Last 12 months
Inside the activity.
4 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 4 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2019 Filed Oct 21, 2020 23:30 UTC |
KIM JOANNE WENDYChief Financial Officer
|
Grantoptions · Derivative | 800 | $8.75 Strike: $8.75 | $7,000.00 |
DisclosureSEC source: 0001771317-20-000001 · primary_doc.xml · derivative · entry 1 KIM JOANNE WENDY · CIK 0001771317 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600 Underlying: common stock · 800 shares Expires 2024-09-30 F1 · balance_after: On 11/21/2019 a 1:125 reverse stock split was effected; derivative securities are post-split calculations. Read SEC document |
| September 24, 2019 Filed Aug 26, 2022 17:10 UTC |
PEIZER TERREN SDirector · 10% owner
|
GrantWarrants (right to buy) · Derivative | 1,250,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520138-22-000381 · ownership.xml · derivative · entry 15 PEIZER TERREN S · CIK 0000904534 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,250,000 Underlying: Common Stock · 1,250,000 shares Expires 2024-09-24 F6 · derivative.exercise_price: See Exhibit 99.1 F11 · derivative.exercise_price: Exercisable at the lower of $4 (adjusted to reflect the Reverse Stock Split) or 80% of the offering price to the public in the Uplisting Offering. F2 · shares: Adjusted to reflect the 125-for-1 reverse stock split effectuated by the Issuer on November 22, 2019 (the "Reverse Stock Split"). F6 · price: See Exhibit 99.1 F2 · derivative.underlying_shares: Adjusted to reflect the 125-for-1 reverse stock split effectuated by the Issuer on November 22, 2019 (the "Reverse Stock Split"). F2 · balance_after: Adjusted to reflect the 125-for-1 reverse stock split effectuated by the Issuer on November 22, 2019 (the "Reverse Stock Split"). F3 · ownership.nature: Acuitas Group Holdings, LLC ("Acuitas"), is an entity beneficially owned and controlled by Terren S. Peizer. Read SEC document |
| September 24, 2019 Filed Aug 26, 2022 17:10 UTC |
PEIZER TERREN SDirector · 10% owner
|
Grant10% Convertible Debenture due 2020 · Derivative | Not disclosed | Not disclosed | $2,000,000.00 |
DisclosureSEC source: 0001520138-22-000381 · ownership.xml · derivative · entry 14 PEIZER TERREN S · CIK 0000904534 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: Not disclosed Underlying: Common Stock · Not disclosed shares Expires 2020-09-24 F6 · derivative.exercise_price: See Exhibit 99.1 F6 · reported_value: See Exhibit 99.1 F6 · price: See Exhibit 99.1 F6 · derivative.underlying_shares: See Exhibit 99.1 F6 · valueOwnedAfter: See Exhibit 99.1 F3 · ownership.nature: Acuitas Group Holdings, LLC ("Acuitas"), is an entity beneficially owned and controlled by Terren S. Peizer. Read SEC document |
| September 24, 2019 Filed Aug 26, 2022 17:10 UTC |
PEIZER TERREN SDirector · 10% owner
|
GrantCommon Stock | 1,125,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520138-22-000381 · ownership.xml · nonDerivative · entry 4 PEIZER TERREN S · CIK 0000904534 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,252,934 F2 · shares: Adjusted to reflect the 125-for-1 reverse stock split effectuated by the Issuer on November 22, 2019 (the "Reverse Stock Split"). F6 · price: See Exhibit 99.1 F3 · ownership.nature: Acuitas Group Holdings, LLC ("Acuitas"), is an entity beneficially owned and controlled by Terren S. Peizer. Read SEC document |
| June 24, 2019 Filed Aug 26, 2022 17:10 UTC |
PEIZER TERREN SDirector · 10% owner
|
