Last 12 months
Inside the activity.
27 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 13 | 0 |
| May 2026 | 4 | 0 |
| Jun 2026 | 2 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 8 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 30, 2023 Filed Jun 1, 2023 23:20 UTC |
CARROLL JONATHAN PDirector · CEO & President · 10% owner
|
PurchaseCommon Stock | 100 | $3.40 | $340.00 |
DisclosureSEC source: 0001654954-23-007515 · section16.xml · nonDerivative · entry 11 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,940,500 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| May 30, 2023 Filed Jun 1, 2023 23:20 UTC |
CARROLL JONATHAN PDirector · CEO & President · 10% owner
|
PurchaseCommon Stock | 100 | $3.27 | $327.00 |
DisclosureSEC source: 0001654954-23-007515 · section16.xml · nonDerivative · entry 10 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,940,400 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| May 30, 2023 Filed Jun 1, 2023 23:20 UTC |
CARROLL JONATHAN PDirector · CEO & President · 10% owner
|
PurchaseCommon Stock | 100 | $3.27 | $327.00 |
DisclosureSEC source: 0001654954-23-007515 · section16.xml · nonDerivative · entry 9 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,940,300 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| May 30, 2023 Filed Jun 1, 2023 23:20 UTC |
CARROLL JONATHAN PDirector · CEO & President · 10% owner
|
PurchaseCommon Stock | 100 | $3.15 | $315.00 |
DisclosureSEC source: 0001654954-23-007515 · section16.xml · nonDerivative · entry 8 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,940,200 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| May 30, 2023 Filed Jun 1, 2023 23:20 UTC |
CARROLL JONATHAN PDirector · CEO & President · 10% owner
|
PurchaseCommon Stock | 100 | $3.15 | $315.00 |
DisclosureSEC source: 0001654954-23-007515 · section16.xml · nonDerivative · entry 7 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,940,100 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| May 26, 2023 Filed Jun 1, 2023 23:20 UTC |
CARROLL JONATHAN PDirector · CEO & President · 10% owner
|
PurchaseCommon Stock | 2,500 | $3.00 | $7,487.50 |
DisclosureSEC source: 0001654954-23-007515 · section16.xml · nonDerivative · entry 6 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,940,000 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| May 26, 2023 Filed Jun 1, 2023 23:20 UTC |
CARROLL JONATHAN PDirector · CEO & President · 10% owner
|
PurchaseCommon Stock | 1,500 | $2.92 | $4,380.00 |
DisclosureSEC source: 0001654954-23-007515 · section16.xml · nonDerivative · entry 5 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,937,500 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| May 26, 2023 Filed Jun 1, 2023 23:20 UTC |
CARROLL JONATHAN PDirector · CEO & President · 10% owner
|
PurchaseCommon Stock | 1,000 | $2.85 | $2,850.00 |
DisclosureSEC source: 0001654954-23-007515 · section16.xml · nonDerivative · entry 4 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,936,000 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| May 26, 2023 Filed Jun 1, 2023 23:20 UTC |
CARROLL JONATHAN PDirector · CEO & President · 10% owner
|
PurchaseCommon Stock | 668 | $3.07 | $2,050.76 |
DisclosureSEC source: 0001654954-23-007515 · section16.xml · nonDerivative · entry 3 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,935,000 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| May 26, 2023 Filed Jun 1, 2023 23:20 UTC |
CARROLL JONATHAN PDirector · CEO & President · 10% owner
|
PurchaseCommon Stock | 1,034 | $3.39 | $3,500.09 |
DisclosureSEC source: 0001654954-23-007515 · section16.xml · nonDerivative · entry 2 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,934,332 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| May 26, 2023 Filed Jun 1, 2023 23:20 UTC |
CARROLL JONATHAN PDirector · CEO & President · 10% owner
|
PurchaseCommon Stock | 2,000 | $3.39 | $6,770.00 |
DisclosureSEC source: 0001654954-23-007515 · section16.xml · nonDerivative · entry 1 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,933,298 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| April 10, 2023 Filed Apr 10, 2023 20:44 UTC |
