Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2019 Filed Feb 4, 2019 23:52 UTC |
Zhao DavidPortfolio Manager
|
GrantPhantom Shares · Derivative | 6,695.17 | $8.48 | $56,775.04 |
DisclosureSEC source: 0001209191-19-007083 · doc4.xml · derivative · entry 3 Zhao David · CIK 0001701055 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,695.17 Underlying: Common Stock · 6,695.17 shares Expires not disclosed F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 23:52 UTC |
Zhao DavidPortfolio Manager
|
Disposition to issuerCommon Stock | 2,067.98 | $8.48 | $17,536.47 |
DisclosureSEC source: 0001209191-19-007083 · doc4.xml · nonDerivative · entry 2 Zhao David · CIK 0001701055 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 23:52 UTC |
Zhao DavidPortfolio Manager
|
Exercise / conversionCommon Stock | 2,067.98 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-007083 · doc4.xml · nonDerivative · entry 1 Zhao David · CIK 0001701055 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,067.98 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 16, 2019 Filed Jan 17, 2019 10:09 UTC |
GABBAY HENRYDirector
|
PurchaseCommon Stock | 140 | $8.26 | $1,156.40 |
DisclosureSEC source: 0001209191-19-004012 · doc4.xml · nonDerivative · entry 1 GABBAY HENRY · CIK 0001059243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150 Read SEC document |
| January 15, 2019 Filed Jan 16, 2019 11:09 UTC |
GABBAY HENRYDirector
|
PurchaseCommon Stock | 10 | $8.22 | $82.20 |
DisclosureSEC source: 0001209191-19-003842 · doc4.xml · nonDerivative · entry 1 GABBAY HENRY · CIK 0001059243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10 Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 10:43 UTC |
CAVANAGH RICHARDDirector
|
GrantPerformance Rights · Derivative | 320.54 | $8.25 | $2,644.46 |
DisclosureSEC source: 0001209191-19-004065 · doc4.xml · derivative · entry 1 CAVANAGH RICHARD · CIK 0001075522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,091.14 Underlying: Common Stock · 320.54 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 10:50 UTC |
ROBARDS KAREN PDirector
|
GrantPerformance Rights · Derivative | 64.81 | $8.25 | $534.68 |
DisclosureSEC source: 0001209191-19-004081 · doc4.xml · derivative · entry 1 ROBARDS KAREN P · CIK 0001141903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,821.55 Underlying: Common Stock · 64.81 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 15:46 UTC |
KESTER W CARLDirector
|
GrantPerformance Rights · Derivative | 140.9 | $8.25 | $1,162.43 |
DisclosureSEC source: 0001209191-19-004073 · doc4.xml · derivative · entry 1 KESTER W CARL · CIK 0001141904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,964.58 Underlying: Common Stock · 140.9 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 10:48 UTC |
Lynch Catherine A.Director
|
GrantPerformance Rights · Derivative | 152.17 | $8.25 | $1,255.40 |
DisclosureSEC source: 0001209191-19-004077 · doc4.xml · derivative · entry 1 Lynch Catherine A. · CIK 0001668396 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,918.6 Underlying: Common Stock · 152.17 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 10:41 UTC |
Castellano Michael JDirector
|
GrantPerformance Rights · Derivative | 342.38 | $8.25 | $2,824.64 |
DisclosureSEC source: 0001209191-19-004061 · doc4.xml · derivative · entry 1 Castellano Michael J · CIK 0001326138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,083.86 Underlying: Common Stock · 342.38 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 15:45 UTC |
HUBBARD ROBERT GLENNDirector
|
GrantPerformance Rights · Derivative | 528.36 | $8.25 | $4,358.97 |
DisclosureSEC source: 0001209191-19-004069 · doc4.xml · derivative · entry 1 HUBBARD ROBERT GLENN · CIK 0001283051 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,039.7 Underlying: Common Stock · 528.36 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| December 18, 2018 Filed Dec 19, 2018 16:19 UTC |
McClements KylePortfolio Manager
|
PurchaseCommon Stock | 1,400 | $7.78 | $10,896.20 |
DisclosureSEC source: 0001209191-18-063471 · doc4.xml · nonDerivative · entry 1 McClements Kyle · CIK 0001320768 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,516.85 Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 16:21 UTC |
CAVANAGH RICHARDDirector
|