Disposition to issuerWarrants (right to buy) · Derivative | 1,713,331 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520138-22-000381 · ownership.xml · derivative · entry 13 PEIZER TERREN S · CIK 0000904534 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 1,713,331 shares Expires 2024-07-03 F5 · derivative.exercise_price: Pursuant to a letter agreement with the Issuer dated June 24, 2019, Acuitas agreed to modify its existing rights under the 2018 SPA and agreed to immediately exchange the 2018 Warrants such that it effectively exercised its warrant in full pursuant to a cashless exercise thereof at an assumed then-current market price of $45 per share (adjusted to reflect the Reverse Stock Split) and, as a result, received an aggregate of 95% of the shares covered thereby. F5 · date: Pursuant to a letter agreement with the Issuer dated June 24, 2019, Acuitas agreed to modify its existing rights under the 2018 SPA and agreed to immediately exchange the 2018 Warrants such that it effectively exercised its warrant in full pursuant to a cashless exercise thereof at an assumed then-current market price of $45 per share (adjusted to reflect the Reverse Stock Split) and, as a result, received an aggregate of 95% of the shares covered thereby. F2 · shares: Adjusted to reflect the 125-for-1 reverse stock split effectuated by the Issuer on November 22, 2019 (the "Reverse Stock Split"). F5 · price: Pursuant to a letter agreement with the Issuer dated June 24, 2019, Acuitas agreed to modify its existing rights under the 2018 SPA and agreed to immediately exchange the 2018 Warrants such that it effectively exercised its warrant in full pursuant to a cashless exercise thereof at an assumed then-current market price of $45 per share (adjusted to reflect the Reverse Stock Split) and, as a result, received an aggregate of 95% of the shares covered thereby. F2 · derivative.underlying_shares: Adjusted to reflect the 125-for-1 reverse stock split effectuated by the Issuer on November 22, 2019 (the "Reverse Stock Split"). F3 · ownership.nature: Acuitas Group Holdings, LLC ("Acuitas"), is an entity beneficially owned and controlled by Terren S. Peizer. Read SEC document |
| June 24, 2019 Filed Aug 26, 2022 17:10 UTC |
PEIZER TERREN SDirector · 10% owner
|
GrantCommon Stock | 1,526,334 | $45.00 | $68,685,030.00 |
DisclosureSEC source: 0001520138-22-000381 · ownership.xml · nonDerivative · entry 3 PEIZER TERREN S · CIK 0000904534 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,127,934 F5 · date: Pursuant to a letter agreement with the Issuer dated June 24, 2019, Acuitas agreed to modify its existing rights under the 2018 SPA and agreed to immediately exchange the 2018 Warrants such that it effectively exercised its warrant in full pursuant to a cashless exercise thereof at an assumed then-current market price of $45 per share (adjusted to reflect the Reverse Stock Split) and, as a result, received an aggregate of 95% of the shares covered thereby. F2 · shares: Adjusted to reflect the 125-for-1 reverse stock split effectuated by the Issuer on November 22, 2019 (the "Reverse Stock Split"). F3 · ownership.nature: Acuitas Group Holdings, LLC ("Acuitas"), is an entity beneficially owned and controlled by Terren S. Peizer. Read SEC document |
| January 19, 2019 Filed Oct 22, 2020 00:03 UTC |
DO CUONG VDirector
|
Grantoptions · Derivative | 800 | $3.50 Strike: $3.75 | $2,800.00 |
DisclosureSEC source: 0001771317-20-000003 · primary_doc.xml · derivative · entry 2 Do Cuong V · CIK 0001477037 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 73,066 Underlying: common stock · 800 shares Expires 2024-01-19 F3 · balance_after: On 11/21/2019 a reverse stock split was effected; derivative securities are post-split calculations. F4 · ownership.nature: Shares are held in the name of Do & Rickes Investments LLC Read SEC document |
| January 19, 2019 Filed Oct 22, 2020 00:18 UTC |
Lang James PaulDirector
|
Grantoptions · Derivative | 800 | $3.75 Strike: $3.75 | $3,000.00 |
