Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2020 Filed Feb 5, 2020 01:07 UTC |
Accettella ChristopherPortfolio Manager
|
Exercise / conversionPhantom Shares · Derivative | 343.9788 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-002944 · doc4.xml · derivative · entry 5 Accettella Christopher · CIK 0001513197 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343.9788 Underlying: Common Stock · 343.9788 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 01:07 UTC |
Accettella ChristopherPortfolio Manager
|
Exercise / conversionPhantom Shares · Derivative | 334.7278 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-002944 · doc4.xml · derivative · entry 4 Accettella Christopher · CIK 0001513197 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 669.4555 Underlying: Common Stock · 334.7278 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 01:07 UTC |
Accettella ChristopherPortfolio Manager
|
GrantPhantom Shares · Derivative | 757.9787 | $9.40 | $7,125.00 |
DisclosureSEC source: 0000899243-20-002944 · doc4.xml · derivative · entry 3 Accettella Christopher · CIK 0001513197 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 757.9787 Underlying: Common Stock · 757.9787 shares Expires not disclosed F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F5 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F5 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F5 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 01:07 UTC |
Accettella ChristopherPortfolio Manager
|
Disposition to issuerCommon Stock | 1,048.4318 | $9.40 | $9,855.26 |
DisclosureSEC source: 0000899243-20-002944 · doc4.xml · nonDerivative · entry 2 Accettella Christopher · CIK 0001513197 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174.929 F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F3 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F4 · price: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 01:07 UTC |
Accettella ChristopherPortfolio Manager
|
Exercise / conversionCommon Stock | 1,048.4318 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-20-002944 · doc4.xml · nonDerivative · entry 1 Accettella Christopher · CIK 0001513197 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,223.3608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 4, 2019, the Reporting Person was granted phantom shares on January 31, 2019 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F3 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F4 · price: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 16:40 UTC |
CAVANAGH RICHARDDirector
|
GrantPerformance Rights · Derivative | 364.17 | $9.91 | $3,608.92 |
DisclosureSEC source: 0000899243-20-000529 · doc4.xml · derivative · entry 1 CAVANAGH RICHARD · CIK 0001075522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,305.06 Underlying: Common Stock · 364.17 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 17:08 UTC |
FABOZZI FRANKDirector
|
GrantPerformance Rights · Derivative | 203.43 | $9.91 | $2,015.99 |
DisclosureSEC source: 0000899243-20-000584 · doc4.xml · derivative · entry 1 FABOZZI FRANK · CIK 0001075524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,038.96 Underlying: Common Stock · 203.43 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:32 UTC |
KESTER W CARLDirector
|
GrantPerformance Rights · Derivative | 121.07 | $9.91 | $1,199.80 |
DisclosureSEC source: 0000899243-20-000517 · doc4.xml · derivative · entry 1 KESTER W CARL · CIK 0001141904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,294.82 Underlying: Common Stock · 121.07 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 17:04 UTC |
ROBARDS KAREN PDirector
|
GrantPerformance Rights · Derivative | 55.78 | $9.91 | $552.78 |
DisclosureSEC source: 0000899243-20-000573 · doc4.xml · derivative · entry 1 ROBARDS KAREN P · CIK 0001141903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,418.62 Underlying: Common Stock · 55.78 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 17:15 UTC |
Lynch Catherine A.Director
|
GrantPerformance Rights · Derivative | 141.66 | $9.91 | $1,403.85 |
DisclosureSEC source: 0000899243-20-000599 · doc4.xml · derivative · entry 1 Lynch Catherine A. · CIK 0001668396 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,709.02 Underlying: Common Stock · 141.66 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 16:52 UTC |
Castellano Michael JDirector
|
GrantPerformance Rights · Derivative | 294.68 | $9.91 | $2,920.28 |
DisclosureSEC source: 0000899243-20-000547 · doc4.xml · derivative · entry 1 Castellano Michael J · CIK 0001326138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,613.97 Underlying: Common Stock · 294.68 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:41 UTC |
HUBBARD ROBERT GLENNDirector
|
GrantPerformance Rights · Derivative | 454.76 | $9.91 | $4,506.67 |
DisclosureSEC source: 0000899243-20-000531 · doc4.xml · derivative · entry 1 HUBBARD ROBERT GLENN · CIK 0001283051 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,245.05 Underlying: Common Stock · 454.76 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 12:31 UTC |
CAVANAGH RICHARDDirector
|
GrantPerformance Rights · Derivative | 301.98 | $9.08 | $2,741.98 |
DisclosureSEC source: 0001567619-19-019192 · doc1.xml · derivative · entry 1 CAVANAGH RICHARD · CIK 0001075522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,141.88 Underlying: Common Stock · 301.98 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 16:26 UTC |
