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BIO

BIO-RAD LABORATORIES, INC.

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0000012208
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438

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0 purchase rows · 2 sale rows

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 10, 2017 Filed Aug 11, 2017 21:13 UTC
GOETZ JOHNEVP, Chief Operating Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,920 $0.00 Strike: $117.00 $0.00
Disclosure

SEC source: 0001315406-17-000014 · edgar.xml · derivative · entry 10

GOETZ JOHN · CIK 0001237945 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,280

Underlying: Bio-Rad A Common Stock · 1,920 shares

Expires 2023-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in five equal annual installments beginning on September 11, 2014.

Read SEC document
August 10, 2017 Filed Aug 11, 2017 21:13 UTC
GOETZ JOHNEVP, Chief Operating Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,600 $0.00 Strike: $107.32 $0.00
Disclosure

SEC source: 0001315406-17-000014 · edgar.xml · derivative · entry 9

GOETZ JOHN · CIK 0001237945 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650

Underlying: Bio-Rad A Common Stock · 2,600 shares

Expires 2022-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in five equal annual installments beginning on September 12, 2013.

Read SEC document
August 10, 2017 Filed Aug 11, 2017 21:13 UTC
GOETZ JOHNEVP, Chief Operating Officer
Tax withholdingBio-Rad A Common Stock 1,332 $215.00 $286,380.00
Disclosure

SEC source: 0001315406-17-000014 · edgar.xml · nonDerivative · entry 8

GOETZ JOHN · CIK 0001237945 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,028.3235

Read SEC document
August 10, 2017 Filed Aug 11, 2017 21:13 UTC
GOETZ JOHNEVP, Chief Operating Officer
Exercise / conversionBio-Rad A Common Stock 1,600 $139.56 $223,296.00
Disclosure

SEC source: 0001315406-17-000014 · edgar.xml · nonDerivative · entry 7

GOETZ JOHN · CIK 0001237945 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,360.3235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2017 Filed Aug 11, 2017 21:13 UTC
GOETZ JOHNEVP, Chief Operating Officer
Tax withholdingBio-Rad A Common Stock 1,891 $215.00 $406,565.00
Disclosure

SEC source: 0001315406-17-000014 · edgar.xml · nonDerivative · entry 6

GOETZ JOHN · CIK 0001237945 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,760.3235

Read SEC document
August 10, 2017 Filed Aug 11, 2017 21:13 UTC
GOETZ JOHNEVP, Chief Operating Officer
Exercise / conversionBio-Rad A Common Stock 2,400 $119.54 $286,896.00
Disclosure

SEC source: 0001315406-17-000014 · edgar.xml · nonDerivative · entry 5

GOETZ JOHN · CIK 0001237945 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,651.3235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2017 Filed Aug 11, 2017 21:13 UTC
GOETZ JOHNEVP, Chief Operating Officer
Tax withholdingBio-Rad A Common Stock 1,502 $215.00 $322,930.00
Disclosure

SEC source: 0001315406-17-000014 · edgar.xml · nonDerivative · entry 4

GOETZ JOHN · CIK 0001237945 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,251.3235

Read SEC document
August 10, 2017 Filed Aug 11, 2017 21:13 UTC
GOETZ JOHNEVP, Chief Operating Officer
Exercise / conversionBio-Rad A Common Stock 1,920 $117.00 $224,640.00
Disclosure

SEC source: 0001315406-17-000014 · edgar.xml · nonDerivative · entry 3

GOETZ JOHN · CIK 0001237945 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,753.3235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2017 Filed Aug 11, 2017 21:13 UTC
GOETZ JOHNEVP, Chief Operating Officer
Tax withholdingBio-Rad A Common Stock 1,978 $215.00 $425,270.00
Disclosure

SEC source: 0001315406-17-000014 · edgar.xml · nonDerivative · entry 2

GOETZ JOHN · CIK 0001237945 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,833.3235

Read SEC document
August 10, 2017 Filed Aug 11, 2017 21:13 UTC
GOETZ JOHNEVP, Chief Operating Officer
Exercise / conversionBio-Rad A Common Stock 2,600 $107.32 $279,032.00
Disclosure

SEC source: 0001315406-17-000014 · edgar.xml · nonDerivative · entry 1

GOETZ JOHN · CIK 0001237945 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,811.3235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 37.1639 shares acquired under the Bio-Rad Employee Stock Purchase Plan on 06/30/2017.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 22:44 UTC
SCHWARTZ NORMAN DDirector · Chairman, President, and CEO · 10% owner
OtherBio-Rad B Common Stock 20,588 $0.00 $0.00
Disclosure

