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NYSE · USD

BFLY

Butterfly Network, Inc.

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Tapewire entity
4467
SEC CIK
0001804176
Parsed reports
261

Last 12 months

Inside the activity.

9 purchase rows · 79 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025310
Dec 2025517
Jan 202605
Feb 202601
Mar 202605
Apr 202602
May 202601
Jun 202603
Jul 2026020
Aug 202618
Sep 202605
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2024 Filed Jun 12, 2024 20:24 UTC
ROTHBERG JONATHAN MDirector · 10% owner
GrantClass A Common Stock 157,894 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-070861 · tm2417034-5_4seq1.xml · nonDerivative · entry 1

ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,799,818

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A common stock upon vesting. The RSUs were issued to the Reporting Person as the annual grant to nonemployee directors pursuant to the Issuer's Amended and Restated Nonemployee Director Compensation Policy for services to be rendered to the Issuer as a member of its Board of Directors. The RSUs vest in full on the date of the Issuer's 2025 Annual Stockholders Meeting, subject to the Reporting Person's continued service on the Board of Directors on such date.

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June 10, 2024 Filed Jun 12, 2024 20:25 UTC GrantClass A Common Stock 157,894 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-070862 · tm2417034-6_4seq1.xml · nonDerivative · entry 1

Schwartz Erica · CIK 0001872122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,818

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A common stock upon vesting. The RSUs were issued to the Reporting Person as the annual grant to nonemployee directors pursuant to the Issuer's Amended and Restated Nonemployee Director Compensation Policy for services to be rendered to the Issuer as a member of its Board of Directors. The RSUs vest in full on the date of the Issuer's 2025 Annual Stockholders Meeting, subject to the Reporting Person's continued service on the Board of Directors on such date.

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June 10, 2024 Filed Jun 12, 2024 20:23 UTC GrantClass A Common Stock 157,894 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-070859 · tm2417034-3_4seq1.xml · nonDerivative · entry 1

Phanstiel S. Louise · CIK 0001471518 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285,071

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A common stock upon vesting. The RSUs were issued to the Reporting Person as the annual grant to nonemployee directors pursuant to the Issuer's Amended and Restated Nonemployee Director Compensation Policy for services to be rendered to the Issuer as a member of its Board of Directors. The RSUs vest in full on the date of the Issuer's 2025 Annual Stockholders Meeting, subject to the Reporting Person's continued service on the Board of Directors on such date.

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June 10, 2024 Filed Jun 12, 2024 20:24 UTC GrantClass A Common Stock 157,894 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-070860 · tm2417034-4_4seq1.xml · nonDerivative · entry 1

ROBBINS LARRY · CIK 0001228603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285,071

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A common stock upon vesting. The RSUs were issued to the Reporting Person as the annual grant to nonemployee directors pursuant to the Issuer's Amended and Restated Nonemployee Director Compensation Policy for services to be rendered to the Issuer as a member of its Board of Directors. The RSUs vest in full on the date of the Issuer's 2025 Annual Stockholders Meeting, subject to the Reporting Person's continued service on the Board of Directors on such date.

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June 10, 2024 Filed Jun 12, 2024 20:23 UTC GrantClass A Common Stock 157,894 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-070858 · tm2417034-2_4seq1.xml · nonDerivative · entry 1

Edelman Elazer R · CIK 0001662771 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 287,012

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A common stock upon vesting. The RSUs were issued to the Reporting Person as the annual grant to nonemployee directors pursuant to the Issuer's Amended and Restated Nonemployee Director Compensation Policy for services to be rendered to the Issuer as a member of its Board of Directors. The RSUs vest in full on the date of the Issuer's 2025 Annual Stockholders Meeting, subject to the Reporting Person's continued service on the Board of Directors on such date.

