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Nasdaq · USD

BL

BLACKLINE, INC.

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4556
SEC CIK
0001666134
Parsed reports
694

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202602
Jul 202600
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 10, 2019 Filed Dec 16, 2019 21:30 UTC
Huffman MarcChief Operating Officer
OtherCommon Stock 20,186 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060657 · doc4.xml · nonDerivative · entry 1

Huffman Marc · CIK 0001603951 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,233

F1 · kind: The shares were transferred by the Reporting Person to a family member pursuant to a contractual obligation. The Reporting Person was notified on December 10, 2019 that such contractual obligation was finalized by all necessary parties.

Read SEC document
December 05, 2019 Filed Dec 5, 2019 18:41 UTC
Makan Divesh10% owner
SaleCommon Stock 261 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028615 · doc4.xml · nonDerivative · entry 6

ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner

ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner

ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner

ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner

Makan Divesh · CIK 0001688143 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,735

F9 · price: These shares were sold in multiple transactions at prices ranging from $52.03 - $52.21, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.direct: ICONIQ Strategic Partners-B, L.P. ("ICONIQ B") is the direct owner of these securities.

F3 · ownership.direct: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP.

F4 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
December 05, 2019 Filed Dec 5, 2019 18:41 UTC
Makan Divesh10% owner
SaleCommon Stock 1,039 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028615 · doc4.xml · nonDerivative · entry 5

ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner

ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner

ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner

ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner

Makan Divesh · CIK 0001688143 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 644,416

F9 · price: These shares were sold in multiple transactions at prices ranging from $52.03 - $52.21, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.direct: ICONIQ Strategic Partners, L.P. ("ICONIQ") is the direct owner of these securities.

F3 · ownership.direct: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP.

F4 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
December 05, 2019 Filed Dec 5, 2019 23:36 UTC
Griffith William J.G.Director · 10% owner
SaleCommon Stock 261 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028610 · doc4.xml · nonDerivative · entry 6

Griffith William J.G. · CIK 0001688124 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 161,735

F3 · price: These shares were sold in multiple transactions at prices ranging from $52.03 - $52.21, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5 · ownership.direct: ICONIQ Strategic Partners-B, L.P. ("ICONIQ B") is the direct owner of these securities.

F6 · ownership.direct: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B. ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. The Reporting Person is an equity holder and director of ICONIQ Parent GP.

F7 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the Reporting Person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

F6 · ownership.nature: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B. ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. The Reporting Person is an equity holder and director of ICONIQ Parent GP.

F7 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the Reporting Person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
December 05, 2019 Filed Dec 5, 2019 23:36 UTC
Griffith William J.G.Director · 10% owner
SaleCommon Stock 1,039 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028610 · doc4.xml · nonDerivative · entry 5

Griffith William J.G. · CIK 0001688124 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 644,416

F3 · price: These shares were sold in multiple transactions at prices ranging from $52.03 - $52.21, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.direct: ICONIQ Strategic Partners, L.P. ("ICONIQ") is the direct owner of these securities.

F6 · ownership.direct: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B. ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. The Reporting Person is an equity holder and director of ICONIQ Parent GP.

F7 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the Reporting Person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

F6 · ownership.nature: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B. ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. The Reporting Person is an equity holder and director of ICONIQ Parent GP.

F7 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the Reporting Person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
December 05, 2019 Filed Dec 9, 2019 22:38 UTC SaleCommon Stock 30,000 $52.20 $1,566,000.00
Disclosure

SEC source: 0001209191-19-059755 · doc4.xml · nonDerivative · entry 1

Unterman Thomas · CIK 0001299455 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · ETU Rustic Canyon Trust

Disclosed balance after: 70,000

Read SEC document
December 04, 2019 Filed Dec 5, 2019 18:41 UTC
Makan Divesh10% owner
SaleCommon Stock 2,107 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028615 · doc4.xml · nonDerivative · entry 4

ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner

ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner

ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner

ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner

Makan Divesh · CIK 0001688143 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,996

F8 · price: These shares were sold in multiple transactions at prices ranging from $52.00 - $52.41, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.direct: ICONIQ Strategic Partners-B, L.P. ("ICONIQ B") is the direct owner of these securities.