Exercise / conversionPerformance Rights · Derivative | 251.81 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-062714 · doc4.xml · derivative · entry 3 CAVANAGH RICHARD · CIK 0001075522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,642.89 Underlying: Common Stock · 251.81 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan ("Plan"). F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_price: The Reporting Person is deemed to have disposed of the Performance Rights as a result of the liquidation of certain funds participating in the Plan. F2 · price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F1 · derivative.exercise_date: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan ("Plan"). F2 · derivative.exercise_date: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Reporting Person is deemed to have disposed of the Performance Rights as a result of the liquidation of certain funds participating in the Plan. F1 · derivative.expiration_date: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan ("Plan"). F2 · derivative.expiration_date: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.expiration_date: The Reporting Person is deemed to have disposed of the Performance Rights as a result of the liquidation of certain funds participating in the Plan. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 16:21 UTC |
CAVANAGH RICHARDDirector
|
Disposition to issuerCommon Stock | 251.81 | $8.18 | $2,059.81 |
DisclosureSEC source: 0001209191-18-062714 · doc4.xml · nonDerivative · entry 2 CAVANAGH RICHARD · CIK 0001075522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 555 F1 · price: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan ("Plan"). F2 · price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · price: The Reporting Person is deemed to have disposed of the Performance Rights as a result of the liquidation of certain funds participating in the Plan. F4 · balance_after: As of April 30, 2018. This figure does not include shares obtained through dividend reinvestment through the date of this filing. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 16:21 UTC |
CAVANAGH RICHARDDirector
|
Exercise / conversionCommon Stock | 251.81 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-062714 · doc4.xml · nonDerivative · entry 1 CAVANAGH RICHARD · CIK 0001075522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 806.81 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan ("Plan"). F2 · price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · price: The Reporting Person is deemed to have disposed of the Performance Rights as a result of the liquidation of certain funds participating in the Plan. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 16:40 UTC |
FABOZZI FRANKDirector
|
Exercise / conversionPerformance Rights · Derivative | 231.05 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-062740 · doc4.xml · derivative · entry 3 FABOZZI FRANK · CIK 0001075524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,593.18 Underlying: Common Stock · 231.05 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan ("Plan"). F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_price: The Reporting Person is deemed to have disposed of the Performance Rights as a result of the liquidation of certain funds participating in the Plan. F2 · price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F1 · derivative.exercise_date: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan ("Plan"). F2 · derivative.exercise_date: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Reporting Person is deemed to have disposed of the Performance Rights as a result of the liquidation of certain funds participating in the Plan. F1 · derivative.expiration_date: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan ("Plan"). F2 · derivative.expiration_date: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.expiration_date: The Reporting Person is deemed to have disposed of the Performance Rights as a result of the liquidation of certain funds participating in the Plan. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 16:40 UTC |
FABOZZI FRANKDirector
|
Disposition to issuerCommon Stock | 231.05 | $8.18 | $1,889.99 |
DisclosureSEC source: 0001209191-18-062740 · doc4.xml · nonDerivative · entry 2 FABOZZI FRANK · CIK 0001075524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 781 F1 · price: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan ("Plan"). F2 · price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · price: The Reporting Person is deemed to have disposed of the Performance Rights as a result of the liquidation of certain funds participating in the Plan. F4 · balance_after: As of April 30, 2018. This figure does not include shares obtained through dividend reinvestment through the date of this filing. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 16:40 UTC |
FABOZZI FRANKDirector
|
Exercise / conversionCommon Stock | 231.05 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-062740 · doc4.xml · nonDerivative · entry 1 FABOZZI FRANK · CIK 0001075524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,012.05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan ("Plan"). F2 · price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · price: The Reporting Person is deemed to have disposed of the Performance Rights as a result of the liquidation of certain funds participating in the Plan. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 21:51 UTC |
