Last 12 months
Inside the activity.
0 purchase rows · 49 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 13 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 11 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 11 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 14 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 03, 2024 Filed Oct 4, 2024 20:50 UTC |
Lee KevinDirector · CHIEF EXECUTIVE OFFICER
|
SaleOrdinary Shares | 3,212 | $22.26 | $71,499.12 |
DisclosureSEC source: 0001415889-24-024772 · form4-10042024_041013.xml · nonDerivative · entry 1 Lee Kevin · CIK 0001776938 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 380,864 F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of the RSUs. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.91 to $22.56 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 03, 2024 Filed Oct 4, 2024 20:50 UTC |
Skynner MichaelCHIEF TECHNOLOGY OFFICER
|
SaleOrdinary Shares | 972 | $22.26 | $21,636.72 |
DisclosureSEC source: 0001415889-24-024770 · form4-10042024_041009.xml · nonDerivative · entry 1 Skynner Michael · CIK 0001776582 · CHIEF TECHNOLOGY OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,945 F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of the RSUs. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.91 to $22.56 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 03, 2024 Filed Oct 4, 2024 20:50 UTC |
Milnes AlistairCHIEF OPERATING OFFICER
|
SaleOrdinary Shares | 972 | $22.26 | $21,636.72 |
DisclosureSEC source: 0001415889-24-024769 · form4-10042024_041006.xml · nonDerivative · entry 1 Milnes Alistair · CIK 0001901321 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,302 F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of the RSUs. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.91 to $22.56 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 03, 2024 Filed Oct 4, 2024 20:50 UTC |
Crockett NigelCHIEF BUSINESS OFFICER
|
SaleOrdinary Shares | 972 | $22.26 | $21,636.72 |
DisclosureSEC source: 0001415889-24-024768 · form4-10042024_041004.xml · nonDerivative · entry 1 Crockett Nigel · CIK 0001788580 · CHIEF BUSINESS OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,822 F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of the RSUs. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.91 to $22.56 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 03, 2024 Filed Oct 4, 2024 20:50 UTC |
Thompson Travis AlvinCHIEF ACCOUNTING OFFICER
|
SaleOrdinary Shares | 153 | $22.26 | $3,405.78 |
DisclosureSEC source: 0001415889-24-024767 · form4-10042024_041001.xml · nonDerivative · entry 1 Thompson Travis Alvin · CIK 0001983944 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,922 F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of the RSUs. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.91 to $22.56 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 03, 2024 Filed Jul 8, 2024 22:57 UTC |
Hannay Michael Charles FergusonCHIEF PROD & SUPPLY CHAIN OFF
|
SaleOrdinary Shares | 246 | $19.64 | $4,831.44 |
DisclosureSEC source: 0001415889-24-019389 · form4-07082024_100702.xml · nonDerivative · entry 1 Hannay Michael Charles Ferguson · CIK 0002015378 · CHIEF PROD & SUPPLY CHAIN OFF 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,645 F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of the RSUs. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.63 to $19.69 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 03, 2024 Filed Jul 8, 2024 18:55 UTC |
Keen NicholasCHIEF SCIENTIFIC OFFICER
|
SaleOrdinary Shares | 779 | $19.64 | $15,299.56 |
DisclosureSEC source: 0001415889-24-019385 · form4-07082024_060705.xml · nonDerivative · entry 1 Keen Nicholas · CIK 0001776881 · CHIEF SCIENTIFIC OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,024 F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of the RSUs. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.63 to $19.69 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 03, 2024 Filed Jul 8, 2024 22:55 UTC |
Lee KevinDirector · CHIEF EXECUTIVE OFFICER
|
SaleOrdinary Shares | 3,194 | $19.64 | $62,730.16 |
DisclosureSEC source: 0001415889-24-019384 · form4-07082024_060703.xml · nonDerivative · entry 1 Lee Kevin · CIK 0001776938 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 384,076 F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of the RSUs. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.63 to $19.69 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 03, 2024 Filed Jul 8, 2024 22:55 UTC |
Skynner MichaelCHIEF TECHNOLOGY OFFICER
|
SaleOrdinary Shares | 967 | $19.64 | $18,991.88 |
DisclosureSEC source: 0001415889-24-019388 · form4-07082024_100725.xml · nonDerivative · entry 1 Skynner Michael · CIK 0001776582 · CHIEF TECHNOLOGY OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,917 F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of the RSUs. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.63 to $19.69 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 03, 2024 Filed Jul 8, 2024 22:55 UTC |