CARROLL JONATHAN PDirector · CEO & President · 10% owner
|
PurchaseCommon Stock | 5,000 | $2.50 | $12,475.00 |
DisclosureSEC source: 0001654954-23-004554 · section16.xml · nonDerivative · entry 4 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,931,298 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| April 10, 2023 Filed Apr 10, 2023 20:44 UTC |
CARROLL JONATHAN PDirector · CEO & President · 10% owner
|
PurchaseCommon Stock | 980 | $2.50 | $2,450.00 |
DisclosureSEC source: 0001654954-23-004554 · section16.xml · nonDerivative · entry 3 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,926,298 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| April 06, 2023 Filed Apr 10, 2023 20:44 UTC |
CARROLL JONATHAN PDirector · CEO & President · 10% owner
|
PurchaseCommon Stock | 393 | $2.50 | $982.50 |
DisclosureSEC source: 0001654954-23-004554 · section16.xml · nonDerivative · entry 2 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,925,318 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| April 06, 2023 Filed Apr 10, 2023 20:44 UTC |
CARROLL JONATHAN PDirector · CEO & President · 10% owner
|
PurchaseCommon Stock | 3,627 | $2.50 | $9,067.50 |
DisclosureSEC source: 0001654954-23-004554 · section16.xml · nonDerivative · entry 1 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,924,925 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| December 15, 2022 Filed Dec 16, 2022 21:52 UTC |
CARROLL JONATHAN PDirector · CEO & President · 10% owner
|
PurchaseCommon Stock | 7,286 | $1.23 | $8,961.78 |
DisclosureSEC source: 0001010549-22-000261 · ownership.xml · nonDerivative · entry 7 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,921,298 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| December 15, 2022 Filed Dec 16, 2022 21:52 UTC |
CARROLL JONATHAN PDirector · CEO & President · 10% owner
|
PurchaseCommon Stock | 2,714 | $1.21 | $3,283.94 |
DisclosureSEC source: 0001010549-22-000261 · ownership.xml · nonDerivative · entry 6 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,914,012 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| December 15, 2022 Filed Dec 16, 2022 21:52 UTC |
CARROLL JONATHAN PDirector · CEO & President · 10% owner
|
PurchaseCommon Stock | 25,000 | $1.21 | $30,250.00 |
DisclosureSEC source: 0001010549-22-000261 · ownership.xml · nonDerivative · entry 5 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,911,298 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| December 15, 2022 Filed Dec 16, 2022 21:52 UTC |
CARROLL JONATHAN PDirector · CEO & President · 10% owner
|
PurchaseCommon Stock | 5,000 | $1.20 | $6,000.00 |
DisclosureSEC source: 0001010549-22-000261 · ownership.xml · nonDerivative · entry 4 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,886,298 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| December 15, 2022 Filed Dec 16, 2022 21:52 UTC |
CARROLL JONATHAN PDirector · CEO & President · 10% owner
|
PurchaseCommon Stock | 5,000 | $1.19 | $5,950.00 |
DisclosureSEC source: 0001010549-22-000261 · ownership.xml · nonDerivative · entry 3 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,881,298 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| December 15, 2022 Filed Dec 16, 2022 21:52 UTC |
CARROLL JONATHAN PDirector · CEO & President · 10% owner
|
PurchaseCommon Stock | 5,000 | $1.18 | $5,900.00 |
DisclosureSEC source: 0001010549-22-000261 · ownership.xml · nonDerivative · entry 2 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,876,298 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 21:52 UTC |
CARROLL JONATHAN PDirector · CEO & President · 10% owner
|
PurchaseCommon Stock | 122 | $1.09 | $132.98 |
DisclosureSEC source: 0001010549-22-000261 · ownership.xml · nonDerivative · entry 1 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,871,298 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| October 27, 2022 Filed Oct 31, 2022 15:14 UTC |
MISRA AMITAVDirector
|
GrantCommon Stock | 8,197 | $1.22 | $10,000.34 |