F3 · ownership.direct: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP.

F4 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
December 04, 2019 Filed Dec 5, 2019 18:41 UTC
Makan Divesh10% owner
SaleCommon Stock 8,393 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028615 · doc4.xml · nonDerivative · entry 3

ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner

ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner

ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner

ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner

Makan Divesh · CIK 0001688143 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 645,455

F8 · price: These shares were sold in multiple transactions at prices ranging from $52.00 - $52.41, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.direct: ICONIQ Strategic Partners, L.P. ("ICONIQ") is the direct owner of these securities.

F3 · ownership.direct: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP.

F4 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
December 04, 2019 Filed Dec 5, 2019 23:36 UTC
Griffith William J.G.Director · 10% owner
SaleCommon Stock 2,107 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028610 · doc4.xml · nonDerivative · entry 4

Griffith William J.G. · CIK 0001688124 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 161,996

F2 · price: These shares were sold in multiple transactions at prices ranging from $52.00 - $52.41, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5 · ownership.direct: ICONIQ Strategic Partners-B, L.P. ("ICONIQ B") is the direct owner of these securities.

F6 · ownership.direct: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B. ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. The Reporting Person is an equity holder and director of ICONIQ Parent GP.

F7 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the Reporting Person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

F6 · ownership.nature: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B. ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. The Reporting Person is an equity holder and director of ICONIQ Parent GP.

F7 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the Reporting Person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
December 04, 2019 Filed Dec 5, 2019 23:36 UTC
Griffith William J.G.Director · 10% owner
SaleCommon Stock 8,393 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028610 · doc4.xml · nonDerivative · entry 3

Griffith William J.G. · CIK 0001688124 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 645,455

F2 · price: These shares were sold in multiple transactions at prices ranging from $52.00 - $52.41, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.direct: ICONIQ Strategic Partners, L.P. ("ICONIQ") is the direct owner of these securities.

F6 · ownership.direct: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B. ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. The Reporting Person is an equity holder and director of ICONIQ Parent GP.

F7 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the Reporting Person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

F6 · ownership.nature: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B. ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. The Reporting Person is an equity holder and director of ICONIQ Parent GP.

F7 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the Reporting Person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 18:41 UTC
Makan Divesh10% owner
SaleCommon Stock 2,311 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028615 · doc4.xml · nonDerivative · entry 2

ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner

ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner

ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner

ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner

Makan Divesh · CIK 0001688143 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,103

F7 · price: These shares were sold in multiple transactions at prices ranging from $52.00 - $52.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.direct: ICONIQ Strategic Partners-B, L.P. ("ICONIQ B") is the direct owner of these securities.

F3 · ownership.direct: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP.

F4 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 18:41 UTC
Makan Divesh10% owner
SaleCommon Stock 9,209 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028615 · doc4.xml · nonDerivative · entry 1

ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner

ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner

ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner

ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner

Makan Divesh · CIK 0001688143 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 653,848

F7 · price: These shares were sold in multiple transactions at prices ranging from $52.00 - $52.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.direct: ICONIQ Strategic Partners, L.P. ("ICONIQ") is the direct owner of these securities.

F3 · ownership.direct: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP.

F4 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 23:36 UTC
Griffith William J.G.Director · 10% owner
SaleCommon Stock 2,311 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028610 · doc4.xml · nonDerivative · entry 2

Griffith William J.G. · CIK 0001688124 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 164,103

F1 · price: These shares were sold in multiple transactions at prices ranging from $52.00 - $52.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5 · ownership.direct: ICONIQ Strategic Partners-B, L.P. ("ICONIQ B") is the direct owner of these securities.

F6 · ownership.direct: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B. ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. The Reporting Person is an equity holder and director of ICONIQ Parent GP.

F7 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the Reporting Person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

F6 · ownership.nature: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B. ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. The Reporting Person is an equity holder and director of ICONIQ Parent GP.

F7 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the Reporting Person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 23:36 UTC
Griffith William J.G.Director · 10% owner
SaleCommon Stock 9,209 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028610 · doc4.xml · nonDerivative · entry 1

Griffith William J.G. · CIK 0001688124 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 653,848

F1 · price: These shares were sold in multiple transactions at prices ranging from $52.00 - $52.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.direct: ICONIQ Strategic Partners, L.P. ("ICONIQ") is the direct owner of these securities.