DisclosureSEC source: 0001771317-20-000004 · primary_doc.xml · derivative · entry 2 Lang James Paul · CIK 0001703090 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,188 Underlying: common stock · 800 shares Expires 2024-01-19 F2 · balance_after: On 11/21/2019 a reverse stock split was effected; derivative securities are post-split calculations. Read SEC document |
| January 02, 2019 Filed Feb 5, 2019 15:58 UTC |
Sherman Michael EdwardDirector
|
GrantCommon Stock | 200,000 | $0.04 | $7,000.00 |
DisclosureSEC source: 0001674006-19-000003 · primary_doc.xml · nonDerivative · entry 1 Sherman Michael Edward · CIK 0001730468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 718,181 Read SEC document |
| January 02, 2019 Filed Feb 5, 2019 15:37 UTC |
Sooch MinaDirector
|
GrantCommon Stock | 200,000 | $0.04 | $7,000.00 |
DisclosureSEC source: 0001674006-19-000001 · primary_doc.xml · nonDerivative · entry 1 Sooch Mina · CIK 0001674006 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 813,636 Read SEC document |
| January 02, 2019 Filed Feb 5, 2019 20:51 UTC |
DO CUONG VDirector
|
GrantCommon Stock | 200,000 | $0.04 | $7,000.00 |
DisclosureSEC source: 0001674006-19-000002 · primary_doc.xml · nonDerivative · entry 1 Do Cuong V · CIK 0001477037 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · see footnote Disclosed balance after: 2,871,354 F1 · ownership.nature: Shares are held in the name of Do & Rickles Investments LLC Read SEC document |
| January 02, 2019 Filed Feb 5, 2019 19:49 UTC |
Lang James PaulDirector
|
GrantCommon Stock | 200,000 | $0.04 | $7,000.00 |
DisclosureSEC source: 0001703090-19-000001 · primary_doc.xml · nonDerivative · entry 1 Lang James Paul · CIK 0001703090 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 Read SEC document |
| January 02, 2019 Filed Feb 5, 2019 21:05 UTC |
Adams Jonathan MDirector · Chief Operating Officer
|
GrantCommon Stock | 200,000 | $0.04 | $7,000.00 |
DisclosureSEC source: 0001674006-19-000004 · primary_doc.xml · nonDerivative · entry 1 Adams Jonathan M · CIK 0001749582 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,303,521 Read SEC document |
| January 02, 2019 Filed Mar 13, 2019 21:39 UTC |
Kumar HariDirector
|
GrantCommon Stock | 200,000 | $0.04 | $7,000.00 |
DisclosureSEC source: 0001588968-19-000005 · primary_doc.xml · nonDerivative · entry 1 Kumar Hari · CIK 0001588968 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 727,272 Read SEC document |
| January 02, 2019 Filed Aug 26, 2022 17:10 UTC |
PEIZER TERREN SDirector · 10% owner
|
GrantCommon Stock | 1,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001520138-22-000381 · ownership.xml · nonDerivative · entry 2 PEIZER TERREN S · CIK 0000904534 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,601,600 F2 · shares: Adjusted to reflect the 125-for-1 reverse stock split effectuated by the Issuer on November 22, 2019 (the "Reverse Stock Split"). F4 · shares: The Issuer granted 1,600 shares of common stock to the reporting person as compensation for his service on the Issuer's board of directors. Read SEC document |
| August 13, 2018 Filed Aug 26, 2022 17:10 UTC |
PEIZER TERREN SDirector · 10% owner
|
ConversionCommon Stock | 1,600,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520138-22-000381 · ownership.xml · nonDerivative · entry 1 PEIZER TERREN S · CIK 0000904534 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,600,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: See Exhibit 99.1 F2 · shares: Adjusted to reflect the 125-for-1 reverse stock split effectuated by the Issuer on November 22, 2019 (the "Reverse Stock Split"). F1 · price: See Exhibit 99.1 F2 · balance_after: Adjusted to reflect the 125-for-1 reverse stock split effectuated by the Issuer on November 22, 2019 (the "Reverse Stock Split"). F3 · ownership.nature: Acuitas Group Holdings, LLC ("Acuitas"), is an entity beneficially owned and controlled by Terren S. Peizer. Read SEC document |
