BLBD

SEC source: 0001589526-21-000081 · wf-form4_162939448146611.xml · nonDerivative · entry 1

Horlock Phil · CIK 0001579477 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,475

SEC source: 0001589526-21-000083 · wf-form4a_162949219779894.xml · nonDerivative · entry 1

Horlock Phil · CIK 0001579477 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,475

F1 · kind: This Form 4/A amends the Form 4 filed on August 19, 2021 (the "Original Form 4"). The Original Form 4, reporting a purchase of shares, was filed in error.

F1 · shares: This Form 4/A amends the Form 4 filed on August 19, 2021 (the "Original Form 4"). The Original Form 4, reporting a purchase of shares, was filed in error.

F1 · price: This Form 4/A amends the Form 4 filed on August 19, 2021 (the "Original Form 4"). The Original Form 4, reporting a purchase of shares, was filed in error.

F1 · acquired: This Form 4/A amends the Form 4 filed on August 19, 2021 (the "Original Form 4"). The Original Form 4, reporting a purchase of shares, was filed in error.

F1 · balance_after: This Form 4/A amends the Form 4 filed on August 19, 2021 (the "Original Form 4"). The Original Form 4, reporting a purchase of shares, was filed in error.

SEC source: 0001589526-21-000072 · wf-form4_162514520645465.xml · nonDerivative · entry 4

Stevenson Matthew · CIK 0001738710 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

F1 · shares: The award represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the common stock of Blue Bird Corporation.

F3 · shares: Any RSU's that do not vest in fiscal years 2022-2025, but in no event more than 40,000 RSU's, may vest on December 11, 2026 if fiscal year adjusted EBITDA is $100 million or greater.

F4 · shares: In no event shall more than 100% of the Restricted Shares vest. In the event of a Change of Control as defined in the Plan, 20% of unvested Restricted Shares shall vest, unless the average closing price of the Company's common stock over the 30-day period prior to the Change of Control is $30.00 or higher, in which case all unvested Restricted Shares shall vest.

F7 · shares: The RSU's vest on December 11, 2025 subject to downward adjustments consistent with fiscal year 2025 adjusted EBITDA. If adjusted EBITDA is less than $100 million, then the no RSU's will vest. If adjusted EBITDA is $100 million or more, then 100% will vest.

SEC source: 0001589526-21-000072 · wf-form4_162514520645465.xml · nonDerivative · entry 3

Stevenson Matthew · CIK 0001738710 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

F1 · shares: The award represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the common stock of Blue Bird Corporation.

F3 · shares: Any RSU's that do not vest in fiscal years 2022-2025, but in no event more than 40,000 RSU's, may vest on December 11, 2026 if fiscal year adjusted EBITDA is $100 million or greater.

F4 · shares: In no event shall more than 100% of the Restricted Shares vest. In the event of a Change of Control as defined in the Plan, 20% of unvested Restricted Shares shall vest, unless the average closing price of the Company's common stock over the 30-day period prior to the Change of Control is $30.00 or higher, in which case all unvested Restricted Shares shall vest.

F6 · shares: The RSU's vest on December 11, 2024 subject to downward adjustments consistent with fiscal year 2024 adjusted EBITDA. If adjusted EBITDA is less than $100 million, then the no RSU's will vest. If adjusted EBITDA is $100 million or more, then 100% will vest.

SEC source: 0001589526-21-000072 · wf-form4_162514520645465.xml · nonDerivative · entry 2

Stevenson Matthew · CIK 0001738710 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

F1 · shares: The award represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the common stock of Blue Bird Corporation.

F3 · shares: Any RSU's that do not vest in fiscal years 2022-2025, but in no event more than 40,000 RSU's, may vest on December 11, 2026 if fiscal year adjusted EBITDA is $100 million or greater.

F4 · shares: In no event shall more than 100% of the Restricted Shares vest. In the event of a Change of Control as defined in the Plan, 20% of unvested Restricted Shares shall vest, unless the average closing price of the Company's common stock over the 30-day period prior to the Change of Control is $30.00 or higher, in which case all unvested Restricted Shares shall vest.

F5 · shares: The RSU's vest on December 11, 2023 subject to downward adjustments consistent with fiscal year 2023 adjusted EBITDA. If adjusted EBITDA is less than $85 million, then the no RSU's will vest. If adjusted EBITDA is $85 million but less than $100 million, then 50% of the RSU's will vest. If adjusted EBITDA is $100 million or more, then 100% will vest.

