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Nasdaq · USD

BIOA

BioAge Labs, Inc.

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5569
SEC CIK
0001709941
Parsed reports
61

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202606
Feb 202601
Mar 202601
Apr 202601
May 202600
Jun 202602
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 27, 2024 Filed Sep 27, 2024 20:22 UTC
HEALY JAMESDirector
PurchaseCommon Stock 26,497 $18.00 $476,946.00
Disclosure

SEC source: 0001415889-24-024044 · form4-09272024_080939.xml · nonDerivative · entry 6

HEALY JAMES · CIK 0001245624 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · CRESTLINE SUMMIT PINNACLE MASTER, L.P.

Disclosed balance after: 26,497

F3 · ownership.nature: The reporting person disclaims beneficial ownership of the securities directly held by each of: (i) SVP XI; (ii) Synergy Fund; (iii) APEX SP; (iv) PEAK SP; and (v) Pinnacle LP. This report shall not be construed as an admission that he is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of his pecuniary interest therein, if any.

F8 · ownership.nature: The shares are directly held by CRESTLINE SUMMIT PINNACLE MASTER, L.P. ("Pinnacle LP"). Synergy Fund GP is the general partner of Pinnacle LP. The reporting person is a managing member of Synergy Fund GP and may be deemed to share voting and investment discretion with respect to securities directly held by Pinnacle LP.

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September 27, 2024 Filed Sep 27, 2024 20:22 UTC
HEALY JAMESDirector
PurchaseCommon Stock 21,814 $18.00 $392,652.00
Disclosure

SEC source: 0001415889-24-024044 · form4-09272024_080939.xml · nonDerivative · entry 5

HEALY JAMES · CIK 0001245624 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Crestline Summit Master, SPC - PEAK SP

Disclosed balance after: 21,814

F3 · ownership.nature: The reporting person disclaims beneficial ownership of the securities directly held by each of: (i) SVP XI; (ii) Synergy Fund; (iii) APEX SP; (iv) PEAK SP; and (v) Pinnacle LP. This report shall not be construed as an admission that he is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of his pecuniary interest therein, if any.

F7 · ownership.nature: The shares are directly held by Crestline Summit Master, SPC - PEAK SP ("PEAK SP"). Synergy Fund GP is the general partner of PEAK SP. The reporting person is a managing member of Synergy Fund GP and may be deemed to share voting and investment discretion with respect to securities directly held by PEAK SP.

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September 27, 2024 Filed Sep 27, 2024 20:22 UTC
HEALY JAMESDirector
PurchaseCommon Stock 18,353 $18.00 $330,354.00
Disclosure

SEC source: 0001415889-24-024044 · form4-09272024_080939.xml · nonDerivative · entry 4

HEALY JAMES · CIK 0001245624 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · CRESTLINE SUMMIT MASTER, SPC - CRESTLINE SUMMIT APEX SP

Disclosed balance after: 18,353

F3 · ownership.nature: The reporting person disclaims beneficial ownership of the securities directly held by each of: (i) SVP XI; (ii) Synergy Fund; (iii) APEX SP; (iv) PEAK SP; and (v) Pinnacle LP. This report shall not be construed as an admission that he is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of his pecuniary interest therein, if any.

F6 · ownership.nature: These shares are directly held by Crestline Summit Master, SPC - CRESTLINE SUMMIT APEX SP ("APEX SP"). Synergy Fund GP is the general partner of APEX SP. The reporting person is a managing member of Synergy Fund GP and may be deemed to share voting and investment discretion with respect to securities directly held by APEX SP.

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September 27, 2024 Filed Sep 27, 2024 20:22 UTC
HEALY JAMESDirector
PurchaseCommon Stock 11,113 $18.00 $200,034.00
Disclosure

SEC source: 0001415889-24-024044 · form4-09272024_080939.xml · nonDerivative · entry 3

HEALY JAMES · CIK 0001245624 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Sofinnova Synergy Master Fund LP

Disclosed balance after: 11,113

F3 · ownership.nature: The reporting person disclaims beneficial ownership of the securities directly held by each of: (i) SVP XI; (ii) Synergy Fund; (iii) APEX SP; (iv) PEAK SP; and (v) Pinnacle LP. This report shall not be construed as an admission that he is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of his pecuniary interest therein, if any.