Thompson Travis AlvinCHIEF ACCOUNTING OFFICER
|
SaleOrdinary Shares | 148 | $19.64 | $2,906.72 |
DisclosureSEC source: 0001415889-24-019387 · form4-07082024_060709.xml · nonDerivative · entry 1 Thompson Travis Alvin · CIK 0001983944 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,075 F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of the RSUs. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.63 to $19.69 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 03, 2024 Filed Jul 8, 2024 22:55 UTC |
Crockett NigelCHIEF BUSINESS OFFICER
|
SaleOrdinary Shares | 967 | $19.64 | $18,991.88 |
DisclosureSEC source: 0001415889-24-019386 · form4-07082024_060707.xml · nonDerivative · entry 1 Crockett Nigel · CIK 0001788580 · CHIEF BUSINESS OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,794 F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of the RSUs. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.63 to $19.69 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 03, 2024 Filed Jul 8, 2024 22:55 UTC |
Milnes AlistairCHIEF OPERATING OFFICER
|
SaleOrdinary Shares | 967 | $19.64 | $18,991.88 |
DisclosureSEC source: 0001415889-24-019383 · form4-07082024_060701.xml · nonDerivative · entry 1 Milnes Alistair · CIK 0001901321 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,274 F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of the RSUs. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.63 to $19.69 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 17, 2024 Filed Jun 20, 2024 20:05 UTC |
BAKER BROS. ADVISORS LPDirector · 10% owner
667, L.P.Director · 10% owner
Baker Bros. Advisors (GP) LLCDirector · 10% owner
Baker Brothers Life Sciences LPDirector · 10% owner
BAKER FELIXDirector · 10% owner
BAKER JULIANDirector · 10% owner
|
ConversionNon-Voting Ordinary Shares · Derivative | 2,186,686 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-075569 · ownership.xml · derivative · entry 4 BAKER BROS. ADVISORS LP · CIK 0001263508 · Director · 10% owner 667, L.P. · CIK 0001551139 · Director · 10% owner Baker Bros. Advisors (GP) LLC · CIK 0001580575 · Director · 10% owner Baker Brothers Life Sciences LP · CIK 0001363364 · Director · 10% owner BAKER FELIX · CIK 0001087940 · Director · 10% owner BAKER JULIAN · CIK 0001087939 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 17,840,603 Underlying: Ordinary Shares · 2,186,686 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On June 17, 2024, 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences" and, together with 667, the "Funds") converted, respectively, 196,098 and 2,186,686 non-voting ordinary shares of Bicycle Therapeutics plc (the "Issuer') acquired prior to the May 29, 2024 offering of the Issuer ("Pre-Offering Non-Voting Ordinary Shares") on a 1-for-1 basis without consideration into ordinary shares ("Ordinary Shares") of the Issuer issued in the form of American Depositary Shares ("ADS"). F2 · derivative.exercise_price: The Pre-Offering Non-Voting Ordinary Shares and the non-voting ordinary shares purchased in the Issuer's offering on May 29, 2024 ("May 2024 Non-Voting Ordinary Shares", and together with the Pre-Offering Non-Voting Ordinary Shares, the "Non-Voting Ordinary Shares") have no expiration date and are convertible immediately at any time at the option of the holder on a 1-for-1 basis without consideration into Ordinary Shares to the extent that immediately prior to or after giving effect to such conversion the holders thereof, together with their affiliates and any members of a Section 13(d) group with such holders, would beneficially own, for purposes of Rule 13d-3 under the Securities Act of 1934, as amended, no more than 9.99% of the outstanding Ordinary Shares, subject to adjustments detailed below (the "Beneficial Ownership Limitation") following such conversion. F3 · derivative.exercise_price: By written notice to the Issuer, the Funds may from time to time increase or decrease the Beneficial Ownership Limitation applicable to that Fund to any other percentage not in excess of 19.9%. Any such increase will not be effective until the 61st day after such notice is delivered to the Issuer. Baker Bros. Advisors LP (the "Adviser") on behalf of the Funds submitted written notice to the Issuer of an increase in the Beneficial Ownership Limitation from 9.99% to 19.9% on April 16, 2024 related to the Pre-Offering Non-Voting Ordinary Shares. This increase in the Beneficial Ownership Limitation on the Pre-Offering Non-Voting Ordinary Shares became effective on June 16, 2024. F1 · shares: On June 17, 2024, 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences" and, together with 667, the "Funds") converted, respectively, 196,098 and 2,186,686 non-voting ordinary shares of Bicycle Therapeutics plc (the "Issuer') acquired prior to the May 29, 2024 offering of the Issuer ("Pre-Offering Non-Voting Ordinary Shares") on a 1-for-1 basis without consideration into ordinary shares ("Ordinary Shares") of the Issuer issued in the form of American Depositary Shares ("ADS"). F2 · shares: The Pre-Offering Non-Voting Ordinary Shares and the non-voting ordinary shares purchased in the Issuer's offering on May 29, 2024 ("May 2024 Non-Voting Ordinary Shares", and together with the Pre-Offering Non-Voting Ordinary Shares, the "Non-Voting Ordinary Shares") have no expiration date and are convertible immediately at any time at the option of the holder on a 1-for-1 basis without consideration into Ordinary Shares to the extent that immediately prior to or after giving effect to such conversion the holders thereof, together with their affiliates and any members of a Section 13(d) group with such holders, would beneficially own, for purposes of Rule 13d-3 under the Securities Act of 1934, as amended, no more than 9.99% of the outstanding Ordinary Shares, subject to adjustments detailed below (the "Beneficial Ownership Limitation") following such conversion. F3 · shares: By written notice to the Issuer, the Funds may from time to time increase or decrease the Beneficial Ownership Limitation applicable to that Fund to any other percentage not in excess of 19.9%. Any such increase will not be effective until the 61st day after such notice is delivered to the Issuer. Baker Bros. Advisors LP (the "Adviser") on behalf of the Funds submitted written notice to the Issuer of an increase in the Beneficial Ownership Limitation from 9.99% to 19.9% on April 16, 2024 related to the Pre-Offering Non-Voting Ordinary Shares. This increase in the Beneficial Ownership Limitation on the Pre-Offering Non-Voting Ordinary Shares became effective on June 16, 2024. F1 · price: On June 17, 2024, 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences" and, together with 667, the "Funds") converted, respectively, 196,098 and 2,186,686 non-voting ordinary shares of Bicycle Therapeutics plc (the "Issuer') acquired prior to the May 29, 2024 offering of the Issuer ("Pre-Offering Non-Voting Ordinary Shares") on a 1-for-1 basis without consideration into ordinary shares ("Ordinary Shares") of the Issuer issued in the form of American Depositary Shares ("ADS"). F1 · derivative.exercise_date: On June 17, 2024, 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences" and, together with 667, the "Funds") converted, respectively, 196,098 and 2,186,686 non-voting ordinary shares of Bicycle Therapeutics plc (the "Issuer') acquired prior to the May 29, 2024 offering of the Issuer ("Pre-Offering Non-Voting Ordinary Shares") on a 1-for-1 basis without consideration into ordinary shares ("Ordinary Shares") of the Issuer issued in the form of American Depositary Shares ("ADS"). F2 · derivative.exercise_date: The Pre-Offering Non-Voting Ordinary Shares and the non-voting ordinary shares purchased in the Issuer's offering on May 29, 2024 ("May 2024 Non-Voting Ordinary Shares", and together with the Pre-Offering Non-Voting Ordinary Shares, the "Non-Voting Ordinary Shares") have no expiration date and are convertible immediately at any time at the option of the holder on a 1-for-1 basis without consideration into Ordinary Shares to the extent that immediately prior to or after giving effect to such conversion the holders thereof, together with their affiliates and any members of a Section 13(d) group with such holders, would beneficially own, for purposes of Rule 13d-3 under the Securities Act of 1934, as amended, no more than 9.99% of the outstanding Ordinary Shares, subject to adjustments detailed below (the "Beneficial Ownership Limitation") following such conversion. F3 · derivative.exercise_date: By written notice to the Issuer, the Funds may from time to time increase or decrease the Beneficial Ownership Limitation applicable to that Fund to any other percentage not in excess of 19.9%. Any such increase will not be effective until the 61st day after such notice is delivered to the Issuer. Baker Bros. Advisors LP (the "Adviser") on behalf of the Funds submitted written notice to the Issuer of an increase in the Beneficial Ownership Limitation from 9.99% to 19.9% on April 16, 2024 related to the Pre-Offering Non-Voting Ordinary Shares. This increase in the Beneficial Ownership Limitation on the Pre-Offering Non-Voting Ordinary Shares became effective on June 16, 2024. F12 · derivative.exercise_date: The Adviser on behalf of the Funds submitted written notice to the Issuer on May 28, 2024 of an increase in the Beneficial Ownership Limitation from 9.99% to 19.9% on May 29, 2024 related to the May 2024 Non-Voting Ordinary Shares. This increase in the Beneficial Ownership Limitation on the May 2024 Non-Voting Ordinary shares will take effect on July 29, 2024. F1 · derivative.expiration_date: On June 17, 2024, 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences" and, together with 667, the "Funds") converted, respectively, 