HUBBARD ROBERT GLENNDirector
|
Exercise / conversionPerformance Rights · Derivative | 658.9 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-062757 · doc4.xml · derivative · entry 3 HUBBARD ROBERT GLENN · CIK 0001283051 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,297.15 Underlying: Common Stock · 658.9 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan ("Plan"). F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_price: The Reporting Person is deemed to have disposed of the Performance Rights as a result of the liquidation of certain funds participating in the Plan. F2 · price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F1 · derivative.exercise_date: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan ("Plan"). F2 · derivative.exercise_date: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Reporting Person is deemed to have disposed of the Performance Rights as a result of the liquidation of certain funds participating in the Plan. F1 · derivative.expiration_date: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan ("Plan"). F2 · derivative.expiration_date: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.expiration_date: The Reporting Person is deemed to have disposed of the Performance Rights as a result of the liquidation of certain funds participating in the Plan. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 21:51 UTC |
HUBBARD ROBERT GLENNDirector
|
Disposition to issuerCommon Stock | 658.9 | $8.18 | $5,389.80 |
DisclosureSEC source: 0001209191-18-062757 · doc4.xml · nonDerivative · entry 2 HUBBARD ROBERT GLENN · CIK 0001283051 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,396 F1 · price: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan ("Plan"). F2 · price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · price: The Reporting Person is deemed to have disposed of the Performance Rights as a result of the liquidation of certain funds participating in the Plan. F4 · balance_after: As of April 30, 2018. This figure does not include shares obtained through dividend reinvestment through the date of this filing. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 21:51 UTC |
HUBBARD ROBERT GLENNDirector
|
Exercise / conversionCommon Stock | 658.9 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-062757 · doc4.xml · nonDerivative · entry 1 HUBBARD ROBERT GLENN · CIK 0001283051 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,054.9 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan ("Plan"). F2 · price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · price: The Reporting Person is deemed to have disposed of the Performance Rights as a result of the liquidation of certain funds participating in the Plan. Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 16:32 UTC |
McClements KylePortfolio Manager
|
PurchaseCommon Stock | 1,300 | $8.36 | $10,868.00 |
DisclosureSEC source: 0001209191-18-061780 · doc4.xml · nonDerivative · entry 1 McClements Kyle · CIK 0001320768 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,723.434 Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 12:21 UTC |
CAVANAGH RICHARDDirector
|
GrantPerformance Rights · Derivative | 446.53 | $8.88 | $3,965.19 |
DisclosureSEC source: 0001209191-18-055243 · doc4.xml · derivative · entry 1 CAVANAGH RICHARD · CIK 0001075522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,658.02 Underlying: Common Stock · 446.53 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 16:28 UTC |
KESTER W CARLDirector
|
GrantPerformance Rights · Derivative | 131.21 | $8.88 | $1,165.14 |
DisclosureSEC source: 0001209191-18-055260 · doc4.xml · derivative · entry 1 KESTER W CARL · CIK 0001141904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,477.74 Underlying: Common Stock · 131.21 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 12:36 UTC |
ROBARDS KAREN PDirector
|
GrantPerformance Rights · Derivative | 68.07 | $8.88 | $604.46 |
DisclosureSEC source: 0001209191-18-055276 · doc4.xml · derivative · entry 1 ROBARDS KAREN P · CIK 0001141903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,494.97 Underlying: Common Stock · 68.07 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 12:33 UTC |
Lynch Catherine A.Director
|
GrantPerformance Rights · Derivative | 203.38 | $8.88 | $1,806.01 |
DisclosureSEC source: 0001209191-18-055268 · doc4.xml · derivative · entry 1 Lynch Catherine A. · CIK 0001668396 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,737.08 Underlying: Common Stock · 203.38 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 12:19 UTC |