F5 · ownership.nature: These shares are directly held by Sofinnova Synergy Master Fund LP ("Synergy Fund"). Sofinnova Synergy GP, LLC ("Synergy Fund GP") is the general partner of Synergy Fund. The reporting person is a managing member of Synergy Fund GP and may be deemed to share voting and investment discretion with respect to securities directly held by Synergy Fund.

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September 27, 2024 Filed Sep 27, 2024 20:22 UTC
HEALY JAMESDirector
PurchaseCommon Stock 588,888 $18.00 $10,599,984.00
Disclosure

SEC source: 0001415889-24-024044 · form4-09272024_080939.xml · nonDerivative · entry 2

HEALY JAMES · CIK 0001245624 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Sofinnova Venture Partners XI, L.P.

Disclosed balance after: 2,227,124

F4 · kind: Represents shares purchased from the Issuer in a private placement transaction.

F2 · ownership.nature: These shares are directly held by Sofinnova Venture Partners XI, L.P. ("SVP XI"). Sofinnova Management XI, L.P. ("SM XI LP") is the general partner of SVP XI, and Sofinnova Management XI, L.L.C. ("SM XI") is the general partner of SM XI LP. The reporting person is a managing member of SM XI and may be deemed to share voting and investment discretion with respect to securities directly held by SVP XI.

F3 · ownership.nature: The reporting person disclaims beneficial ownership of the securities directly held by each of: (i) SVP XI; (ii) Synergy Fund; (iii) APEX SP; (iv) PEAK SP; and (v) Pinnacle LP. This report shall not be construed as an admission that he is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of his pecuniary interest therein, if any.

Read SEC document
September 27, 2024 Filed Sep 27, 2024 20:22 UTC
HEALY JAMESDirector
ConversionCommon Stock 1,638,236 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-024044 · form4-09272024_080939.xml · nonDerivative · entry 1

HEALY JAMES · CIK 0001245624 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Sofinnova Venture Partners XI, L.P.

Disclosed balance after: 1,638,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to the Issuer's Restated Certificate of Incorporation, upon closing of the Issuer's initial public offering of its Common Stock, each share of Series D Convertible Preferred Stock automatically converted into shares of Common Stock at a ratio of 1-for-0.224084614. The securities have no expiration date.

F2 · ownership.nature: These shares are directly held by Sofinnova Venture Partners XI, L.P. ("SVP XI"). Sofinnova Management XI, L.P. ("SM XI LP") is the general partner of SVP XI, and Sofinnova Management XI, L.L.C. ("SM XI") is the general partner of SM XI LP. The reporting person is a managing member of SM XI and may be deemed to share voting and investment discretion with respect to securities directly held by SVP XI.

F3 · ownership.nature: The reporting person disclaims beneficial ownership of the securities directly held by each of: (i) SVP XI; (ii) Synergy Fund; (iii) APEX SP; (iv) PEAK SP; and (v) Pinnacle LP. This report shall not be construed as an admission that he is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose, except to the extent of his pecuniary interest therein, if any.

Read SEC document
September 27, 2024 Filed Oct 1, 2024 20:01 UTC
Chen BihuaFormer 10% Owner
ConversionSeries D Redeemable Convertible Preferred Stock · Derivative 5,263,772 Not disclosed Not disclosed
Disclosure

SEC source: 0000929638-24-003363 · form4.xml · derivative · entry 3

Cormorant Asset Management, LP · CIK 0001583977 · Former 10% Owner

Cormorant Private Healthcare Fund V LP · CIK 0001969296 · Former 10% Owner

Chen Bihua · CIK 0001599214 · Former 10% Owner

Cormorant Private Healthcare Fund IV LP · CIK 0001871297 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

Underlying: Common Stock · 1,179,529 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Series D Redeemable Convertible Preferred Stock ("Series D Preferred Stock") automatically converted into 0.224084614 shares of Common Stock of the Issuer ("Common Stock") upon the closing of the Issuer's initial public offering of Common Stock. The Series D Preferred Stock had no expiration date.

F1 · price: Each share of the Series D Redeemable Convertible Preferred Stock ("Series D Preferred Stock") automatically converted into 0.224084614 shares of Common Stock of the Issuer ("Common Stock") upon the closing of the Issuer's initial public offering of Common Stock. The Series D Preferred Stock had no expiration date.