SEC source: 0001315406-17-000012 · edgar.xml · nonDerivative · entry 4

SCHWARTZ NORMAN D · CIK 0000940805 · Director · Chairman, President, and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,451

F3 · shares: Distribution from DANSA Partners LTD to the reporting person who is a limited partner.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 22:40 UTC OtherBio-Rad B Common Stock 20,588 $0.00 $0.00
Disclosure

SEC source: 0001315406-17-000010 · edgar.xml · nonDerivative · entry 3

SCHWARTZ STEVEN D · CIK 0000940804 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,892

F2 · shares: Distribution from DANSA Partners LTD to the reporting person who is a limited partner.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 22:18 UTC
SCHWARTZ ALICE NDirector · 10% owner
OtherBio-Rad B Common Stock 41,176 $0.00 $0.00
Disclosure

SEC source: 0001315406-17-000008 · edgar.xml · nonDerivative · entry 9

SCHWARTZ ALICE N · CIK 0001248076 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By DANSA Partners LTD

Disclosed balance after: 0

F2 · shares: Distribution of shares by DANSA Partners LTD to its limited partners. The reporting person is a general partner of DANSA Partners LTD.

Read SEC document
May 31, 2017 Filed Jun 1, 2017 20:18 UTC
Hall ShannonExecutive Vice President
SaleBio-Rad A Common Stock 900 $222.65 $200,386.53
Disclosure

SEC source: 0001652252-17-000035 · edgar.xml · nonDerivative · entry 1

Hall Shannon · CIK 0001621222 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 560.1019

F1 · balance_after: Includes 69.9966 shares acquired under the Bio-Rad Laboratories employee stock purchase plan on March 31, 2017.

Read SEC document
May 26, 2017 Filed May 30, 2017 16:22 UTC PurchaseBio-Rad A Common Stock 500 $219.58 $109,792.45
Disclosure

SEC source: 0001315406-17-000006 · edgar.xml · nonDerivative · entry 1

HINCKLEY GREGORY K · CIK 0001239182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Read SEC document
May 23, 2017 Filed May 25, 2017 17:22 UTC
SCHWARTZ NORMAN DDirector · Chairman, President, and CEO · 10% owner
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 37,500 $0.00 Strike: $75.00 $0.00
Disclosure

SEC source: 0001652252-17-000033 · edgar.xml · derivative · entry 7

SCHWARTZ NORMAN D · CIK 0000940805 · Director · Chairman, President, and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Bio-Rad B Common Stock · 37,500 shares

Expires 2017-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in five equal annual installments beginning on August 1, 2008.

Read SEC document
May 23, 2017 Filed May 25, 2017 17:22 UTC
SCHWARTZ NORMAN DDirector · Chairman, President, and CEO · 10% owner
Tax withholdingBio-Rad B Common Stock 25,605 $216.00 $5,530,680.00
Disclosure

SEC source: 0001652252-17-000033 · edgar.xml · nonDerivative · entry 3

SCHWARTZ NORMAN D · CIK 0000940805 · Director · Chairman, President, and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,863

Read SEC document
May 23, 2017 Filed May 25, 2017 17:22 UTC
SCHWARTZ NORMAN DDirector · Chairman, President, and CEO · 10% owner
Exercise / conversionBio-Rad B Common Stock 37,500 $75.00 $2,812,500.00
Disclosure

SEC source: 0001652252-17-000033 · edgar.xml · nonDerivative · entry 2

SCHWARTZ NORMAN D · CIK 0000940805 · Director · Chairman, President, and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2017 Filed May 19, 2017 16:10 UTC
Magni GiovanniEVP, Chief Strategy Officer
SaleBio-Rad A Common Stock 2,113 $220.23 $465,346.20
Disclosure

SEC source: 0001315406-17-000004 · edgar.xml · nonDerivative · entry 1

Magni Giovanni · CIK 0001292816 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,543

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $220.00 to $220.75, inclusive. The reporting person undertakes to provide to Bio-Rad Laboratories, Inc., any security holder of Bio-Rad Laboratories, Inc., or the staff of the Securites and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 11, 2017 Filed May 11, 2017 22:45 UTC
GOETZ JOHNEVP, Chief Operating Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,500 $0.00 Strike: $88.00 $0.00
Disclosure

SEC source: 0001652252-17-000031 · edgar.xml · derivative · entry 12

GOETZ JOHN · CIK 0001237945 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Bio-Rad A Common Stock · 3,500 shares

Expires 2018-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option vested in five equal annual installments beginning on June 11, 2009.

