BE

SEC source: 0001209191-20-005261 · doc4.xml · nonDerivative · entry 5

Powell Colin · CIK 0001603044 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 461,649

F5 · kind: Transfer of shares to reporting person's revocable trust.

F4 · ownership.nature: Held by The Colin L. Powell Revocable Trust U/A DTD 01/26/2006, of which the reporting person is a trustee.

SEC source: 0001209191-20-005261 · doc4.xml · nonDerivative · entry 4

Powell Colin · CIK 0001603044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,734

SEC source: 0001209191-20-005568 · doc4.xml · derivative · entry 11

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,893

Underlying: Class A common stock · 39,893 shares

Expires 2028-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement.

F10 · derivative.exercise_date: The RSUs vest in equal installments every six months over two years from July 25, 2018, the date of grant.

SEC source: 0001209191-20-005568 · doc4.xml · derivative · entry 10

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 6,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · kind: Conversion of a derivative security pursuant to its terms.

F7 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F7 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

SEC source: 0001209191-20-005568 · doc4.xml · derivative · entry 9

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,666

Underlying: Class A common stock · 6,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F7 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F7 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

SEC source: 0001209191-20-005568 · doc4.xml · derivative · entry 8

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B common stock · 6,666 shares

Expires 2026-01-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.

F8 · derivative.exercise_date: These RSUs vest 50% on January 25, 2019 and 50% on January 25, 2020.

SEC source: 0001209191-20-005568 · doc4.xml · derivative · entry 7

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 13,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · kind: Conversion of a derivative security pursuant to its terms.

F7 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F7 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

SEC source: 0001209191-20-005568 · doc4.xml · derivative · entry 6

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,333

Underlying: Class A common stock · 13,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F7 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F7 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

SEC source: 0001209191-20-005568 · doc4.xml · derivative · entry 5

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,666

Underlying: Class B common stock · 13,333 shares

Expires 2026-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.

F6 · derivative.exercise_date: The RSUs vest 34% on January 25, 2019 and the remaining in two equal installments on January 25, 2020 and 2021.

SEC source: 0001209191-20-005568 · doc4.xml · nonDerivative · entry 3

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Delivery of the shares in settlement of the vested RSUs was deferred to January 28, 2020.

SEC source: 0001209191-20-005568 · doc4.xml · nonDerivative · entry 2

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Conversion of a derivative security pursuant to its terms.

F2 · shares: Delivery of the shares in settlement of the vested RSUs was deferred to January 28, 2020.

SEC source: 0001209191-20-005568 · doc4.xml · nonDerivative · entry 1

SODERBERG SHAWN MARIE · CIK 0001591851 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Conversion of a derivative security pursuant to its terms.

F2 · shares: Delivery of the shares in settlement of the vested RSUs was deferred to January 28, 2020.

SEC source: 0001209191-20-005264 · doc4.xml · nonDerivative · entry 4

FURR RANDY W · CIK 0001245699 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,769

F2 · kind: Sales of shares to satisfy tax withholding obligations incurred in connection with the vesting of restricted stock units. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $8.10 to $8.77. The price reported above reflects the weighted average sales price. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001209191-20-005266 · doc4.xml · nonDerivative · entry 4

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,829

F2 · kind: Sale of shares to cover taxes incurred as a result of the vesting of the RSUs, in accordance with Rule 10b5-1 trading plan entered into by reporting person.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $8.09 to $8.77, inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001209191-20-005271 · doc4.xml · nonDerivative · entry 4

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,812

F2 · kind: The number of shares required to cover tax withholding obligations incurred upon vesting of the RSUs were sold and the proceeds of sale were tendered to the issuer in payment of applicable taxes.

F3 · price: he price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.27 to $8.40, inclusive. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

SEC source: 0001209191-20-005263 · doc4.xml · derivative · entry 2

BUSH MARY K · CIK 0001041956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,800

Underlying: Class A common stock · 15,800 shares

Expires not disclosed

F3 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F3 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F3 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

SEC source: 0001209191-20-005263 · doc4.xml · derivative · entry 1

BUSH MARY K · CIK 0001041956 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,800

Underlying: Class B common stock · 15,800 shares

Expires 2028-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs vest over two years at six-month intervals from the vesting commencement date.