F6 · ownership.direct: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B. ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. The Reporting Person is an equity holder and director of ICONIQ Parent GP.

F7 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the Reporting Person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

F6 · ownership.nature: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B. ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. The Reporting Person is an equity holder and director of ICONIQ Parent GP.

F7 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the Reporting Person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
December 02, 2019 Filed Dec 2, 2019 18:50 UTC
Makan Divesh10% owner
SaleCommon Stock 2,846 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028366 · doc4.xml · nonDerivative · entry 6

ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner

ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner

ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner

ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner

Makan Divesh · CIK 0001688143 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,414

F9 · price: These shares were sold in multiple transactions at prices ranging from $52.00 - $52.80, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.direct: ICONIQ Strategic Partners-B, L.P. ("ICONIQ B") is the direct owner of these securities.

F3 · ownership.direct: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP.

F4 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
December 02, 2019 Filed Dec 2, 2019 18:50 UTC
Makan Divesh10% owner
SaleCommon Stock 11,341 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028366 · doc4.xml · nonDerivative · entry 5

ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner

ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner

ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner

ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner

Makan Divesh · CIK 0001688143 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 663,057

F9 · price: These shares were sold in multiple transactions at prices ranging from $52.00 - $52.80, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.direct: ICONIQ Strategic Partners, L.P. ("ICONIQ") is the direct owner of these securities.

F3 · ownership.direct: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP.

F4 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
December 02, 2019 Filed Dec 2, 2019 23:49 UTC
Griffith William J.G.Director · 10% owner
SaleCommon Stock 2,846 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028364 · doc4.xml · nonDerivative · entry 6

Griffith William J.G. · CIK 0001688124 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 166,414

F3 · price: These shares were sold in multiple transactions at prices ranging from $52.00 - $52.80, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5 · ownership.direct: ICONIQ Strategic Partners-B, L.P. ("ICONIQ B") is the direct owner of these securities.

F6 · ownership.direct: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B. ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. The Reporting Person is an equity holder and director of ICONIQ Parent GP.

F7 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the Reporting Person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

F6 · ownership.nature: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B. ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. The Reporting Person is an equity holder and director of ICONIQ Parent GP.

F7 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the Reporting Person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
December 02, 2019 Filed Dec 2, 2019 23:49 UTC
Griffith William J.G.Director · 10% owner
SaleCommon Stock 11,341 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028364 · doc4.xml · nonDerivative · entry 5

Griffith William J.G. · CIK 0001688124 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 663,057

F3 · price: These shares were sold in multiple transactions at prices ranging from $52.00 - $52.80, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.direct: ICONIQ Strategic Partners, L.P. ("ICONIQ") is the direct owner of these securities.

F6 · ownership.direct: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B. ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. The Reporting Person is an equity holder and director of ICONIQ Parent GP.

F7 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the Reporting Person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

F6 · ownership.nature: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B. ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. The Reporting Person is an equity holder and director of ICONIQ Parent GP.

F7 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the Reporting Person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:04 UTC
Partin MarkChief Financial Officer
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0001209191-19-059033 · doc4.xml · derivative · entry 4

Partin Mark · CIK 0001688366 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,176

Underlying: Common Stock · 10,000 shares

Expires 2025-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 11, 2019.

F4 · derivative.exercise_date: The shares subject to the option vest in 4 equal, annual installments beginning on the one year anniversary of January 20, 2015.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:04 UTC
Partin MarkChief Financial Officer
SaleCommon Stock 1,223 $52.82 $64,593.85
Disclosure

SEC source: 0001209191-19-059033 · doc4.xml · nonDerivative · entry 3

Partin Mark · CIK 0001688366 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,449

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 11, 2019.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $52.60 to $53.39 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:04 UTC
Partin MarkChief Financial Officer
SaleCommon Stock 8,777 $52.23 $458,409.54
Disclosure

SEC source: 0001209191-19-059033 · doc4.xml · nonDerivative · entry 2

Partin Mark · CIK 0001688366 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,672