SEC source: 0001589526-21-000072 · wf-form4_162514520645465.xml · nonDerivative · entry 1

Stevenson Matthew · CIK 0001738710 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

F1 · shares: The award represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the common stock of Blue Bird Corporation.

F2 · shares: The RSU's vest on December 11, 2022 subject to downward adjustments consistent with fiscal year 2022 adjusted EBITDA. If adjusted EBITDA is less than $85 million, then the no RSU's will vest. If adjusted EBITDA is $85 million but less than $100 million, then 50% of the RSU's will vest. If adjusted EBITDA is $100 million or more, then 100% will vest.

F3 · shares: Any RSU's that do not vest in fiscal years 2022-2025, but in no event more than 40,000 RSU's, may vest on December 11, 2026 if fiscal year adjusted EBITDA is $100 million or greater.

F4 · shares: In no event shall more than 100% of the Restricted Shares vest. In the event of a Change of Control as defined in the Plan, 20% of unvested Restricted Shares shall vest, unless the average closing price of the Company's common stock over the 30-day period prior to the Change of Control is $30.00 or higher, in which case all unvested Restricted Shares shall vest.

SEC source: 0001589526-21-000063 · wf-form4_162387587534081.xml · derivative · entry 12

Horlock Phil · CIK 0001579477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,805

Underlying: Common Stock · 5,000 shares

Expires 2027-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001589526-21-000063 · wf-form4_162387587534081.xml · derivative · entry 11

Horlock Phil · CIK 0001579477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,805

Underlying: Common Stock · 6,000 shares

Expires 2027-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001589526-21-000063 · wf-form4_162387587534081.xml · nonDerivative · entry 8

Horlock Phil · CIK 0001579477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,475

SEC source: 0001589526-21-000063 · wf-form4_162387587534081.xml · nonDerivative · entry 7

Horlock Phil · CIK 0001579477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001589526-21-000063 · wf-form4_162387587534081.xml · nonDerivative · entry 6

Horlock Phil · CIK 0001579477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,032

SEC source: 0001589526-21-000063 · wf-form4_162387587534081.xml · nonDerivative · entry 5

Horlock Phil · CIK 0001579477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001589526-21-000063 · wf-form4_162387587534081.xml · derivative · entry 10

Horlock Phil · CIK 0001579477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,805

Underlying: Common Stock · 3,979 shares

Expires 2027-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001589526-21-000063 · wf-form4_162387587534081.xml · derivative · entry 9

Horlock Phil · CIK 0001579477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,784

Underlying: Common Stock · 677 shares

Expires 2027-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001589526-21-000063 · wf-form4_162387587534081.xml · nonDerivative · entry 4

Horlock Phil · CIK 0001579477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,297

SEC source: 0001589526-21-000063 · wf-form4_162387587534081.xml · nonDerivative · entry 3

Horlock Phil · CIK 0001579477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001589526-21-000063 · wf-form4_162387587534081.xml · nonDerivative · entry 2

Horlock Phil · CIK 0001579477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,155

SEC source: 0001589526-21-000063 · wf-form4_162387587534081.xml · nonDerivative · entry 1

Horlock Phil · CIK 0001579477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001589526-21-000059 · wf-form4_162284646317005.xml · derivative · entry 3

Horlock Phil · CIK 0001579477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,796 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001589526-21-000059 · wf-form4_162284646317005.xml · nonDerivative · entry 2

Horlock Phil · CIK 0001579477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,959

SEC source: 0001589526-21-000059 · wf-form4_162284646317005.xml · nonDerivative · entry 1

Horlock Phil · CIK 0001579477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 427,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001589526-21-000044 · wf-form4_162137520701560.xml · nonDerivative · entry 1

Yousif Paul · CIK 0001632594 · General Counsel & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,040

SEC source: 0001589526-21-000046 · wf-form4_162145777178876.xml · derivative · entry 3

Horlock Phil · CIK 0001579477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,242

Underlying: Common Stock · 20,219 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001589526-21-000046 · wf-form4_162145777178876.xml · nonDerivative · entry 2

Horlock Phil · CIK 0001579477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,282

SEC source: 0001589526-21-000046 · wf-form4_162145777178876.xml · nonDerivative · entry 1

Horlock Phil · CIK 0001579477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001589526-21-000021 · wf-form4_161738517482939.xml · nonDerivative · entry 1

SCHUMACHER ALAN H · CIK 0001264230 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,015

F1 · shares: The award represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the common stock, par value $0.0001 (the "Common Stock"), of Blue Bird Corporation (the "Company").

