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BOLLINGER INNOVATIONS, INC.

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Tapewire entity
8747
SEC CIK
0001499961
Parsed reports
210

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 05, 2020 Filed Feb 7, 2020 06:10 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 500 $3.20 $1,600.00
Disclosure

SEC source: 0001437749-20-001959 · rdgdoc.xml · nonDerivative · entry 4

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,887

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 06:10 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 500 $3.20 $1,600.00
Disclosure

SEC source: 0001437749-20-001959 · rdgdoc.xml · nonDerivative · entry 3

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,387

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 06:10 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 1,000 $3.22 $3,220.00
Disclosure

SEC source: 0001437749-20-001959 · rdgdoc.xml · nonDerivative · entry 2

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,887

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 06:10 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 500 $3.22 $1,610.00
Disclosure

SEC source: 0001437749-20-001959 · rdgdoc.xml · nonDerivative · entry 1

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,887

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
January 20, 2020 Filed Jan 22, 2020 17:06 UTC GrantCommon Stock 1,168 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-001015 · rdgdoc.xml · nonDerivative · entry 1

Fichman Jonathan · CIK 0001735813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,348

F1 · kind: Net Element, Inc. awarded to Jonathan Fichman, Director of the Company, 1,168 Restricted Shares, as defined in the Company's 2013 Equity Incentive Plan, as amended, (the "Shares") on January 20, 2020 (the "Grant Date"). 100% of the Shares vested immediately as of the Grant Date.

F1 · price: Net Element, Inc. awarded to Jonathan Fichman, Director of the Company, 1,168 Restricted Shares, as defined in the Company's 2013 Equity Incentive Plan, as amended, (the "Shares") on January 20, 2020 (the "Grant Date"). 100% of the Shares vested immediately as of the Grant Date.

Read SEC document
January 20, 2020 Filed Jan 22, 2020 06:06 UTC
ASH HOWARDDirector
GrantCommon Stock 1,168 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-000950 · rdgdoc.xml · nonDerivative · entry 1

ASH HOWARD · CIK 0001677305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,258

F1 · kind: Net Element, Inc. awarded to Howard Ash, Director of the Company, 1,168 Restricted Shares, as defined in the Company's 2013 Equity Incentive Plan, as amended, (the "Shares") on January 20, 2020 (the "Grant Date"). 100% of the Shares vested immediately as of the Grant Date.

F1 · price: Net Element, Inc. awarded to Howard Ash, Director of the Company, 1,168 Restricted Shares, as defined in the Company's 2013 Equity Incentive Plan, as amended, (the "Shares") on January 20, 2020 (the "Grant Date"). 100% of the Shares vested immediately as of the Grant Date.

Read SEC document
January 20, 2020 Filed Jan 22, 2020 11:53 UTC GrantCommon Stock 1,168 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-000972 · rdgdoc.xml · nonDerivative · entry 1

WIEGAND JOHN JOSEPH · CIK 0001787285 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,168

F1 · kind: Net Element, Inc. awarded to John Wiegand, Director of the Company, 1,168 Restricted Shares, as defined in the Company's 2013 Equity Incentive Plan, as amended, (the "Shares") on January 20, 2020 (the "Grant Date"). 100% of the Shares vested immediately as of the Grant Date.

F1 · price: Net Element, Inc. awarded to John Wiegand, Director of the Company, 1,168 Restricted Shares, as defined in the Company's 2013 Equity Incentive Plan, as amended, (the "Shares") on January 20, 2020 (the "Grant Date"). 100% of the Shares vested immediately as of the Grant Date.

Read SEC document
January 20, 2020 Filed Jan 22, 2020 11:53 UTC
Najarian JonDirector
GrantCommon Stock 1,168 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-000971 · rdgdoc.xml · nonDerivative · entry 1

Najarian Jon · CIK 0001735386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,348

F1 · kind: Net Element, Inc. awarded to Jon Najarian, Director of the Company, 1,168 Restricted Shares, as defined in the Company's 2013 Equity Incentive Plan, as amended, (the "Shares") on January 20, 2020 (the "Grant Date"). 100% of the Shares vested immediately as of the Grant Date.