| August 03, 2018 Filed Aug 26, 2022 17:10 UTC |
PEIZER TERREN SDirector · 10% owner
|
ConversionSeries A Convertible Preferred Stock · Derivative | 1,600,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520138-22-000381 · ownership.xml · derivative · entry 12 PEIZER TERREN S · CIK 0000904534 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 1,600,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: See Exhibit 99.1 F1 · date: See Exhibit 99.1 F2 · shares: Adjusted to reflect the 125-for-1 reverse stock split effectuated by the Issuer on November 22, 2019 (the "Reverse Stock Split"). F10 · price: See Exhibit 99.1 F10 · derivative.exercise_date: See Exhibit 99.1 F10 · derivative.expiration_date: See Exhibit 99.1 F2 · derivative.underlying_shares: Adjusted to reflect the 125-for-1 reverse stock split effectuated by the Issuer on November 22, 2019 (the "Reverse Stock Split"). F3 · ownership.nature: Acuitas Group Holdings, LLC ("Acuitas"), is an entity beneficially owned and controlled by Terren S. Peizer. Read SEC document |
| July 03, 2018 Filed Aug 1, 2018 16:26 UTC |
Sherman Michael EdwardDirector
|
GrantWarrants · Derivative | 1,666,000 | $0.02 Strike: $0.02 | $29,988.00 |
DisclosureSEC source: 0001730468-18-000002 · primary_doc.xml · derivative · entry 4 Sherman Michael Edward · CIK 0001730468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,666,000 Underlying: common stock · 1,666,000 shares Expires 2024-07-02 Read SEC document |
| July 03, 2018 Filed Aug 1, 2018 16:26 UTC |
Sherman Michael EdwardDirector
|
Grantpreferred stock | 16,666 | $1.50 | $24,999.00 |
DisclosureSEC source: 0001730468-18-000002 · primary_doc.xml · nonDerivative · entry 3 Sherman Michael Edward · CIK 0001730468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,666 Read SEC document |
| July 03, 2018 Filed Nov 1, 2018 19:40 UTC |
DO CUONG VDirector
|
GrantWarrants · Derivative | 8,666,666 | $0.02 Strike: $0.02 | $155,999.99 |
DisclosureSEC source: 0001477037-18-000004 · primary_doc.xml · derivative · entry 2 Do Cuong V · CIK 0001477037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,033,333 Underlying: Common Stock · 8,666,666 shares Expires 2024-07-02 Read SEC document |
| July 03, 2018 Filed Nov 1, 2018 19:40 UTC |
DO CUONG VDirector
|
GrantPreferred Stock | 86,666 | $1.50 | $129,999.00 |
DisclosureSEC source: 0001477037-18-000004 · primary_doc.xml · nonDerivative · entry 1 Do Cuong V · CIK 0001477037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,666 Read SEC document |
| July 03, 2018 Filed Nov 1, 2018 19:50 UTC |
Adams Jonathan MDirector · Chief Operating Officer
|
GrantWarrants · Derivative | 1,000,000 | $0.02 Strike: $0.02 | $18,000.00 |
DisclosureSEC source: 0001749582-18-000006 · primary_doc.xml · derivative · entry 2 Adams Jonathan M · CIK 0001749582 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,022,727 Underlying: Common Stock · 1,000,000 shares Expires 2024-07-02 Read SEC document |
| July 03, 2018 Filed Nov 1, 2018 19:50 UTC |
Adams Jonathan MDirector · Chief Operating Officer
|
GrantPreferred Stock | 10,000 | $1.50 | $15,000.00 |
DisclosureSEC source: 0001749582-18-000006 · primary_doc.xml · nonDerivative · entry 1 Adams Jonathan M · CIK 0001749582 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| July 03, 2018 Filed Nov 1, 2018 19:23 UTC |
Lang James PaulDirector
|
GrantPreferred Stock | 20,000 | $1.50 | $30,000.00 |