F2 · shares: The RSUs will vest on April 1, 2022; provided, however, that such RSUs will vest in full upon the occurrence of a "change in control" of the Company or if the reporting person's service terminates due to death, disability or due to completion of the reporting person's term of office as a director. Shares of Common Stock will be issued in settlement of the RSUs upon the earlier of the recipient's termination of service as a director or a change in control.

SEC source: 0001589526-21-000025 · wf-form4_161738558879910.xml · nonDerivative · entry 1

BEDI GURMINDER S · CIK 0001198462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,015

F1 · shares: The award represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the common stock of Blue Bird Corporation.

F2 · shares: The RSUs will vest on April 1, 2022; provided, however, that such RSUs will vest in full upon the occurrence of a "change in control" of the Company or if the reporting person's service terminates due to death, disability or due to completion of the reporting person's term of office as a director. Shares of Common Stock will be issued in settlement of the RSUs upon the earlier of the recipient's termination of service as a director or a change in control.

SEC source: 0001589526-21-000023 · wf-form4_161738535951791.xml · nonDerivative · entry 1

Galbato Chan · CIK 0001382281 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,375

F1 · shares: The award represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the common stock of Blue Bird Corporation.

F2 · shares: The RSUs will vest on April 1, 2022; provided, however, that such RSUs will vest in full upon the occurrence of a "change in control" of the Company or if the reporting person's service terminates due to death, disability or due to completion of the reporting person's term of office as a director. Shares of Common Stock will be issued in settlement of the RSUs upon the earlier of the recipient's termination of service as a director or a change in control.

SEC source: 0001589526-21-000029 · wf-form4_161738619802308.xml · nonDerivative · entry 1

Grimm Douglas J. · CIK 0001626219 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,296

F1 · shares: The award represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the common stock of Blue Bird Corporation.

F2 · shares: The RSUs will vest on April 1, 2022; provided, however, that such RSUs will vest in full upon the occurrence of a "change in control" of the Company or if the reporting person's service terminates due to death, disability or due to completion of the reporting person's term of office as a director. Shares of Common Stock will be issued in settlement of the RSUs upon the earlier of the recipient's termination of service as a director or a change in control.

SEC source: 0001589526-21-000027 · wf-form4_161738584329634.xml · nonDerivative · entry 1

Shaw Kathleen · CIK 0001769785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,243

F1 · shares: The award represents a grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the common stock of Blue Bird Corporation.

F2 · shares: The RSUs will vest on April 1, 2022; provided, however, that such RSUs will vest in full upon the occurrence of a "change in control" of the Company or if the reporting person's service terminates due to death, disability or due to completion of the reporting person's term of office as a director. Shares of Common Stock will be issued in settlement of the RSUs upon the earlier of the recipient's termination of service as a director or a change in control.

SEC source: 0001589526-21-000019 · wf-form4_161618532208348.xml · derivative · entry 6

Horlock Phil · CIK 0001579477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,461

Underlying: Common Stock · 699 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001589526-21-000019 · wf-form4_161618532208348.xml · derivative · entry 5

Horlock Phil · CIK 0001579477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,796

Underlying: Common Stock · 11,574 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001589526-21-000019 · wf-form4_161618532208348.xml · nonDerivative · entry 4

Horlock Phil · CIK 0001579477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,430

SEC source: 0001589526-21-000019 · wf-form4_161618532208348.xml · nonDerivative · entry 3

Horlock Phil · CIK 0001579477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,936

SEC source: 0001589526-21-000019 · wf-form4_161618532208348.xml · nonDerivative · entry 2

Horlock Phil · CIK 0001579477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001589526-21-000019 · wf-form4_161618532208348.xml · nonDerivative · entry 1

Horlock Phil · CIK 0001579477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001589526-21-000031 · wf-form4a_161765413529777.xml · derivative · entry 6

Horlock Phil · CIK 0001579477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,461

Underlying: Common Stock · 699 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001589526-21-000031 · wf-form4a_161765413529777.xml · derivative · entry 5

Horlock Phil · CIK 0001579477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,796

