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Nasdaq · USD

BLFS

BIOLIFE SOLUTIONS INC

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Tapewire entity
4614
SEC CIK
0000834365
Parsed reports
1,001

Last 12 months

Inside the activity.

0 purchase rows · 39 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025014
Dec 202508
Jan 202605
Feb 202600
Mar 202609
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 05, 2020 Filed Feb 8, 2020 02:54 UTC Exercise / conversionCommon Stock 10,000 $1.81 $18,099.00
Disclosure

SEC source: 0001437749-20-002103 · rdgdoc.xml · nonDerivative · entry 1

DE GREEF RODERICK · CIK 0001241181 · CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 01:01 UTC
Mathew Aby J.Exec VP & Chief Scientific Off
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $1.40 $0.00
Disclosure

SEC source: 0001437749-20-001830 · rdgdoc.xml · derivative · entry 8

Mathew Aby J. · CIK 0001556355 · Exec VP & Chief Scientific Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,966

Underlying: Common Stock · 10,000 shares

Expires 2020-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 01:01 UTC
Mathew Aby J.Exec VP & Chief Scientific Off
SaleCommon Stock 10,000 $14.10 $141,000.00
Disclosure

SEC source: 0001437749-20-001830 · rdgdoc.xml · nonDerivative · entry 4

Mathew Aby J. · CIK 0001556355 · Exec VP & Chief Scientific Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,620

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.01 to $14.15, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 01:01 UTC
Mathew Aby J.Exec VP & Chief Scientific Off
Exercise / conversionCommon Stock 10,000 $1.40 $14,010.00
Disclosure

SEC source: 0001437749-20-001830 · rdgdoc.xml · nonDerivative · entry 3

Mathew Aby J. · CIK 0001556355 · Exec VP & Chief Scientific Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2020 Filed Feb 7, 2020 01:45 UTC
Mathers JamesChief Revenue Officer
Exercise / conversionEmployee Stock Option · Derivative 2,113 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-20-001950 · rdgdoc.xml · derivative · entry 3

Mathers James · CIK 0001676166 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,113 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The reporting person's Form 4 filed on January 23, 2019 reported a remainder of 2,613 derivative securities when in fact the remainder was 2,113 derivative securities beneficially owned by the reporting person.

Read SEC document
February 04, 2020 Filed Feb 7, 2020 01:45 UTC
Mathers JamesChief Revenue Officer
SaleCommon Stock 2,113 $14.03 $29,645.39
Disclosure

SEC source: 0001437749-20-001950 · rdgdoc.xml · nonDerivative · entry 2

Mathers James · CIK 0001676166 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,384

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.01 to $14.03, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 04, 2020 Filed Feb 7, 2020 01:45 UTC
Mathers JamesChief Revenue Officer
Exercise / conversionCommon Stock 2,113 $1.64 $3,465.32
Disclosure

SEC source: 0001437749-20-001950 · rdgdoc.xml · nonDerivative · entry 1

Mathers James · CIK 0001676166 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2020 Filed Feb 6, 2020 01:01 UTC
Mathew Aby J.Exec VP & Chief Scientific Off
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $1.40 $0.00
Disclosure

SEC source: 0001437749-20-001830 · rdgdoc.xml · derivative · entry 7

Mathew Aby J. · CIK 0001556355 · Exec VP & Chief Scientific Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,966

Underlying: Common Stock · 10,000 shares

Expires 2020-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2020 Filed Feb 6, 2020 01:01 UTC
Mathew Aby J.Exec VP & Chief Scientific Off
SaleCommon Stock 10,000 $13.63 $136,300.00
Disclosure

SEC source: 0001437749-20-001830 · rdgdoc.xml · nonDerivative · entry 2

Mathew Aby J. · CIK 0001556355 · Exec VP & Chief Scientific Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,620