F1 · derivative.exercise_date: Each share of the Series D Redeemable Convertible Preferred Stock ("Series D Preferred Stock") automatically converted into 0.224084614 shares of Common Stock of the Issuer ("Common Stock") upon the closing of the Issuer's initial public offering of Common Stock. The Series D Preferred Stock had no expiration date.

F1 · derivative.expiration_date: Each share of the Series D Redeemable Convertible Preferred Stock ("Series D Preferred Stock") automatically converted into 0.224084614 shares of Common Stock of the Issuer ("Common Stock") upon the closing of the Issuer's initial public offering of Common Stock. The Series D Preferred Stock had no expiration date.

F1 · ownership.nature: Each share of the Series D Redeemable Convertible Preferred Stock ("Series D Preferred Stock") automatically converted into 0.224084614 shares of Common Stock of the Issuer ("Common Stock") upon the closing of the Issuer's initial public offering of Common Stock. The Series D Preferred Stock had no expiration date.

F2 · ownership.nature: Represents (i) 173,704 shares of Series D Preferred Stock beneficially owned by the Master Fund (defined below), which converted into 38,924 shares of Common Stock, (ii) 2,769,271 shares of Series D Preferred Stock beneficially owned by Fund IV (defined below), which converted into 620,551 shares of Common Stock, and (iii) 2,320,797 shares of Series D Preferred Stock beneficially owned by Fund V (defined below), which converted into 520,054 shares of Common Stock.

F3 · ownership.nature: Cormorant Asset Management, LP ("Cormorant") serves as the investment manager of Cormorant Global Healthcare Master Fund, LP (the "Master Fund"), Cormorant Private Healthcare Fund IV, LP ("Fund IV") and Cormorant Private Healthcare Fund V, LP ("Fund V"). Cormorant Global Healthcare GP, LLC ("GP LLC"), Cormorant Private Healthcare GP IV, LLC ("GP IV") and Cormorant Private Healthcare GP V, LLC ("GP V") serve as General Partner of the Master Fund, Fund IV and Fund V, respectively. Bihua Chen serves as manager of Cormorant, GP LLC, GP IV and GP V. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or her pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose.

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September 27, 2024 Filed Oct 1, 2024 20:01 UTC
Chen BihuaFormer 10% Owner
PurchaseCommon Stock 450,000 $18.00 $8,100,000.00
Disclosure

SEC source: 0000929638-24-003363 · form4.xml · nonDerivative · entry 2

Cormorant Asset Management, LP · CIK 0001583977 · Former 10% Owner

Cormorant Private Healthcare Fund V LP · CIK 0001969296 · Former 10% Owner

Chen Bihua · CIK 0001599214 · Former 10% Owner

Cormorant Private Healthcare Fund IV LP · CIK 0001871297 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,629,529

F3 · ownership.nature: Cormorant Asset Management, LP ("Cormorant") serves as the investment manager of Cormorant Global Healthcare Master Fund, LP (the "Master Fund"), Cormorant Private Healthcare Fund IV, LP ("Fund IV") and Cormorant Private Healthcare Fund V, LP ("Fund V"). Cormorant Global Healthcare GP, LLC ("GP LLC"), Cormorant Private Healthcare GP IV, LLC ("GP IV") and Cormorant Private Healthcare GP V, LLC ("GP V") serve as General Partner of the Master Fund, Fund IV and Fund V, respectively. Bihua Chen serves as manager of Cormorant, GP LLC, GP IV and GP V. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or her pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose.

F4 · ownership.nature: Represents shares of Common Stock purchased for the account of the Master Fund.

Read SEC document
September 27, 2024 Filed Oct 1, 2024 20:01 UTC
Chen BihuaFormer 10% Owner
ConversionCommon Stock 1,179,529 Not disclosed Not disclosed
Disclosure

SEC source: 0000929638-24-003363 · form4.xml · nonDerivative · entry 1

Cormorant Asset Management, LP · CIK 0001583977 · Former 10% Owner

Cormorant Private Healthcare Fund V LP · CIK 0001969296 · Former 10% Owner

Chen Bihua · CIK 0001599214 · Former 10% Owner

Cormorant Private Healthcare Fund IV LP · CIK 0001871297 · Former 10% Owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,179,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of the Series D Redeemable Convertible Preferred Stock ("Series D Preferred Stock") automatically converted into 0.224084614 shares of Common Stock of the Issuer ("Common Stock") upon the closing of the Issuer's initial public offering of Common Stock. The Series D Preferred Stock had no expiration date.