196,098 and 2,186,686 non-voting ordinary shares of Bicycle Therapeutics plc (the "Issuer') acquired prior to the May 29, 2024 offering of the Issuer ("Pre-Offering Non-Voting Ordinary Shares") on a 1-for-1 basis without consideration into ordinary shares ("Ordinary Shares") of the Issuer issued in the form of American Depositary Shares ("ADS"). F2 · derivative.expiration_date: The Pre-Offering Non-Voting Ordinary Shares and the non-voting ordinary shares purchased in the Issuer's offering on May 29, 2024 ("May 2024 Non-Voting Ordinary Shares", and together with the Pre-Offering Non-Voting Ordinary Shares, the "Non-Voting Ordinary Shares") have no expiration date and are convertible immediately at any time at the option of the holder on a 1-for-1 basis without consideration into Ordinary Shares to the extent that immediately prior to or after giving effect to such conversion the holders thereof, together with their affiliates and any members of a Section 13(d) group with such holders, would beneficially own, for purposes of Rule 13d-3 under the Securities Act of 1934, as amended, no more than 9.99% of the outstanding Ordinary Shares, subject to adjustments detailed below (the "Beneficial Ownership Limitation") following such conversion. F5 · ownership.nature: The Adviser serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held directly by or held for the benefit of the Funds. Baker Bros. Advisors (GP) LLC (the "Adviser GP") is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held directly by or held for the benefit of the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held directly by or held for the benefit of the Funds. F6 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by or held for the benefit of the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. F11 · ownership.nature: After giving effect to the transaction reported herein and as a result of their ownership interest in (i) Baker Brothers Life Sciences Capital, L.P. and (ii) Life Sciences, Julian C. Baker and Felix J. Baker may be deemed to have an indirect pecuniary interest in the ADS reported in column 5 of Table I and the securities reported in column 9 of Table II held directly by or held for the benefit of Life Sciences, a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital, L.P., a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital (GP), LLC, due to their interest in Life Sciences and Baker Brothers Life Sciences Capital, L.P.'s right to receive an allocation of a portion of the profits from Life Sciences. Read SEC document |
| June 17, 2024 Filed Jun 20, 2024 20:05 UTC |
BAKER BROS. ADVISORS LPDirector · 10% owner
667, L.P.Director · 10% owner
Baker Bros. Advisors (GP) LLCDirector · 10% owner
Baker Brothers Life Sciences LPDirector · 10% owner
BAKER FELIXDirector · 10% owner
BAKER JULIANDirector · 10% owner
|
ConversionNon-Voting Ordinary Shares · Derivative | 196,098 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-075569 · ownership.xml · derivative · entry 3 BAKER BROS. ADVISORS LP · CIK 0001263508 · Director · 10% owner 667, L.P. · CIK 0001551139 · Director · 10% owner Baker Bros. Advisors (GP) LLC · CIK 0001580575 · Director · 10% owner Baker Brothers Life Sciences LP · CIK 0001363364 · Director · 10% owner BAKER FELIX · CIK 0001087940 · Director · 10% owner BAKER JULIAN · CIK 0001087939 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 1,597,341 Underlying: Ordinary Shares · 196,098 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On June 17, 2024, 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences" and, together with 667, the "Funds") converted, respectively, 196,098 and 2,186,686 non-voting ordinary shares of Bicycle Therapeutics plc (the "Issuer') acquired prior to the May 29, 2024 offering of the Issuer ("Pre-Offering Non-Voting Ordinary Shares") on a 1-for-1 basis without consideration into ordinary shares ("Ordinary Shares") of the Issuer issued in the form of American Depositary Shares ("ADS"). F2 · derivative.exercise_price: The Pre-Offering Non-Voting Ordinary Shares and the non-voting ordinary shares purchased in the Issuer's offering on May 29, 2024 ("May 2024 Non-Voting Ordinary Shares", and together with the Pre-Offering Non-Voting Ordinary Shares, the "Non-Voting Ordinary Shares") have no expiration date and are convertible immediately at any time at the option of the holder on a 1-for-1 basis without consideration into Ordinary Shares to the extent that immediately prior to or after giving effect to such conversion the holders thereof, together with their affiliates and any members of a Section 13(d) group with such holders, would beneficially own, for purposes of Rule 13d-3 under the Securities Act of 1934, as amended, no more than 9.99% of the outstanding Ordinary Shares, subject to adjustments detailed below (the "Beneficial Ownership Limitation") following such conversion. F3 · derivative.exercise_price: By written notice to