SEC source: 0001209191-20-005261 · doc4.xml · derivative · entry 8

Powell Colin · CIK 0001603044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 25,825 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: All of the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the occurrence of certain events. In addition, the Class B common stock may be converted into shares of Class A common stock at the election of the holder.

F3 · kind: Conversion of a derivative security in accordance with its terms.

F8 · derivative.exercise_date: All of the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the occurrence of certain events. In addition, the Class B common stock may be converted into shares of Class A common stock at the election of the holder.

F8 · derivative.expiration_date: All of the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the occurrence of certain events. In addition, the Class B common stock may be converted into shares of Class A common stock at the election of the holder.

SEC source: 0001209191-20-005261 · doc4.xml · derivative · entry 7

Powell Colin · CIK 0001603044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,825

Underlying: Class A common stock · 25,825 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: All of the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the occurrence of certain events. In addition, the Class B common stock may be converted into shares of Class A common stock at the election of the holder.

F8 · derivative.exercise_date: All of the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the occurrence of certain events. In addition, the Class B common stock may be converted into shares of Class A common stock at the election of the holder.

F8 · derivative.expiration_date: All of the outstanding shares of Class B common stock will convert automatically into shares of Class A common stock upon the occurrence of certain events. In addition, the Class B common stock may be converted into shares of Class A common stock at the election of the holder.

SEC source: 0001209191-20-005261 · doc4.xml · derivative · entry 6

Powell Colin · CIK 0001603044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,825

Underlying: Class B common stock · 25,825 shares

Expires 2028-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B common stock.

F7 · derivative.exercise_date: The RSUs vest over two years at six-month intervals from the vesting commencement date.

SEC source: 0001209191-20-005261 · doc4.xml · nonDerivative · entry 3

Powell Colin · CIK 0001603044 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 450,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Conversion of a derivative security in accordance with its terms.

F4 · ownership.nature: Held by The Colin L. Powell Revocable Trust U/A DTD 01/26/2006, of which the reporting person is a trustee.

SEC source: 0001209191-20-005264 · doc4.xml · derivative · entry 11

FURR RANDY W · CIK 0001245699 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,683

Underlying: Class A common stock · 98,684 shares

Expires 2028-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement.

F9 · derivative.exercise_date: The RSUs vest in equal installments every six months over two years from July 25, 2018, the date of grant.

SEC source: 0001209191-20-005264 · doc4.xml · derivative · entry 10

FURR RANDY W · CIK 0001245699 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,375

Underlying: Class A common stock · 6,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · kind: Conversion of a derivative security pursuant to its terms.

F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

SEC source: 0001209191-20-005264 · doc4.xml · derivative · entry 9

FURR RANDY W · CIK 0001245699 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,375

Underlying: Class A common stock · 6,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

SEC source: 0001209191-20-005264 · doc4.xml · derivative · entry 8

FURR RANDY W · CIK 0001245699 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,375

Underlying: Class B common stock · 6,375 shares

Expires 2026-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.

F7 · derivative.exercise_date: These RSUs vest 34% on Jan 25, 2019 and the remaining in two equal installments on the one year anniversaries of this date.

SEC source: 0001209191-20-005264 · doc4.xml · derivative · entry 7

FURR RANDY W · CIK 0001245699 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 6,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · kind: Conversion of a derivative security pursuant to its terms.

F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

SEC source: 0001209191-20-005264 · doc4.xml · derivative · entry 6

FURR RANDY W · CIK 0001245699 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,666

Underlying: Class A common stock · 6,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

SEC source: 0001209191-20-005264 · doc4.xml · derivative · entry 5

FURR RANDY W · CIK 0001245699 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,666

Underlying: Class B common stock · 6,666 shares

Expires 2026-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.

F5 · derivative.exercise_date: These RSUs vest 34% on Jan 25, 2019 and the remaining in two equal installments on the one year anniversaries of this date.

SEC source: 0001209191-20-005264 · doc4.xml · nonDerivative · entry 3

FURR RANDY W · CIK 0001245699 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-005264 · doc4.xml · nonDerivative · entry 2

FURR RANDY W · CIK 0001245699 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Conversion of a derivative security pursuant to its terms.