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 11, 2019.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $51.60 to $52.59 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:04 UTC
Partin MarkChief Financial Officer
Exercise / conversionCommon Stock 10,000 $14.00 $140,000.00
Disclosure

SEC source: 0001209191-19-059033 · doc4.xml · nonDerivative · entry 1

Partin Mark · CIK 0001688366 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,449

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 11, 2019.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:10 UTC
Morgan-Prager KaroleChief Legal and Administrative
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $14.50 $0.00
Disclosure

SEC source: 0001209191-19-059044 · doc4.xml · derivative · entry 4

PRAGER MORGAN KAROLE · CIK 0001183627 · Chief Legal and Administrative

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,870

Underlying: Common Stock · 10,000 shares

Expires 2025-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 13, 2019.

F4 · derivative.exercise_date: The shares subject to the option vest in 4 equal, annual installments beginning on the one year anniversary of May 30, 2015.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:10 UTC
Morgan-Prager KaroleChief Legal and Administrative
SaleCommon Stock 1,300 $52.82 $68,668.86
Disclosure

SEC source: 0001209191-19-059044 · doc4.xml · nonDerivative · entry 3

PRAGER MORGAN KAROLE · CIK 0001183627 · Chief Legal and Administrative

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,158

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 13, 2019.

F3 · price: The sale price represents the weighted average price of the shares sold ranging from $52.60 to $53.39 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:10 UTC
Morgan-Prager KaroleChief Legal and Administrative
SaleCommon Stock 8,700 $52.22 $454,322.70
Disclosure

SEC source: 0001209191-19-059044 · doc4.xml · nonDerivative · entry 2

PRAGER MORGAN KAROLE · CIK 0001183627 · Chief Legal and Administrative

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,458

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 13, 2019.

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $51.60 to $52.59 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:10 UTC
Morgan-Prager KaroleChief Legal and Administrative
Exercise / conversionCommon Stock 10,000 $14.50 $145,000.00
Disclosure

SEC source: 0001209191-19-059044 · doc4.xml · nonDerivative · entry 1

PRAGER MORGAN KAROLE · CIK 0001183627 · Chief Legal and Administrative

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 13, 2019.

Read SEC document
November 29, 2019 Filed Dec 2, 2019 18:50 UTC
Makan Divesh10% owner
SaleCommon Stock 3,122 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028366 · doc4.xml · nonDerivative · entry 4

ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner

ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner

ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner

ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner

Makan Divesh · CIK 0001688143 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,260

F8 · price: These shares were sold in multiple transactions at prices ranging from $53.35 - $54.16, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.direct: ICONIQ Strategic Partners-B, L.P. ("ICONIQ B") is the direct owner of these securities.

F3 · ownership.direct: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP.

F4 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
November 29, 2019 Filed Dec 2, 2019 18:50 UTC
Makan Divesh10% owner
SaleCommon Stock 12,439 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028366 · doc4.xml · nonDerivative · entry 3

ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner

ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner

ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner

ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner

Makan Divesh · CIK 0001688143 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 674,398

F8 · price: These shares were sold in multiple transactions at prices ranging from $53.35 - $54.16, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.direct: ICONIQ Strategic Partners, L.P. ("ICONIQ") is the direct owner of these securities.

F3 · ownership.direct: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP.

F4 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
November 29, 2019 Filed Dec 2, 2019 23:49 UTC
Griffith William J.G.Director · 10% owner
SaleCommon Stock 3,122 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028364 · doc4.xml · nonDerivative · entry 4

Griffith William J.G. · CIK 0001688124 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 169,260

F2 · price: These shares were sold in multiple transactions at prices ranging from $53.35 - $54.16, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5 · ownership.direct: ICONIQ Strategic Partners-B, L.P. ("ICONIQ B") is the direct owner of these securities.

F6 · ownership.direct: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B. ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. The Reporting Person is an equity holder and director of ICONIQ Parent GP.

F7 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the Reporting Person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

F6 · ownership.nature: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B. ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. The Reporting Person is an equity holder and director of ICONIQ Parent GP.

