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BOLLINGER INNOVATIONS, INC.

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Tapewire entity
8747
SEC CIK
0001499961
Parsed reports
210

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 18, 2020 Filed May 19, 2020 15:26 UTC
ASH HOWARDDirector
SaleCommon Stock 500 $2.25 $1,126.45
Disclosure

SEC source: 0001437749-20-011277 · rdgdoc.xml · nonDerivative · entry 7

ASH HOWARD · CIK 0001677305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,685

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
May 18, 2020 Filed May 19, 2020 15:26 UTC
ASH HOWARDDirector
SaleCommon Stock 300 $2.32 $696.21
Disclosure

SEC source: 0001437749-20-011277 · rdgdoc.xml · nonDerivative · entry 6

ASH HOWARD · CIK 0001677305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,185

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
May 18, 2020 Filed May 19, 2020 15:26 UTC
ASH HOWARDDirector
SaleCommon Stock 300 $2.32 $696.00
Disclosure

SEC source: 0001437749-20-011277 · rdgdoc.xml · nonDerivative · entry 5

ASH HOWARD · CIK 0001677305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,485

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
May 18, 2020 Filed May 19, 2020 15:26 UTC
ASH HOWARDDirector
SaleCommon Stock 300 $2.31 $693.00
Disclosure

SEC source: 0001437749-20-011277 · rdgdoc.xml · nonDerivative · entry 4

ASH HOWARD · CIK 0001677305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,785

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
May 18, 2020 Filed May 19, 2020 15:26 UTC
ASH HOWARDDirector
SaleCommon Stock 400 $2.32 $928.00
Disclosure

SEC source: 0001437749-20-011277 · rdgdoc.xml · nonDerivative · entry 3

ASH HOWARD · CIK 0001677305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,085

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
May 18, 2020 Filed May 19, 2020 15:26 UTC
ASH HOWARDDirector
SaleCommon Stock 500 $2.33 $1,165.00
Disclosure

SEC source: 0001437749-20-011277 · rdgdoc.xml · nonDerivative · entry 2

ASH HOWARD · CIK 0001677305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,485

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
May 18, 2020 Filed May 19, 2020 15:26 UTC
ASH HOWARDDirector
SaleCommon Stock 300 $2.31 $693.84
Disclosure

SEC source: 0001437749-20-011277 · rdgdoc.xml · nonDerivative · entry 1

ASH HOWARD · CIK 0001677305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,985

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
April 22, 2020 Filed Apr 22, 2020 21:54 UTC
ASH HOWARDDirector
GrantCommon Stock 2,027 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-008263 · rdgdoc.xml · nonDerivative · entry 1

ASH HOWARD · CIK 0001677305 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,285

F1 · kind: Net Element, Inc. awarded to Howard Ash, Director of the Company, 2,027 Restricted Shares, as defined in the Company's 2013 Equity Incentive Plan, as amended, (the "Shares") on April 22, 2020 (the "Grant Date"). 100% of the Shares vested immediately as of the Grant Date.

F1 · price: Net Element, Inc. awarded to Howard Ash, Director of the Company, 2,027 Restricted Shares, as defined in the Company's 2013 Equity Incentive Plan, as amended, (the "Shares") on April 22, 2020 (the "Grant Date"). 100% of the Shares vested immediately as of the Grant Date.

Read SEC document
April 22, 2020 Filed Apr 23, 2020 19:24 UTC
Najarian JonDirector
GrantCommon Stock 2,027 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-008364 · rdgdoc.xml · nonDerivative · entry 1

Najarian Jon · CIK 0001735386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,375

F1 · kind: Net Element, Inc. awarded to Jon Najarian, Director of the Company, 2,027 Restricted Shares, as defined in the Company's 2013 Equity Incentive Plan, as amended, (the "Shares") on April 22, 2020 (the "Grant Date"). 100% of the Shares vested immediately as of the Grant Date.

F1 · price: Net Element, Inc. awarded to Jon Najarian, Director of the Company, 2,027 Restricted Shares, as defined in the Company's 2013 Equity Incentive Plan, as amended, (the "Shares") on April 22, 2020 (the "Grant Date"). 100% of the Shares vested immediately as of the Grant Date.