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June 10, 2024 Filed Jun 12, 2024 20:22 UTC
Carfora DawnDirector
GrantClass A Common Stock 157,894 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-070857 · tm2417034-1_4seq1.xml · nonDerivative · entry 1

Carfora Dawn · CIK 0001842799 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 297,080

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A common stock upon vesting. The RSUs were issued to the Reporting Person as the annual grant to nonemployee directors pursuant to the Issuer's Amended and Restated Nonemployee Director Compensation Policy for services to be rendered to the Issuer as a member of its Board of Directors. The RSUs vest in full on the date of the Issuer's 2025 Annual Stockholders Meeting, subject to the Reporting Person's continued service on the Board of Directors on such date.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 17:50 UTC
Stoica Andrei GChief Technology Officer
SaleClass A Common Stock 11,754 $0.90 $10,602.11
Disclosure

SEC source: 0001104659-24-069758 · tm2416792-1_4seq1.xml · nonDerivative · entry 1

Stoica Andrei G · CIK 0001808868 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,485,804

F1 · kind: The Issuer has adopted a "sell-to-cover" policy to satisfy the tax withholding obligations of the Reporting Person. The sales reported on this Form 4 represent the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Such sales were automatic and not at the discretion of the Reporting Person.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $0.8826 to $0.9212 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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May 03, 2024 Filed May 7, 2024 20:15 UTC
Getz Heather CEVP, CFO & COO
SaleClass A Common Stock 59,848 $0.95 $57,035.14
Disclosure

SEC source: 0001104659-24-058011 · tm2413768-1_4seq1.xml · nonDerivative · entry 1

Getz Heather C · CIK 0001481485 · EVP, CFO & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,699,469

F1 · kind: The Issuer has adopted a "sell-to-cover" policy to satisfy the tax withholding obligations of the Reporting Person. The sales reported on this Form 4 represent the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Such sales were automatic and not at the discretion of the Reporting Person.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $0.9101 to $0.9937 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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April 02, 2024 Filed Apr 4, 2024 16:30 UTC
Stoica Andrei GChief Technology Officer
SaleClass A Common Stock 1,778 $1.00 $1,781.56
Disclosure

SEC source: 0001104659-24-043656 · tm2411116-1_4seq1.xml · nonDerivative · entry 1

Stoica Andrei G · CIK 0001808868 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,497,558

F1 · kind: The Issuer has adopted a "sell-to-cover" policy to satisfy the tax withholding obligations of the Reporting Person. The sales reported on this Form 4 represent the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Such sales were automatic and not at the discretion of the Reporting Person.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $1.00 to $1.02 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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March 25, 2024 Filed Mar 27, 2024 16:15 UTC
Stoica Andrei GChief Technology Officer
SaleClass A Common Stock 3,298 $1.03 $3,380.45
Disclosure

SEC source: 0001104659-24-039720 · tm249885-1_4seq1.xml · nonDerivative · entry 1

Stoica Andrei G · CIK 0001808868 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,499,336

F1 · kind: The Issuer has adopted a "sell-to-cover" policy to satisfy the tax withholding obligations of the Reporting Person. The sales reported on this Form 4 represent the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Such sales were automatic and not at the discretion of the Reporting Person.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $1.00 to $1.0575 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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March 11, 2024 Filed Mar 13, 2024 16:31 UTC
Stoica Andrei GChief Technology Officer
SaleClass A Common Stock 76,498 $1.14 $87,207.72
Disclosure

SEC source: 0001104659-24-033956 · tm248687-2_4seq1.xml · nonDerivative · entry 1

Stoica Andrei G · CIK 0001808868 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 889,675

F1 · kind: The Issuer has adopted a "sell-to-cover" policy to satisfy the tax withholding obligations of the Reporting Person. The sales reported on this Form 4 represent the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Such sales were automatic and not at the discretion of the Reporting Person.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $1.10 to $1.21 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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March 11, 2024 Filed Mar 13, 2024 20:30 UTC
Getz Heather CEVP, CFO & COO
SaleClass A Common Stock 81,448 $1.14 $92,850.72
Disclosure

SEC source: 0001104659-24-033950 · tm248687-1_4seq1.xml · nonDerivative · entry 1

Getz Heather C · CIK 0001481485 · EVP, CFO & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,435,788