Read SEC document
May 11, 2017 Filed May 11, 2017 22:45 UTC
GOETZ JOHNEVP, Chief Operating Officer
SaleBio-Rad A Common Stock 3,500 $220.17 $770,590.10
Disclosure

SEC source: 0001652252-17-000031 · edgar.xml · nonDerivative · entry 8

GOETZ JOHN · CIK 0001237945 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,174.1596

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $220.00 to $220.35 inclusive. The reporting person undertakes to provide to Bio-Rad Laboratories, Inc., any security holder of Bio-Rad Laboratories, Inc., or the staff of the Securites and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 11, 2017 Filed May 11, 2017 22:45 UTC
GOETZ JOHNEVP, Chief Operating Officer
Exercise / conversionBio-Rad A Common Stock 3,500 $88.00 $308,000.00
Disclosure

SEC source: 0001652252-17-000031 · edgar.xml · nonDerivative · entry 7

GOETZ JOHN · CIK 0001237945 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,674.1596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2017 Filed May 11, 2017 22:45 UTC
GOETZ JOHNEVP, Chief Operating Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,500 $0.00 Strike: $98.04 $0.00
Disclosure

SEC source: 0001652252-17-000031 · edgar.xml · derivative · entry 11

GOETZ JOHN · CIK 0001237945 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Bio-Rad A Common Stock · 3,500 shares

Expires 2021-11-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested in five equal annual installments beginning on November 4, 2012.

Read SEC document
May 10, 2017 Filed May 11, 2017 22:45 UTC
GOETZ JOHNEVP, Chief Operating Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,500 $0.00 Strike: $84.57 $0.00
Disclosure

SEC source: 0001652252-17-000031 · edgar.xml · derivative · entry 10

GOETZ JOHN · CIK 0001237945 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Bio-Rad A Common Stock · 3,500 shares

Expires 2020-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in five equal annual installments beginning on September 8, 2011.

Read SEC document
May 10, 2017 Filed May 11, 2017 22:45 UTC
GOETZ JOHNEVP, Chief Operating Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,500 $0.00 Strike: $74.27 $0.00
Disclosure

SEC source: 0001652252-17-000031 · edgar.xml · derivative · entry 9

GOETZ JOHN · CIK 0001237945 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Bio-Rad A Common Stock · 3,500 shares

Expires 2019-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in five equal annual installments beginning on June 10, 2010.

Read SEC document
May 10, 2017 Filed May 11, 2017 22:45 UTC
GOETZ JOHNEVP, Chief Operating Officer
Tax withholdingBio-Rad A Common Stock 2,563 $223.00 $571,549.00
Disclosure

SEC source: 0001652252-17-000031 · edgar.xml · nonDerivative · entry 6

GOETZ JOHN · CIK 0001237945 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,174.1596

Read SEC document
May 10, 2017 Filed May 11, 2017 22:45 UTC
GOETZ JOHNEVP, Chief Operating Officer
Exercise / conversionBio-Rad A Common Stock 3,500 $98.04 $343,140.00
Disclosure

SEC source: 0001652252-17-000031 · edgar.xml · nonDerivative · entry 5

GOETZ JOHN · CIK 0001237945 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,737.1596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2017 Filed May 11, 2017 22:45 UTC
GOETZ JOHNEVP, Chief Operating Officer
Tax withholdingBio-Rad A Common Stock 2,462 $223.00 $549,026.00
Disclosure

SEC source: 0001652252-17-000031 · edgar.xml · nonDerivative · entry 4

GOETZ JOHN · CIK 0001237945 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,237.1596

Read SEC document
May 10, 2017 Filed May 11, 2017 22:45 UTC
GOETZ JOHNEVP, Chief Operating Officer
Exercise / conversionBio-Rad A Common Stock 3,500 $84.57 $295,995.00
Disclosure

SEC source: 0001652252-17-000031 · edgar.xml · nonDerivative · entry 3

GOETZ JOHN · CIK 0001237945 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,699.1596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2017 Filed May 11, 2017 22:45 UTC
GOETZ JOHNEVP, Chief Operating Officer
Tax withholdingBio-Rad A Common Stock 2,271 $223.00 $506,433.00
Disclosure

SEC source: 0001652252-17-000031 · edgar.xml · nonDerivative · entry 2

GOETZ JOHN · CIK 0001237945 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,199.1596

Read SEC document
May 10, 2017 Filed May 11, 2017 22:45 UTC
GOETZ JOHNEVP, Chief Operating Officer
Exercise / conversionBio-Rad A Common Stock 3,500 $74.27 $259,945.00
Disclosure

SEC source: 0001652252-17-000031 · edgar.xml · nonDerivative · entry 1

GOETZ JOHN · CIK 0001237945 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,470.1596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 47.7598 shares acquired under the Bio-Rad Employee Stock Purchase Plan on 03/31/2017.