DisclosureSEC source: 0001010549-22-000219 · ownership.xml · nonDerivative · entry 1 MISRA AMITAV · CIK 0001617374 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,141 F1 · kind: Board of Directors Fees. F2 · price: For the payment period, the cost basis was determined based on the closing price of Blue Dolphin Energy Company's common stock on the last trading day in the three-month period in which services were rendered. Issuance represents payment for the three-month period that ended September 30, 2022. Read SEC document |
| October 27, 2022 Filed Oct 31, 2022 15:19 UTC |
MORRIS CHRISTOPHER TODDDirector
|
GrantCommon Stock | 8,197 | $1.22 | $10,000.34 |
DisclosureSEC source: 0001010549-22-000223 · ownership.xml · nonDerivative · entry 1 MORRIS CHRISTOPHER TODD · CIK 0001562106 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,400 F1 · kind: Board of Directors Fees. F2 · price: For the payment period, the cost basis was determined based on the closing price of Blue Dolphin Energy Company's common stock on the last trading day in the three-month period in which services were rendered. Issuance represents payment for the three-month period that ended September 30, 2022. F3 · balance_after: Mr. Morris also indirectly owns 200,349 shares of common stock through his ownership interest in Mpact Partners, LLC. Read SEC document |
| October 27, 2022 Filed Oct 31, 2022 15:17 UTC |
BAILEY RYAN A.Director
|
GrantCommon Stock | 8,197 | $1.22 | $10,000.34 |
DisclosureSEC source: 0001010549-22-000221 · ownership.xml · nonDerivative · entry 1 BAILEY RYAN A. · CIK 0001657941 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,050 F1 · kind: Board of Directors Fees. F2 · price: For the payment period, the cost basis was determined based on the closing price of Blue Dolphin Energy Company's common stock on the last trading day in the three-month period in which services were rendered. Issuance represents payment for the three-month period that ended September 30, 2022. Read SEC document |
| September 06, 2022 Filed Sep 8, 2022 21:25 UTC |
CARROLL JONATHAN PDirector · CEO & President · 10% owner
|
OtherCommon Stock | 98,336 | $0.86 | $84,568.96 |
DisclosureSEC source: 0001010549-22-000204 · ownership.xml · nonDerivative · entry 1 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,871,176 F1 · kind: Pursuant to Amended and Restated Guaranty Fee Agreements dated April 1, 2017 between Mr. Carroll and each of Lazarus Energy, LLC and Lazarus Refining & Marketing, LLC, Mr. Carroll receives a fee equal to 2% per annum of the outstanding principal balance for his personal guarantee on certain company loans. Fees are payable 50% in cash and 50% in common stock. This issuance reflects payment in common stock to Mr. Carroll for the monthly periods April 2022 to June 2022. F2 · price: The number of shares of common stock issued was determined based on the preceding 30-day average closing price of Blue Dolphin's common stock on the last day of each applicable monthly period. The average was $0.86, the low was $0.58, and the high was $1.26. F3 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| May 12, 2022 Filed May 13, 2022 20:11 UTC |
MORRIS CHRISTOPHER TODDDirector
|
GrantCommon Stock | 84,149 | $0.55 | $46,281.95 |
DisclosureSEC source: 0001010549-22-000138 · ownership.xml · nonDerivative · entry 1 MORRIS CHRISTOPHER TODD · CIK 0001562106 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,203 F1 · kind: Board of Directors Fees. F2 · price: For each payment period, the cost basis was determined based on the closing price of Blue Dolphin Energy Company's common stock on the last trading day in the three-month period in which services were rendered. Issuance represents payment for the three-month periods ended September 30, 2020, March 31, 2021, September 30, 2021, and March 31, 2022. F3 · balance_after: Mr. Morris also indirectly owns 192,152 shares of common stock through his ownership interest in Mpact Partners, LLC. Read SEC document |
| May 12, 2022 Filed May 13, 2022 18:35 UTC |
CARROLL JONATHAN PDirector · CEO & President · 10% owner
|
GrantCommon Stock | 1,853,080 | $0.42 | $778,293.60 |