F1 · kind: The Issuer has adopted a "sell-to-cover" policy to satisfy the tax withholding obligations of the Reporting Person. The sales reported on this Form 4 represent the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Such sales were automatic and not at the discretion of the Reporting Person.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $1.10 to $1.21 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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March 07, 2024 Filed Mar 11, 2024 23:37 UTC
Pfeiffenberger BrentDirector · President and CEO
GrantStock Option (right to buy) · Derivative 104,550 $0.00 Strike: $5.32 $0.00
Disclosure

SEC source: 0001062993-24-006184 · form4.xml · derivative · entry 2

Pfeiffenberger Brent · CIK 0002001162 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,550

Underlying: Common Stock · 104,550 shares

Expires 2034-03-07

F2 · derivative.exercise_date: The option vests 25% on March 7, 2025, with the remaining 75% vesting in 36 equal monthly installments, subject to the Reporting Person's continued service through each applicable vesting date.

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March 07, 2024 Filed Mar 11, 2024 23:37 UTC
Pfeiffenberger BrentDirector · President and CEO
GrantCommon Stock 17,425 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-006184 · form4.xml · nonDerivative · entry 1

Pfeiffenberger Brent · CIK 0002001162 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,470,704

F1 · security: Reflects the grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Century Therapeutics, Inc.'s (the "Company's") common stock. The RSUs vest 25% on March 7, 2025, with the remaining 75% vesting on a quarterly basis for the three years thereafter, in each case subject the Reporting Person's continued service through the applicable vesting date. The RSUs will be settled on each applicable vesting date in shares of the Company's common stock.

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March 06, 2024 Filed Mar 25, 2024 18:05 UTC
Stoica Andrei GChief Technology Officer
GrantClass A Common Stock 612,959 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-038525 · tm249494-1_4seq1.xml · nonDerivative · entry 1

Stoica Andrei G · CIK 0001808868 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,579,132

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A Common Stock upon vesting. The RSUs vest as follows: (i) 454,044 RSUs vest in three equal annual installments following March 1, 2024 and (ii) 158,915 RSUs vest in two equal annual installments following March 1, 2024, in each case subject to the Reporting Person's continued service on each such vesting date.

F2 · balance_after: Represents the number of shares owned by the Reporting Person following the reported transaction. As of the date of this filing, the Reporting Person owns 1,502,634 shares of Class A Common Stock.

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March 06, 2024 Filed Mar 25, 2024 22:06 UTC
Getz Heather CEVP, CFO & COO
GrantClass A Common Stock 1,323,529 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-038526 · tm249494-2_4seq1.xml · nonDerivative · entry 1

Getz Heather C · CIK 0001481485 · EVP, CFO & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,840,765

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A Common Stock upon vesting. The RSUs vest as follows: (i) 882,353 RSUs vest in three equal annual installments following March 1, 2024 and (ii) 441,176 RSUs vest in two equal annual installments following March 1, 2024, in each case subject to the Reporting Person's continued service on each such vesting date.

F2 · balance_after: Represents the number of shares owned by the Reporting Person following the reported transaction. As of the date of this filing, the Reporting Person owns 2,759,317 shares of Class A Common Stock.

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March 06, 2024 Filed Mar 25, 2024 22:07 UTC
DEVIVO JOSEPHDirector · President & CEO
GrantClass A Common Stock 2,895,221 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-038528 · tm249494-3_4seq1.xml · nonDerivative · entry 1

DEVIVO JOSEPH · CIK 0001258790 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,905,221

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A Common Stock upon vesting. The RSUs vest as follows: (i) 1,930,147 RSUs vest in three equal annual installments following March 1, 2024 and (ii) 965,074 RSUs vest in two equal annual installments following March 1, 2024, in each case subject to the Reporting Person's continued service on each such vesting date.

