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SAUL CENTERS, INC.

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4877
SEC CIK
0000907254
Parsed reports
579

Last 12 months

Inside the activity.

12 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202590
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202610
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 05, 2017 Filed May 9, 2017 17:59 UTC
Corey Steven N.Senior VP - Office Leasing
GrantEmployee Stock Option · Derivative 15,000 $59.41 Strike: $59.41 $891,150.00
Disclosure

SEC source: 0000907254-17-000040 · wf-form4_149435274275120.xml · derivative · entry 6

Corey Steven N. · CIK 0001520627 · Senior VP - Office Leasing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Shares · 15,000 shares

Expires 2027-05-05

F2 · derivative.exercise_date: The options vest 25% per year over four years from the date of grant.

Read SEC document
April 07, 2017 Filed Apr 10, 2017 19:42 UTC Exercise / conversionStock Option · Derivative 2,500 $54.17 Strike: $54.17 $135,425.00
Disclosure

SEC source: 0000907254-17-000035 · wf-form4_149185331326630.xml · derivative · entry 4

CHAPOTON JOHN E · CIK 0001144844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2017-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 07, 2017 Filed Apr 10, 2017 19:42 UTC SaleCommon Shares 2,500 $62.92 $157,300.00
Disclosure

SEC source: 0000907254-17-000035 · wf-form4_149185331326630.xml · nonDerivative · entry 2

CHAPOTON JOHN E · CIK 0001144844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,998.61

Read SEC document
April 07, 2017 Filed Apr 10, 2017 19:42 UTC Exercise / conversionCommon Shares 2,500 $54.17 $135,425.00
Disclosure

SEC source: 0000907254-17-000035 · wf-form4_149185331326630.xml · nonDerivative · entry 1

CHAPOTON JOHN E · CIK 0001144844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,498.61

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2017 Filed Apr 5, 2017 19:41 UTC
SCHNEIDER SCOTT VSr. Vice President-CFO
Exercise / conversionEmployee Stock Option · Derivative 3,000 $44.42 Strike: $44.42 $133,260.00
Disclosure

SEC source: 0000907254-17-000031 · wf-form4_149142127510615.xml · derivative · entry 9

SCHNEIDER SCOTT V · CIK 0001228478 · Sr. Vice President-CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 3,000 shares

Expires 2023-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 25% per year over four years from the date of grant.

Read SEC document
April 04, 2017 Filed Apr 5, 2017 19:41 UTC
SCHNEIDER SCOTT VSr. Vice President-CFO
Exercise / conversionEmployee Stock Option · Derivative 2,560 $41.82 Strike: $41.82 $107,059.20
Disclosure

SEC source: 0000907254-17-000031 · wf-form4_149142127510615.xml · derivative · entry 8

SCHNEIDER SCOTT V · CIK 0001228478 · Sr. Vice President-CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,560 shares

Expires 2021-05-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 25% per year over four years from the date of grant.

Read SEC document
April 04, 2017 Filed Apr 5, 2017 19:41 UTC
SCHNEIDER SCOTT VSr. Vice President-CFO
SaleCommon Shares 5,560 $62.26 $346,165.60
Disclosure

SEC source: 0000907254-17-000031 · wf-form4_149142127510615.xml · nonDerivative · entry 7

SCHNEIDER SCOTT V · CIK 0001228478 · Sr. Vice President-CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,398.34

Read SEC document
April 04, 2017 Filed Apr 5, 2017 19:41 UTC
SCHNEIDER SCOTT VSr. Vice President-CFO
Exercise / conversionCommon Shares 3,000 $44.42 $133,260.00
Disclosure

SEC source: 0000907254-17-000031 · wf-form4_149142127510615.xml · nonDerivative · entry 6

SCHNEIDER SCOTT V · CIK 0001228478 · Sr. Vice President-CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,958.34

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2017 Filed Apr 5, 2017 19:41 UTC
SCHNEIDER SCOTT VSr. Vice President-CFO
Exercise / conversionCommon Shares 2,560 $41.82 $107,059.20
Disclosure

SEC source: 0000907254-17-000031 · wf-form4_149142127510615.xml · nonDerivative · entry 5

SCHNEIDER SCOTT V · CIK 0001228478 · Sr. Vice President-CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,958.34

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 19:53 UTC
SAUL B FRANCIS IIDirector · Chief Executive Officer · 10% owner
GrantPhantom Stock · Derivative 0 $61.16 Strike: $61.16 $0.00
Disclosure

SEC source: 0000907254-17-000032 · wf-form4_149142198272199.xml · derivative · entry 16

SAUL B FRANCIS II · CIK 0001027551 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,726.19

Underlying: Common Stock · 0 shares

Expires not disclosed

F19 · derivative.exercise_price: 1 for 1

F20 · derivative.exercise_date: The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.