KESTER W CARLDirector
|
GrantPerformance Rights · Derivative | 132.74 | $9.08 | $1,205.28 |
DisclosureSEC source: 0001567619-19-019187 · doc1.xml · derivative · entry 1 KESTER W CARL · CIK 0001141904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,431.35 Underlying: Common Stock · 132.74 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 12:17 UTC |
ROBARDS KAREN PDirector
|
GrantPerformance Rights · Derivative | 61.06 | $9.08 | $554.42 |
DisclosureSEC source: 0001567619-19-019176 · doc1.xml · derivative · entry 1 ROBARDS KAREN P · CIK 0001141903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,806.6 Underlying: Common Stock · 61.06 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 12:14 UTC |
Lynch Catherine A.Director
|
GrantPerformance Rights · Derivative | 166.77 | $9.08 | $1,514.27 |
DisclosureSEC source: 0001567619-19-019173 · doc1.xml · derivative · entry 1 Lynch Catherine A. · CIK 0001668396 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,485.11 Underlying: Common Stock · 166.77 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 12:20 UTC |
Castellano Michael JDirector
|
GrantPerformance Rights · Derivative | 322.56 | $9.08 | $2,928.84 |
DisclosureSEC source: 0001567619-19-019180 · doc1.xml · derivative · entry 1 Castellano Michael J · CIK 0001326138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,796.48 Underlying: Common Stock · 322.56 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 16:27 UTC |
HUBBARD ROBERT GLENNDirector
|
GrantPerformance Rights · Derivative | 497.77 | $9.08 | $4,519.75 |
DisclosureSEC source: 0001567619-19-019188 · doc1.xml · derivative · entry 1 HUBBARD ROBERT GLENN · CIK 0001283051 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,451.48 Underlying: Common Stock · 497.77 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 10:50 UTC |
CAVANAGH RICHARDDirector
|
GrantPerformance Rights · Derivative | 306.98 | $8.91 | $2,735.19 |
DisclosureSEC source: 0000899243-19-019062 · doc4.xml · derivative · entry 1 CAVANAGH RICHARD · CIK 0001075522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,448 Underlying: Common Stock · 306.98 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 14:44 UTC |
KESTER W CARLDirector
|
GrantPerformance Rights · Derivative | 134.94 | $8.91 | $1,202.32 |
DisclosureSEC source: 0000899243-19-019052 · doc4.xml · derivative · entry 1 KESTER W CARL · CIK 0001141904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,932.05 Underlying: Common Stock · 134.94 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 11:05 UTC |
ROBARDS KAREN PDirector
|
GrantPerformance Rights · Derivative | 62.07 | $8.91 | $553.04 |
DisclosureSEC source: 0000899243-19-019087 · doc4.xml · derivative · entry 1 ROBARDS KAREN P · CIK 0001141903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,470.26 Underlying: Common Stock · 62.07 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 10:58 UTC |
Lynch Catherine A.Director
|
GrantPerformance Rights · Derivative | 145.73 | $8.91 | $1,298.45 |
DisclosureSEC source: 0000899243-19-019074 · doc4.xml · derivative · entry 1 Lynch Catherine A. · CIK 0001668396 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,280.23 Underlying: Common Stock · 145.73 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 11:02 UTC |
Castellano Michael JDirector
|
GrantPerformance Rights · Derivative | 327.9 | $8.91 | $2,921.59 |
DisclosureSEC source: 0000899243-19-019082 · doc4.xml · derivative · entry 1 Castellano Michael J · CIK 0001326138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,219.55 Underlying: Common Stock · 327.9 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 14:57 UTC |
HUBBARD ROBERT GLENNDirector
|
GrantPerformance Rights · Derivative | 506.02 | $8.91 | $4,508.64 |
DisclosureSEC source: 0000899243-19-019072 · doc4.xml · derivative · entry 1 HUBBARD ROBERT GLENN · CIK 0001283051 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,296.92 Underlying: Common Stock · 506.02 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 17:29 UTC |
CAVANAGH RICHARDDirector
|
GrantPerformance Rights · Derivative | 316.4 | $8.63 | $2,730.53 |
DisclosureSEC source: 0000899243-19-009810 · doc4.xml · derivative · entry 1 CAVANAGH RICHARD · CIK 0001075522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,770.36 Underlying: Common Stock · 316.4 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 21:20 UTC |
KESTER W CARLDirector
|
GrantPerformance Rights · Derivative | 139.08 | $8.63 | $1,200.26 |
DisclosureSEC source: 0000899243-19-009789 · doc4.xml · derivative · entry 1 KESTER W CARL · CIK 0001141904 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,447.98 Underlying: Common Stock · 139.08 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 17:29 UTC |
ROBARDS KAREN PDirector
|
GrantPerformance Rights · Derivative | 63.98 | $8.63 | $552.15 |
DisclosureSEC source: 0000899243-19-009811 · doc4.xml · derivative · entry 1 ROBARDS KAREN P · CIK 0001141903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,145.37 Underlying: Common Stock · 63.98 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 17:36 UTC |
Lynch Catherine A.Director
|
GrantPerformance Rights · Derivative | 150.2 | $8.63 | $1,296.23 |
DisclosureSEC source: 0000899243-19-009821 · doc4.xml · derivative · entry 1 Lynch Catherine A. · CIK 0001668396 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,100.31 Underlying: Common Stock · 150.2 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 17:34 UTC |