Read SEC document
March 03, 2020 Filed Mar 3, 2020 20:52 UTC
Wolberg StevenChief Legal Officer
GrantCommon Stock 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-20-004290 · rdgdoc.xml · nonDerivative · entry 1

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,287

F1 · kind: Compensation committee of the board of directors of Net Element, Inc. awarded to Steven Wolberg, Chief Legal Officer of the Company, 10,000 Restricted Shares, as defined in the Company's 2013 Equity Incentive Plan, as amended (the "Plan"), on March 3, 2020 (the "Grant Date"). 100% of such Restricted Shares vested immediately as of the Grant Date.

F1 · price: Compensation committee of the board of directors of Net Element, Inc. awarded to Steven Wolberg, Chief Legal Officer of the Company, 10,000 Restricted Shares, as defined in the Company's 2013 Equity Incentive Plan, as amended (the "Plan"), on March 3, 2020 (the "Grant Date"). 100% of such Restricted Shares vested immediately as of the Grant Date.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 06:13 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 400 $3.22 $1,288.00
Disclosure

SEC source: 0001437749-20-001961 · rdgdoc.xml · nonDerivative · entry 30

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,387

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 06:13 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 400 $3.22 $1,288.00
Disclosure

SEC source: 0001437749-20-001961 · rdgdoc.xml · nonDerivative · entry 29

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,787

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 06:13 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 400 $3.22 $1,288.00
Disclosure

SEC source: 0001437749-20-001961 · rdgdoc.xml · nonDerivative · entry 28

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,187

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 06:13 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 1,000 $3.22 $3,220.00
Disclosure

SEC source: 0001437749-20-001961 · rdgdoc.xml · nonDerivative · entry 27

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,587

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 06:13 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 600 $3.22 $1,932.00
Disclosure

SEC source: 0001437749-20-001961 · rdgdoc.xml · nonDerivative · entry 26

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,587

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 06:13 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 600 $3.22 $1,932.00
Disclosure

SEC source: 0001437749-20-001961 · rdgdoc.xml · nonDerivative · entry 25

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,187

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 06:13 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 500 $3.22 $1,610.00
Disclosure

SEC source: 0001437749-20-001961 · rdgdoc.xml · nonDerivative · entry 24

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,787

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 06:13 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 500 $3.22 $1,610.00
Disclosure

SEC source: 0001437749-20-001961 · rdgdoc.xml · nonDerivative · entry 23

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,287

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 06:13 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 400 $3.23 $1,292.00
Disclosure

SEC source: 0001437749-20-001961 · rdgdoc.xml · nonDerivative · entry 22

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,787

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 06:13 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 500 $3.23 $1,615.00
Disclosure

SEC source: 0001437749-20-001961 · rdgdoc.xml · nonDerivative · entry 21

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,187

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 06:13 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 500 $3.23 $1,615.00
Disclosure

SEC source: 0001437749-20-001961 · rdgdoc.xml · nonDerivative · entry 20

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,687

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 06:13 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 500 $3.23 $1,615.00
Disclosure

SEC source: 0001437749-20-001961 · rdgdoc.xml · nonDerivative · entry 19

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,187

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 06:13 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 500 $3.24 $1,620.00
Disclosure

SEC source: 0001437749-20-001961 · rdgdoc.xml · nonDerivative · entry 18

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,687

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 06:13 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 500 $3.24 $1,620.00
Disclosure

SEC source: 0001437749-20-001961 · rdgdoc.xml · nonDerivative · entry 17

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,187

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 06:13 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 200 $3.25 $650.00
Disclosure

SEC source: 0001437749-20-001961 · rdgdoc.xml · nonDerivative · entry 16

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,687

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 06:13 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 500 $3.25 $1,625.00
Disclosure

SEC source: 0001437749-20-001961 · rdgdoc.xml · nonDerivative · entry 15

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,887

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 06:13 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 500 $3.25 $1,625.00
Disclosure

SEC source: 0001437749-20-001961 · rdgdoc.xml · nonDerivative · entry 14

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,387

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 06:13 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 500 $3.25 $1,625.00
Disclosure