F20 · derivative.expiration_date: The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.

F21 · balance_after: Includes 234.113 shares ($61.8472/share) awarded January 31, 2017 as dividend reinvestments on shares of phantom stock held by the reporting person pursuant to the issuer's Deferred Compensation Plan under its 2004 Stock Plan and shares of phantom stock issued under the issuer's Deferred Compensation Stock Plan for Directors.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 19:40 UTC GrantPhantom Stock · Derivative 141.433 $61.16 Strike: $61.16 $8,650.04
Disclosure

SEC source: 0000907254-17-000030 · wf-form4_149142119971746.xml · derivative · entry 2

CLANCY GEORGE PATRICK JR · CIK 0001216742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,092.049

Underlying: Common Stock · 141.433 shares

Expires not disclosed

F1 · security: Pursuant to the issuer's Deferred Compensation Plan under its 2004 Stock Plan and the Deferred Fee Agreement executed by the reporting person, the reporting person has elected to defer receipt of his director's fees, and receive phantom stock, the amount of which is calculated as the quotient of the dollar value of fees deferred, divided by the fair market value of the issuer's shares on the date the phantom stock is received.

F2 · derivative.exercise_price: 1 for 1

F3 · derivative.exercise_date: The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.

F3 · derivative.expiration_date: The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.

F4 · balance_after: Includes 32.311 shares ($61.8472/share) awarded January 31, 2017 as dividend reinvestments on shares of phantom stock held by the reporting person pursuant to the issuer's Deferred Compensation Plan under its 2004 Stock Plan and shares of phantom stock issued under the issuer's Deferred Compensation Stock Plan for Directors.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 19:56 UTC Exercise / conversionStock Option · Derivative 2,500 $38.76 Strike: $38.76 $96,900.00
Disclosure

SEC source: 0000907254-17-000033 · wf-form4_149142215185322.xml · derivative · entry 5

NOONAN PATRICK F · CIK 0001026057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2020-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 19:56 UTC SaleCommon Shares 2,500 $61.42 $153,550.00
Disclosure

SEC source: 0000907254-17-000033 · wf-form4_149142215185322.xml · nonDerivative · entry 3

NOONAN PATRICK F · CIK 0001026057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,850.99

Read SEC document
April 03, 2017 Filed Apr 5, 2017 19:56 UTC Exercise / conversionCommon Shares 2,500 $38.76 $96,900.00
Disclosure

SEC source: 0000907254-17-000033 · wf-form4_149142215185322.xml · nonDerivative · entry 2

NOONAN PATRICK F · CIK 0001026057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,315.41

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Balance increased by January 31, 2017 Dividend Reinvestment Plan award of 35.585 shares.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 19:39 UTC GrantPhantom Stock · Derivative 101.374 $61.16 Strike: $61.16 $6,200.03
Disclosure

SEC source: 0000907254-17-000029 · wf-form4_149142114784413.xml · derivative · entry 2

CHAPOTON JOHN E · CIK 0001144844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,780.27

Underlying: Common Stock · 101.374 shares

Expires not disclosed

F2 · security: Pursuant to the issuer's Deferred Compensation Plan under its 2004 Stock Plan and the Deferred Fee Agreement executed by the reporting person, the reporting person has elected to defer receipt of his director's fees, and receive phantom stock, the amount of which is calculated as the quotient of the dollar value of fees deferred, divided by the fair market value of the issuer's shares on the date the phantom stock is received.

F3 · derivative.exercise_price: 1 for 1

F4 · derivative.exercise_date: The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.

F4 · derivative.expiration_date: The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.

F5 · balance_after: Includes 101.752 shares ($57.1815/share) awarded October 28, 2016 as dividend reinvestments on shares of phantom stock held by the reporting person pursuant to the issuer's Deferred Compensation Plan under its 2004 Stock Plan and shares of phantom stock issued under the issuer's Deferred Compensation Stock Plan for Directors.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 20:14 UTC Exercise / conversionStock Option · Derivative 2,500 $54.17 Strike: $54.17 $135,425.00
Disclosure

SEC source: 0000907254-17-000021 · wf-form4_148952244153679.xml · derivative · entry 3

WHITMORE JOHN R · CIK 0001228471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2017-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 20:14 UTC SaleCommon Stock 2,500 $60.25 $150,625.00
Disclosure

SEC source: 0000907254-17-000021 · wf-form4_148952244153679.xml · nonDerivative · entry 2

WHITMORE JOHN R · CIK 0001228471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: This Form 4 reflects the transaction referenced above, as well as prior unreported dispositions totaling 400 shares.