DisclosureSEC source: 0001703090-18-000005 · primary_doc.xml · nonDerivative · entry 1 Lang James Paul · CIK 0001703090 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| July 03, 2018 Filed Aug 26, 2022 17:10 UTC |
PEIZER TERREN SDirector · 10% owner
|
PurchaseWarrants (right to buy) · Derivative | 1,713,331 | Not disclosed Strike: $2.25 | Not disclosed |
DisclosureSEC source: 0001520138-22-000381 · ownership.xml · derivative · entry 11 PEIZER TERREN S · CIK 0000904534 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,713,331 Underlying: Common Stock · 1,713,331 shares Expires 2024-07-03 F2 · shares: Adjusted to reflect the 125-for-1 reverse stock split effectuated by the Issuer on November 22, 2019 (the "Reverse Stock Split"). F10 · price: See Exhibit 99.1 F2 · derivative.underlying_shares: Adjusted to reflect the 125-for-1 reverse stock split effectuated by the Issuer on November 22, 2019 (the "Reverse Stock Split"). F2 · balance_after: Adjusted to reflect the 125-for-1 reverse stock split effectuated by the Issuer on November 22, 2019 (the "Reverse Stock Split"). F3 · ownership.nature: Acuitas Group Holdings, LLC ("Acuitas"), is an entity beneficially owned and controlled by Terren S. Peizer. Read SEC document |
| July 03, 2018 Filed Aug 26, 2022 17:10 UTC |
PEIZER TERREN SDirector · 10% owner
|
PurchaseSeries A Convertible Preferred Stock · Derivative | 1,600,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520138-22-000381 · ownership.xml · derivative · entry 10 PEIZER TERREN S · CIK 0000904534 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,600,000 Underlying: Common Stock · 1,600,000 shares Expires not disclosed F10 · derivative.exercise_price: See Exhibit 99.1 F2 · shares: Adjusted to reflect the 125-for-1 reverse stock split effectuated by the Issuer on November 22, 2019 (the "Reverse Stock Split"). F10 · price: See Exhibit 99.1 F10 · derivative.exercise_date: See Exhibit 99.1 F10 · derivative.expiration_date: See Exhibit 99.1 F2 · derivative.underlying_shares: Adjusted to reflect the 125-for-1 reverse stock split effectuated by the Issuer on November 22, 2019 (the "Reverse Stock Split"). F2 · balance_after: Adjusted to reflect the 125-for-1 reverse stock split effectuated by the Issuer on November 22, 2019 (the "Reverse Stock Split"). F3 · ownership.nature: Acuitas Group Holdings, LLC ("Acuitas"), is an entity beneficially owned and controlled by Terren S. Peizer. Read SEC document |
| July 02, 2018 Filed Nov 1, 2018 19:23 UTC |
Lang James PaulDirector
|
GrantWarrants · Derivative | 2,000,000 | $0.02 Strike: $0.02 | $36,000.00 |
DisclosureSEC source: 0001703090-18-000005 · primary_doc.xml · derivative · entry 2 Lang James Paul · CIK 0001703090 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,548,485 Underlying: Common Stock · 2,000,000 shares Expires 2024-07-02 Read SEC document |
| June 15, 2018 Filed Mar 13, 2019 21:32 UTC |
Kumar HariDirector
|
GrantCommon Stock | 100,000 | $0.02 | $2,000.00 |
DisclosureSEC source: 0001588968-19-000004 · primary_doc.xml · nonDerivative · entry 3 Kumar Hari · CIK 0001588968 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,272 Read SEC document |
| May 31, 2018 Filed Aug 9, 2018 19:14 UTC |
Anderson Julie GDirector
|
Grantcommon stock | 68,500 | $0.02 | $1,096.00 |
DisclosureSEC source: 0001749590-18-000002 · primary_doc.xml · nonDerivative · entry 2 Anderson Julie G · CIK 0001749590 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 368,500 Read SEC document |
| May 15, 2018 Filed Aug 1, 2018 16:26 UTC |
Sherman Michael EdwardDirector
|
Grantcommon stock | 250,000 | $0.02 | $4,500.00 |
DisclosureSEC source: 0001730468-18-000002 · primary_doc.xml · nonDerivative · entry 2 Sherman Michael Edward · CIK 0001730468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 518,181 Read SEC document |
