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BHVN

Biohaven Ltd.

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4379
SEC CIK
0001935979
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130

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5 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202550
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 03, 2022 Filed Oct 5, 2022 21:39 UTC
Mehta KishanDirector
Exercise / conversionCommon Shares 10,000 $1.86 $18,600.00
Disclosure

SEC source: 0001562180-22-007081 · primarydocument.xml · nonDerivative · entry 6

Mehta Kishan · CIK 0001850520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,378

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 21:39 UTC
Mehta KishanDirector
Exercise / conversionCommon Shares 7,500 $2.58 $19,350.00
Disclosure

SEC source: 0001562180-22-007081 · primarydocument.xml · nonDerivative · entry 5

Mehta Kishan · CIK 0001850520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,378

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 21:39 UTC
Mehta KishanDirector
Exercise / conversionCommon Shares 6,502 $4.61 $29,974.22
Disclosure

SEC source: 0001562180-22-007081 · primarydocument.xml · nonDerivative · entry 4

Mehta Kishan · CIK 0001850520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,878

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 21:39 UTC
Mehta KishanDirector
Exercise / conversionCommon Shares 4,119 $4.84 $19,935.96
Disclosure

SEC source: 0001562180-22-007081 · primarydocument.xml · nonDerivative · entry 3

Mehta Kishan · CIK 0001850520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 21:39 UTC
Mehta KishanDirector
OtherCommon Shares 937 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-007081 · primarydocument.xml · nonDerivative · entry 2

Mehta Kishan · CIK 0001850520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,257

F2 · shares: Effective as of the Distribution, each outstanding restricted share unit of RemainCo was adjusted so that such restricted share unit became a restricted share unit in respect of Common Shares (each, an "Issuer RSU") and a restricted share unit in respect of RemainCo common shares. At the effective time of the merger of a wholly owned subsidiary of Pfizer ("Merger Sub") with and into RemainCo pursuant to the Agreement and Plan of Merger, dated as of May 9, 2022, by and among RemainCo, Pfizer and Merger Sub, the Issuer RSUs accelerated and vested in full and were subsequently settled in Common Shares. As a result, the Reporting Person acquired restricted share units in respect of Common Shares in an amount determined in accordance with the Separation Agreement.

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October 03, 2022 Filed Oct 5, 2022 21:39 UTC
Mehta KishanDirector
OtherCommon Shares 5,320 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-007081 · primarydocument.xml · nonDerivative · entry 1

Mehta Kishan · CIK 0001850520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,320

F1 · shares: Represents common shares of the Issuer ("Common Shares") acquired by the Reporting Person in a pro rata distribution by Biohaven Pharmaceutical Holding Company Ltd.. ("RemainCo") to holders of its common shares (the "Distribution") pursuant to the Separation and Distribution Agreement (the "Separation Agreement"), dated as of May 9, 2022, by and among RemainCo, the Issuer, and Pfizer Inc. ("Pfizer").

Read SEC document
October 03, 2022 Filed Oct 5, 2022 21:39 UTC GrantStock Options (Right to buy) · Derivative 125,000 $0.00 Strike: $7.00 $0.00
Disclosure

SEC source: 0001562180-22-007079 · primarydocument.xml · derivative · entry 14

GREGORY JULIA P · CIK 0001226675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Shares · 125,000 shares

Expires 2032-10-04

F3 · derivative.exercise_date: The shares underlying this option vest in four equal installments on October 3, 2022, 2023, 2024, and 2025, subject to the Reporting Person's continuous service with the Issuer at each vesting date.

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October 03, 2022 Filed Oct 5, 2022 21:39 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 9,000 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001562180-22-007079 · primarydocument.xml · derivative · entry 13

GREGORY JULIA P · CIK 0001226675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 9,000 shares

Expires 2029-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Effective as of a pro rata distribution by Biohaven Pharmaceutical Holding Company Ltd.. ("RemainCo") to holders of its common shares (the "Distribution") pursuant to the Separation and Distribution Agreement (the "Separation Agreement"), dated as of May 9, 2022, by and among RemainCo, the Issuer, and Pfizer Inc. ("Pfizer"), each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire common shares of the Issuer ("Common Shares") and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement

F2 · derivative.expiration_date: Effective as of a pro rata distribution by Biohaven Pharmaceutical Holding Company Ltd.. ("RemainCo") to holders of its common shares (the "Distribution") pursuant to the Separation and Distribution Agreement (the "Separation Agreement"), dated as of May 9, 2022, by and among RemainCo, the Issuer, and Pfizer Inc. ("Pfizer"), each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire common shares of the Issuer ("Common Shares") and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement

Read SEC document
October 03, 2022 Filed Oct 5, 2022 21:39 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 9,000 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0001562180-22-007079 · primarydocument.xml · derivative · entry 12

GREGORY JULIA P · CIK 0001226675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 9,000 shares

Expires 2030-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Effective as of a pro rata distribution by Biohaven Pharmaceutical Holding Company Ltd.. ("RemainCo") to holders of its common shares (the "Distribution") pursuant to the Separation and Distribution Agreement (the "Separation Agreement"), dated as of May 9, 2022, by and among RemainCo, the Issuer, and Pfizer Inc. ("Pfizer"), each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire common shares of the Issuer ("Common Shares") and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement

F2 · derivative.expiration_date: Effective as of a pro rata distribution by Biohaven Pharmaceutical Holding Company Ltd.. ("RemainCo") to holders of its common shares (the "Distribution") pursuant to the Separation and Distribution Agreement (the "Separation Agreement"), dated as of May 9, 2022, by and among RemainCo, the Issuer, and Pfizer Inc. ("Pfizer"), each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire common shares of the Issuer ("Common Shares") and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement

Read SEC document
October 03, 2022 Filed Oct 5, 2022 21:39 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 5,998 $0.00 Strike: $3.56 $0.00
Disclosure

SEC source: 0001562180-22-007079 · primarydocument.xml · derivative · entry 11

GREGORY JULIA P · CIK 0001226675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 5,998 shares

Expires 2031-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Effective as of a pro rata distribution by Biohaven Pharmaceutical Holding Company Ltd.. ("RemainCo") to holders of its common shares (the "Distribution") pursuant to the Separation and Distribution Agreement (the "Separation Agreement"), dated as of May 9, 2022, by and among RemainCo, the Issuer, and Pfizer Inc. ("Pfizer"), each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire common shares of the Issuer ("Common Shares") and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement

F2 · derivative.expiration_date: Effective as of a pro rata distribution by Biohaven Pharmaceutical Holding Company Ltd.. ("RemainCo") to holders of its common shares (the "Distribution") pursuant to the Separation and Distribution Agreement (the "Separation Agreement"), dated as of May 9, 2022, by and among RemainCo, the Issuer, and Pfizer Inc. ("Pfizer"), each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire common shares of the Issuer ("Common Shares") and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement

Read SEC document
October 03, 2022 Filed Oct 5, 2022 21:39 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 4,119 $0.00 Strike: $4.84 $0.00
Disclosure

SEC source: 0001562180-22-007079 · primarydocument.xml · derivative · entry 10

GREGORY JULIA P · CIK 0001226675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 4,119 shares

Expires 2032-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Effective as of a pro rata distribution by Biohaven Pharmaceutical Holding Company Ltd.. ("RemainCo") to holders of its common shares (the "Distribution") pursuant to the Separation and Distribution Agreement (the "Separation Agreement"), dated as of May 9, 2022, by and among RemainCo, the Issuer, and Pfizer Inc. ("Pfizer"), each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire common shares of the Issuer ("Common Shares") and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement

F2 · derivative.expiration_date: Effective as of a pro rata distribution by Biohaven Pharmaceutical Holding Company Ltd.. ("RemainCo") to holders of its common shares (the "Distribution") pursuant to the Separation and Distribution Agreement (the "Separation Agreement"), dated as of May 9, 2022, by and among RemainCo, the Issuer, and Pfizer Inc. ("Pfizer"), each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire common shares of the Issuer ("Common Shares") and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement

Read SEC document
October 03, 2022 Filed Oct 5, 2022 21:39 UTC OtherStock Options (Right to Buy) · Derivative 9,000 Not disclosed Strike: $3.06 Not disclosed
Disclosure