F7 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the Reporting Person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
November 29, 2019 Filed Dec 2, 2019 23:49 UTC
Griffith William J.G.Director · 10% owner
SaleCommon Stock 12,439 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028364 · doc4.xml · nonDerivative · entry 3

Griffith William J.G. · CIK 0001688124 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 674,398

F2 · price: These shares were sold in multiple transactions at prices ranging from $53.35 - $54.16, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.direct: ICONIQ Strategic Partners, L.P. ("ICONIQ") is the direct owner of these securities.

F6 · ownership.direct: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B. ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. The Reporting Person is an equity holder and director of ICONIQ Parent GP.

F7 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the Reporting Person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

F6 · ownership.nature: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B. ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. The Reporting Person is an equity holder and director of ICONIQ Parent GP.

F7 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the Reporting Person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
November 29, 2019 Filed Dec 2, 2019 16:30 UTC
Spanicciati MarioDirector · Chief Strategy Officer
SaleCommon Stock 7,765 $54.04 $419,636.13
Disclosure

SEC source: 0001209191-19-058552 · doc4.xml · nonDerivative · entry 2

Spanicciati Mario · CIK 0001688128 · Director · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Spanicciati Family 2013 Dynasty Trust

Disclosed balance after: 126,396

F2 · price: The sale price represents the weighted average price of the shares sold ranging from $54.00 to $54.14 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 27, 2019 Filed Dec 2, 2019 18:50 UTC
Makan Divesh10% owner
SaleCommon Stock 10,784 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028366 · doc4.xml · nonDerivative · entry 2

ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner

ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner

ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner

ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner

Makan Divesh · CIK 0001688143 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,382

F7 · price: These shares were sold in multiple transactions at prices ranging from $53.77 - $54.11, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.direct: ICONIQ Strategic Partners-B, L.P. ("ICONIQ B") is the direct owner of these securities.

F3 · ownership.direct: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP.

F4 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
November 27, 2019 Filed Dec 2, 2019 18:50 UTC
Makan Divesh10% owner
SaleCommon Stock 42,968 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028366 · doc4.xml · nonDerivative · entry 1

ICONIQ Strategic Partners, L.P. · CIK 0001575779 · 10% owner

ICONIQ Strategic Partners-B, L.P. · CIK 0001584545 · 10% owner

ICONIQ Strategic Partners GP, L.P. · CIK 0001688390 · 10% owner

ICONIQ Strategic Partners TT GP, Ltd. · CIK 0001688389 · 10% owner

Makan Divesh · CIK 0001688143 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 686,837

F7 · price: These shares were sold in multiple transactions at prices ranging from $53.77 - $54.11, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.direct: ICONIQ Strategic Partners, L.P. ("ICONIQ") is the direct owner of these securities.

F3 · ownership.direct: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B (collectively, the "Funds"). ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. Divesh Makan ("Makan") is an equity holder and director of ICONIQ Parent GP.

F4 · ownership.direct: Each of ICONIQ GP, ICONIQ Parent GP and Makan disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
November 27, 2019 Filed Dec 2, 2019 23:49 UTC
Griffith William J.G.Director · 10% owner
SaleCommon Stock 10,784 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028364 · doc4.xml · nonDerivative · entry 2

Griffith William J.G. · CIK 0001688124 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 172,382

F1 · price: These shares were sold in multiple transactions at prices ranging from $53.77 - $54.11, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5 · ownership.direct: ICONIQ Strategic Partners-B, L.P. ("ICONIQ B") is the direct owner of these securities.

F6 · ownership.direct: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B. ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. The Reporting Person is an equity holder and director of ICONIQ Parent GP.

F7 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the Reporting Person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

F6 · ownership.nature: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B. ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. The Reporting Person is an equity holder and director of ICONIQ Parent GP.

F7 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the Reporting Person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

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November 27, 2019 Filed Dec 2, 2019 23:49 UTC
Griffith William J.G.Director · 10% owner
SaleCommon Stock 42,968 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-028364 · doc4.xml · nonDerivative · entry 1

Griffith William J.G. · CIK 0001688124 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 686,837

F1 · price: These shares were sold in multiple transactions at prices ranging from $53.77 - $54.11, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.direct: ICONIQ Strategic Partners, L.P. ("ICONIQ") is the direct owner of these securities.