| April 30, 2018 Filed Aug 14, 2018 18:14 UTC |
Sooch MinaDirector
|
Grantcommon stock | 150,000 | $0.02 | $3,600.00 |
DisclosureSEC source: 0001674006-18-000003 · primary_doc.xml · nonDerivative · entry 2 Sooch Mina · CIK 0001674006 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 613,636 Read SEC document |
| March 14, 2018 Filed Aug 9, 2018 19:14 UTC |
Anderson Julie GDirector
|
Grantoptions · Derivative | 100,000 | $0.06 Strike: $0.06 | $6,000.00 |
DisclosureSEC source: 0001749590-18-000002 · primary_doc.xml · derivative · entry 4 Anderson Julie G · CIK 0001749590 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: common stock · 100,000 shares Expires 2023-03-14 Read SEC document |
| January 19, 2018 Filed Aug 14, 2018 19:39 UTC |
DO CUONG VDirector
|
Grantoptions · Derivative | 100,000 | $0.10 Strike: $0.10 | $10,000.00 |
DisclosureSEC source: 0001477037-18-000003 · primary_doc.xml · derivative · entry 5 Do Cuong V · CIK 0001477037 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,667 Underlying: common stock · 100,000 shares Expires 2023-01-19 Read SEC document |
| January 19, 2018 Filed Aug 15, 2018 19:48 UTC |
Lang James PaulDirector
|
Grantoptions · Derivative | 100,000 | $0.10 Strike: $0.10 | $10,000.00 |
DisclosureSEC source: 0001703090-18-000004 · primary_doc.xml · derivative · entry 7 Lang James Paul · CIK 0001703090 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 548,485 Underlying: common stock · 100,000 shares Expires 2023-01-19 Read SEC document |
| January 08, 2018 Filed Aug 14, 2018 19:39 UTC |
DO CUONG VDirector
|
GrantWarrants · Derivative | 166,667 | $0.15 Strike: $0.15 | $25,000.05 |
DisclosureSEC source: 0001477037-18-000003 · primary_doc.xml · derivative · entry 4 Do Cuong V · CIK 0001477037 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Shares are held in the name of Do & Rickles Investments LLC Disclosed balance after: 266,667 Underlying: common stock · 166,667 shares Expires 2025-01-07 Read SEC document |
| January 08, 2018 Filed Aug 14, 2018 19:39 UTC |
DO CUONG VDirector
|
Disposition to issuercommon stock | 166,667 | $0.15 | $25,000.05 |
DisclosureSEC source: 0001477037-18-000003 · primary_doc.xml · nonDerivative · entry 2 Do Cuong V · CIK 0001477037 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Shares are held in the name of Do & Rickles Investments LLC Disclosed balance after: 3,038,021 Read SEC document |
| January 02, 2018 Filed Aug 1, 2018 16:26 UTC |
Sherman Michael EdwardDirector
|
Grantcommon stock | 200,000 | $0.15 | $30,000.00 |
DisclosureSEC source: 0001730468-18-000002 · primary_doc.xml · nonDerivative · entry 1 Sherman Michael Edward · CIK 0001730468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,181 Read SEC document |
| January 02, 2018 Filed Aug 9, 2018 19:14 UTC |
Anderson Julie GDirector
|
Grantcommon stock | 200,000 | $0.15 | $30,000.00 |
DisclosureSEC source: 0001749590-18-000002 · primary_doc.xml · nonDerivative · entry 1 Anderson Julie G · CIK 0001749590 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Read SEC document |
| January 02, 2018 Filed Aug 9, 2018 22:36 UTC |
Adams Jonathan MDirector · chief operating officer
|
Grantcommon stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001749582-18-000005 · primary_doc.xml · nonDerivative · entry 3 Adams Jonathan M · CIK 0001749582 · Director · chief operating officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,103,521 F3 · price: Board compensation grant, 2018. Read SEC document |
| January 02, 2018 Filed Aug 14, 2018 18:14 UTC |
Sooch MinaDirector
|
Grantcommon stock | 200,000 | $0.15 | $30,000.00 |
DisclosureSEC source: 0001674006-18-000003 · primary_doc.xml · nonDerivative · entry 1 Sooch Mina · CIK 0001674006 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463,636 Read SEC document |