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March 05, 2024 Filed Mar 7, 2024 16:15 UTC
Stoica Andrei GChief Technology Officer
SaleClass A Common Stock 12,113 $1.15 $13,929.95
Disclosure

SEC source: 0001104659-24-031902 · tm248177-1_4seq1.xml · nonDerivative · entry 1

Stoica Andrei G · CIK 0001808868 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 966,173

F1 · kind: The Issuer has adopted a "sell-to-cover" policy to satisfy the tax withholding obligations of the Reporting Person. The sales reported on this Form 4 represent the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Such sales were automatic and not at the discretion of the Reporting Person.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $1.12 to $1.225 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
January 05, 2024 Filed Jan 9, 2024 16:12 UTC
Stoica Andrei GChief Technology Officer
SaleClass A Common Stock 35,612 $1.02 $36,324.24
Disclosure

SEC source: 0001062993-24-000697 · form4.xml · nonDerivative · entry 1

Stoica Andrei G · CIK 0001808868 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 978,286

F1 · kind: The Issuer has adopted a "sell-to-cover" policy to satisfy the tax withholding obligations of the Reporting Person. The sales reported on this Form 4 represent the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Such sales were automatic and not at the discretion of the Reporting Person.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $1.00 to $1.05 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
January 05, 2024 Filed Jan 9, 2024 21:13 UTC
Getz Heather CEVP, CFO & COO
SaleClass A Common Stock 66,142 $1.02 $67,464.84
Disclosure

SEC source: 0001062993-24-000701 · form4.xml · nonDerivative · entry 1

Getz Heather C · CIK 0001481485 · EVP, CFO & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,517,236

F1 · kind: The Issuer has adopted a "sell-to-cover" policy to satisfy the tax withholding obligations of the Reporting Person. The sales reported on this Form 4 represent the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Such sales were automatic and not at the discretion of the Reporting Person.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $1.00 to $1.05 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
December 26, 2023 Filed Dec 28, 2023 16:00 UTC
Stoica Andrei GChief Technology Officer
SaleClass A Common Stock 2,247 $1.04 $2,325.65
Disclosure

SEC source: 0001104659-23-130039 · tm2333855-1_4seq1.xml · nonDerivative · entry 1

Stoica Andrei G · CIK 0001808868 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,013,898

F1 · kind: The Issuer has adopted a "sell-to-cover" policy to satisfy the tax withholding obligations of the Reporting Person. The sales reported on this Form 4 represent the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Such sales were automatic and not at the discretion of the Reporting Person.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $1.02 to $1.06 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 16:49 UTC
Stoica Andrei GChief Technology Officer
SaleClass A Common Stock 7,935 $1.00 $7,895.33
Disclosure

SEC source: 0001104659-23-124322 · tm2332426-1_4seq1.xml · nonDerivative · entry 1

Stoica Andrei G · CIK 0001808868 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,016,145

F1 · kind: The Issuer has adopted a "sell-to-cover" policy to satisfy the tax withholding obligations of the Reporting Person. The sales reported on this Form 4 represent the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Such sales were automatic and not at the discretion of the Reporting Person.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $0.9517 to $1.04 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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October 03, 2023 Filed Oct 5, 2023 16:25 UTC
Stoica Andrei GChief Technology Officer
SaleClass A Common Stock 1,748 $1.10 $1,921.05
Disclosure

SEC source: 0001104659-23-107205 · tm2327900-1_4seq1.xml · nonDerivative · entry 1

Stoica Andrei G · CIK 0001808868 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,024,080

F1 · kind: The Issuer has adopted a "sell-to-cover" policy to satisfy the tax withholding obligations of the Reporting Person. The sales reported on this Form 4 represent the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Such sales were automatic and not at the discretion of the Reporting Person.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $1.09 to $1.10 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
September 25, 2023 Filed Sep 27, 2023 18:58 UTC
Stoica Andrei GChief Technology Officer
SaleClass A Common Stock 3,300 $1.21 $3,976.50
Disclosure

SEC source: 0001104659-23-104405 · tm2327102-1_4seq1.xml · nonDerivative · entry 1

Stoica Andrei G · CIK 0001808868 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,025,828

F1 · kind: The Issuer has adopted a "sell-to-cover" policy to satisfy the tax withholding obligations of the Reporting Person. The sales reported on this Form 4 represent the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Such sales were automatic and not at the discretion of the Reporting Person.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $1.155 to $1.225 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 16:16 UTC
Stoica Andrei GChief Technology Officer
SaleClass A Common Stock 11,674 $1.86 $21,678.62
Disclosure