Read SEC document
March 10, 2017 Filed Mar 14, 2017 20:14 UTC Exercise / conversionCommon Stock 2,500 $54.17 $135,425.00
Disclosure

SEC source: 0000907254-17-000021 · wf-form4_148952244153679.xml · nonDerivative · entry 1

WHITMORE JOHN R · CIK 0001228471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This Form 4 reflects the transaction referenced above, as well as prior unreported dispositions totaling 400 shares.

Read SEC document
January 05, 2017 Filed Jan 5, 2017 20:53 UTC SaleCommon Stock 200 $65.89 $13,178.00
Disclosure

SEC source: 0000907254-17-000011 · wf-form4_148364959907709.xml · nonDerivative · entry 1

WHITMORE JOHN R · CIK 0001228471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: This Form 4 reflects the transaction referenced above, as well as prior unreported dispositions totaling 400 shares.

Read SEC document
January 04, 2017 Filed Jan 4, 2017 21:33 UTC
SCHNEIDER SCOTT VSr. Vice President-CFO
GrantSeries C Preferred Stock 1,000 $25.00 $25,000.00
Disclosure

SEC source: 0000907254-17-000002 · wf-form4_148356559775913.xml · nonDerivative · entry 5

SCHNEIDER SCOTT V · CIK 0001228478 · Sr. Vice President-CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Read SEC document
January 04, 2017 Filed Jan 4, 2017 20:51 UTC
Collich JohnSr. VP-Acquisitions & Dev.
GrantSeries C Preferred Stock 311 $25.05 $7,790.55
Disclosure

SEC source: 0000907254-17-000001 · wf-form4_148356306989402.xml · nonDerivative · entry 4

COLLICH JOHN F · CIK 0001228472 · Sr. VP-Acquisitions & Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,311

Read SEC document
January 04, 2017 Filed Jan 4, 2017 20:51 UTC
Collich JohnSr. VP-Acquisitions & Dev.
GrantSeries C Preferred Stock 335 $25.05 $8,391.75
Disclosure

SEC source: 0000907254-17-000001 · wf-form4_148356306989402.xml · nonDerivative · entry 3

COLLICH JOHN F · CIK 0001228472 · Sr. VP-Acquisitions & Dev.

10b5-1 filing: Not disclosed

Ownership: Indirect · Wife

Disclosed balance after: 5,053

Read SEC document
January 04, 2017 Filed Jan 5, 2017 18:25 UTC Exercise / conversionStock Option · Derivative 2,500 $38.76 Strike: $38.76 $96,900.00
Disclosure

SEC source: 0000907254-17-000010 · wf-form4_148364068852865.xml · derivative · entry 16

CARACI PHILIP D · CIK 0001228461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2020-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2017 Filed Jan 5, 2017 18:25 UTC Exercise / conversionStock Option · Derivative 2,500 $50.15 Strike: $50.15 $125,375.00
Disclosure

SEC source: 0000907254-17-000010 · wf-form4_148364068852865.xml · derivative · entry 15

CARACI PHILIP D · CIK 0001228461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2018-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2017 Filed Jan 5, 2017 18:25 UTC Exercise / conversionStock Option · Derivative 700 $54.17 Strike: $54.17 $37,919.00
Disclosure

SEC source: 0000907254-17-000010 · wf-form4_148364068852865.xml · derivative · entry 14

CARACI PHILIP D · CIK 0001228461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 700 shares

Expires 2017-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2017 Filed Jan 5, 2017 18:25 UTC SaleCommon Shares 5,700 $66.14 $376,998.00
Disclosure

SEC source: 0000907254-17-000010 · wf-form4_148364068852865.xml · nonDerivative · entry 11

CARACI PHILIP D · CIK 0001228461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,116

F2 · ownership.direct: Self-IRA

Read SEC document
January 04, 2017 Filed Jan 5, 2017 18:25 UTC Exercise / conversionCommon Shares 2,500 $38.76 $96,900.00
Disclosure

SEC source: 0000907254-17-000010 · wf-form4_148364068852865.xml · nonDerivative · entry 10