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.52 to $13.80, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
February 03, 2020 Filed Feb 6, 2020 01:01 UTC
Mathew Aby J.Exec VP & Chief Scientific Off
Exercise / conversionCommon Stock 10,000 $1.40 $14,010.00
Disclosure

SEC source: 0001437749-20-001830 · rdgdoc.xml · nonDerivative · entry 1

Mathew Aby J. · CIK 0001556355 · Exec VP & Chief Scientific Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2020 Filed Feb 4, 2020 01:39 UTC
GIRSCHWEILER THOMASDirector · 10% owner
Exercise / conversionStock Option (Right to Buy) · Derivative 10,714 $0.00 Strike: $1.40 $0.00
Disclosure

SEC source: 0001437749-20-001603 · rdgdoc.xml · derivative · entry 2

GIRSCHWEILER THOMAS · CIK 0001273547 · Director · 10% owner

Taurus4757 GmbH · CIK 0001603397 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,714 shares

Expires 2020-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2020 Filed Feb 4, 2020 01:39 UTC
GIRSCHWEILER THOMASDirector · 10% owner
Exercise / conversionCommon Stock 10,714 $1.40 $15,010.31
Disclosure

SEC source: 0001437749-20-001603 · rdgdoc.xml · nonDerivative · entry 1

GIRSCHWEILER THOMAS · CIK 0001273547 · Director · 10% owner

Taurus4757 GmbH · CIK 0001603397 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Taurus

Disclosed balance after: 1,524,677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: The shares of common stock were issued to Taurus4757 GmbH, a wholly owned entity of the reporting person, upon exercise of the warrants held by the reporting person.

Read SEC document
January 23, 2020 Filed Jan 24, 2020 01:05 UTC
Mathers JamesChief Revenue Officer
Exercise / conversionEmployee Stock Option · Derivative 2,500 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-20-001098 · rdgdoc.xml · derivative · entry 9

Mathers James · CIK 0001676166 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,613

Underlying: Common Stock · 2,500 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2020 Filed Jan 24, 2020 01:05 UTC
Mathers JamesChief Revenue Officer
SaleCommon Stock 2,500 $15.11 $37,775.00
Disclosure

SEC source: 0001437749-20-001098 · rdgdoc.xml · nonDerivative · entry 6

Mathers James · CIK 0001676166 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,384

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.10 to $15.11, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
January 23, 2020 Filed Jan 24, 2020 01:05 UTC
Mathers JamesChief Revenue Officer
Exercise / conversionCommon Stock 2,500 $1.64 $4,100.00
Disclosure

SEC source: 0001437749-20-001098 · rdgdoc.xml · nonDerivative · entry 5

Mathers James · CIK 0001676166 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 01:05 UTC
Mathers JamesChief Revenue Officer
Exercise / conversionEmployee Stock Option · Derivative 2,500 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-20-001098 · rdgdoc.xml · derivative · entry 8

Mathers James · CIK 0001676166 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,113

Underlying: Common Stock · 2,500 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 01:05 UTC
Mathers JamesChief Revenue Officer
SaleCommon Stock 2,500 $15.68 $39,200.00
Disclosure

SEC source: 0001437749-20-001098 · rdgdoc.xml · nonDerivative · entry 4

Mathers James · CIK 0001676166 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,384

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2019.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 01:05 UTC
Mathers JamesChief Revenue Officer
Exercise / conversionCommon Stock 2,500 $1.64 $4,100.00
Disclosure

SEC source: 0001437749-20-001098 · rdgdoc.xml · nonDerivative · entry 3

Mathers James · CIK 0001676166 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2020 Filed Jan 24, 2020 01:05 UTC
Mathers JamesChief Revenue Officer
Exercise / conversionEmployee Stock Option · Derivative 2,500 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-20-001098 · rdgdoc.xml · derivative · entry 7

Mathers James · CIK 0001676166 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,613