SEC source: 0001104659-23-099311 · tm2325722-1_4seq1.xml · nonDerivative · entry 1

Stoica Andrei G · CIK 0001808868 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,029,128

F1 · kind: The Issuer has adopted a "sell-to-cover" policy to satisfy the tax withholding obligations of the Reporting Person. The sales reported on this Form 4 represent the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Such sales were automatic and not at the discretion of the Reporting Person.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $1.80 to $1.905 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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August 30, 2023 Filed Sep 1, 2023 12:30 UTC
DEVIVO JOSEPHDirector · President & CEO
PurchaseClass A Common Stock 10,000 $1.81 $18,100.00
Disclosure

SEC source: 0001104659-23-097494 · tm2325294-1_4.xml · nonDerivative · entry 1

DEVIVO JOSEPH · CIK 0001258790 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,010,000

Read SEC document
July 13, 2023 Filed Jul 14, 2023 21:06 UTC
Getz Heather CEVP, CFO & COO
GrantClass A Common Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-081287 · tm2321396d1_4.xml · nonDerivative · entry 1

Getz Heather C · CIK 0001481485 · EVP, CFO & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,583,378

F1 · shares: Consists of performance-based RSUs. The RSUs underlying this grant shall vest as follows: (i) one-third shall vest upon the achievement of a price for the Common Stock equal to or exceeding $3.00 per share, (ii) one-third shall vest upon the achievement of a price for the Common Stock equal to or exceeding $4.50 per share and (iii) one-third shall vest upon the achievement of a price for the Common Stock equal to or exceeding $6.00 per share. In each case, the closing stock price for 20 consecutive trading days must equal or exceed the share price targets, provided such share price is achieved prior to July 13, 2028, subject to the Reporting Person's continued service through the applicable vesting date.

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July 05, 2023 Filed Jul 6, 2023 17:40 UTC
Stoica Andrei GChief Technology Officer
SaleClass A Common Stock 45,633 $2.19 $99,845.00
Disclosure

SEC source: 0001104659-23-078833 · tm2320777-3_4seq1.xml · nonDerivative · entry 2

Stoica Andrei G · CIK 0001808868 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,040,802

F1 · kind: The Issuer has adopted a "sell-to-cover" policy to satisfy the tax withholding obligations of the Reporting Person. The sales reported on this Form 4 represent the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Such sales were automatic and intended to qualify under Rule 10b5-1.

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $2.15 to $2.315 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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July 05, 2023 Filed Jul 6, 2023 21:43 UTC
Getz Heather CEVP & Chief Financial Officer
SaleClass A Common Stock 65,577 $2.19 $143,482.48
Disclosure

SEC source: 0001104659-23-078834 · tm2320777-2_4seq1.xml · nonDerivative · entry 1

Getz Heather C · CIK 0001481485 · EVP & Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,383,378

F1 · kind: The Issuer has adopted a "sell-to-cover" policy to satisfy the tax withholding obligations of the Reporting Person. The sales reported on this Form 4 represent the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Such sales were automatic and intended to qualify under Rule 10b5-1.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $2.15 to $2.315 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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July 05, 2023 Filed Jul 6, 2023 21:44 UTC
Weiss Lawrence TCLO, GC and Corp Sec
SaleClass A Common Stock 27,655 $2.19 $60,509.14
Disclosure

SEC source: 0001104659-23-078836 · tm2320777-1_4seq1.xml · nonDerivative · entry 1

Weiss Lawrence T · CIK 0001930293 · CLO, GC and Corp Sec

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,236,838

F1 · kind: The Issuer has adopted a "sell-to-cover" policy to satisfy the tax withholding obligations of the Reporting Person. The sales reported on this Form 4 represent the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Such sales were automatic and intended to qualify under Rule 10b5-1.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $2.15 to $2.315 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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July 03, 2023 Filed Jul 6, 2023 17:40 UTC
Stoica Andrei GChief Technology Officer
SaleClass A Common Stock 1,687 $2.34 $3,940.83
Disclosure

SEC source: 0001104659-23-078833 · tm2320777-3_4seq1.xml · nonDerivative · entry 1