DisclosureSEC source: 0001010549-22-000136 · ownership.xml · nonDerivative · entry 1 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,772,840 F1 · kind: Represents payment to Mr. Carroll of the common stock component under Amended and Restated Guaranty Fee Agreements dated April 1, 2017 between Mr. Carroll and Lazarus Energy, LLC and Lazarus Refining & Marketing, LLC for the monthly periods April 2020 through March 2022. Lazarus Capital, LLC assigned its right to receive the shares of common stock to Mr. Carroll, as its sole member. F2 · price: The number of shares of common stock issued was determined based on the preceding 30-day average closing price of Blue Dolphin's common stock on the last day of each applicable monthly period. The average was $0.42, the low was $0.27, and the high was $0.64. F3 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| May 12, 2022 Filed May 16, 2022 15:32 UTC |
MISRA AMITAVDirector
|
GrantCommon Stock | 84,149 | $0.55 | $46,281.95 |
DisclosureSEC source: 0001010549-22-000146 · ownership.xml · nonDerivative · entry 1 MISRA AMITAV · CIK 0001617374 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,944 F1 · kind: Board of Directors Fees. F2 · price: For each payment period, the cost basis was determined based on the closing price of Blue Dolphin Energy Company's common stock on the last trading day in the three-month period in which services were rendered. Issuance represents payment for the three-month periods ended September 30, 2020, March 31, 2021, September 30, 2021, and March 31, 2022. Read SEC document |
| May 12, 2022 Filed May 16, 2022 15:21 UTC |
BAILEY RYAN A.Director
|
GrantCommon Stock | 84,149 | $0.55 | $46,281.95 |
DisclosureSEC source: 0001010549-22-000142 · ownership.xml · nonDerivative · entry 1 BAILEY RYAN A. · CIK 0001657941 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,853 F1 · kind: Board of Directors Fees. F2 · price: For each payment period, the cost basis was determined based on the closing price of Blue Dolphin Energy Company's common stock on the last trading day in the three-month period in which services were rendered. Issuance represents payment for the three-month periods ended September 30, 2020, March 31, 2021, September 30, 2021, and March 31, 2022. Read SEC document |
| May 12, 2022 Filed Jun 6, 2022 22:01 UTC Amendment |
CARROLL JONATHAN PDirector · CEO & President · 10% owner
|
OtherCommon Stock | 1,853,080 | $0.42 | $778,293.60 |
DisclosureSEC source: 0001654954-22-008002 · section16.xml · nonDerivative · entry 1 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,772,840 F1 · kind: This Form 4 is being amended to correct the transaction code from "A" to "J". Pursuant to Amended and Restated Guaranty Fee Agreements dated April 1, 2017 between Mr. Carroll and Lazarus Energy, LLC and Lazarus Refining Marketing, LLC, for his personal guarantee on certain company loans, Mr. Carroll receives a fee equal to 2% per annum of the outstanding principal balance; fees are payable 50% in cash and 50% in common stock. This share issuance represents catch-up payments for the common stock portion of fees owed to Mr. Carroll for the monthly periods April 2020 through March 2022. F2 · price: The number of shares of common stock issued was determined based on the preceding 30-day average closing price of Blue Dolphin's common stock on the last day of each applicable monthly period. The average was $0.42, the low was $0.27, and the high was $0.64. F3 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| April 30, 2020 Filed May 1, 2020 18:18 UTC |
CARROLL JONATHAN PDirector · CEO & President · 10% owner
|
GrantCommon Stock | 231,065 | $0.69 | $159,434.85 |
DisclosureSEC source: 0001010549-20-000076 · ownership.xml · nonDerivative · entry 2 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,919,760 F1 · kind: Represents payment to Mr. Carroll of the common stock component under Amended and Restated Guaranty Fee Agreements between Mr. Carroll and Lazarus Energy, LLC and Lazarus Refining & Marketing, LLC for the period November 2019 through March 2020. Payment of the cash component has been deferred due to Blue Dolphin Energy Company ("Blue Dolphin") working capital deficits. The cash portion of guaranty fees owed to Mr. Carroll will continue to be accrued by Blue Dolphin and added to the balance of a promissory note between Blue Dolphin and Lazarus Capital, LLC. Lazarus Capital, LLC assigned its right to receive the shares of common stock to Mr. Carroll, as its sole member. F2 · price: The number of shares of common stock issued was determined based on the preceding 30-day average closing price of Blue Dolphin's common stock on a monthly basis. The average was $0.69, the low was $0.52, and the high was $1.07. Read SEC document |