CARACI PHILIP D · CIK 0001228461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.direct: Self-IRA

Read SEC document
January 04, 2017 Filed Jan 5, 2017 18:25 UTC Exercise / conversionCommon Shares 2,500 $50.15 $125,375.00
Disclosure

SEC source: 0000907254-17-000010 · wf-form4_148364068852865.xml · nonDerivative · entry 9

CARACI PHILIP D · CIK 0001228461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.direct: Self-IRA

Read SEC document
January 04, 2017 Filed Jan 5, 2017 18:25 UTC Exercise / conversionCommon Shares 700 $54.17 $37,919.00
Disclosure

SEC source: 0000907254-17-000010 · wf-form4_148364068852865.xml · nonDerivative · entry 8

CARACI PHILIP D · CIK 0001228461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.direct: Self-IRA

Read SEC document
January 03, 2017 Filed Jan 5, 2017 18:21 UTC GrantPhantom Stock · Derivative 149.334 $65.96 Strike: $65.96 $9,850.07
Disclosure

SEC source: 0000907254-17-000008 · wf-form4_148364049061361.xml · derivative · entry 2

CLANCY GEORGE PATRICK JR · CIK 0001216742 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,918.31

Underlying: Common Stock · 149.334 shares

Expires not disclosed

F1 · security: Pursuant to the issuer's Deferred Compensation Plan under its 2004 Stock Plan and the Deferred Fee Agreement executed by the reporting person, the reporting person has elected to defer receipt of his director's fees, and receive phantom stock, the amount of which is calculated as the quotient of the dollar value of fees deferred, divided by the fair market value of the issuer's shares on the date the phantom stock is received.

F2 · derivative.exercise_price: 1 for 1

F3 · derivative.exercise_date: The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.

F3 · derivative.expiration_date: The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.

F4 · balance_after: Includes 30.726 shares ($57.1815/share) awarded October 28, 2016 as dividend reinvestments on shares of phantom stock held by the reporting person pursuant to the issuer's Deferred Compensation Plan under its 2004 Stock Plan and shares of phantom stock issued under the issuer's Deferred Compensation Stock Plan for Directors.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 18:25 UTC Exercise / conversionStock Option · Derivative 1,800 $54.17 Strike: $54.17 $97,506.00
Disclosure

SEC source: 0000907254-17-000010 · wf-form4_148364068852865.xml · derivative · entry 13

CARACI PHILIP D · CIK 0001228461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700

Underlying: Common Stock · 1,800 shares

Expires 2017-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 18:25 UTC SaleCommon Shares 1,800 $66.36 $119,448.00
Disclosure

SEC source: 0000907254-17-000010 · wf-form4_148364068852865.xml · nonDerivative · entry 7

CARACI PHILIP D · CIK 0001228461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,116

F2 · ownership.direct: Self-IRA

Read SEC document
January 03, 2017 Filed Jan 5, 2017 18:25 UTC Exercise / conversionCommon Shares 1,800 $54.17 $97,506.00
Disclosure

SEC source: 0000907254-17-000010 · wf-form4_148364068852865.xml · nonDerivative · entry 6

CARACI PHILIP D · CIK 0001228461 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.direct: Self-IRA

Read SEC document
January 03, 2017 Filed Jan 5, 2017 18:23 UTC GrantPhantom Stock · Derivative 93.997 $65.96 Strike: $65.96 $6,200.04
Disclosure

SEC source: 0000907254-17-000009 · wf-form4_148364058520483.xml · derivative · entry 2

CHAPOTON JOHN E · CIK 0001144844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,575.201

Underlying: Common Stock · 93.997 shares

Expires not disclosed

F2 · security: Pursuant to the issuer's Deferred Compensation Plan under its 2004 Stock Plan and the Deferred Fee Agreement executed by the reporting person, the reporting person has elected to defer receipt of his director's fees, and receive phantom stock, the amount of which is calculated as the quotient of the dollar value of fees deferred, divided by the fair market value of the issuer's shares on the date the phantom stock is received.

F3 · derivative.exercise_price: 1 for 1

F4 · derivative.exercise_date: The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.

F4 · derivative.expiration_date: The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.