SEC source: 0001562180-22-007079 · primarydocument.xml · derivative · entry 9

GREGORY JULIA P · CIK 0001226675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Shares · 9,000 shares

Expires 2029-05-20

F2 · derivative.exercise_price: Effective as of a pro rata distribution by Biohaven Pharmaceutical Holding Company Ltd.. ("RemainCo") to holders of its common shares (the "Distribution") pursuant to the Separation and Distribution Agreement (the "Separation Agreement"), dated as of May 9, 2022, by and among RemainCo, the Issuer, and Pfizer Inc. ("Pfizer"), each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire common shares of the Issuer ("Common Shares") and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement

F2 · shares: Effective as of a pro rata distribution by Biohaven Pharmaceutical Holding Company Ltd.. ("RemainCo") to holders of its common shares (the "Distribution") pursuant to the Separation and Distribution Agreement (the "Separation Agreement"), dated as of May 9, 2022, by and among RemainCo, the Issuer, and Pfizer Inc. ("Pfizer"), each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire common shares of the Issuer ("Common Shares") and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement

F2 · price: Effective as of a pro rata distribution by Biohaven Pharmaceutical Holding Company Ltd.. ("RemainCo") to holders of its common shares (the "Distribution") pursuant to the Separation and Distribution Agreement (the "Separation Agreement"), dated as of May 9, 2022, by and among RemainCo, the Issuer, and Pfizer Inc. ("Pfizer"), each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire common shares of the Issuer ("Common Shares") and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement

F2 · derivative.exercise_date: Effective as of a pro rata distribution by Biohaven Pharmaceutical Holding Company Ltd.. ("RemainCo") to holders of its common shares (the "Distribution") pursuant to the Separation and Distribution Agreement (the "Separation Agreement"), dated as of May 9, 2022, by and among RemainCo, the Issuer, and Pfizer Inc. ("Pfizer"), each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire common shares of the Issuer ("Common Shares") and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement

F2 · derivative.expiration_date: Effective as of a pro rata distribution by Biohaven Pharmaceutical Holding Company Ltd.. ("RemainCo") to holders of its common shares (the "Distribution") pursuant to the Separation and Distribution Agreement (the "Separation Agreement"), dated as of May 9, 2022, by and among RemainCo, the Issuer, and Pfizer Inc. ("Pfizer"), each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire common shares of the Issuer ("Common Shares") and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement

Read SEC document
October 03, 2022 Filed Oct 5, 2022 21:39 UTC OtherStock Options (Right to Buy) · Derivative 9,000 Not disclosed Strike: $2.33 Not disclosed
Disclosure

SEC source: 0001562180-22-007079 · primarydocument.xml · derivative · entry 8

GREGORY JULIA P · CIK 0001226675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Shares · 9,000 shares

Expires 2030-04-29

F2 · derivative.exercise_price: Effective as of a pro rata distribution by Biohaven Pharmaceutical Holding Company Ltd.. ("RemainCo") to holders of its common shares (the "Distribution") pursuant to the Separation and Distribution Agreement (the "Separation Agreement"), dated as of May 9, 2022, by and among RemainCo, the Issuer, and Pfizer Inc. ("Pfizer"), each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire common shares of the Issuer ("Common Shares") and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement

F2 · shares: Effective as of a pro rata distribution by Biohaven Pharmaceutical Holding Company Ltd.. ("RemainCo") to holders of its common shares (the "Distribution") pursuant to the Separation and Distribution Agreement (the "Separation Agreement"), dated as of May 9, 2022, by and among RemainCo, the Issuer, and Pfizer Inc. ("Pfizer"), each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire common shares of the Issuer ("Common Shares") and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement

F2 · price: Effective as of a pro rata distribution by Biohaven Pharmaceutical Holding Company Ltd.. ("RemainCo") to holders of its common shares (the "Distribution") pursuant to the Separation and Distribution Agreement (the "Separation Agreement"), dated as of May 9, 2022, by and among RemainCo, the Issuer, and Pfizer Inc. ("Pfizer"), each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire common shares of the Issuer ("Common Shares") and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement

F2 · derivative.exercise_date: Effective as of a pro rata distribution by Biohaven Pharmaceutical Holding Company Ltd.. ("RemainCo") to holders of its common shares (the "Distribution") pursuant to the Separation and Distribution Agreement (the "Separation Agreement"), dated as of May 9, 2022, by and among RemainCo, the Issuer, and Pfizer Inc. ("Pfizer"), each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire common shares of the Issuer ("Common Shares") and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement

F2 · derivative.expiration_date: Effective as of a pro rata distribution by Biohaven Pharmaceutical Holding Company Ltd.. ("RemainCo") to holders of its common shares (the "Distribution") pursuant to the Separation and Distribution Agreement (the "Separation Agreement"), dated as of May 9, 2022, by and among RemainCo, the Issuer, and Pfizer Inc. ("Pfizer"), each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire common shares of the Issuer ("Common Shares") and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement

Read SEC document
October 03, 2022 Filed Oct 5, 2022 21:39 UTC OtherStock Options (Right to Buy) · Derivative 5,998 Not disclosed Strike: $3.56 Not disclosed
Disclosure

SEC source: 0001562180-22-007079 · primarydocument.xml · derivative · entry 7

GREGORY JULIA P · CIK 0001226675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,998

Underlying: Common Shares · 5,998 shares

Expires 2031-05-05

F2 · derivative.exercise_price: Effective as of a pro rata distribution by Biohaven Pharmaceutical Holding Company Ltd.. ("RemainCo") to holders of its common shares (the "Distribution") pursuant to the Separation and Distribution Agreement (the "Separation Agreement"), dated as of May 9, 2022, by and among RemainCo, the Issuer, and Pfizer Inc. ("Pfizer"), each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire common shares of the Issuer ("Common Shares") and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement

F2 · shares: Effective as of a pro rata distribution by Biohaven Pharmaceutical Holding Company Ltd.. ("RemainCo") to holders of its common shares (the "Distribution") pursuant to the Separation and Distribution Agreement (the "Separation Agreement"), dated as of May 9, 2022, by and among RemainCo, the Issuer, and Pfizer Inc. ("Pfizer"), each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire common shares of the Issuer ("Common Shares") and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement

F2 · price: Effective as of a pro rata distribution by Biohaven Pharmaceutical Holding Company Ltd.. ("RemainCo") to holders of its common shares (the "Distribution") pursuant to the Separation and Distribution Agreement (the "Separation Agreement"), dated as of May 9, 2022, by and among RemainCo, the Issuer, and Pfizer Inc. ("Pfizer"), each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire common shares of the Issuer ("Common Shares") and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement

F2 · derivative.exercise_date: Effective as of a pro rata distribution by Biohaven Pharmaceutical Holding Company Ltd.. ("RemainCo") to holders of its common shares (the "Distribution") pursuant to the Separation and Distribution Agreement (the "Separation Agreement"), dated as of May 9, 2022, by and among RemainCo, the Issuer, and Pfizer Inc. ("Pfizer"), each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire common shares of the Issuer ("Common Shares") and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement

F2 · derivative.expiration_date: Effective as of a pro rata distribution by Biohaven Pharmaceutical Holding Company Ltd.. ("RemainCo") to holders of its common shares (the "Distribution") pursuant to the Separation and Distribution Agreement (the "Separation Agreement"), dated as of May 9, 2022, by and among RemainCo, the Issuer, and Pfizer Inc. ("Pfizer"), each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire common shares of the Issuer ("Common Shares") and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement

Read SEC document
October 03, 2022 Filed Oct 5, 2022 21:39 UTC OtherStock Options (Right to Buy) · Derivative 4,119 Not disclosed Strike: $4.84 Not disclosed
Disclosure

SEC source: 0001562180-22-007079 · primarydocument.xml · derivative · entry 6

GREGORY JULIA P · CIK 0001226675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,119