| April 30, 2020 Filed May 1, 2020 15:53 UTC |
MORRIS CHRISTOPHER TODDDirector
|
OtherCommon Stock | 45,028 | $0.97 | $43,677.16 |
DisclosureSEC source: 0001010549-20-000074 · ownership.xml · nonDerivative · entry 2 MORRIS CHRISTOPHER TODD · CIK 0001562106 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Mpact Partners, LLC Disclosed balance after: 108,003 F1 · kind: Board of Directors Fees. F2 · price: For each payment period, the cost basis was determined based on the closing price of Blue Dolphin Energy Company's common stock on the last trading day in the three-month period in which services were rendered. Issuance represents payment for the three-month periods ended September 30, 2018, March 31, 2019, September 30, 2019, and March 31, 2020. The average was $0.97, the low was $0.57, and the high was $1.18. Read SEC document |
| April 30, 2020 Filed May 1, 2020 15:51 UTC |
BAILEY RYAN A.Director
|
OtherCommon Stock | 45,028 | $0.97 | $43,677.16 |
DisclosureSEC source: 0001010549-20-000072 · ownership.xml · nonDerivative · entry 1 BAILEY RYAN A. · CIK 0001657941 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,704 F1 · kind: Board of Directors Fees. F2 · price: For each payment period, the cost basis was determined based on the closing price of Blue Dolphin Energy Company's common stock on the last trading day in the three-month period in which services were rendered. Issuance represents payment for the three-month periods ended September 30, 2018, March 31, 2019, September 30, 2019, and March 31, 2020. The average was $0.97, the low was $0.57, and the high was $1.18. Read SEC document |
| April 30, 2020 Filed May 1, 2020 15:47 UTC |
MISRA AMITAVDirector
|
OtherCommon Stock | 45,028 | $0.97 | $43,677.16 |
DisclosureSEC source: 0001010549-20-000070 · ownership.xml · nonDerivative · entry 1 MISRA AMITAV · CIK 0001617374 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,795 F1 · kind: Board of Directors Fees. F2 · price: For each payment period, the cost basis was determined based on the closing price of Blue Dolphin Energy Company's common stock on the last trading day in the three-month period in which services were rendered. Issuance represents payment for the three-month periods ended September 30, 2018, March 31, 2019, September 30, 2019, and March 31, 2020. The average was $0.97, the low was $0.57, and the high was $1.18. Read SEC document |
| April 30, 2020 Filed Jun 6, 2022 22:01 UTC Amendment |
CARROLL JONATHAN PDirector · CEO & President · 10% owner
|
OtherCommon Stock | 231,065 | $0.69 | $159,434.85 |
DisclosureSEC source: 0001654954-22-008003 · section16.xml · nonDerivative · entry 1 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,919,760 F1 · kind: This Form 4 is being amended to correct the transaction code from "A" to "J". Pursuant to Amended and Restated Guaranty Fee Agreements dated April 1, 2017 between Mr. Carroll and Lazarus Energy, LLC and Lazarus Refining Marketing, LLC, for his personal guarantee on certain company loans, Mr. Carroll receives a fee equal to 2% per annum of the outstanding principal balance; fees are payable 50% in cash and 50% in common stock. This share issuance represents catch-up payments for the common stock portion of fees owed to Mr. Carroll for the monthly periods November 2019 through March 2020. F2 · price: The number of shares of common stock issued was determined based on the preceding 30-day average closing price of Blue Dolphin's common stock on the last day of each applicable monthly period. The average was $0.69, the low was $0.52, and the high was $1.07. F3 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| November 14, 2019 Filed Nov 14, 2019 23:34 UTC |
CARROLL JONATHAN PDirector · CEO & President · 10% owner
|