F1 · ownership.nature: Each share of the Series D Redeemable Convertible Preferred Stock ("Series D Preferred Stock") automatically converted into 0.224084614 shares of Common Stock of the Issuer ("Common Stock") upon the closing of the Issuer's initial public offering of Common Stock. The Series D Preferred Stock had no expiration date.

F2 · ownership.nature: Represents (i) 173,704 shares of Series D Preferred Stock beneficially owned by the Master Fund (defined below), which converted into 38,924 shares of Common Stock, (ii) 2,769,271 shares of Series D Preferred Stock beneficially owned by Fund IV (defined below), which converted into 620,551 shares of Common Stock, and (iii) 2,320,797 shares of Series D Preferred Stock beneficially owned by Fund V (defined below), which converted into 520,054 shares of Common Stock.

F3 · ownership.nature: Cormorant Asset Management, LP ("Cormorant") serves as the investment manager of Cormorant Global Healthcare Master Fund, LP (the "Master Fund"), Cormorant Private Healthcare Fund IV, LP ("Fund IV") and Cormorant Private Healthcare Fund V, LP ("Fund V"). Cormorant Global Healthcare GP, LLC ("GP LLC"), Cormorant Private Healthcare GP IV, LLC ("GP IV") and Cormorant Private Healthcare GP V, LLC ("GP V") serve as General Partner of the Master Fund, Fund IV and Fund V, respectively. Bihua Chen serves as manager of Cormorant, GP LLC, GP IV and GP V. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or her pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose.

Read SEC document
September 27, 2024 Filed Mar 10, 2025 20:11 UTC Amendment PurchaseCommon Stock 3,000 $18.00 $54,000.00
Disclosure

SEC source: 0001415889-25-007506 · form4a-03102025_080325.xml · nonDerivative · entry 1

Hemrajani Rekha · CIK 0001771213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000

F1 · shares: The reported securities were purchased through a directed share program in connection with the Issuer's initial public offering.

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September 27, 2024 Filed Mar 10, 2025 20:10 UTC
Barton ShanePrincipal Accounting Officer
PurchaseCommon Stock 2,632 $18.00 $47,376.00
Disclosure

SEC source: 0001415889-25-007505 · form4-03102025_080333.xml · nonDerivative · entry 1

Barton Shane · CIK 0001836297 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,632

F1 · shares: The reported securities were purchased through a directed share program in connection with the Issuer's initial public offering.

Read SEC document
September 25, 2024 Filed Sep 27, 2024 16:25 UTC
Fortney KristenDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 424,827 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0001415889-24-024045 · form4-09272024_080922.xml · derivative · entry 1

Fortney Kristen · CIK 0002032751 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 424,827

Underlying: Common Stock · 424,827 shares

Expires 2034-09-24

F1 · derivative.exercise_date: The option shall vest as to 1/48th of the total award monthly, with the first tranche vesting on October 25, 2024, and each subsequent tranche vesting on the monthly anniversary thereof, subject to the reporting person's continued service to the Issuer on each vesting date.

Read SEC document
September 25, 2024 Filed Sep 27, 2024 20:26 UTC GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0001415889-24-024046 · form4-09272024_080937.xml · derivative · entry 3

ENRIGHT PATRICK G · CIK 0001253886 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2034-09-24

F3 · derivative.exercise_date: The entire option award shall vest on the earlier of: (i) the date of the next annual meeting of the Issuer's stockholders or (ii) the one year anniversary of the grant date, subject to the reporting person's continued service to the Issuer on the applicable vesting date.

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September 25, 2024 Filed Sep 27, 2024 20:22 UTC
HEALY JAMESDirector
GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0001415889-24-024044 · form4-09272024_080939.xml · derivative · entry 7

HEALY JAMES · CIK 0001245624 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2034-09-24

F9 · derivative.exercise_date: The entire option award shall vest on the earlier of: (i) the date of the next annual meeting of the Issuer's stockholders or (ii) the one year anniversary of the grant date, subject to the reporting person's continued service to the Issuer on the applicable vesting date.

