK 0001676166 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 01:27 UTC
Rice MichaelDirector · President & CEO
Exercise / conversionEmployee Stock Option · Derivative 10,247 $0.00 Strike: $1.12 $0.00
Disclosure

SEC source: 0001437749-19-024347 · rdgdoc.xml · derivative · entry 7

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,247 shares

Expires 2021-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: The reporting person's Form 4 filed on November 14, 2019 reported a remainder of 10,247 derivative securities when in fact the remainder was 20,247 derivative securities beneficially owned by the reporting person.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 01:27 UTC
Rice MichaelDirector · President & CEO
SaleCommon Stock 10,247 $15.11 $154,832.17
Disclosure

SEC source: 0001437749-19-024347 · rdgdoc.xml · nonDerivative · entry 5

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,014

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.99 to $15.18, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
December 12, 2019 Filed Dec 13, 2019 01:27 UTC
Rice MichaelDirector · President & CEO
Exercise / conversionCommon Stock 10,247 $1.12 $11,476.64
Disclosure

SEC source: 0001437749-19-024347 · rdgdoc.xml · nonDerivative · entry 4

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 02:17 UTC
Mathers JamesChief Revenue Officer
Exercise / conversionEmployee Stock Option · Derivative 2,500 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-19-024354 · rdgdoc.xml · derivative · entry 8

Mathers James · CIK 0001676166 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,613

Underlying: Common Stock · 2,500 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 02:17 UTC
Mathers JamesChief Revenue Officer
SaleCommon Stock 2,500 $15.08 $37,700.00
Disclosure

SEC source: 0001437749-19-024354 · rdgdoc.xml · nonDerivative · entry 4

Mathers James · CIK 0001676166 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,384

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.04 to $15.24, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
December 11, 2019 Filed Dec 13, 2019 02:17 UTC
Mathers JamesChief Revenue Officer
Exercise / conversionCommon Stock 2,500 $1.64 $4,100.00
Disclosure

SEC source: 0001437749-19-024354 · rdgdoc.xml · nonDerivative · entry 3

Mathers James · CIK 0001676166 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2019 Filed Dec 13, 2019 02:17 UTC
Mathers JamesChief Revenue Officer
Exercise / conversionEmployee Stock Option · Derivative 2,500 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-19-024354 · rdgdoc.xml · derivative · entry 7

Mathers James · CIK 0001676166 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,113

Underlying: Common Stock · 2,500 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2019 Filed Dec 13, 2019 02:17 UTC
Mathers JamesChief Revenue Officer
SaleCommon Stock 2,500 $15.65 $39,125.00
Disclosure

SEC source: 0001437749-19-024354 · rdgdoc.xml · nonDerivative · entry 2

Mathers James · CIK 0001676166 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,384

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.54 to $15.68, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
December 10, 2019 Filed Dec 13, 2019 02:17 UTC
Mathers JamesChief Revenue Officer
Exercise / conversionCommon Stock 2,500 $1.64 $4,100.00
Disclosure

SEC source: 0001437749-19-024354 · rdgdoc.xml · nonDerivative · entry 1

Mathers James · CIK 0001676166 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2019 Filed Dec 13, 2019 01:27 UTC
Rice MichaelDirector · President & CEO
Exercise / conversionEmployee Stock Option · Derivative 10,000 $0.00 Strike: $1.12 $0.00
Disclosure

SEC source: 0001437749-19-024347 · rdgdoc.xml · derivative · entry 6

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,247

Underlying: Common Stock · 10,000 shares

Expires 2021-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: The reporting person's Form 4 filed on November 14, 2019 reported a remainder of 10,247 derivative securities when in fact the remainder was 20,247 derivative securities beneficially owned by the reporting person.

Read SEC document
December 10, 2019 Filed Dec 13, 2019 01:27 UTC
Rice MichaelDirector · President & CEO
SaleCommon Stock 10,000 $15.37 $153,700.00
Disclosure

SEC source: 0001437749-19-024347 · rdgdoc.xml · nonDerivative · entry 3

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,014

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.35 to $15.41, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
December 10, 2019 Filed Dec 13, 2019 01:27 UTC
Rice MichaelDirector · President & CEO
Exercise / conversionCommon Stock 10,000 $1.12 $11,200.00
Disclosure

SEC source: 0001437749-19-024347 · rdgdoc.xml · nonDerivative · entry 2

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2019 Filed Dec 13, 2019 01:27 UTC
Rice MichaelDirector · President & CEO
GiftCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-024347 · rdgdoc.xml · nonDerivative · entry 1

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,014

F1 · kind: This transaction represents a charitable donation to a third party. No value was received for the gifted shares.

Read SEC document
December 06, 2019 Filed Dec 7, 2019 01:01 UTC
DE GREEF RODERICKChief Financial Officer
Exercise / conversionEmployee Stock Option · Derivative 10,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001437749-19-024017 · rdgdoc.xml · derivative · entry 9

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 10,000 shares

Expires 2026-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock option vests 25% on the first anniversary of the grant date and thereafter, in 36 equal monthly installments. Such options shall continue to vest regardless of whether Mr. de Greef's service with the Company continues.