GrantCommon Stock | 1,351,851 | $1.00 | $1,351,851.00 |
DisclosureSEC source: 0001010549-19-000237 · ownership.xml · nonDerivative · entry 1 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,688,695 F1 · kind: Represents payment to Mr. Carroll of the common stock component under Amended and Restated Guaranty Fee Agreements between Mr. Carroll and Lazarus Energy, LLC and Lazarus Refining & Marketing, LLC for the period May 2017 through October 2019. Payment of the cash component has been deferred due to Blue Dolphin Energy Company ("Blue Dolphin") working capital deficits. The cash portion of guaranty fees owed to Mr. Carroll will continue to be accrued by Blue Dolphin and added to the balance of a promissory note between Blue Dolphin and Lazarus Capital, LLC. Lazarus Capital, LLC assigned its right to receive the shares of common stock to Mr. Carroll, as its sole member. F2 · price: The number of shares of common stock issued was determined based on the preceding 30-day average closing price of Blue Dolphin common stock on the last day of the month of the payment period. The average was $1.00, the low was $0.17, and the high was $2.45. Read SEC document |
| November 14, 2019 Filed Jun 6, 2022 22:01 UTC Amendment |
CARROLL JONATHAN PDirector · CEO & President · 10% owner
|
OtherCommon Stock | 1,351,851 | $1.00 | $1,351,851.00 |
DisclosureSEC source: 0001654954-22-008004 · section16.xml · nonDerivative · entry 1 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,688,695 F1 · kind: This Form 4 is being amended to correct the transaction code from "A" to "J". Pursuant to Amended and Restated Guaranty Fee Agreements dated April 1, 2017 between Mr. Carroll and Lazarus Energy, LLC and Lazarus Refining Marketing, LLC, for his personal guarantee on certain company loans, Mr. Carroll receives a fee equal to 2% per annum of the outstanding principal balance; fees are payable 50% in cash and 50% in common stock. This share issuance represents catch-up payments for the common stock portion of fees owed to Mr. Carroll for the monthly periods May 2017 through October 2019. F2 · price: The number of shares of common stock issued was determined based on the preceding 30-day average closing price of Blue Dolphin's common stock on the last day of each applicable monthly period. The average was $1.00, the low was $0.17, and the high was $2.45. F3 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| October 18, 2018 Filed Oct 22, 2018 19:30 UTC |
BAILEY RYAN A.Director
|
OtherCommon Stock | 16,667 | $0.60 | $10,000.20 |
DisclosureSEC source: 0001010549-18-000362 · form4bailey.xml · nonDerivative · entry 1 BAILEY RYAN A. · CIK 0001657941 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,676 F1 · kind: Board of Directors Fees Read SEC document |
| October 18, 2018 Filed Oct 22, 2018 19:43 UTC |
MORRIS CHRISTOPHER TODDDirector
|
OtherCommon Stock | 16,667 | $0.60 | $10,000.20 |
DisclosureSEC source: 0001010549-18-000366 · form4morris.xml · nonDerivative · entry 2 MORRIS CHRISTOPHER TODD · CIK 0001562106 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Mpact Partners, LLC Disclosed balance after: 62,975 F1 · kind: Board of Directors Fees Read SEC document |
| October 18, 2018 Filed Oct 22, 2018 19:41 UTC |
MISRA AMITAVDirector
|
OtherCommon Stock | 16,667 | $0.60 | $10,000.20 |
DisclosureSEC source: 0001010549-18-000364 · form4misra.xml · nonDerivative · entry 1 MISRA AMITAV · CIK 0001617374 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,767 F1 · kind: Board of Directors Fees Read SEC document |
| December 28, 2017 Filed Jan 2, 2018 19:37 UTC |
MORRIS CHRISTOPHER TODDDirector
|
OtherCommon Stock | 35,714 | $0.28 | $9,999.92 |
DisclosureSEC source: 0001010549-18-000006 · morris122717.xml · nonDerivative · entry 2 MORRIS CHRISTOPHER TODD · CIK 0001562106 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Mpact Partners, LLC Disclosed balance after: 46,308 F1 · kind: Board of Directors Fees. Read SEC document |
| December 28, 2017 Filed Jan 2, 2018 19:35 UTC |
MISRA AMITAVDirector
|
OtherCommon Stock | 35,714 | $0.28 | $9,999.92 |