Read SEC document
March 07, 2017 Filed Mar 8, 2017 23:46 UTC
Crowley MichaelEVP, GBL Commercial Operations
SaleBio-Rad A Common Stock 300 $196.13 $58,840.29
Disclosure

SEC source: 0001652252-17-000008 · edgar.xml · nonDerivative · entry 1

Crowley Michael · CIK 0001629381 · EVP, GBL Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,760

Read SEC document
March 06, 2017 Filed Mar 7, 2017 20:52 UTC
Magni GiovanniEVP, Chief Strategy Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,500 $0.00 Strike: $75.32 $0.00
Disclosure

SEC source: 0001652252-17-000006 · edgar.xml · derivative · entry 4

Magni Giovanni · CIK 0001292816 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Bio-Rad A Common Stock · 3,500 shares

Expires 2017-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in five equal annual installments beginning August 1, 2008.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 20:52 UTC
Magni GiovanniEVP, Chief Strategy Officer
SaleBio-Rad A Common Stock 3,500 $195.87 $685,528.20
Disclosure

SEC source: 0001652252-17-000006 · edgar.xml · nonDerivative · entry 3

Magni Giovanni · CIK 0001292816 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,656

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $195.11 to $196.40, inclusive. The reporting person undertakes to provide to Bio-Rad Laboratories, Inc., any security holder of Bio-Rad Laboratories, Inc., or the staff of the Securites and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 20:52 UTC
Magni GiovanniEVP, Chief Strategy Officer
Exercise / conversionBio-Rad A Common Stock 3,500 $75.32 $263,620.00
Disclosure

SEC source: 0001652252-17-000006 · edgar.xml · nonDerivative · entry 2

Magni Giovanni · CIK 0001292816 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2017 Filed Mar 7, 2017 20:52 UTC
Magni GiovanniEVP, Chief Strategy Officer
SaleBio-Rad A Common Stock 998 $196.16 $195,771.37
Disclosure

SEC source: 0001652252-17-000006 · edgar.xml · nonDerivative · entry 1

Magni Giovanni · CIK 0001292816 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,656

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $196.15 to $196.25, inclusive. The reporting person undertakes to provide to Bio-Rad Laboratories, Inc., any security holder of Bio-Rad Laboratories, Inc., or the staff of the Securites and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 00:21 UTC
GOETZ JOHNEVP, Chief Operating Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,500 $0.00 Strike: $75.32 $0.00
Disclosure

SEC source: 0001652252-17-000004 · edgar.xml · derivative · entry 3

GOETZ JOHN · CIK 0001237945 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Bio-Rad A Common Stock · 3,500 shares

Expires 2017-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in five equal annual installments beginning on August 1, 2008.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 00:21 UTC
GOETZ JOHNEVP, Chief Operating Officer
SaleBio-Rad A Common Stock 3,500 $196.34 $687,188.60
Disclosure

SEC source: 0001652252-17-000004 · edgar.xml · nonDerivative · entry 2

GOETZ JOHN · CIK 0001237945 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,922.3998

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $196.306 to $196.415 inclusive. The reporting person undertakes to provide to Bio-Rad Laboratories, Inc., any security holder of Bio-Rad Laboratories, Inc., or the staff of the Securites and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 00:21 UTC
GOETZ JOHNEVP, Chief Operating Officer
Exercise / conversionBio-Rad A Common Stock 3,500 $75.32 $263,620.00
Disclosure

SEC source: 0001652252-17-000004 · edgar.xml · nonDerivative · entry 1

GOETZ JOHN · CIK 0001237945 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,422.3998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 4.6707 shares acquired under the Bio-Rad Employee Stock Purchase Plan on 12/31/2016.

Read SEC document
December 09, 2016 Filed Dec 30, 2016 23:20 UTC
SCHWARTZ ALICE NDirector · 10% owner
GiftBio-Rad B Common Stock 468 $0.00 $0.00
Disclosure

SEC source: 0001315406-16-000044 · edgar.xml · nonDerivative · entry 6

SCHWARTZ ALICE N · CIK 0001248076 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Alice N. Schwartz Revocable Trust

Disclosed balance after: 439,562

Read SEC document
December 09, 2016 Filed Dec 30, 2016 23:18 UTC
SCHWARTZ NORMAN DDirector · Chairman, President, and CEO · 10% owner
GiftBio-Rad B Common Stock 78 $0.00 $0.00
Disclosure

SEC source: 0001315406-16-000043 · edgar.xml · nonDerivative · entry 3

SCHWARTZ NORMAN D · CIK 0000940805 · Director · Chairman, President, and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 12,664

F1 · ownership.nature: The reporting person disclaims beneficial ownership of these shares.