F6 · ownership.direct: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B. ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. The Reporting Person is an equity holder and director of ICONIQ Parent GP.

F7 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the Reporting Person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

F6 · ownership.nature: Iconiq Strategic Partners GP, L.P. ("ICONIQ GP") is the sole general partner of each of ICONIQ and ICONIQ B. ICONIQ Strategic Partners TT GP, Ltd. (the "ICONIQ Parent GP") is the sole general partner of ICONIQ GP. The Reporting Person is an equity holder and director of ICONIQ Parent GP.

F7 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of his pecuniary interest therein, if any. This report shall not be deemed an admission that the Reporting Person is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

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November 27, 2019 Filed Dec 2, 2019 16:30 UTC
Spanicciati MarioDirector · Chief Strategy Officer
SaleCommon Stock 8,046 $54.03 $434,734.23
Disclosure

SEC source: 0001209191-19-058552 · doc4.xml · nonDerivative · entry 1

Spanicciati Mario · CIK 0001688128 · Director · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Spanicciati Family 2013 Dynasty Trust

Disclosed balance after: 134,161

F1 · price: The sale price represents the weighted average price of the shares sold ranging from $54.00 to $54.39 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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November 26, 2019 Filed Nov 29, 2019 13:49 UTC
Spanicciati MarioDirector · Chief Strategy Officer
SaleCommon Stock 156,721 $54.20 $8,494,858.07
Disclosure

SEC source: 0001209191-19-058412 · doc4.xml · nonDerivative · entry 1

Spanicciati Mario · CIK 0001688128 · Director · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Spanicciati Family 2013 Dynasty Trust

Disclosed balance after: 142,207

F1 · price: The sale price represents the weighted average price of the shares sold ranging from $54.00 to $54.50 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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November 25, 2019 Filed Nov 26, 2019 21:27 UTC
Morgan-Prager KaroleChief Legal and Administrative
Exercise / conversionStock Option (right to buy) · Derivative 4,130 $0.00 Strike: $14.50 $0.00
Disclosure

SEC source: 0001209191-19-058116 · doc4.xml · derivative · entry 3

PRAGER MORGAN KAROLE · CIK 0001183627 · Chief Legal and Administrative

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,870

Underlying: Common Stock · 4,130 shares

Expires 2025-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 13, 2019.

F2 · derivative.exercise_date: The shares subject to the option vest in 4 equal, annual installments beginning on the one year anniversary of May 30, 2015.

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November 25, 2019 Filed Nov 26, 2019 21:27 UTC
Morgan-Prager KaroleChief Legal and Administrative
SaleCommon Stock 4,130 $55.00 $227,150.00
Disclosure

SEC source: 0001209191-19-058116 · doc4.xml · nonDerivative · entry 2

PRAGER MORGAN KAROLE · CIK 0001183627 · Chief Legal and Administrative

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,158

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 13, 2019.

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November 25, 2019 Filed Nov 26, 2019 21:27 UTC
Morgan-Prager KaroleChief Legal and Administrative
Exercise / conversionCommon Stock 4,130 $14.50 $59,885.00
Disclosure

SEC source: 0001209191-19-058116 · doc4.xml · nonDerivative · entry 1

PRAGER MORGAN KAROLE · CIK 0001183627 · Chief Legal and Administrative

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,288

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 13, 2019.

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November 22, 2019 Filed Nov 26, 2019 21:26 UTC
Huffman MarcChief Operating Officer
SaleCommon Stock 5,000 $52.60 $263,000.00
Disclosure

SEC source: 0001209191-19-058115 · doc4.xml · nonDerivative · entry 1

Huffman Marc · CIK 0001603951 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,419

F1 · shares: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 12, 2019.