Castellano Michael JDirector
|
GrantPerformance Rights · Derivative | 305.06 | $8.88 | $2,708.93 |
DisclosureSEC source: 0001209191-18-055242 · doc4.xml · derivative · entry 1 Castellano Michael J · CIK 0001326138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,513.19 Underlying: Common Stock · 305.06 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| October 15, 2018 Filed Oct 17, 2018 16:25 UTC |
HUBBARD ROBERT GLENNDirector
|
GrantPerformance Rights · Derivative | 512.54 | $8.88 | $4,551.36 |
DisclosureSEC source: 0001209191-18-055252 · doc4.xml · derivative · entry 1 HUBBARD ROBERT GLENN · CIK 0001283051 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,556.54 Underlying: Common Stock · 512.54 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 09:23 UTC |
CAVANAGH RICHARDDirector
|
GrantPerformance Rights · Derivative | 435.74 | $9.14 | $3,982.66 |
DisclosureSEC source: 0001209191-18-042723 · doc4.xml · derivative · entry 1 CAVANAGH RICHARD · CIK 0001075522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,899.88 Underlying: Common Stock · 435.74 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 13:31 UTC |
KESTER W CARLDirector
|
GrantPerformance Rights · Derivative | 128.04 | $9.14 | $1,170.29 |
DisclosureSEC source: 0001209191-18-042739 · doc4.xml · derivative · entry 1 KESTER W CARL · CIK 0001141904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,047.63 Underlying: Common Stock · 128.04 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 09:39 UTC |
ROBARDS KAREN PDirector
|
GrantPerformance Rights · Derivative | 66.42 | $9.14 | $607.08 |
DisclosureSEC source: 0001209191-18-042756 · doc4.xml · derivative · entry 1 ROBARDS KAREN P · CIK 0001141903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,200.27 Underlying: Common Stock · 66.42 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 09:35 UTC |
Lynch Catherine A.Director
|
GrantPerformance Rights · Derivative | 198.46 | $9.14 | $1,813.92 |
DisclosureSEC source: 0001209191-18-042747 · doc4.xml · derivative · entry 1 Lynch Catherine A. · CIK 0001668396 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,511.17 Underlying: Common Stock · 198.46 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 09:20 UTC |
Castellano Michael JDirector
|
GrantPerformance Rights · Derivative | 297.7 | $9.14 | $2,720.98 |
DisclosureSEC source: 0001209191-18-042715 · doc4.xml · derivative · entry 1 Castellano Michael J · CIK 0001326138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,014.09 Underlying: Common Stock · 297.7 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| July 13, 2018 Filed Jul 17, 2018 13:27 UTC |
HUBBARD ROBERT GLENNDirector
|
GrantPerformance Rights · Derivative | 500.16 | $9.14 | $4,571.46 |
DisclosureSEC source: 0001209191-18-042731 · doc4.xml · derivative · entry 1 HUBBARD ROBERT GLENN · CIK 0001283051 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,514.49 Underlying: Common Stock · 500.16 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| May 31, 2018 Filed May 31, 2018 19:49 UTC |
Egan CynthiaDirector
|
PurchaseCommon Stock | 10,870 | $9.16 | $99,581.16 |
DisclosureSEC source: 0001209191-18-034334 · doc4.xml · nonDerivative · entry 1 Egan Cynthia · CIK 0001584240 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,870 F1 · price: This transaction was executed in multiple trades at prices ranging from $9.155 to $9.17; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. Read SEC document |
| April 13, 2018 Filed Apr 17, 2018 09:21 UTC |
CAVANAGH RICHARDDirector
|
GrantPerformance Rights · Derivative | 452.58 | $8.82 | $3,991.76 |
DisclosureSEC source: 0001209191-18-025072 · doc4.xml · derivative · entry 1 CAVANAGH RICHARD · CIK 0001075522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,151.42 Underlying: Common Stock · 452.58 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| April 13, 2018 Filed Apr 17, 2018 13:27 UTC |
KESTER W CARLDirector
|
GrantPerformance Rights · Derivative | 132.99 | $8.82 | $1,172.97 |
DisclosureSEC source: 0001209191-18-025088 · doc4.xml · derivative · entry 1 KESTER W CARL · CIK 0001141904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,615.18 Underlying: Common Stock · 132.99 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| April 13, 2018 Filed Apr 17, 2018 09:33 UTC |
ROBARDS KAREN PDirector
|
GrantPerformance Rights · Derivative | 68.99 | $8.82 | $608.49 |
DisclosureSEC source: 0001209191-18-025104 · doc4.xml · derivative · entry 1 ROBARDS KAREN P · CIK 0001141903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,902.58 Underlying: Common Stock · 68.99 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| April 13, 2018 Filed Apr 17, 2018 09:30 UTC |
Lynch Catherine A.Director
|