Read SEC document
September 25, 2024 Filed Sep 27, 2024 20:21 UTC GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0001415889-24-024043 · form4-09272024_080911.xml · derivative · entry 1

Hemrajani Rekha · CIK 0001771213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2034-09-24

F1 · derivative.exercise_date: The entire option award shall vest on the earlier of: (i) the date of the next annual meeting of the Issuer's stockholders or (ii) the one year anniversary of the grant date, subject to the reporting person's continued service to the Issuer on the applicable vesting date.

Read SEC document
September 25, 2024 Filed Sep 27, 2024 20:20 UTC GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0001415889-24-024042 · form4-09272024_080914.xml · derivative · entry 1

Davidson Michael H. · CIK 0001573785 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2034-09-24

F1 · derivative.exercise_date: The entire option award shall vest on the earlier of: (i) the date of the next annual meeting of the Issuer's stockholders or (ii) the one year anniversary of the grant date, subject to the reporting person's continued service to the Issuer on the applicable vesting date.

Read SEC document
September 25, 2024 Filed Sep 27, 2024 20:18 UTC GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0001415889-24-024041 · form4-09272024_080926.xml · derivative · entry 1

GARNIER JEAN PIERRE · CIK 0001184175 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2034-09-24

F1 · derivative.exercise_date: The entire option award shall vest on the earlier of: (i) the date of the next annual meeting of the Issuer's stockholders or (ii) the one year anniversary of the grant date, subject to the reporting person's continued service to the Issuer on the applicable vesting date.

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September 25, 2024 Filed Sep 27, 2024 20:17 UTC
Morgen EricDirector · Chief Operating Officer
GrantStock Option (Right to Buy) · Derivative 4,952 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0001415889-24-024040 · form4-09272024_080956.xml · derivative · entry 1

Morgen Eric · CIK 0002036289 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 4,952

Underlying: Common Stock · 4,952 shares

Expires 2034-09-24

F1 · derivative.exercise_date: The option shall vest as to 1/48th of the total award monthly, with the first tranche vesting on October 1, 2024, and each subsequent tranche vesting on the monthly anniversary thereof, subject to the reporting person's continued service to the Issuer on each vesting date.

F2 · ownership.nature: Represents an employee stock option directly held by the reporting person's spouse.

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August 19, 2024 Filed Sep 27, 2024 20:18 UTC GrantStock Option (Right to Buy) · Derivative 141,609 $0.00 Strike: $10.72 $0.00
Disclosure

SEC source: 0001415889-24-024041 · form4-09272024_080926.xml · derivative · entry 2

GARNIER JEAN PIERRE · CIK 0001184175 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,609

Underlying: Common Stock · 141,609 shares

Expires 2034-08-18

F2 · date: This option award represents an equity security previously reported on the reporting person's Form 3, which was acquired through an exempt transaction with the Issuer prior to the Issuer registering a class of equity securities under Section 12 of the Securities Exchange Act of 1934, as amended. It is reported herein as a transaction pursuant to Rule 16a-2(a).

F3 · derivative.exercise_date: The option vested or vests as to 1/36th of the total award monthly, with the first tranche vesting on September 20, 2024, and each subsequent tranche vesting on the monthly anniversary thereof, subject to the reporting person's continued service to the Issuer on each vesting date. Additionally, the entire award is exercisable at any time pursuant to an early exercise feature of the option award.

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April 17, 2024 Filed Sep 27, 2024 16:25 UTC
Fortney KristenDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 708,044 $0.00 Strike: $8.39 $0.00
Disclosure

SEC source: 0001415889-24-024045 · form4-09272024_080922.xml · derivative · entry 2

Fortney Kristen · CIK 0002032751 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 708,044

Underlying: Common Stock · 708,044 shares

Expires 2034-04-16

F2 · date: This option award represents an equity security previously reported on the reporting person's Form 3, which was acquired through an exempt transaction with the Issuer prior to the Issuer registering a class of equity securities under Section 12 of the Securities Exchange Act of 1934, as amended. It is reported herein as a transaction pursuant to Rule 16a-2(a).

F3 · derivative.exercise_date: The option vested or vests as to 1/48th of the total award monthly, with the first tranche vesting on May 17, 2024, and each subsequent tranche vesting on the monthly anniversary thereof, subject to the reporting person's continued service to the Issuer on each vesting date. Additionally, the entire award is exercisable at any time pursuant to an early exercise feature of the option award.