F5 · balance_after: Includes 101.752 shares ($57.1815/share) awarded October 28, 2016 as dividend reinvestments on shares of phantom stock held by the reporting person pursuant to the issuer's Deferred Compensation Plan under its 2004 Stock Plan and shares of phantom stock issued under the issuer's Deferred Compensation Stock Plan for Directors.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 18:20 UTC
SAUL B FRANCIS IIDirector · Chief Executive Officer · 10% owner
GrantPhantom Stock · Derivative 93.997 $65.96 Strike: $65.96 $6,200.04
Disclosure

SEC source: 0000907254-17-000007 · wf-form4_148364043574781.xml · derivative · entry 16

SAUL B FRANCIS II · CIK 0001027551 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,390.71

Underlying: Common Stock · 93.997 shares

Expires not disclosed

F25 · derivative.exercise_price: 1 for 1

F26 · derivative.exercise_date: The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.

F26 · derivative.expiration_date: The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.

F27 · balance_after: Includes 230.687 shares ($57.1815/share) awarded October 28, 2016 as dividend reinvestments on shares of phantom stock held by the reporting person pursuant to the issuer's Deferred Compensation Plan under its 2004 Stock Plan and shares of phantom stock issued under the issuer's Deferred Compensation Stock Plan for Directors.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 18:13 UTC GrantPhantom Stock · Derivative 27.97 $65.96 Strike: $65.96 $1,844.90
Disclosure

SEC source: 0000907254-17-000003 · wf-form4_148364001212932.xml · derivative · entry 2

SYMINGTON JAMES W · CIK 0001228469 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,566.99

Underlying: Common Stock · 27.97 shares

Expires not disclosed

F2 · security: Pursuant to the issuer's Deferred Compensation Plan under its 2004 Stock Plan and the Deferred Fee Agreement executed by the reporting person, the reporting person has elected to defer receipt of his director's fees, and receive phantom stock, the amount of which is calculated as the quotient of the dollar value of fees deferred, divided by the fair market value of the issuer's shares on the date the phantom stock is received.

F3 · derivative.exercise_price: 1 for 1

F4 · derivative.exercise_date: The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.

F4 · derivative.expiration_date: The conversion of phantom stock into shares of the issuer's common stock is governed pursuant to terms of the issuer's Deferred Compensation Plan under its 2004 Stock Plan, as amended, and the reporting person's Deferred Fee Agreement.

F5 · balance_after: Includes 159.29 shares ($57.1815/share) awarded October 28, 2016 as dividend reinvestments on shares of phantom stock held by the reporting person pursuant to the issuer's Deferred Compensation Plan under its 2004 Stock Plan and shares of phantom stock issued under the issuer's Deferred Compensation Stock Plan for Directors.

Read SEC document
December 16, 2016 Filed Dec 19, 2016 21:32 UTC
SCHNEIDER SCOTT VSr. Vice President-CFO
GrantSeries C Preferred Stock 500 $25.00 $12,500.00
Disclosure

SEC source: 0000907254-16-000265 · wf-form4_148218311332903.xml · nonDerivative · entry 6

SCHNEIDER SCOTT V · CIK 0001228478 · Sr. Vice President-CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Read SEC document
December 15, 2016 Filed Dec 19, 2016 19:41 UTC
Collich JohnSr. VP-Acquisitions & Dev.
Exercise / conversionEmployee Stock Option · Derivative 5,000 $47.03 Strike: $47.03 $235,150.00
Disclosure

SEC source: 0000907254-16-000264 · wf-form4_148217644444101.xml · derivative · entry 10

COLLICH JOHN F · CIK 0001228472 · Sr. VP-Acquisitions & Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 5,000 shares

Expires 2024-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vest 25% per year over four years from the date of grant.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 19:41 UTC
Collich JohnSr. VP-Acquisitions & Dev.
Exercise / conversionEmployee Stock Option · Derivative 3,968 $44.42 Strike: $44.42 $176,258.56
Disclosure

SEC source: 0000907254-16-000264 · wf-form4_148217644444101.xml · derivative · entry 9

COLLICH JOHN F · CIK 0001228472 · Sr. VP-Acquisitions & Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 3,968 shares

Expires 2023-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vest 25% per year over four years from the date of grant.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 19:41 UTC
Collich JohnSr. VP-Acquisitions & Dev.
SaleCommon Shares 8,968 $66.15 $593,233.20
Disclosure

SEC source: 0000907254-16-000264 · wf-form4_148217644444101.xml · nonDerivative · entry 6

COLLICH JOHN F · CIK 0001228472 · Sr. VP-Acquisitions & Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,205.107

Read SEC document
December 15, 2016 Filed Dec 19, 2016 19:41 UTC
Collich JohnSr. VP-Acquisitions & Dev.
Exercise / conversionCommon Shares 5,000 $47.03 $235,150.00
Disclosure