Stoica Andrei G · CIK 0001808868 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,086,435

F1 · kind: The Issuer has adopted a "sell-to-cover" policy to satisfy the tax withholding obligations of the Reporting Person. The sales reported on this Form 4 represent the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Such sales were automatic and intended to qualify under Rule 10b5-1.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $2.32 to $2.355 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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June 23, 2023 Filed Jun 27, 2023 19:00 UTC
Stoica Andrei GChief Technology Officer
SaleClass A Common Stock 3,362 $2.10 $7,060.20
Disclosure

SEC source: 0001104659-23-075381 · tm2319790-1_4seq1.xml · nonDerivative · entry 1

Stoica Andrei G · CIK 0001808868 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,088,122

F1 · kind: The Issuer has adopted a "sell-to-cover" policy to satisfy the tax withholding obligations of the Reporting Person. The sales reported on this Form 4 represent the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Such sales were automatic and intended to qualify under Rule 10b5-1.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $2.07 to $2.14 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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June 20, 2023 Filed Jun 22, 2023 20:31 UTC
ROTHBERG JONATHAN MDirector · 10% owner
GrantClass A Common Stock 65,789 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-073790 · tm2319416-6_4seq1.xml · nonDerivative · entry 1

ROTHBERG JONATHAN M · CIK 0001076352 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,641,924

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A common stock upon vesting. The RSUs were issued to the Reporting Person as the annual grant to nonemployee directors pursuant to the Issuer's Amended and Restated Nonemployee Director Compensation Policy for services to be rendered to the Issuer as a member of its Board of Directors. The RSUs vest in full on the date of the Issuer's 2024 Annual Stockholders Meeting, subject to the Reporting Person's continued service on the Board of Directors on such date.

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June 20, 2023 Filed Jun 22, 2023 20:31 UTC GrantClass A Common Stock 65,789 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-073792 · tm2319416-7_4seq1.xml · nonDerivative · entry 1

Schwartz Erica · CIK 0001872122 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,924

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A common stock upon vesting. The RSUs were issued to the Reporting Person as the annual grant to nonemployee directors pursuant to the Issuer's Amended and Restated Nonemployee Director Compensation Policy for services to be rendered to the Issuer as a member of its Board of Directors. The RSUs vest in full on the date of the Issuer's 2024 Annual Stockholders Meeting, subject to the Reporting Person's continued service on the Board of Directors on such date.

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June 20, 2023 Filed Jun 22, 2023 20:31 UTC GrantClass A Common Stock 65,789 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-073787 · tm2319416-4_4seq1.xml · nonDerivative · entry 1

Phanstiel S. Louise · CIK 0001471518 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,177

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A common stock upon vesting. The RSUs were issued to the Reporting Person as the annual grant to nonemployee directors pursuant to the Issuer's Amended and Restated Nonemployee Director Compensation Policy for services to be rendered to the Issuer as a member of its Board of Directors. The RSUs vest in full on the date of the Issuer's 2024 Annual Stockholders Meeting, subject to the Reporting Person's continued service on the Board of Directors on such date.

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June 20, 2023 Filed Jun 22, 2023 20:31 UTC GrantClass A Common Stock 65,789 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-073789 · tm2319416-5_4seq1.xml · nonDerivative · entry 1

ROBBINS LARRY · CIK 0001228603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,177

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A common stock upon vesting. The RSUs were issued to the Reporting Person as the annual grant to nonemployee directors pursuant to the Issuer's Amended and Restated Nonemployee Director Compensation Policy for services to be rendered to the Issuer as a member of its Board of Directors. The RSUs vest in full on the date of the Issuer's 2024 Annual Stockholders Meeting, subject to the Reporting Person's continued service on the Board of Directors on such date.

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June 20, 2023 Filed Jun 22, 2023 20:30 UTC GrantClass A Common Stock 65,789 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-073785 · tm2319416-2_4seq1.xml · nonDerivative · entry 1

Edelman Elazer R · CIK 0001662771 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,118

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A common stock upon vesting. The RSUs were issued to the Reporting Person as the annual grant to nonemployee directors pursuant to the Issuer's Amended and Restated Nonemployee Director Compensation Policy for services to be rendered to the Issuer as a member of its Board of Directors. The RSUs vest in full on the date of the Issuer's 2024 Annual Stockholders Meeting, subject to the Reporting Person's continued service on the Board of Directors on such date.