Underlying: Common Shares · 4,119 shares

Expires 2032-04-28

F2 · derivative.exercise_price: Effective as of a pro rata distribution by Biohaven Pharmaceutical Holding Company Ltd.. ("RemainCo") to holders of its common shares (the "Distribution") pursuant to the Separation and Distribution Agreement (the "Separation Agreement"), dated as of May 9, 2022, by and among RemainCo, the Issuer, and Pfizer Inc. ("Pfizer"), each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire common shares of the Issuer ("Common Shares") and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement

F2 · shares: Effective as of a pro rata distribution by Biohaven Pharmaceutical Holding Company Ltd.. ("RemainCo") to holders of its common shares (the "Distribution") pursuant to the Separation and Distribution Agreement (the "Separation Agreement"), dated as of May 9, 2022, by and among RemainCo, the Issuer, and Pfizer Inc. ("Pfizer"), each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire common shares of the Issuer ("Common Shares") and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement

F2 · price: Effective as of a pro rata distribution by Biohaven Pharmaceutical Holding Company Ltd.. ("RemainCo") to holders of its common shares (the "Distribution") pursuant to the Separation and Distribution Agreement (the "Separation Agreement"), dated as of May 9, 2022, by and among RemainCo, the Issuer, and Pfizer Inc. ("Pfizer"), each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire common shares of the Issuer ("Common Shares") and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement

F2 · derivative.exercise_date: Effective as of a pro rata distribution by Biohaven Pharmaceutical Holding Company Ltd.. ("RemainCo") to holders of its common shares (the "Distribution") pursuant to the Separation and Distribution Agreement (the "Separation Agreement"), dated as of May 9, 2022, by and among RemainCo, the Issuer, and Pfizer Inc. ("Pfizer"), each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire common shares of the Issuer ("Common Shares") and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement

F2 · derivative.expiration_date: Effective as of a pro rata distribution by Biohaven Pharmaceutical Holding Company Ltd.. ("RemainCo") to holders of its common shares (the "Distribution") pursuant to the Separation and Distribution Agreement (the "Separation Agreement"), dated as of May 9, 2022, by and among RemainCo, the Issuer, and Pfizer Inc. ("Pfizer"), each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire common shares of the Issuer ("Common Shares") and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement

Read SEC document
October 03, 2022 Filed Oct 5, 2022 21:39 UTC Tax withholdingCommon Shares 11,975 $7.50 $89,812.50
Disclosure

SEC source: 0001562180-22-007079 · primarydocument.xml · nonDerivative · entry 5

GREGORY JULIA P · CIK 0001226675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,142

F1 · shares: These shares were withheld by the Issuer in connection with share settlement to cover the cost of the stock options.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 21:39 UTC Exercise / conversionCommon Shares 9,000 $3.06 $27,540.00
Disclosure

SEC source: 0001562180-22-007079 · primarydocument.xml · nonDerivative · entry 4

GREGORY JULIA P · CIK 0001226675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 21:39 UTC Exercise / conversionCommon Shares 9,000 $2.33 $20,970.00
Disclosure

SEC source: 0001562180-22-007079 · primarydocument.xml · nonDerivative · entry 3

GREGORY JULIA P · CIK 0001226675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 21:39 UTC Exercise / conversionCommon Shares 5,998 $3.56 $21,352.88
Disclosure

SEC source: 0001562180-22-007079 · primarydocument.xml · nonDerivative · entry 2

GREGORY JULIA P · CIK 0001226675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 21:39 UTC Exercise / conversionCommon Shares 4,119 $4.84 $19,935.96
Disclosure

SEC source: 0001562180-22-007079 · primarydocument.xml · nonDerivative · entry 1

GREGORY JULIA P · CIK 0001226675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 21:37 UTC GrantStock Options (Right to Buy) · Derivative 125,000 $0.00 Strike: $7.00 $0.00
Disclosure

SEC source: 0001562180-22-007077 · primarydocument.xml · derivative · entry 13

HUGIN ROBERT J · CIK 0001232505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Shares · 125,000 shares

Expires 2032-10-04

F5 · derivative.exercise_date: The shares underlying this option vest in four equal installments on October 3, 2022, 2023, 2024, and 2025, subject to the Reporting Person's continuous service with the Issuer at each vesting date.