SEC source: 0001209191-20-005264 · doc4.xml · nonDerivative · entry 1

FURR RANDY W · CIK 0001245699 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Conversion of a derivative security pursuant to its terms.

SEC source: 0001209191-20-005266 · doc4.xml · derivative · entry 12

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,711

Underlying: Class A common stock · 91,712 shares

Expires 2028-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement.

F9 · derivative.exercise_date: The RSUs vest in equal installments every six months over two years from July 25, 2018, the date of grant.

SEC source: 0001209191-20-005266 · doc4.xml · derivative · entry 11

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 14,538 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · kind: Conversion of a derivative security pursuant to its terms.

F7 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F7 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

SEC source: 0001209191-20-005266 · doc4.xml · derivative · entry 10

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,538

Underlying: Class A common stock · 14,538 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F7 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F7 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

SEC source: 0001209191-20-005266 · doc4.xml · derivative · entry 9

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,538

Underlying: Class B common stock · 14,538 shares

Expires 2026-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.

F6 · derivative.exercise_date: The RSUs vest 34% on January 25, 2019 and the remaining RSUs vest in two equal installments on each of January 25, 2020 and January 25, 2021.

SEC source: 0001209191-20-005266 · doc4.xml · derivative · entry 8

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 8,888 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · kind: Conversion of a derivative security pursuant to its terms.

F7 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F7 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

SEC source: 0001209191-20-005266 · doc4.xml · derivative · entry 7

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,888

Underlying: Class A common stock · 8,888 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F7 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F7 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

SEC source: 0001209191-20-005266 · doc4.xml · derivative · entry 6

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,888

Underlying: Class B common stock · 8,888 shares

Expires 2026-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.

F6 · derivative.exercise_date: The RSUs vest 34% on January 25, 2019 and the remaining RSUs vest in two equal installments on each of January 25, 2020 and January 25, 2021.

F7 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

SEC source: 0001209191-20-005266 · doc4.xml · nonDerivative · entry 3

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-005266 · doc4.xml · nonDerivative · entry 2

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Conversion of a derivative security pursuant to its terms.

SEC source: 0001209191-20-005266 · doc4.xml · nonDerivative · entry 1

Venkataraman Swaminathan · CIK 0001746127 · EVP of Engineering and CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Conversion of a derivative security pursuant to its terms.

SEC source: 0001209191-20-005271 · doc4.xml · derivative · entry 13

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 9,777 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · kind: Conversion of a derivative security pursuant to its terms.

F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

SEC source: 0001209191-20-005271 · doc4.xml · derivative · entry 12

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,777

Underlying: Class A common stock · 9,777 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

SEC source: 0001209191-20-005271 · doc4.xml · derivative · entry 11

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,777

Underlying: Class B common stock · 9,777 shares

Expires 2026-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.

F8 · derivative.exercise_date: These RSUs vest 34% on Jan 25, 2019 and the remaining in two equal installments on the one year anniversaries of this date

SEC source: 0001209191-20-005271 · doc4.xml · derivative · entry 10

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 3,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · kind: Conversion of a derivative security pursuant to its terms.

F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

SEC source: 0001209191-20-005271 · doc4.xml · derivative · entry 9

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Underlying: Class A common stock · 3,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

SEC source: 0001209191-20-005271 · doc4.xml · derivative · entry 8

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Underlying: Class B common stock · 3,333 shares

Expires 2025-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.

F7 · derivative.exercise_date: The RSUs vest in equal installments every six months over two years from July 25, 2018, the date of grant.

SEC source: 0001209191-20-005271 · doc4.xml · derivative · entry 7

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 52,318 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F1 · kind: Conversion of a derivative security pursuant to its terms.

F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

SEC source: 0001209191-20-005271 · doc4.xml · derivative · entry 6

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,318

Underlying: Class A common stock · 52,318 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

SEC source: 0001209191-20-005271 · doc4.xml · derivative · entry 5

Brennan Susan Seilheimer · CIK 0001745993 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,318

Underlying: Class B common stock · 52,318 shares

Expires 2028-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.

F5 · derivative.exercise_date: The RSUs vest in equal installments every six months over two years from July 25, 2018, the date of grant.