Underlying: Common Stock · 2,500 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2020 Filed Jan 24, 2020 01:05 UTC
Mathers JamesChief Revenue Officer
SaleCommon Stock 2,500 $15.69 $39,225.00
Disclosure

SEC source: 0001437749-20-001098 · rdgdoc.xml · nonDerivative · entry 2

Mathers James · CIK 0001676166 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,384

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.56 to $15.82, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
January 21, 2020 Filed Jan 24, 2020 01:05 UTC
Mathers JamesChief Revenue Officer
Exercise / conversionCommon Stock 2,500 $1.64 $4,100.00
Disclosure

SEC source: 0001437749-20-001098 · rdgdoc.xml · nonDerivative · entry 1

Mathers James · CIK 0001676166 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2020 Filed Jan 17, 2020 01:35 UTC
Rice MichaelDirector · President & CEO
Exercise / conversionEmployee Stock Option · Derivative 18,750 $0.00 Strike: $2.06 $0.00
Disclosure

SEC source: 0001437749-20-000755 · rdgdoc.xml · derivative · entry 6

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,500

Underlying: Common Stock · 18,750 shares

Expires 2025-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2020 Filed Jan 17, 2020 01:35 UTC
Rice MichaelDirector · President & CEO
SaleCommon Stock 18,750 $15.79 $296,062.50
Disclosure

SEC source: 0001437749-20-000755 · rdgdoc.xml · nonDerivative · entry 4

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,014

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.72 to $15.85, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
January 16, 2020 Filed Jan 17, 2020 01:35 UTC
Rice MichaelDirector · President & CEO
Exercise / conversionCommon Stock 18,750 $2.06 $38,625.00
Disclosure

SEC source: 0001437749-20-000755 · rdgdoc.xml · nonDerivative · entry 3

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2020 Filed Jan 17, 2020 01:35 UTC
Rice MichaelDirector · President & CEO
Exercise / conversionEmployee Stock Option · Derivative 18,750 $0.00 Strike: $2.06 $0.00
Disclosure

SEC source: 0001437749-20-000755 · rdgdoc.xml · derivative · entry 5

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,250

Underlying: Common Stock · 18,750 shares

Expires 2025-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2020 Filed Jan 17, 2020 01:35 UTC
Rice MichaelDirector · President & CEO
SaleCommon Stock 18,750 $15.91 $298,312.50
Disclosure

SEC source: 0001437749-20-000755 · rdgdoc.xml · nonDerivative · entry 2

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,014

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.75 to $16.04, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
January 14, 2020 Filed Jan 17, 2020 01:35 UTC
Rice MichaelDirector · President & CEO
Exercise / conversionCommon Stock 18,750 $2.06 $38,625.00
Disclosure

SEC source: 0001437749-20-000755 · rdgdoc.xml · nonDerivative · entry 1

Rice Michael · CIK 0001389512 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 01:01 UTC
Mathers JamesChief Revenue Officer
Exercise / conversionEmployee Stock Option · Derivative 2,500 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-20-000418 · rdgdoc.xml · derivative · entry 9

Mathers James · CIK 0001676166 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,113

Underlying: Common Stock · 2,500 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 01:01 UTC
Mathers JamesChief Revenue Officer
SaleCommon Stock 2,500 $16.76 $41,900.00
Disclosure

SEC source: 0001437749-20-000418 · rdgdoc.xml · nonDerivative · entry 6

Mathers James · CIK 0001676166 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,384

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2019.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 01:01 UTC
Mathers JamesChief Revenue Officer
Exercise / conversionCommon Stock 2,500 $1.64 $4,100.00
Disclosure

SEC source: 0001437749-20-000418 · rdgdoc.xml · nonDerivative · entry 5

Mathers James · CIK 0001676166 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2020 Filed Jan 9, 2020 01:00 UTC Exercise / conversionEmployee Stock Option · Derivative 10,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001437749-20-000364 · rdgdoc.xml · derivative · entry 9