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October 03, 2022 Filed Oct 5, 2022 21:37 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 9,474 $0.00 Strike: $3.39 $0.00
Disclosure

SEC source: 0001562180-22-007077 · primarydocument.xml · derivative · entry 12

HUGIN ROBERT J · CIK 0001232505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 9,474 shares

Expires 2030-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

F4 · derivative.expiration_date: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 21:37 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 5,998 $0.00 Strike: $3.56 $0.00
Disclosure

SEC source: 0001562180-22-007077 · primarydocument.xml · derivative · entry 11

HUGIN ROBERT J · CIK 0001232505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 5,998 shares

Expires 2031-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

F4 · derivative.expiration_date: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 21:37 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 4,119 $0.00 Strike: $4.84 $0.00
Disclosure

SEC source: 0001562180-22-007077 · primarydocument.xml · derivative · entry 10

HUGIN ROBERT J · CIK 0001232505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 4,119 shares

Expires 2032-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

F4 · derivative.expiration_date: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 21:37 UTC OtherStock Options (Right to Buy) · Derivative 9,474 Not disclosed Strike: $3.39 Not disclosed
Disclosure

SEC source: 0001562180-22-007077 · primarydocument.xml · derivative · entry 9

HUGIN ROBERT J · CIK 0001232505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,474

Underlying: Common Shares · 9,474 shares

Expires 2030-06-09

F4 · derivative.exercise_price: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

F4 · shares: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

F4 · price: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

F4 · derivative.exercise_date: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

F4 · derivative.expiration_date: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 21:37 UTC OtherStock Options (Right to Buy) · Derivative 5,998 Not disclosed Strike: $3.56 Not disclosed
Disclosure

SEC source: 0001562180-22-007077 · primarydocument.xml · derivative · entry 8

HUGIN ROBERT J · CIK 0001232505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,998

Underlying: Common Shares · 5,998 shares

Expires 2031-05-05

F4 · derivative.exercise_price: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

F4 · shares: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

F4 · price: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

F4 · derivative.exercise_date: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

F4 · derivative.expiration_date: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 21:37 UTC OtherStock Options (Right to Buy) · Derivative 4,119 Not disclosed Strike: $4.84 Not disclosed
Disclosure

SEC source: 0001562180-22-007077 · primarydocument.xml · derivative · entry 7

HUGIN ROBERT J · CIK 0001232505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,119

Underlying: Common Shares · 4,119 shares

Expires 2032-04-28

F4 · derivative.exercise_price: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

F4 · shares: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

F4 · price: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

F4 · derivative.exercise_date: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

F4 · derivative.expiration_date: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

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October 03, 2022 Filed Oct 5, 2022 21:37 UTC Tax withholdingCommon Shares 3,263 $7.50 $24,472.50
Disclosure

SEC source: 0001562180-22-007077 · primarydocument.xml · nonDerivative · entry 6

HUGIN ROBERT J · CIK 0001232505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,486

F3 · shares: These shares were withheld by the Issuer in connection with share settlement to cover the cost of the stock options.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 21:37 UTC Exercise / conversionCommon Shares 9,474 $3.39 $32,116.86
Disclosure

SEC source: 0001562180-22-007077 · primarydocument.xml · nonDerivative · entry 5

HUGIN ROBERT J · CIK 0001232505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 21:37 UTC Exercise / conversionCommon Shares 5,998 $3.56 $21,352.88
Disclosure

SEC source: 0001562180-22-007077 · primarydocument.xml · nonDerivative · entry 4

HUGIN ROBERT J · CIK 0001232505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 21:37 UTC Exercise / conversionCommon Shares 4,119 $4.84 $19,935.96
Disclosure

SEC source: 0001562180-22-007077 · primarydocument.xml · nonDerivative · entry 3

HUGIN ROBERT J · CIK 0001232505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 21:37 UTC OtherCommon Shares 1,708 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-007077 · primarydocument.xml · nonDerivative · entry 2

HUGIN ROBERT J · CIK 0001232505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,158

F2 · shares: Effective as of the Distribution, each outstanding restricted share unit of RemainCo was adjusted so that such restricted share unit became a restricted share unit in respect of Common Shares (each, an "Issuer RSU") and a restricted share unit in respect of RemainCo common shares. At the effective time of the merger of a wholly owned subsidiary of Pfizer ("Merger Sub") with and into RemainCo pursuant to the Agreement and Plan of Merger, dated as of May 9, 2022, by and among RemainCo, Pfizer and Merger Sub, the Issuer RSUs accelerated and vested in full and were subsequently settled in Common Shares. As a result, the Reporting Person acquired restricted share units in respect of Common Shares in an amount determined in accordance with the Separation Agreement.