Underlying: Common Stock · 11,574 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001589526-21-000031 · wf-form4a_161765413529777.xml · nonDerivative · entry 4

Horlock Phil · CIK 0001579477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,188

SEC source: 0001589526-21-000031 · wf-form4a_161765413529777.xml · nonDerivative · entry 3

Horlock Phil · CIK 0001579477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,694

F1 · balance_after: This amended Form 4 corrects the amount of securities beneficially owned by the reporting person as identified in column 5 of Table I

SEC source: 0001589526-21-000031 · wf-form4a_161765413529777.xml · nonDerivative · entry 2

Horlock Phil · CIK 0001579477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001589526-21-000031 · wf-form4a_161765413529777.xml · nonDerivative · entry 1

Horlock Phil · CIK 0001579477 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001140361-21-007974 · form4.xml · nonDerivative · entry 1

ASP BB Holdings LLC · CIK 0001676272 · 10% owner

ASP BB Investco LP · CIK 0001676268 · 10% owner

American Securities Partners VII, L.P. · CIK 0001616823 · 10% owner

American Securities Partners VII(B), L.P. · CIK 0001616822 · 10% owner

American Securities Partners VII(C), L.P. · CIK 0001616821 · 10% owner

American Securities Associates VII, LLC · CIK 0001676248 · 10% owner

AMERICAN SECURITIES LLC · CIK 0001475483 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,530,150

F1 · balance_after: The shares are owned directly by ASP BB Holdings LLC and may also be deemed to be indirectly beneficially owned by (i) ASP BB Investco LP, the sole member of ASP BB Holdings LLC ("Investco"), (ii) American Securities Partners VII, L.P., American Securities Partners VII(B), L.P. and American Securities Partners VII(C), L.P., the owners of partnership interests in Investco (each, a "Sponsor"), (iii) American Securities Associates VII, LLC, as general partner of the Sponsors ("GP"), and (iv) American Securities LLC, which provides investment advisory services to each Sponsor.

F2 · balance_after: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F1 · ownership.direct: The shares are owned directly by ASP BB Holdings LLC and may also be deemed to be indirectly beneficially owned by (i) ASP BB Investco LP, the sole member of ASP BB Holdings LLC ("Investco"), (ii) American Securities Partners VII, L.P., American Securities Partners VII(B), L.P. and American Securities Partners VII(C), L.P., the owners of partnership interests in Investco (each, a "Sponsor"), (iii) American Securities Associates VII, LLC, as general partner of the Sponsors ("GP"), and (iv) American Securities LLC, which provides investment advisory services to each Sponsor.

F2 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001589526-21-000011 · wf-form4_161532744574007.xml · derivative · entry 5

Yousif Paul · CIK 0001632594 · General Counsel & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,537 shares

Expires 2027-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001589526-21-000011 · wf-form4_161532744574007.xml · derivative · entry 4

Yousif Paul · CIK 0001632594 · General Counsel & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,703 shares

Expires 2028-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001589526-21-000011 · wf-form4_161532744574007.xml · nonDerivative · entry 3

Yousif Paul · CIK 0001632594 · General Counsel & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,540

SEC source: 0001589526-21-000011 · wf-form4_161532744574007.xml · nonDerivative · entry 2

Yousif Paul · CIK 0001632594 · General Counsel & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001589526-21-000011 · wf-form4_161532744574007.xml · nonDerivative · entry 1

Yousif Paul · CIK 0001632594 · General Counsel & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,056

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001589526-20-000104 · wf-form4_160806584961452.xml · derivative · entry 9

Roberts Thomas Arthur · CIK 0001672654 · Chief Adminstrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,678

Underlying: Common Stock · 6,678 shares

Expires 2030-12-10

F6 · derivative.exercise_date: Award represents one option grant which vests over a three year period in equal installments (12/11/2021, 12/11/2022, 12/11/2023).

SEC source: 0001589526-20-000104 · wf-form4_160806584961452.xml · derivative · entry 8

Roberts Thomas Arthur · CIK 0001672654 · Chief Adminstrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,187

Underlying: Common Stock · 1,187 shares

Expires 2029-12-11

F5 · shares: On December 11, 2019, the reporting person was granted an option to purchase shares of common stock, which vests over a three year period in equal installments based on satisfaction of certain performance criteria for each of the applicable fiscal years. Although the performance criteria for fiscal 2020 was not met, the Compensation Committee vested the number of options reported under its discretionary authority.