DisclosureSEC source: 0001010549-18-000004 · misra122717.xml · nonDerivative · entry 1 MISRA AMITAV · CIK 0001617374 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,100 F1 · kind: Board of Directors Fees. Read SEC document |
| December 28, 2017 Filed Jan 2, 2018 19:33 UTC |
BAILEY RYAN A.Director
|
OtherCommon Stock | 35,714 | $0.28 | $9,999.92 |
DisclosureSEC source: 0001010549-18-000002 · bailey122717.xml · nonDerivative · entry 1 BAILEY RYAN A. · CIK 0001657941 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,009 F1 · kind: Board of Directors Fees. Read SEC document |
| May 19, 2017 Filed May 19, 2017 20:28 UTC |
CARROLL JONATHAN PDirector · CEO & President · 10% owner
|
GrantCommon Stock | 335,086 | $2.48 | $831,013.28 |
DisclosureSEC source: 0001010549-17-000193 · carroll051917.xml · nonDerivative · entry 1 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,844 F1 · kind: Represents shares of Blue Dolphin Energy Company common stock, par value $0.01 per share (the "Common Stock"), issued to Jonathan P. Carroll, as payment in common stock in lieu of cash for the outstanding principal balance, plus accrued interest owed to Lazarus Capital, LLC pursuant to an Amended and Restated Promissory Note dated March 31, 2017. The number of shares of common stock issued was determined based on the preceding 30-day average closing price of the Common Stock. Lazarus Capital, LLC assigned its right to receive the shares of Common Stock to Mr. Carroll, as its sole member. Read SEC document |
| May 19, 2017 Filed May 22, 2017 17:41 UTC |
MORRIS CHRISTOPHER TODDDirector
|
OtherCommon Stock | 2,857 | $3.50 | $9,999.50 |
DisclosureSEC source: 0001010549-17-000199 · morris051917.xml · nonDerivative · entry 2 MORRIS CHRISTOPHER TODD · CIK 0001562106 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Mpact Partners, LLC Disclosed balance after: 10,594 F1 · kind: Board of Directors Fees. Read SEC document |
| May 19, 2017 Filed May 22, 2017 16:03 UTC |
MISRA AMITAVDirector
|
OtherCommon Stock | 2,857 | $3.50 | $9,999.50 |
DisclosureSEC source: 0001010549-17-000197 · misra051917.xml · nonDerivative · entry 1 MISRA AMITAV · CIK 0001617374 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,386 F1 · kind: Board of Directors Fees. Read SEC document |
| May 19, 2017 Filed May 22, 2017 16:00 UTC |
BAILEY RYAN A.Director
|
OtherCommon Stock | 2,857 | $3.50 | $9,999.50 |
DisclosureSEC source: 0001010549-17-000195 · bailey051917.xml · nonDerivative · entry 1 BAILEY RYAN A. · CIK 0001657941 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,295 F1 · kind: Board of Directors Fees. Read SEC document |
| May 19, 2017 Filed Jun 6, 2022 22:01 UTC Amendment |
CARROLL JONATHAN PDirector · CEO & President · 10% owner
|
OtherCommon Stock | 335,086 | $2.48 | $831,013.28 |
DisclosureSEC source: 0001654954-22-008005 · section16.xml · nonDerivative · entry 1 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,844 F1 · kind: This Form 4 is being amended to correct the transaction code from "A" to "J". Pursuant to Amended and Restated Guaranty Fee Agreements dated April 1, 2017 between Mr. Carroll and Lazarus Energy, LLC and Lazarus Refining Marketing, LLC, for his personal guarantee on certain company loans, Mr. Carroll receives a fee equal to 2% per annum of the outstanding principal balance; the initial payment of fees was payable 100% in common stock, and subsequent fees are payable 50% in cash and 50% in common stock. This share issuance represents a catch-up payment for periods prior to April 30, 2017. F2 · price: The number of shares of common stock issued was determined based on the preceding 30-day average closing price of Blue Dolphin's common stock on the last day of each applicable monthly period. The average was $2.48, the low was $2.10, and the high was $2.75. F3 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| October 12, 2016 Filed Oct 13, 2016 14:14 UTC |
MISRA AMITAVDirector
|
OtherCommon Stock | 3,333 | $3.00 | $9,999.00 |
DisclosureSEC source: 0001010549-16-000741 · misra101216.xml · nonDerivative · entry 1 MISRA AMITAV · CIK 0001617374 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,529 F1 · kind: Board of Directors Fees Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.