GrantPerformance Rights · Derivative | 206.13 | $8.82 | $1,818.07 |
DisclosureSEC source: 0001209191-18-025096 · doc4.xml · derivative · entry 1 Lynch Catherine A. · CIK 0001668396 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,292.65 Underlying: Common Stock · 206.13 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| April 13, 2018 Filed Apr 17, 2018 09:19 UTC |
Castellano Michael JDirector
|
GrantPerformance Rights · Derivative | 309.2 | $8.82 | $2,727.14 |
DisclosureSEC source: 0001209191-18-025064 · doc4.xml · derivative · entry 1 Castellano Michael J · CIK 0001326138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,522.06 Underlying: Common Stock · 309.2 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| April 13, 2018 Filed Apr 17, 2018 13:24 UTC |
HUBBARD ROBERT GLENNDirector
|
GrantPerformance Rights · Derivative | 519.49 | $8.82 | $4,581.90 |
DisclosureSEC source: 0001209191-18-025080 · doc4.xml · derivative · entry 1 HUBBARD ROBERT GLENN · CIK 0001283051 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,479.25 Underlying: Common Stock · 519.49 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 17:21 UTC |
McClements KylePortfolio Manager
|
Exercise / conversionPhantom Shares · Derivative | 1,530.68 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-007051 · doc4.xml · derivative · entry 4 McClements Kyle · CIK 0001320768 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,061.25 Underlying: Common Stock · 1,530.68 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 16, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 16, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 16, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 16, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 17:21 UTC |
McClements KylePortfolio Manager
|
GrantPhantom Shares · Derivative | 3,496.63 | $9.49 | $33,183.02 |
DisclosureSEC source: 0001209191-18-007051 · doc4.xml · derivative · entry 3 McClements Kyle · CIK 0001320768 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,496.63 Underlying: Common Stock · 3,496.63 shares Expires not disclosed F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 17:21 UTC |
McClements KylePortfolio Manager
|
Disposition to issuerCommon Stock | 1,530.68 | $9.49 | $14,526.15 |
DisclosureSEC source: 0001209191-18-007051 · doc4.xml · nonDerivative · entry 2 McClements Kyle · CIK 0001320768 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,423.434 F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 16, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 17:21 UTC |
McClements KylePortfolio Manager
|
Exercise / conversionCommon Stock | 1,530.68 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-007051 · doc4.xml · nonDerivative · entry 1 McClements Kyle · CIK 0001320768 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,954.114 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 16, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 22:07 UTC |
DeSpirito Antonio IIIPortfolio Manager
|
Exercise / conversionPhantom Shares · Derivative | 7,042.79 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-006992 · doc4.xml · derivative · entry 4 DeSpirito Antonio III · CIK 0001615491 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,085.07 Underlying: Common Stock · 7,042.79 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 22:07 UTC |
DeSpirito Antonio IIIPortfolio Manager
|
GrantPhantom Shares · Derivative | 25,158.06 | $9.49 | $238,749.99 |
DisclosureSEC source: 0001209191-18-006992 · doc4.xml · derivative · entry 3 DeSpirito Antonio III · CIK 0001615491 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,158.06 Underlying: Common Stock · 25,158.06 shares Expires not disclosed F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 22:07 UTC |
DeSpirito Antonio IIIPortfolio Manager
|
Disposition to issuerCommon Stock | 7,042.79 | $9.49 | $66,836.08 |
DisclosureSEC source: 0001209191-18-006992 · doc4.xml · nonDerivative · entry 2 DeSpirito Antonio III · CIK 0001615491 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 22:07 UTC |
DeSpirito Antonio IIIPortfolio Manager
|
Exercise / conversionCommon Stock | 7,042.79 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-006992 · doc4.xml · nonDerivative · entry 1 DeSpirito Antonio III · CIK 0001615491 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,042.79 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 21:47 UTC |
Accettella ChristopherPortfolio Manager
|
Exercise / conversionPhantom Shares · Derivative | 319.53 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-006928 · doc4.xml · derivative · entry 4 Accettella Christopher · CIK 0001513197 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 639.04 Underlying: Common Stock · 319.53 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.