F1 · price: Net Element, Inc. awarded to Jon Najarian, Director of the Company, 1,168 Restricted Shares, as defined in the Company's 2013 Equity Incentive Plan, as amended, (the "Shares") on January 20, 2020 (the "Grant Date"). 100% of the Shares vested immediately as of the Grant Date.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 20:23 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 200 $3.36 $671.42
Disclosure

SEC source: 0001437749-19-024345 · rdgdoc.xml · nonDerivative · entry 14

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,287

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 20:23 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 300 $3.38 $1,014.00
Disclosure

SEC source: 0001437749-19-024345 · rdgdoc.xml · nonDerivative · entry 13

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,487

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 20:23 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 157 $3.40 $533.80
Disclosure

SEC source: 0001437749-19-024345 · rdgdoc.xml · nonDerivative · entry 12

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,787

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 20:23 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 500 $3.39 $1,695.00
Disclosure

SEC source: 0001437749-19-024345 · rdgdoc.xml · nonDerivative · entry 11

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,944

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 20:23 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 120 $3.45 $414.00
Disclosure

SEC source: 0001437749-19-024345 · rdgdoc.xml · nonDerivative · entry 10

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,444

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 20:23 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 500 $3.45 $1,725.00
Disclosure

SEC source: 0001437749-19-024345 · rdgdoc.xml · nonDerivative · entry 9

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,564

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 20:23 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 500 $3.41 $1,705.00
Disclosure

SEC source: 0001437749-19-024345 · rdgdoc.xml · nonDerivative · entry 8

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,064

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 20:23 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 500 $3.40 $1,700.00
Disclosure

SEC source: 0001437749-19-024345 · rdgdoc.xml · nonDerivative · entry 7

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,564

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 20:23 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 500 $3.35 $1,675.00
Disclosure

SEC source: 0001437749-19-024345 · rdgdoc.xml · nonDerivative · entry 6

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,064

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 20:23 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 300 $3.40 $1,020.00
Disclosure

SEC source: 0001437749-19-024345 · rdgdoc.xml · nonDerivative · entry 5

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,564

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 20:23 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 300 $3.33 $999.00
Disclosure

SEC source: 0001437749-19-024345 · rdgdoc.xml · nonDerivative · entry 4

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,864

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 20:23 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 200 $3.32 $664.00
Disclosure

SEC source: 0001437749-19-024345 · rdgdoc.xml · nonDerivative · entry 3

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,164

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 20:23 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 300 $3.31 $994.35
Disclosure

SEC source: 0001437749-19-024345 · rdgdoc.xml · nonDerivative · entry 2

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,364

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 20:23 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 300 $3.31 $993.99
Disclosure

SEC source: 0001437749-19-024345 · rdgdoc.xml · nonDerivative · entry 1

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,664

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 20:23 UTC
ASH HOWARDDirector
SaleCommon Stock 500 $3.38 $1,691.00
Disclosure

SEC source: 0001437749-19-024344 · rdgdoc.xml · nonDerivative · entry 13

ASH HOWARD · CIK 0001677305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,090

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 20:23 UTC
ASH HOWARDDirector
SaleCommon Stock 200 $3.39 $678.00
Disclosure

SEC source: 0001437749-19-024344 · rdgdoc.xml · nonDerivative · entry 12

ASH HOWARD · CIK 0001677305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,590

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 20:23 UTC
ASH HOWARDDirector
SaleCommon Stock 500 $3.39 $1,695.00
Disclosure

SEC source: 0001437749-19-024344 · rdgdoc.xml · nonDerivative · entry 11

ASH HOWARD · CIK 0001677305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,790

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 20:23 UTC
ASH HOWARDDirector
SaleCommon Stock 500 $3.39 $1,695.00
Disclosure

SEC source: 0001437749-19-024344 · rdgdoc.xml · nonDerivative · entry 10

ASH HOWARD · CIK 0001677305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,290

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 20:23 UTC
ASH HOWARDDirector
SaleCommon Stock 500 $3.45 $1,725.00
Disclosure

SEC source: 0001437749-19-024344 · rdgdoc.xml · nonDerivative · entry 9

ASH HOWARD · CIK 0001677305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,790

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 20:23 UTC
ASH HOWARDDirector
SaleCommon Stock 500 $3.40 $1,700.00
Disclosure

SEC source: 0001437749-19-024344 · rdgdoc.xml · nonDerivative · entry 8

ASH HOWARD · CIK 0001677305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,290

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 20:23 UTC
ASH HOWARDDirector
SaleCommon Stock 500 $3.40 $1,700.00
Disclosure

SEC source: 0001437749-19-024344 · rdgdoc.xml · nonDerivative · entry 7

ASH HOWARD · CIK 0001677305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,790

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 20:23 UTC
ASH HOWARDDirector
SaleCommon Stock 200 $3.32 $664.32
Disclosure