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April 17, 2024 Filed Sep 27, 2024 20:21 UTC GrantStock Option (Right to Buy) · Derivative 28,497 $0.00 Strike: $8.39 $0.00
Disclosure

SEC source: 0001415889-24-024043 · form4-09272024_080911.xml · derivative · entry 2

Hemrajani Rekha · CIK 0001771213 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,497

Underlying: Common Stock · 28,497 shares

Expires 2034-04-16

F2 · date: This option award represents an equity security previously reported on the reporting person's Form 3, which was acquired through an exempt transaction with the Issuer prior to the Issuer registering a class of equity securities under Section 12 of the Securities Exchange Act of 1934, as amended. It is reported herein as a transaction pursuant to Rule 16a-2(a).

F3 · derivative.exercise_date: The option vested or vests as to 1/36th of the total award monthly, with the first tranche vesting on May 17, 2024, and each subsequent tranche vesting on the monthly anniversary thereof, subject to the reporting person's continued service to the Issuer on each vesting date.

Read SEC document
April 17, 2024 Filed Sep 27, 2024 20:17 UTC
Morgen EricDirector · Chief Operating Officer
GrantStock Option (Right to Buy) · Derivative 13,598 $0.00 Strike: $8.39 $0.00
Disclosure

SEC source: 0001415889-24-024040 · form4-09272024_080956.xml · derivative · entry 3

Morgen Eric · CIK 0002036289 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 13,598

Underlying: Common Stock · 13,598 shares

Expires 2034-04-16

F3 · date: This option award represents an equity security previously reported on the reporting person's Form 3, which was acquired through an exempt transaction with the Issuer prior to the Issuer registering a class of equity securities under Section 12 of the Securities Exchange Act of 1934, as amended. It is reported herein as a transaction pursuant to Rule 16a-2(a).

F5 · derivative.exercise_date: The option vested or vests as to 1/48th of the total award monthly, with the first tranche vesting on May 17, 2024, and each subsequent tranche vesting on the monthly anniversary thereof, subject to the reporting person's continued service to the Issuer on each vesting date.

F2 · ownership.nature: Represents an employee stock option directly held by the reporting person's spouse.

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April 17, 2024 Filed Sep 27, 2024 20:17 UTC
Morgen EricDirector · Chief Operating Officer
GrantStock Option (Right to Buy) · Derivative 257,973 $0.00 Strike: $8.39 $0.00
Disclosure

SEC source: 0001415889-24-024040 · form4-09272024_080956.xml · derivative · entry 2

Morgen Eric · CIK 0002036289 · Director · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,973

Underlying: Common Stock · 257,973 shares

Expires 2034-04-16

F3 · date: This option award represents an equity security previously reported on the reporting person's Form 3, which was acquired through an exempt transaction with the Issuer prior to the Issuer registering a class of equity securities under Section 12 of the Securities Exchange Act of 1934, as amended. It is reported herein as a transaction pursuant to Rule 16a-2(a).

F4 · derivative.exercise_date: The option vested or vests as to 1/48th of the total award monthly, with the first tranche vesting on May 17, 2024, and each subsequent tranche vesting on the monthly anniversary thereof, subject to the reporting person's continued service to the Issuer on each vesting date. Additionally, the entire award is exercisable at any time pursuant to an early exercise feature of the option award.

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March 26, 2024 Filed Sep 27, 2024 20:20 UTC GrantStock Option (Right to Buy) · Derivative 33,986 $0.00 Strike: $8.39 $0.00
Disclosure

SEC source: 0001415889-24-024042 · form4-09272024_080914.xml · derivative · entry 2

Davidson Michael H. · CIK 0001573785 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,986

Underlying: Common Stock · 33,986 shares

Expires 2034-03-25

F2 · date: This option award represents an equity security previously reported on the reporting person's Form 3, which was acquired through an exempt transaction with the Issuer prior to the Issuer registering a class of equity securities under Section 12 of the Securities Exchange Act of 1934, as amended. It is reported herein as a transaction pursuant to Rule 16a-2(a).

F3 · derivative.exercise_date: The option vested or vests as to 1/36th of the total award monthly, with the first tranche vesting on April 26, 2024, and each subsequent tranche vesting on the monthly anniversary thereof, subject to the reporting person's continued service to the Issuer on each vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.