SEC source: 0001437749-20-001961 · rdgdoc.xml · nonDerivative · entry 13

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,887

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 06:13 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 500 $3.25 $1,625.00
Disclosure

SEC source: 0001437749-20-001961 · rdgdoc.xml · nonDerivative · entry 12

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,387

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 06:13 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 500 $3.25 $1,625.00
Disclosure

SEC source: 0001437749-20-001961 · rdgdoc.xml · nonDerivative · entry 11

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,887

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 06:13 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 500 $3.25 $1,625.00
Disclosure

SEC source: 0001437749-20-001961 · rdgdoc.xml · nonDerivative · entry 10

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,387

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 06:13 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 500 $3.25 $1,625.00
Disclosure

SEC source: 0001437749-20-001961 · rdgdoc.xml · nonDerivative · entry 9

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,887

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 06:13 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 500 $3.25 $1,625.00
Disclosure

SEC source: 0001437749-20-001961 · rdgdoc.xml · nonDerivative · entry 8

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,387

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 06:13 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 1,000 $3.25 $3,250.00
Disclosure

SEC source: 0001437749-20-001961 · rdgdoc.xml · nonDerivative · entry 7

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,887

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 06:13 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 300 $3.26 $978.00
Disclosure

SEC source: 0001437749-20-001961 · rdgdoc.xml · nonDerivative · entry 6

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,887

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 06:13 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 200 $3.26 $652.00
Disclosure

SEC source: 0001437749-20-001961 · rdgdoc.xml · nonDerivative · entry 5

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,187

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 06:13 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 500 $3.27 $1,635.00
Disclosure

SEC source: 0001437749-20-001961 · rdgdoc.xml · nonDerivative · entry 4

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,387

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 06:13 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 400 $3.27 $1,308.00
Disclosure

SEC source: 0001437749-20-001961 · rdgdoc.xml · nonDerivative · entry 3

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,887

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 06:13 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 500 $3.28 $1,640.00
Disclosure

SEC source: 0001437749-20-001961 · rdgdoc.xml · nonDerivative · entry 2

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,287

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 06:13 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 500 $3.30 $1,650.00
Disclosure

SEC source: 0001437749-20-001961 · rdgdoc.xml · nonDerivative · entry 1

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,787

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 06:10 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 300 $3.15 $945.00
Disclosure

SEC source: 0001437749-20-001959 · rdgdoc.xml · nonDerivative · entry 14

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,287

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 06:10 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 300 $3.15 $945.00
Disclosure

SEC source: 0001437749-20-001959 · rdgdoc.xml · nonDerivative · entry 13

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,587

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 06:10 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 200 $3.16 $632.00
Disclosure

SEC source: 0001437749-20-001959 · rdgdoc.xml · nonDerivative · entry 12

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,887

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 06:10 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 200 $3.17 $634.00
Disclosure

SEC source: 0001437749-20-001959 · rdgdoc.xml · nonDerivative · entry 11

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,087

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 06:10 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 400 $3.17 $1,268.00
Disclosure

SEC source: 0001437749-20-001959 · rdgdoc.xml · nonDerivative · entry 10

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,287

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 06:10 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 300 $3.18 $954.00
Disclosure

SEC source: 0001437749-20-001959 · rdgdoc.xml · nonDerivative · entry 9

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,687

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 06:10 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 300 $3.18 $954.00
Disclosure

SEC source: 0001437749-20-001959 · rdgdoc.xml · nonDerivative · entry 8

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,987

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 06:10 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 200 $3.18 $636.00
Disclosure

SEC source: 0001437749-20-001959 · rdgdoc.xml · nonDerivative · entry 7

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,287

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 06:10 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 200 $3.18 $636.00
Disclosure

SEC source: 0001437749-20-001959 · rdgdoc.xml · nonDerivative · entry 6

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,487

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 06:10 UTC
Wolberg StevenChief Legal Officer
SaleCommon Stock 200 $3.19 $638.00
Disclosure

SEC source: 0001437749-20-001959 · rdgdoc.xml · nonDerivative · entry 5

Wolberg Steven · CIK 0001475838 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,687

F1 · shares: Sold pursuant to 10b-5-1 plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.