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November 20, 2019 Filed Nov 22, 2019 21:45 UTC
Tucker ThereseDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 1,416 $53.19 $75,317.04
Disclosure

SEC source: 0001209191-19-057815 · doc4.xml · nonDerivative · entry 1

Tucker Therese · CIK 0001688365 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,521

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

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November 20, 2019 Filed Nov 22, 2019 21:43 UTC
Partin MarkChief Financial Officer
Tax withholdingCommon Stock 845 $53.19 $44,945.55
Disclosure

SEC source: 0001209191-19-057813 · doc4.xml · nonDerivative · entry 1

Partin Mark · CIK 0001688366 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,449

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

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November 20, 2019 Filed Nov 22, 2019 21:46 UTC
Villanova PatrickChief Accounting Officer
Tax withholdingCommon Stock 110 $53.19 $5,850.90
Disclosure

SEC source: 0001209191-19-057816 · doc4.xml · nonDerivative · entry 1

Villanova Patrick · CIK 0001688119 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,275

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

F2 · balance_after: Includes 409 shares acquired under the Issuer's Employee Stock Purchase Plan on November 8, 2019.

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November 20, 2019 Filed Nov 22, 2019 16:44 UTC
Spanicciati MarioDirector · Chief Strategy Officer
Tax withholdingCommon Stock 256 $53.19 $13,616.64
Disclosure

SEC source: 0001209191-19-057814 · doc4.xml · nonDerivative · entry 1

Spanicciati Mario · CIK 0001688128 · Director · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,512

F1 · shares: The reported securities were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

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November 20, 2019 Filed Nov 22, 2019 21:42 UTC
Morgan-Prager KaroleChief Legal and Administrative
Tax withholdingCommon Stock 447 $53.19 $23,775.93
Disclosure

SEC source: 0001209191-19-057812 · doc4.xml · nonDerivative · entry 1

PRAGER MORGAN KAROLE · CIK 0001183627 · Chief Legal and Administrative

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,158

F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.

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November 13, 2019 Filed Nov 15, 2019 16:31 UTC GrantCommon Stock 1,833 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-027377 · doc4.xml · nonDerivative · entry 1

Babcoke Jason · CIK 0001688099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,833

F1 · kind: Reflects a pro rata annual restricted stock unit ("RSU") award pursuant to the Issuer's Outside Director Compensation Policy.

F2 · shares: The reported securities awarded on November 13, 2019 (the "Award Date") represent RSUs which vest in full upon the earlier of the one (1) year anniversary of the Award Date or the day prior to the Issuer's next annual meeting of the stockholders and in each case subject to the Reporting Person's continued service on the Issuer's board of directors through the vesting date.

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November 13, 2019 Filed Nov 15, 2019 22:03 UTC
Tucker ThereseDirector · Chief Executive Officer
OtherCommon Stock 325,872 $49.88 $16,254,495.36
Disclosure

SEC source: 0001209191-19-056780 · doc4.xml · nonDerivative · entry 2

Tucker Therese · CIK 0001688365 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Brian & Therese Tucker Living Trust

Disclosed balance after: 2,898,482

F1 · kind: Transferred from the Tucker Legacy Trust to the Brian & Therese Tucker Living Trust in payment of a debt previously contracted between such parties.

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November 13, 2019 Filed Nov 15, 2019 22:03 UTC
Tucker ThereseDirector · Chief Executive Officer
OtherCommon Stock 325,872 $49.88 $16,254,495.36
Disclosure

SEC source: 0001209191-19-056780 · doc4.xml · nonDerivative · entry 1

Tucker Therese · CIK 0001688365 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Tucker Legacy Trust

Disclosed balance after: 874,128

F1 · kind: Transferred from the Tucker Legacy Trust to the Brian & Therese Tucker Living Trust in payment of a debt previously contracted between such parties.

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November 13, 2019 Filed Nov 15, 2019 21:30 UTC
Brennan JohnDirector
GrantCommon Stock 1,833 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-027375 · doc4.xml · nonDerivative · entry 1

Brennan John · CIK 0001297231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,833

F1 · kind: Reflects a pro rata annual restricted stock unit ("RSU") award pursuant to the Issuer's Outside Director Compensation Policy.

F2 · shares: The reported securities awarded on November 13, 2019 (the "Award Date") represent RSUs which vest in full upon the earlier of the one (1) year anniversary of the Award Date or the day prior to the Issuer's next annual meeting of the stockholders and in each case subject to the Reporting Person's continued service on the Issuer's board of directors through the vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.