Read SEC document
December 09, 2016 Filed Dec 30, 2016 23:18 UTC
SCHWARTZ NORMAN DDirector · Chairman, President, and CEO · 10% owner
GiftBio-Rad B Common Stock 78 $0.00 $0.00
Disclosure

SEC source: 0001315406-16-000043 · edgar.xml · nonDerivative · entry 2

SCHWARTZ NORMAN D · CIK 0000940805 · Director · Chairman, President, and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,968

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December 09, 2016 Filed Jan 6, 2017 21:35 UTC GiftBio-Rad B Common Stock 78 $0.00 $0.00
Disclosure

SEC source: 0001652252-17-000002 · edgar.xml · nonDerivative · entry 4

SCHWARTZ STEVEN D · CIK 0000940804 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 12,664

F1 · ownership.nature: The reporting person disclaims beneficial ownership of these shares.

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December 09, 2016 Filed Jan 6, 2017 21:35 UTC GiftBio-Rad B Common Stock 78 $0.00 $0.00
Disclosure

SEC source: 0001652252-17-000002 · edgar.xml · nonDerivative · entry 3

SCHWARTZ STEVEN D · CIK 0000940804 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,304

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November 09, 2016 Filed Nov 9, 2016 23:00 UTC
STARK JAMES RVP, Corporate Controller
SaleBio-Rad A Common Stock 1,299 $171.42 $222,674.84
Disclosure

SEC source: 0001652252-16-000144 · edgar.xml · nonDerivative · entry 1

STARK JAMES R · CIK 0001248083 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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November 07, 2016 Filed Nov 8, 2016 23:45 UTC
Hall ShannonExecutive Vice President
SaleBio-Rad A Common Stock 84 $165.62 $13,912.08
Disclosure

SEC source: 0001652252-16-000142 · edgar.xml · nonDerivative · entry 2

Hall Shannon · CIK 0001621222 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,390.1053

F3 · shares: Sold by the Issuer on behalf of the Reporting Person to satisfy certain tax obligations in connection with the vesting of restricted stock units, all in accordance with a restricted stock unit award agreement.

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November 07, 2016 Filed Nov 8, 2016 19:28 UTC
STARK JAMES RVP, Corporate Controller
SaleBio-Rad A Common Stock 76 $165.62 $12,587.12
Disclosure

SEC source: 0001652252-16-000138 · edgar.xml · nonDerivative · entry 2

STARK JAMES R · CIK 0001248083 · VP, Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,299

F2 · shares: Sold by the issuer on behalf of the reporting person to satisfy certain tax obligations in connection with the vesting of restricted stock units, all in accordance with a restricted stock unit award agreement.

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November 07, 2016 Filed Nov 8, 2016 18:56 UTC
Magni GiovanniEVP, Chief Strategy Officer
SaleBio-Rad A Common Stock 91 $165.62 $15,071.42
Disclosure

SEC source: 0001652252-16-000134 · edgar.xml · nonDerivative · entry 2

Magni Giovanni · CIK 0001292816 · EVP, Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,654

F2 · shares: Sold by the issuer on behalf of the reporting person to satisfy certain tax obligations in connection with the vesting of restricted stock units, all in accordance with a restricted stock unit award agreement.

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November 07, 2016 Filed Nov 8, 2016 18:42 UTC
HERTIA JOHNExecutive Vice President
SaleBio-Rad A Common Stock 227 $165.62 $37,595.74
Disclosure

SEC source: 0001652252-16-000130 · edgar.xml · nonDerivative · entry 2

HERTIA JOHN · CIK 0001616003 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,630

F2 · shares: Sold by the issuer on behalf of the reporting person to satisfy certain tax obligations in connection with the vesting of restricted stock units, all in accordance with a restricted stock unit award agreement.

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November 07, 2016 Filed Nov 8, 2016 18:27 UTC
Crowley MichaelEVP, GBL Commercial Operations
SaleBio-Rad A Common Stock 88 $165.62 $14,574.56
Disclosure

SEC source: 0001652252-16-000126 · edgar.xml · nonDerivative · entry 2

Crowley Michael · CIK 0001629381 · EVP, GBL Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,060

F2 · shares: Sold by the issuer on behalf of the reporting person to satisfy certain tax obligations in connection with the vesting of restricted stock units, all in accordance with a restricted stock unit award agreement.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.