Read SEC document
December 06, 2019 Filed Dec 7, 2019 01:01 UTC
DE GREEF RODERICKChief Financial Officer
SaleCommon Stock 10,000 $16.21 $162,100.00
Disclosure

SEC source: 0001437749-19-024017 · rdgdoc.xml · nonDerivative · entry 6

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,859

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.15 to $16.24 per share, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
December 06, 2019 Filed Dec 7, 2019 01:01 UTC
DE GREEF RODERICKChief Financial Officer
Exercise / conversionCommon Stock 10,000 $1.76 $17,600.00
Disclosure

SEC source: 0001437749-19-024017 · rdgdoc.xml · nonDerivative · entry 5

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 05, 2019 Filed Dec 7, 2019 01:01 UTC
DE GREEF RODERICKChief Financial Officer
Exercise / conversionEmployee Stock Option · Derivative 10,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001437749-19-024017 · rdgdoc.xml · derivative · entry 8

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 10,000 shares

Expires 2026-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock option vests 25% on the first anniversary of the grant date and thereafter, in 36 equal monthly installments. Such options shall continue to vest regardless of whether Mr. de Greef's service with the Company continues.

Read SEC document
December 05, 2019 Filed Dec 7, 2019 01:01 UTC
DE GREEF RODERICKChief Financial Officer
SaleCommon Stock 10,000 $16.19 $161,900.00
Disclosure

SEC source: 0001437749-19-024017 · rdgdoc.xml · nonDerivative · entry 4

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,859

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.10 to $16.20 per share, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
December 05, 2019 Filed Dec 7, 2019 01:01 UTC
DE GREEF RODERICKChief Financial Officer
Exercise / conversionCommon Stock 10,000 $1.76 $17,600.00
Disclosure

SEC source: 0001437749-19-024017 · rdgdoc.xml · nonDerivative · entry 3

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2019 Filed Dec 7, 2019 01:01 UTC
DE GREEF RODERICKChief Financial Officer
Exercise / conversionEmployee Stock Option · Derivative 10,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001437749-19-024017 · rdgdoc.xml · derivative · entry 7

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 10,000 shares

Expires 2026-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock option vests 25% on the first anniversary of the grant date and thereafter, in 36 equal monthly installments. Such options shall continue to vest regardless of whether Mr. de Greef's service with the Company continues.

Read SEC document
December 04, 2019 Filed Dec 7, 2019 01:01 UTC
DE GREEF RODERICKChief Financial Officer
SaleCommon Stock 10,000 $16.01 $160,100.00
Disclosure

SEC source: 0001437749-19-024017 · rdgdoc.xml · nonDerivative · entry 2

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,859

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.82 to $16.05 per share, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
December 04, 2019 Filed Dec 7, 2019 01:01 UTC
DE GREEF RODERICKChief Financial Officer
Exercise / conversionCommon Stock 10,000 $1.76 $17,600.00
Disclosure

SEC source: 0001437749-19-024017 · rdgdoc.xml · nonDerivative · entry 1

DE GREEF RODERICK · CIK 0001241181 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2019 Filed Nov 30, 2019 01:00 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionEmployee Stock Option · Derivative 2,500 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-19-023718 · rdgdoc.xml · derivative · entry 9

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,613

Underlying: Common Stock · 2,500 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2019 Filed Nov 30, 2019 01:00 UTC
Mathers JamesVice President, Global Sales
SaleCommon Stock 2,500 $16.33 $40,825.00
Disclosure

SEC source: 0001437749-19-023718 · rdgdoc.xml · nonDerivative · entry 6

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,384

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2019.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.26 to $16.40, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range

Read SEC document
November 29, 2019 Filed Nov 30, 2019 01:00 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionCommon Stock 2,500 $1.64 $4,100.00
Disclosure

SEC source: 0001437749-19-023718 · rdgdoc.xml · nonDerivative · entry 5

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2019 Filed Nov 30, 2019 01:00 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionEmployee Stock Option · Derivative 2,500 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-19-023718 · rdgdoc.xml · derivative · entry 8

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,113

Underlying: Common Stock · 2,500 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2019 Filed Nov 30, 2019 01:00 UTC
Mathers JamesVice President, Global Sales
SaleCommon Stock 2,500 $16.27 $40,675.00
Disclosure

SEC source: 0001437749-19-023718 · rdgdoc.xml · nonDerivative · entry 4

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,384

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.23 to $16.30, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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November 27, 2019 Filed Nov 30, 2019 01:00 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionCommon Stock 2,500 $1.64 $4,100.00
Disclosure

SEC source: 0001437749-19-023718 · rdgdoc.xml · nonDerivative · entry 3

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2019 Filed Nov 30, 2019 01:00 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionEmployee Stock Option · Derivative 2,500 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-19-023718 · rdgdoc.xml · derivative · entry 7