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June 20, 2023 Filed Jun 22, 2023 20:30 UTC GrantClass A Common Stock 65,789 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-073786 · tm2319416-3_4seq1.xml · nonDerivative · entry 1

Pettiti Gianluca · CIK 0001844600 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,191

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A common stock upon vesting. The RSUs were issued to the Reporting Person as the annual grant to nonemployee directors pursuant to the Issuer's Amended and Restated Nonemployee Director Compensation Policy for services to be rendered to the Issuer as a member of its Board of Directors. The RSUs vest in full on the date of the Issuer's 2024 Annual Stockholders Meeting, subject to the Reporting Person's continued service on the Board of Directors on such date.

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June 20, 2023 Filed Jun 22, 2023 20:30 UTC
Carfora DawnDirector
GrantClass A Common Stock 65,789 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-073783 · tm2319416-1_4seq1.xml · nonDerivative · entry 1

Carfora Dawn · CIK 0001842799 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,186

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A common stock upon vesting. The RSUs were issued to the Reporting Person as the annual grant to nonemployee directors pursuant to the Issuer's Amended and Restated Nonemployee Director Compensation Policy for services to be rendered to the Issuer as a member of its Board of Directors. The RSUs vest in full on the date of the Issuer's 2024 Annual Stockholders Meeting, subject to the Reporting Person's continued service on the Board of Directors on such date.

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June 20, 2023 Filed Jun 27, 2023 23:00 UTC Amendment GrantClass A Common Stock 65,789 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-075382 · tm2319790-2_4aseq1.xml · nonDerivative · entry 1

ROBBINS LARRY · CIK 0001228603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,177

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A common stock upon vesting. The RSUs were issued to the Reporting Person as the annual grant to nonemployee directors pursuant to the Issuer's Amended and Restated Nonemployee Director Compensation Policy for services to be rendered to the Issuer as a member of its Board of Directors. The RSUs vest in full on the date of the Issuer's 2024 Annual Stockholders Meeting, subject to the Reporting Person's continued service on the Board of Directors on such date.

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June 06, 2023 Filed Jun 8, 2023 16:15 UTC
Stoica Andrei GChief Technology Officer
SaleClass A Common Stock 11,661 $2.25 $26,268.73
Disclosure

SEC source: 0001104659-23-069392 · tm2318169-1_4seq1.xml · nonDerivative · entry 1

Stoica Andrei G · CIK 0001808868 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,091,484

F1 · kind: The Issuer has adopted a "sell-to-cover" policy to satisfy the tax withholding obligations of the Reporting Person. The sales reported on this Form 4 represent the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Such sales were automatic and intended to qualify under Rule 10b5-1.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $2.185 to $2.295 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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May 24, 2023 Filed May 26, 2023 20:17 UTC
Weiss Lawrence TCLO, GC and Corp Sec
SaleClass A Common Stock 52,296 $2.22 $116,076.20
Disclosure

SEC source: 0001104659-23-065477 · tm2317164-1_4seq1.xml · nonDerivative · entry 1

Weiss Lawrence T · CIK 0001930293 · CLO, GC and Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,264,493

F1 · kind: The Issuer has adopted a "sell-to-cover" policy to satisfy the tax withholding obligations of the Reporting Person. The sales reported on this Form 4 represent the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Such sales were automatic and intended to qualify under Rule 10b5-1.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $2.16 to $2.28 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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May 03, 2023 Filed May 5, 2023 20:15 UTC
Getz Heather CEVP & Chief Financial Officer
SaleClass A Common Stock 64,536 $1.98 $127,523.14
Disclosure

SEC source: 0001140361-23-023212 · form4.xml · nonDerivative · entry 1

Getz Heather C · CIK 0001481485 · EVP & Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,448,955