SEC source: 0001437749-19-024344 · rdgdoc.xml · nonDerivative · entry 6

ASH HOWARD · CIK 0001677305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,290

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 20:23 UTC
ASH HOWARDDirector
SaleCommon Stock 300 $3.32 $997.35
Disclosure

SEC source: 0001437749-19-024344 · rdgdoc.xml · nonDerivative · entry 5

ASH HOWARD · CIK 0001677305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,490

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 20:23 UTC
ASH HOWARDDirector
SaleCommon Stock 500 $3.35 $1,675.00
Disclosure

SEC source: 0001437749-19-024344 · rdgdoc.xml · nonDerivative · entry 4

ASH HOWARD · CIK 0001677305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,790

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 20:23 UTC
ASH HOWARDDirector
SaleCommon Stock 200 $3.33 $665.20
Disclosure

SEC source: 0001437749-19-024344 · rdgdoc.xml · nonDerivative · entry 3

ASH HOWARD · CIK 0001677305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,290

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 20:23 UTC
ASH HOWARDDirector
SaleCommon Stock 300 $3.31 $994.35
Disclosure

SEC source: 0001437749-19-024344 · rdgdoc.xml · nonDerivative · entry 2

ASH HOWARD · CIK 0001677305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,490

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 20:23 UTC
ASH HOWARDDirector
SaleCommon Stock 300 $3.31 $994.20
Disclosure

SEC source: 0001437749-19-024344 · rdgdoc.xml · nonDerivative · entry 1

ASH HOWARD · CIK 0001677305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,790

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 12:22 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 37 $3.40 $125.80
Disclosure

SEC source: 0001437749-19-024188 · rdgdoc.xml · nonDerivative · entry 12

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,964

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 12:22 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 1,000 $3.37 $3,373.80
Disclosure

SEC source: 0001437749-19-024188 · rdgdoc.xml · nonDerivative · entry 11

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,001

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 12:22 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 500 $3.36 $1,680.00
Disclosure

SEC source: 0001437749-19-024188 · rdgdoc.xml · nonDerivative · entry 10

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,001

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 12:22 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 200 $3.28 $656.80
Disclosure

SEC source: 0001437749-19-024188 · rdgdoc.xml · nonDerivative · entry 9

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,501

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 12:22 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 500 $3.30 $1,650.00
Disclosure

SEC source: 0001437749-19-024188 · rdgdoc.xml · nonDerivative · entry 8

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,701

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 12:22 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 500 $3.33 $1,665.00
Disclosure

SEC source: 0001437749-19-024188 · rdgdoc.xml · nonDerivative · entry 7

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,201

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 12:22 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 500 $3.40 $1,700.00
Disclosure

SEC source: 0001437749-19-024188 · rdgdoc.xml · nonDerivative · entry 6

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,701

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 12:22 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 500 $3.40 $1,700.00
Disclosure

SEC source: 0001437749-19-024188 · rdgdoc.xml · nonDerivative · entry 5

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,201

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
December 09, 2019 Filed Dec 11, 2019 12:22 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 186 $3.43 $637.98
Disclosure

SEC source: 0001437749-19-024188 · rdgdoc.xml · nonDerivative · entry 4

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,701

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
December 09, 2019 Filed Dec 11, 2019 12:22 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 400 $3.40 $1,360.00
Disclosure

SEC source: 0001437749-19-024188 · rdgdoc.xml · nonDerivative · entry 3

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,887

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
December 09, 2019 Filed Dec 11, 2019 12:22 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 400 $3.35 $1,340.00
Disclosure

SEC source: 0001437749-19-024188 · rdgdoc.xml · nonDerivative · entry 2

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,287

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
December 09, 2019 Filed Dec 11, 2019 12:22 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 480 $3.35 $1,608.00
Disclosure

SEC source: 0001437749-19-024188 · rdgdoc.xml · nonDerivative · entry 1

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,687

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 17:51 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 1,000 $3.41 $3,410.40
Disclosure

SEC source: 0001437749-19-024095 · rdgdoc.xml · nonDerivative · entry 8

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,167

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 17:51 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 500 $3.46 $1,730.70
Disclosure

SEC source: 0001437749-19-024095 · rdgdoc.xml · nonDerivative · entry 7

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,167

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
December 06, 2019 Filed Dec 9, 2019 17:51 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 500 $3.51 $1,756.05
Disclosure

SEC source: 0001437749-19-024095 · rdgdoc.xml · nonDerivative · entry 6

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,667

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.