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,613

Underlying: Common Stock · 2,500 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2019 Filed Nov 30, 2019 01:00 UTC
Mathers JamesVice President, Global Sales
SaleCommon Stock 2,500 $16.52 $41,300.00
Disclosure

SEC source: 0001437749-19-023718 · rdgdoc.xml · nonDerivative · entry 2

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,384

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.50 to $16.56, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 26, 2019 Filed Nov 30, 2019 01:00 UTC
Mathers JamesVice President, Global Sales
Exercise / conversionCommon Stock 2,500 $1.64 $4,100.00
Disclosure

SEC source: 0001437749-19-023718 · rdgdoc.xml · nonDerivative · entry 1

Mathers James · CIK 0001676166 · Vice President, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 17:52 UTC
Casdin Eli10% owner
PurchaseCommon Stock, par value $.001 per share 20,000 $15.68 $313,618.00
Disclosure

SEC source: 0000919574-19-007402 · ownership.xml · nonDerivative · entry 2

Casdin Partners Master Fund, L.P. · CIK 0001534265 · 10% owner

Casdin Capital, LLC · CIK 0001534261 · 10% owner

Casdin Partners GP, LLC · CIK 0001534260 · 10% owner

Casdin Eli · CIK 0001534264 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,468,571

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.37 to $16.08 per share, inclusive. The Reporting Persons undertake to provide to the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price.

F2 · ownership.direct: The securities are owned directly by Casdin Partners Master Fund, LP and may be deemed to be indirectly beneficially owned by (i) Casdin Capital, LLC, the investment adviser to Casdin Partners Master Fund, LP, (ii) Casdin Partners GP, LLC, the general partner of Casdin Partners Master Fund LP, and (ii) Eli Casdin, the managing member of Casdin Capital, LLC and Casdin Partners GP, LLC.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 17:52 UTC
Casdin Eli10% owner
PurchaseCommon Stock, par value $.001 per share 20,000 $15.15 $302,918.00
Disclosure

SEC source: 0000919574-19-007402 · ownership.xml · nonDerivative · entry 1

Casdin Partners Master Fund, L.P. · CIK 0001534265 · 10% owner

Casdin Capital, LLC · CIK 0001534261 · 10% owner

Casdin Partners GP, LLC · CIK 0001534260 · 10% owner

Casdin Eli · CIK 0001534264 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,448,571

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $14.93 to $15.26 per share, inclusive. The Reporting Persons undertake to provide to the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price.

F2 · ownership.direct: The securities are owned directly by Casdin Partners Master Fund, LP and may be deemed to be indirectly beneficially owned by (i) Casdin Capital, LLC, the investment adviser to Casdin Partners Master Fund, LP, (ii) Casdin Partners GP, LLC, the general partner of Casdin Partners Master Fund LP, and (ii) Eli Casdin, the managing member of Casdin Capital, LLC and Casdin Partners GP, LLC.

Read SEC document
November 14, 2019 Filed Nov 15, 2019 01:01 UTC
Berard ToddV.P. Marketing
Exercise / conversionStock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $2.06 $0.00
Disclosure

SEC source: 0001437749-19-022981 · rdgdoc.xml · derivative · entry 3

Berard Todd · CIK 0001633186 · V.P. Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,000

Underlying: Common Stock · 3,000 shares

Expires 2025-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Exercisable to the extent of 1/4th thereof on 5/4/16, and remaining balance exercisable to the extent of 1/36th thereof on the 4th day of each month commencing on 6/4/16.

Read SEC document
November 14, 2019 Filed Nov 15, 2019 01:01 UTC
Berard ToddV.P. Marketing
SaleCommon Stock 3,000 $14.06 $42,180.00
Disclosure

SEC source: 0001437749-19-022981 · rdgdoc.xml · nonDerivative · entry 2

Berard Todd · CIK 0001633186 · V.P. Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,074

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 10, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.01 to $14.10 per share, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 14, 2019 Filed Nov 15, 2019 01:01 UTC
Berard ToddV.P. Marketing
Exercise / conversionCommon Stock 3,000 $2.06 $6,180.00
Disclosure

SEC source: 0001437749-19-022981 · rdgdoc.xml · nonDerivative · entry 1

Berard Todd · CIK 0001633186 · V.P. Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2019 Filed Nov 15, 2019 01:00 UTC
Rice MichaelDirector · President & CEO
Exercise / conversionEmployee Stock Option · Derivative 10,000 $0.00 Strike: $1.12 $0.00
Disclosure

SEC source: 0001437749-19-022979 · rdgdoc.xml · derivative · entry 6

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,247

Underlying: Common Stock · 10,000 shares

Expires 2021-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2019 Filed Nov 15, 2019 01:00 UTC
Rice MichaelDirector · President & CEO
SaleCommon Stock 10,000 $13.98 $139,800.00
Disclosure

SEC source: 0001437749-19-022979 · rdgdoc.xml · nonDerivative · entry 4

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,014

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.78 to $14.19, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.