F1 · kind: The Issuer has adopted a "sell-to-cover" policy to satisfy the tax withholding obligations of the Reporting Person. The sales reported on this Form 4 represent the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Such sales were automatic and intended to qualify under Rule 10b5-1.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $1.91 to $2.025 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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April 24, 2023 Filed Apr 26, 2023 20:02 UTC
DEVIVO JOSEPHDirector · President & CEO
GrantClass A Common Stock 1,600,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-020558 · form4.xml · nonDerivative · entry 2

DEVIVO JOSEPH · CIK 0001258790 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000,000

F2 · shares: Consists of performance-based RSUs. The RSUs underlying this grant shall vest as follows: (i) one-third shall vest upon the achievement of a price for the Common Stock equal to or exceeding $3.00 per share, (ii) one-third shall vest upon the achievement of a price for the Common Stock equal to or exceeding $4.50 per share and (iii) one-third shall vest upon the achievement of a price for the Common Stock equal to or exceeding $6.00 per share. In each case, the closing stock price for 20 consecutive trading days must equal or exceed the share price targets, provided such share price is achieved prior to April 24, 2028, subject to the Reporting Person's continued service through the applicable vesting date.

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April 24, 2023 Filed Apr 26, 2023 20:02 UTC
DEVIVO JOSEPHDirector · President & CEO
GrantClass A Common Stock 2,400,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-020558 · form4.xml · nonDerivative · entry 1

DEVIVO JOSEPH · CIK 0001258790 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,400,000

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of Class A Common Stock ("Common Stock") upon vesting. One-third of the RSUs underlying this grant vest on April 24, 2023, and the remainder shall vest on a pro rata annual basis over the next two years, subject to the Reporting Person's continued service through the applicable vesting date.

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March 31, 2023 Filed Apr 3, 2023 11:40 UTC
Stoica Andrei GChief Technology Officer
SaleClass A Common Stock 1,200 $1.65 $1,980.00
Disclosure

SEC source: 0001562180-23-003214 · primarydocument.xml · nonDerivative · entry 1

Stoica Andrei G · CIK 0001808868 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,103,145

F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units that were granted on July 19, 2021.

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March 23, 2023 Filed Mar 24, 2023 17:09 UTC
Stoica Andrei GChief Technology Officer
SaleClass A Common Stock 9,239 $1.95 $18,011.43
Disclosure

SEC source: 0001562180-23-003114 · primarydocument.xml · nonDerivative · entry 1

Stoica Andrei G · CIK 0001808868 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,104,345

F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units that were granted on March 22, 2022.

F2 · shares: Represents the weighted average sales price per share. The shares sold at prices ranging from $1.92 to $1.975 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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March 06, 2023 Filed Mar 7, 2023 11:02 UTC
Stoica Andrei GChief Technology Officer
SaleClass A Common Stock 31,965 $2.25 $71,892.48
Disclosure

SEC source: 0001562180-23-002532 · primarydocument.xml · nonDerivative · entry 1

Stoica Andrei G · CIK 0001808868 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,113,584

F1 · kind: The sales reported in this Form 4 were effected to cover tax withholding obligations in connection with the vesting of restricted stock units that were granted on March 4, 2022.

F2 · shares: Represents the weighted average sales price per share. The shares sold at prices ranging from $2.19 to $2.42 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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March 01, 2023 Filed Mar 3, 2023 16:50 UTC
Stoica Andrei GChief Technology Officer
GrantClass A Common Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-002408 · primarydocument.xml · nonDerivative · entry 2

Stoica Andrei G · CIK 0001808868 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,145,549

F2 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 33.33% on each anniversary of the grant date, subject to Dr. Stoica's continued service through the applicable vesting date.

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March 01, 2023 Filed Mar 3, 2023 16:50 UTC
Stoica Andrei GChief Technology Officer
GrantClass A Common Stock 190,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-002408 · primarydocument.xml · nonDerivative · entry 1

Stoica Andrei G · CIK 0001808868 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 645,549

F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one share of common stock upon vesting. The RSUs vest as to 50% on July 1, 2023 with the remainder vesting on January 1, 2024, subject to Dr. Stoica's continued service through the applicable vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.