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October 03, 2022 Filed Oct 5, 2022 21:37 UTC OtherCommon Shares 1,450 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-007077 · primarydocument.xml · nonDerivative · entry 1

HUGIN ROBERT J · CIK 0001232505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,450

F1 · shares: Represents common shares of the Issuer ("Common Shares") acquired by the Reporting Person in a pro rata distribution by Biohaven Pharmaceutical Holding Company Ltd.. ("RemainCo") to holders of its common shares (the "Distribution") pursuant to the Separation and Distribution Agreement (the "Separation Agreement"), dated as of May 9, 2022, by and among RemainCo, the Issuer, and Pfizer Inc. ("Pfizer").

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October 03, 2022 Filed Oct 5, 2022 21:35 UTC GrantStock Options (Right to Buy) · Derivative 125,000 $0.00 Strike: $7.00 $0.00
Disclosure

SEC source: 0001562180-22-007075 · primarydocument.xml · derivative · entry 15

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Shares · 125,000 shares

Expires 2032-10-04

F4 · derivative.exercise_date: The shares underlying this option vest in four equal installments on October 3, 2022, 2023, 2024, and 2025, subject to the Reporting Person's continuous service with the Issuer at each vesting date

Read SEC document
October 03, 2022 Filed Oct 5, 2022 21:35 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 9,000 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001562180-22-007075 · primarydocument.xml · derivative · entry 14

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 9,000 shares

Expires 2029-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

F3 · derivative.exercise_date: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

F3 · derivative.expiration_date: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 21:35 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 9,000 $0.00 Strike: $2.33 $0.00
Disclosure

SEC source: 0001562180-22-007075 · primarydocument.xml · derivative · entry 13

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 9,000 shares

Expires 2030-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

F3 · derivative.exercise_date: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

F3 · derivative.expiration_date: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 21:35 UTC Exercise / conversionStock Options (Right to buy) · Derivative 5,998 $0.00 Strike: $3.56 $0.00
Disclosure

SEC source: 0001562180-22-007075 · primarydocument.xml · derivative · entry 12

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 5,998 shares

Expires 2031-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

F3 · derivative.exercise_date: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

F3 · derivative.expiration_date: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 21:35 UTC Exercise / conversionStock Options (Right to buy) · Derivative 4,119 $0.00 Strike: $4.84 $0.00
Disclosure

SEC source: 0001562180-22-007075 · primarydocument.xml · derivative · entry 11

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 4,119 shares

Expires 2032-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

F3 · derivative.exercise_date: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

F3 · derivative.expiration_date: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 21:35 UTC OtherStock Options (Right to Buy) · Derivative 9,000 Not disclosed Strike: $3.06 Not disclosed
Disclosure

SEC source: 0001562180-22-007075 · primarydocument.xml · derivative · entry 10

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Shares · 9,000 shares

Expires 2029-05-20

F3 · derivative.exercise_price: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

F3 · shares: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

F3 · price: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

F3 · derivative.exercise_date: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

F3 · derivative.expiration_date: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 21:35 UTC OtherStock Options (Right to Buy) · Derivative 9,000 Not disclosed Strike: $2.33 Not disclosed
Disclosure

SEC source: 0001562180-22-007075 · primarydocument.xml · derivative · entry 9

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Shares · 9,000 shares

Expires 2030-04-29

F3 · derivative.exercise_price: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

F3 · shares: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

F3 · price: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

F3 · derivative.exercise_date: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

F3 · derivative.expiration_date: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 21:35 UTC OtherStock Options (Right to Buy) · Derivative 5,998 Not disclosed Strike: $3.56 Not disclosed
Disclosure