| January 02, 2018 Filed Aug 14, 2018 19:39 UTC |
DO CUONG VDirector
|
Grantcommon stock | 200,000 | $0.15 | $30,000.00 |
DisclosureSEC source: 0001477037-18-000003 · primary_doc.xml · nonDerivative · entry 1 Do Cuong V · CIK 0001477037 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Shares are held in the name of Do & Rickles Investments LLC Disclosed balance after: 2,871,354 Read SEC document |
| January 02, 2018 Filed Aug 15, 2018 19:48 UTC |
Lang James PaulDirector
|
GrantWarrants · Derivative | 166,667 | $0.15 Strike: $0.15 | $25,000.05 |
DisclosureSEC source: 0001703090-18-000004 · primary_doc.xml · derivative · entry 6 Lang James Paul · CIK 0001703090 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,485 Underlying: common stock · 166,667 shares Expires 2025-01-01 Read SEC document |
| January 02, 2018 Filed Aug 15, 2018 19:48 UTC |
Lang James PaulDirector
|
Grantcommon stock | 200,000 | $0.15 | $30,000.00 |
DisclosureSEC source: 0001703090-18-000004 · primary_doc.xml · nonDerivative · entry 3 Lang James Paul · CIK 0001703090 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 730,303 Read SEC document |
| January 02, 2018 Filed Aug 15, 2018 19:48 UTC |
Lang James PaulDirector
|
Grantcommon stock | 166,667 | $0.15 | $25,000.05 |
DisclosureSEC source: 0001703090-18-000004 · primary_doc.xml · nonDerivative · entry 2 Lang James Paul · CIK 0001703090 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,303 Read SEC document |
| January 02, 2018 Filed Mar 13, 2019 21:32 UTC |
Kumar HariDirector
|
GrantCommon Stock | 200,000 | $0.15 | $30,000.00 |
DisclosureSEC source: 0001588968-19-000004 · primary_doc.xml · nonDerivative · entry 2 Kumar Hari · CIK 0001588968 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,272 Read SEC document |
| October 25, 2017 Filed Sep 4, 2018 13:41 UTC |
WIELAND R RICHARDinterim CFO
|
Grantoptions · Derivative | 150,000 | $0.21 Strike: $0.21 | $31,500.00 |
DisclosureSEC source: 0001126558-18-000004 · primary_doc.xml · derivative · entry 1 WIELAND R RICHARD · CIK 0001126558 · interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: common stock · 150,000 shares Expires 2022-10-25 Read SEC document |
| August 14, 2017 Filed Mar 13, 2019 21:32 UTC |
Kumar HariDirector
|
Grantwarrants · Derivative | 45,455 | $0.60 Strike: $0.60 | $27,273.00 |
DisclosureSEC source: 0001588968-19-000004 · primary_doc.xml · derivative · entry 4 Kumar Hari · CIK 0001588968 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,637 Underlying: Common Stock · 45,455 shares Expires 2022-08-14 Read SEC document |
| August 14, 2017 Filed Mar 13, 2019 21:32 UTC |
Kumar HariDirector
|
GrantCommon Stock | 90,908 | $0.22 | $19,999.76 |
DisclosureSEC source: 0001588968-19-000004 · primary_doc.xml · nonDerivative · entry 1 Kumar Hari · CIK 0001588968 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,272 Read SEC document |
| July 28, 2017 Filed Aug 15, 2018 19:48 UTC |
Lang James PaulDirector
|
GrantWarrants · Derivative | 56,818 | $0.60 Strike: $0.60 | $34,090.80 |
DisclosureSEC source: 0001703090-18-000004 · primary_doc.xml · derivative · entry 5 Lang James Paul · CIK 0001703090 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,818 Underlying: common stock · 56,818 shares Expires 2022-07-28 Read SEC document |
| July 28, 2017 Filed Aug 15, 2018 19:48 UTC |
Lang James PaulDirector
|
Grantcommon stock | 113,636 | $0.22 | $24,999.92 |
DisclosureSEC source: 0001703090-18-000004 · primary_doc.xml · nonDerivative · entry 1 Lang James Paul · CIK 0001703090 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,636 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.