SEC source: 0000907254-16-000264 · wf-form4_148217644444101.xml · nonDerivative · entry 5

COLLICH JOHN F · CIK 0001228472 · Sr. VP-Acquisitions & Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,173.107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 19:41 UTC
Collich JohnSr. VP-Acquisitions & Dev.
Exercise / conversionCommon Shares 3,968 $44.42 $176,258.56
Disclosure

SEC source: 0000907254-16-000264 · wf-form4_148217644444101.xml · nonDerivative · entry 4

COLLICH JOHN F · CIK 0001228472 · Sr. VP-Acquisitions & Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,173.107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 21:32 UTC
SCHNEIDER SCOTT VSr. Vice President-CFO
Exercise / conversionEmployee Stock Option · Derivative 3,000 $39.29 Strike: $39.29 $117,870.00
Disclosure

SEC source: 0000907254-16-000265 · wf-form4_148218311332903.xml · derivative · entry 8

SCHNEIDER SCOTT V · CIK 0001228478 · Sr. Vice President-CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2022-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest 25% per year over four years from the date of grant.

Read SEC document
December 15, 2016 Filed Dec 19, 2016 21:32 UTC
SCHNEIDER SCOTT VSr. Vice President-CFO
SaleCommon Shares 3,000 $66.32 $198,960.00
Disclosure

SEC source: 0000907254-16-000265 · wf-form4_148218311332903.xml · nonDerivative · entry 5

SCHNEIDER SCOTT V · CIK 0001228478 · Sr. Vice President-CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,398.34

Read SEC document
December 15, 2016 Filed Dec 19, 2016 21:32 UTC
SCHNEIDER SCOTT VSr. Vice President-CFO
Exercise / conversionCommon Shares 3,000 $39.29 $117,870.00
Disclosure

SEC source: 0000907254-16-000265 · wf-form4_148218311332903.xml · nonDerivative · entry 4

SCHNEIDER SCOTT V · CIK 0001228478 · Sr. Vice President-CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,398.34

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2016 Filed Dec 15, 2016 19:52 UTC
Collich JohnSr. VP-Acquisitions & Dev.
Exercise / conversionEmployee Stock Option · Derivative 1,032 $44.42 Strike: $44.42 $45,841.44
Disclosure

SEC source: 0000907254-16-000263 · wf-form4_148183151357409.xml · derivative · entry 9

COLLICH JOHN F · CIK 0001228472 · Sr. VP-Acquisitions & Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,968

Underlying: Common Stock · 1,032 shares

Expires 2023-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vest 25% per year over four years from the date of grant.

Read SEC document
December 14, 2016 Filed Dec 15, 2016 19:52 UTC
Collich JohnSr. VP-Acquisitions & Dev.
Exercise / conversionEmployee Stock Option · Derivative 1,205 $39.29 Strike: $39.29 $47,344.45
Disclosure

SEC source: 0000907254-16-000263 · wf-form4_148183151357409.xml · derivative · entry 8

COLLICH JOHN F · CIK 0001228472 · Sr. VP-Acquisitions & Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,545

Underlying: Common Stock · 1,205 shares

Expires 2022-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vest 25% per year over four years from the date of grant.

Read SEC document
December 14, 2016 Filed Dec 15, 2016 19:52 UTC
Collich JohnSr. VP-Acquisitions & Dev.
SaleCommon Shares 2,237 $67.26 $150,460.62
Disclosure

SEC source: 0000907254-16-000263 · wf-form4_148183151357409.xml · nonDerivative · entry 6

COLLICH JOHN F · CIK 0001228472 · Sr. VP-Acquisitions & Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,205.107

Read SEC document
December 14, 2016 Filed Dec 15, 2016 19:52 UTC
Collich JohnSr. VP-Acquisitions & Dev.
Exercise / conversionCommon Shares 1,032 $44.42 $45,841.44
Disclosure

SEC source: 0000907254-16-000263 · wf-form4_148183151357409.xml · nonDerivative · entry 5

COLLICH JOHN F · CIK 0001228472 · Sr. VP-Acquisitions & Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,442.107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2016 Filed Dec 15, 2016 19:52 UTC
Collich JohnSr. VP-Acquisitions & Dev.
Exercise / conversionCommon Shares 1,205 $39.29 $47,344.45
Disclosure

SEC source: 0000907254-16-000263 · wf-form4_148183151357409.xml · nonDerivative · entry 4

COLLICH JOHN F · CIK 0001228472 · Sr. VP-Acquisitions & Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,410.107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.