Castellano Michael JDirector
|
GrantPerformance Rights · Derivative | 337.96 | $8.63 | $2,916.59 |
DisclosureSEC source: 0000899243-19-009820 · doc4.xml · derivative · entry 1 Castellano Michael J · CIK 0001326138 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,653.13 Underlying: Common Stock · 337.96 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 21:24 UTC |
HUBBARD ROBERT GLENNDirector
|
GrantPerformance Rights · Derivative | 521.54 | $8.63 | $4,500.89 |
DisclosureSEC source: 0000899243-19-009800 · doc4.xml · derivative · entry 1 HUBBARD ROBERT GLENN · CIK 0001283051 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,169.58 Underlying: Common Stock · 521.54 shares Expires not disclosed F1 · security: The Performance Rights were accrued under the BlackRock Deferred Compensation Plan. F2 · derivative.exercise_price: One Performance Right is convertible into the cash value of one share of BlackRock Enhanced Equity Dividend Trust. F3 · derivative.exercise_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. F3 · derivative.expiration_date: The Performance Rights are to be settled 100% in cash at the deferral period chosen by the reporting person. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 18:38 UTC |
McClements KylePortfolio Manager
|
Exercise / conversionPhantom Shares · Derivative | 1,630.43 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-007037 · doc4.xml · derivative · entry 5 McClements Kyle · CIK 0001320768 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,630.43 Underlying: Common Stock · 1,630.43 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.exercise_price: As previously reported on a Form 4 dated February 16, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · price: As previously reported on a Form 4 dated February 16, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.exercise_date: As previously reported on a Form 4 dated February 16, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.expiration_date: As previously reported on a Form 4 dated February 16, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 18:38 UTC |
McClements KylePortfolio Manager
|
Exercise / conversionPhantom Shares · Derivative | 1,241.46 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-007037 · doc4.xml · derivative · entry 4 McClements Kyle · CIK 0001320768 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,482.92 Underlying: Common Stock · 1,241.46 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 18:38 UTC |
McClements KylePortfolio Manager
|
GrantPhantom Shares · Derivative | 3,405.07 | $8.48 | $28,874.99 |
DisclosureSEC source: 0001209191-19-007037 · doc4.xml · derivative · entry 3 McClements Kyle · CIK 0001320768 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,405.07 Underlying: Common Stock · 3,405.07 shares Expires not disclosed F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F4 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F4 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F4 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 18:38 UTC |
McClements KylePortfolio Manager
|
Disposition to issuerCommon Stock | 2,871.88 | $8.48 | $24,353.54 |
DisclosureSEC source: 0001209191-19-007037 · doc4.xml · nonDerivative · entry 2 McClements Kyle · CIK 0001320768 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,610.08 F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F3 · price: As previously reported on a Form 4 dated February 16, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 18:38 UTC |
McClements KylePortfolio Manager
|
Exercise / conversionCommon Stock | 2,871.88 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-007037 · doc4.xml · nonDerivative · entry 1 McClements Kyle · CIK 0001320768 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,481.97 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F3 · price: As previously reported on a Form 4 dated February 16, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 23:16 UTC |
Accettella ChristopherPortfolio Manager
|
Exercise / conversionPhantom Shares · Derivative | 340.35 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-006944 · doc4.xml · derivative · entry 5 Accettella Christopher · CIK 0001513197 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340.35 Underlying: Common Stock · 340.35 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · price: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 23:16 UTC |
Accettella ChristopherPortfolio Manager
|
Exercise / conversionPhantom Shares · Derivative | 316.65 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-006944 · doc4.xml · derivative · entry 4 Accettella Christopher · CIK 0001513197 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 633.3 Underlying: Common Stock · 316.65 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 23:16 UTC |
Accettella ChristopherPortfolio Manager
|
GrantPhantom Shares · Derivative | 924.4 | $8.48 | $7,838.91 |
DisclosureSEC source: 0001209191-19-006944 · doc4.xml · derivative · entry 3 Accettella Christopher · CIK 0001513197 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 924.4 Underlying: Common Stock · 924.4 shares Expires not disclosed F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F4 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F4 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F4 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 23:16 UTC |