DE GREEF RODERICK · CIK 0001241181 · CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 10,000 shares

Expires 2026-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock option vests 25% on the first anniversary of the grant date and thereafter, in 36 equal monthly installments. Such options shall continue to vest regardless of whether Mr. de Greef's service with the Company continues

Read SEC document
January 08, 2020 Filed Jan 9, 2020 01:00 UTC SaleCommon Stock 10,000 $16.16 $161,600.00
Disclosure

SEC source: 0001437749-20-000364 · rdgdoc.xml · nonDerivative · entry 6

DE GREEF RODERICK · CIK 0001241181 · CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,859

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2018.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.29 per share, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
January 08, 2020 Filed Jan 9, 2020 01:00 UTC Exercise / conversionCommon Stock 10,000 $1.76 $17,600.00
Disclosure

SEC source: 0001437749-20-000364 · rdgdoc.xml · nonDerivative · entry 5

DE GREEF RODERICK · CIK 0001241181 · CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 01:01 UTC
Mathers JamesChief Revenue Officer
Exercise / conversionEmployee Stock Option · Derivative 2,500 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-20-000418 · rdgdoc.xml · derivative · entry 8

Mathers James · CIK 0001676166 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,613

Underlying: Common Stock · 2,500 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 01:01 UTC
Mathers JamesChief Revenue Officer
SaleCommon Stock 2,500 $16.05 $40,125.00
Disclosure

SEC source: 0001437749-20-000418 · rdgdoc.xml · nonDerivative · entry 4

Mathers James · CIK 0001676166 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,384

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2019.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.09, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 01:01 UTC
Mathers JamesChief Revenue Officer
Exercise / conversionCommon Stock 2,500 $1.64 $4,100.00
Disclosure

SEC source: 0001437749-20-000418 · rdgdoc.xml · nonDerivative · entry 3

Mathers James · CIK 0001676166 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2020 Filed Feb 8, 2020 02:53 UTC Amendment Exercise / conversionEmployee Stock Option · Derivative 10,000 $0.00 Strike: $1.81 $0.00
Disclosure

SEC source: 0001437749-20-002102 · rdgdoc.xml · derivative · entry 2

DE GREEF RODERICK · CIK 0001241181 · CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,000

Underlying: Common Stock · 10,000 shares

Expires 2026-05-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This Form 4/A is being filed to amend the Form 4 filed by the reporting person on January 8, 2020 to (i) attribute the stock option exercise that occurred on January 8, 2020 to the correct Employee Stock Option and (ii) include the appropriate price in column 4 of Table I representing the exercise price of such Employee Stock Option.

F2 · derivative.exercise_date: The stock option vests 25% on the first anniversary of the grant date, and in 36 equal monthly installments thereafter.

Read SEC document
January 08, 2020 Filed Feb 8, 2020 02:53 UTC Amendment Exercise / conversionCommon Stock 10,000 $1.81 $18,099.00
Disclosure

SEC source: 0001437749-20-002102 · rdgdoc.xml · nonDerivative · entry 1

DE GREEF RODERICK · CIK 0001241181 · CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This Form 4/A is being filed to amend the Form 4 filed by the reporting person on January 8, 2020 to (i) attribute the stock option exercise that occurred on January 8, 2020 to the correct Employee Stock Option and (ii) include the appropriate price in column 4 of Table I representing the exercise price of such Employee Stock Option.