SEC source: 0001562180-22-007075 · primarydocument.xml · derivative · entry 8

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,998

Underlying: Common Shares · 5,998 shares

Expires 2031-05-05

F3 · derivative.exercise_price: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

F3 · shares: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

F3 · price: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

F3 · derivative.exercise_date: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

F3 · derivative.expiration_date: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 21:35 UTC OtherStock Options (Right to Buy) · Derivative 4,119 Not disclosed Strike: $4.84 Not disclosed
Disclosure

SEC source: 0001562180-22-007075 · primarydocument.xml · derivative · entry 7

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,119

Underlying: Common Shares · 4,119 shares

Expires 2032-04-28

F3 · derivative.exercise_price: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

F3 · shares: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

F3 · price: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

F3 · derivative.exercise_date: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

F3 · derivative.expiration_date: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

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October 03, 2022 Filed Oct 5, 2022 21:35 UTC Tax withholdingCommon Shares 11,975 $7.50 $89,812.50
Disclosure

SEC source: 0001562180-22-007075 · primarydocument.xml · nonDerivative · entry 6

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,307,971

F2 · shares: These shares were withheld by the Issuer in connection with share settlement to cover the cost of the stock options.

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October 03, 2022 Filed Oct 5, 2022 21:35 UTC Exercise / conversionCommon Shares 9,000 $3.06 $27,540.00
Disclosure

SEC source: 0001562180-22-007075 · primarydocument.xml · nonDerivative · entry 5

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,319,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 03, 2022 Filed Oct 5, 2022 21:35 UTC Exercise / conversionCommon Shares 9,000 $2.33 $20,970.00
Disclosure

SEC source: 0001562180-22-007075 · primarydocument.xml · nonDerivative · entry 4

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,310,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 03, 2022 Filed Oct 5, 2022 21:35 UTC Exercise / conversionCommon Shares 5,998 $3.56 $21,352.88
Disclosure

SEC source: 0001562180-22-007075 · primarydocument.xml · nonDerivative · entry 3

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,301,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 03, 2022 Filed Oct 5, 2022 21:35 UTC Exercise / conversionCommon Shares 4,119 $4.84 $19,935.96
Disclosure

SEC source: 0001562180-22-007075 · primarydocument.xml · nonDerivative · entry 2

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,295,948

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 03, 2022 Filed Oct 5, 2022 21:35 UTC OtherCommon Shares 1,291,829 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-007075 · primarydocument.xml · nonDerivative · entry 1

Bailey Gregory · CIK 0001329505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,291,829

F1 · shares: Represents common shares of the Issuer ("Common Shares") acquired by the Reporting Person in a pro rata distribution by Biohaven Pharmaceutical Holding Company Ltd.. ("RemainCo") to holders of its common shares (the "Distribution") pursuant to the Separation and Distribution Agreement (the "Separation Agreement"), dated as of May 9, 2022, by and among RemainCo, the Issuer, and Pfizer Inc. ("Pfizer").

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October 03, 2022 Filed Oct 5, 2022 21:33 UTC
Coric VladDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 950,000 $0.00 Strike: $7.00 $0.00
Disclosure

SEC source: 0001562180-22-007074 · primarydocument.xml · derivative · entry 54

Coric Vlad · CIK 0001704317 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 950,000

Underlying: Common Shares · 950,000 shares

Expires 2032-10-04

F5 · derivative.exercise_date: The shares underlying this option vest in four equal installments on October 3, 2022, 2023, 2024, and 2025, subject to the Reporting Person's continuous service with the Issuer at each vesting date.

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October 03, 2022 Filed Oct 5, 2022 21:33 UTC
Coric VladDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 125,000 $0.00 Strike: $0.04 $0.00
Disclosure

SEC source: 0001562180-22-007074 · primarydocument.xml · derivative · entry 53

Coric Vlad · CIK 0001704317 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 125,000 shares

Expires 2024-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

F4 · derivative.expiration_date: Effective as of the Distribution, each outstanding option to purchase common shares of RemainCo was adjusted so that such option became an option to acquire Common Shares and an option to acquire RemainCo common shares. As a result, the Reporting Person acquired options to acquire the Issuer's Common Shares in an amount determined in accordance with the Separation Agreement.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.