Accettella ChristopherPortfolio Manager
|
Disposition to issuerCommon Stock | 657 | $8.48 | $5,571.36 |
DisclosureSEC source: 0001209191-19-006944 · doc4.xml · nonDerivative · entry 2 Accettella Christopher · CIK 0001513197 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162 F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F3 · price: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 23:16 UTC |
Accettella ChristopherPortfolio Manager
|
Exercise / conversionCommon Stock | 657 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-006944 · doc4.xml · nonDerivative · entry 1 Accettella Christopher · CIK 0001513197 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 819.01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F3 · price: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 23:49 UTC |
Tapia FrancoPortfolio Manager
|
Exercise / conversionPhantom Shares · Derivative | 1,843.5 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-007074 · doc4.xml · derivative · entry 4 Tapia Franco · CIK 0001701052 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,687 Underlying: Common Stock · 1,843.5 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 23:49 UTC |
Tapia FrancoPortfolio Manager
|
GrantPhantom Shares · Derivative | 3,987.03 | $8.48 | $33,810.01 |
DisclosureSEC source: 0001209191-19-007074 · doc4.xml · derivative · entry 3 Tapia Franco · CIK 0001701052 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,987.03 Underlying: Common Stock · 3,987.03 shares Expires not disclosed F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 23:49 UTC |
Tapia FrancoPortfolio Manager
|
Disposition to issuerCommon Stock | 1,843.5 | $8.48 | $15,632.88 |
DisclosureSEC source: 0001209191-19-007074 · doc4.xml · nonDerivative · entry 2 Tapia Franco · CIK 0001701052 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 23:49 UTC |
Tapia FrancoPortfolio Manager
|
Exercise / conversionCommon Stock | 1,843.5 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-007074 · doc4.xml · nonDerivative · entry 1 Tapia Franco · CIK 0001701052 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,843.5 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 23:28 UTC |
DeSpirito Antonio IIIPortfolio Manager
|
Exercise / conversionPhantom Shares · Derivative | 7,501.71 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-006994 · doc4.xml · derivative · entry 5 DeSpirito Antonio III · CIK 0001615491 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,501.71 Underlying: Common Stock · 7,501.71 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · price: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F3 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 23:28 UTC |
DeSpirito Antonio IIIPortfolio Manager
|
Exercise / conversionPhantom Shares · Derivative | 8,932.23 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-006994 · doc4.xml · derivative · entry 4 DeSpirito Antonio III · CIK 0001615491 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,864.47 Underlying: Common Stock · 8,932.23 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 23:28 UTC |
DeSpirito Antonio IIIPortfolio Manager
|
GrantPhantom Shares · Derivative | 31,692.22 | $8.48 | $268,750.03 |
DisclosureSEC source: 0001209191-19-006994 · doc4.xml · derivative · entry 3 DeSpirito Antonio III · CIK 0001615491 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,692.22 Underlying: Common Stock · 31,692.22 shares Expires not disclosed F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F4 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F4 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F4 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 23:28 UTC |
DeSpirito Antonio IIIPortfolio Manager
|
Disposition to issuerCommon Stock | 16,433.95 | $8.48 | $139,359.90 |
DisclosureSEC source: 0001209191-19-006994 · doc4.xml · nonDerivative · entry 2 DeSpirito Antonio III · CIK 0001615491 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F3 · price: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 23:28 UTC |
DeSpirito Antonio IIIPortfolio Manager
|
Exercise / conversionCommon Stock | 16,433.95 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-006994 · doc4.xml · nonDerivative · entry 1 DeSpirito Antonio III · CIK 0001615491 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,433.95 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F3 · price: As previously reported on a Form 4 dated February 2, 2017, the Reporting Person was granted phantom shares on January 31, 2017 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
| January 31, 2019 Filed Feb 4, 2019 23:52 UTC |
Zhao DavidPortfolio Manager
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Exercise / conversionPhantom Shares · Derivative | 2,067.98 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-007083 · doc4.xml · derivative · entry 4 Zhao David · CIK 0001701055 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,135.95 Underlying: Common Stock · 2,067.98 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · price: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash. F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2018, the Reporting Person was granted phantom shares on January 31, 2018 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.