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January 07, 2020 Filed Jan 9, 2020 01:00 UTC Exercise / conversionEmployee Stock Option · Derivative 10,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001437749-20-000364 · rdgdoc.xml · derivative · entry 8

DE GREEF RODERICK · CIK 0001241181 · CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 10,000 shares

Expires 2026-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock option vests 25% on the first anniversary of the grant date and thereafter, in 36 equal monthly installments. Such options shall continue to vest regardless of whether Mr. de Greef's service with the Company continues

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January 07, 2020 Filed Jan 9, 2020 01:00 UTC SaleCommon Stock 10,000 $15.46 $154,600.00
Disclosure

SEC source: 0001437749-20-000364 · rdgdoc.xml · nonDerivative · entry 4

DE GREEF RODERICK · CIK 0001241181 · CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,859

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.27 to $15.56 per share, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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January 07, 2020 Filed Jan 9, 2020 01:00 UTC Exercise / conversionCommon Stock 10,000 $1.76 $17,600.00
Disclosure

SEC source: 0001437749-20-000364 · rdgdoc.xml · nonDerivative · entry 3

DE GREEF RODERICK · CIK 0001241181 · CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2020 Filed Jan 10, 2020 01:01 UTC
Mathers JamesChief Revenue Officer
Exercise / conversionEmployee Stock Option · Derivative 2,500 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-20-000418 · rdgdoc.xml · derivative · entry 7

Mathers James · CIK 0001676166 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,113

Underlying: Common Stock · 2,500 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 07, 2020 Filed Jan 10, 2020 01:01 UTC
Mathers JamesChief Revenue Officer
SaleCommon Stock 2,500 $15.73 $39,325.00
Disclosure

SEC source: 0001437749-20-000418 · rdgdoc.xml · nonDerivative · entry 2

Mathers James · CIK 0001676166 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,384

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.55 to $15.78, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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January 07, 2020 Filed Jan 10, 2020 01:01 UTC
Mathers JamesChief Revenue Officer
Exercise / conversionCommon Stock 2,500 $1.64 $4,100.00
Disclosure

SEC source: 0001437749-20-000418 · rdgdoc.xml · nonDerivative · entry 1

Mathers James · CIK 0001676166 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2020 Filed Jan 9, 2020 01:00 UTC Exercise / conversionEmployee Stock Option · Derivative 10,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001437749-20-000364 · rdgdoc.xml · derivative · entry 7

DE GREEF RODERICK · CIK 0001241181 · CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 10,000 shares

Expires 2026-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock option vests 25% on the first anniversary of the grant date and thereafter, in 36 equal monthly installments. Such options shall continue to vest regardless of whether Mr. de Greef's service with the Company continues

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January 06, 2020 Filed Jan 9, 2020 01:00 UTC SaleCommon Stock 10,000 $15.90 $159,000.00
Disclosure

SEC source: 0001437749-20-000364 · rdgdoc.xml · nonDerivative · entry 2

DE GREEF RODERICK · CIK 0001241181 · CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,859

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.85 to $15.91 per share, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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January 06, 2020 Filed Jan 9, 2020 01:00 UTC Exercise / conversionCommon Stock 10,000 $1.76 $17,600.00
Disclosure

SEC source: 0001437749-20-000364 · rdgdoc.xml · nonDerivative · entry 1

DE GREEF RODERICK · CIK 0001241181 · CFO & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2019 Filed Dec 28, 2019 01:00 UTC
Mathers JamesChief Revenue Officer
Exercise / conversionEmployee Stock Option · Derivative 2,500 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001437749-19-024973 · rdgdoc.xml · derivative · entry 9

Mathers James · CIK 0001676166 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,613

Underlying: Common Stock · 2,500 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2019 Filed Dec 28, 2019 01:00 UTC
Mathers JamesChief Revenue Officer
SaleCommon Stock 2,500 $16.61 $41,525.00
Disclosure

SEC source: 0001437749-19-024973 · rdgdoc.xml · nonDerivative · entry 6

Mathers James · CIK 0001676166 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,384

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2019.

Read SEC document
December 27, 2019 Filed Dec 28, 2019 01:00 UTC
Mathers JamesChief Revenue Officer
Exercise / conversionCommon Stock 2,500 $1.64 $4,100.00
Disclosure

SEC source: 0001437749-19-024973 · rdgdoc.xml · nonDerivative · entry 5

Mathers James · CIK 0001676166 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.