the Issuer, the Funds may from time to time increase or decrease the Beneficial Ownership Limitation applicable to that Fund to any other percentage not in excess of 19.9%. Any such increase will not be effective until the 61st day after such notice is delivered to the Issuer. Baker Bros. Advisors LP (the "Adviser") on behalf of the Funds submitted written notice to the Issuer of an increase in the Beneficial Ownership Limitation from 9.99% to 19.9% on April 16, 2024 related to the Pre-Offering Non-Voting Ordinary Shares. This increase in the Beneficial Ownership Limitation on the Pre-Offering Non-Voting Ordinary Shares became effective on June 16, 2024. F1 · shares: On June 17, 2024, 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences" and, together with 667, the "Funds") converted, respectively, 196,098 and 2,186,686 non-voting ordinary shares of Bicycle Therapeutics plc (the "Issuer') acquired prior to the May 29, 2024 offering of the Issuer ("Pre-Offering Non-Voting Ordinary Shares") on a 1-for-1 basis without consideration into ordinary shares ("Ordinary Shares") of the Issuer issued in the form of American Depositary Shares ("ADS"). F2 · shares: The Pre-Offering Non-Voting Ordinary Shares and the non-voting ordinary shares purchased in the Issuer's offering on May 29, 2024 ("May 2024 Non-Voting Ordinary Shares", and together with the Pre-Offering Non-Voting Ordinary Shares, the "Non-Voting Ordinary Shares") have no expiration date and are convertible immediately at any time at the option of the holder on a 1-for-1 basis without consideration into Ordinary Shares to the extent that immediately prior to or after giving effect to such conversion the holders thereof, together with their affiliates and any members of a Section 13(d) group with such holders, would beneficially own, for purposes of Rule 13d-3 under the Securities Act of 1934, as amended, no more than 9.99% of the outstanding Ordinary Shares, subject to adjustments detailed below (the "Beneficial Ownership Limitation") following such conversion. F3 · shares: By written notice to the Issuer, the Funds may from time to time increase or decrease the Beneficial Ownership Limitation applicable to that Fund to any other percentage not in excess of 19.9%. Any such increase will not be effective until the 61st day after such notice is delivered to the Issuer. Baker Bros. Advisors LP (the "Adviser") on behalf of the Funds submitted written notice to the Issuer of an increase in the Beneficial Ownership Limitation from 9.99% to 19.9% on April 16, 2024 related to the Pre-Offering Non-Voting Ordinary Shares. This increase in the Beneficial Ownership Limitation on the Pre-Offering Non-Voting Ordinary Shares became effective on June 16, 2024. F1 · price: On June 17, 2024, 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences" and, together with 667, the "Funds") converted, respectively, 196,098 and 2,186,686 non-voting ordinary shares of Bicycle Therapeutics plc (the "Issuer') acquired prior to the May 29, 2024 offering of the Issuer ("Pre-Offering Non-Voting Ordinary Shares") on a 1-for-1 basis without consideration into ordinary shares ("Ordinary Shares") of the Issuer issued in the form of American Depositary Shares ("ADS"). F1 · derivative.exercise_date: On June 17, 2024, 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences" and, together with 667, the "Funds") converted, respectively, 196,098 and 2,186,686 non-voting ordinary shares of Bicycle Therapeutics plc (the "Issuer') acquired prior to the May 29, 2024 offering of the Issuer ("Pre-Offering Non-Voting Ordinary Shares") on a 1-for-1 basis without consideration into ordinary shares ("Ordinary Shares") of the Issuer issued in the form of American Depositary Shares ("ADS"). F2 · derivative.exercise_date: The Pre-Offering Non-Voting Ordinary Shares and the non-voting ordinary shares purchased in the Issuer's offering on May 29, 2024 ("May 2024 Non-Voting Ordinary Shares", and together with the Pre-Offering Non-Voting Ordinary Shares, the "Non-Voting Ordinary Shares") have no expiration date and are convertible immediately at any time at the option of the holder on a 1-for-1 basis without consideration into Ordinary Shares to the extent that immediately prior to or after giving effect to such conversion the holders thereof, together with their affiliates and any members of a Section 13(d) group with such holders, would beneficially own, for purposes of Rule 13d-3 under the Securities Act of 1934, as amended, no more than 9.99% of the outstanding Ordinary Shares, subject to adjustments detailed below (the "Beneficial Ownership Limitation") following such conversion. F3 · derivative.exercise_date: By written notice to the Issuer, the Funds may from time to time increase or decrease the Beneficial Ownership Limitation applicable to that Fund to any other percentage not in excess of 19.9%. Any such increase will not be effective until the 61st day after such notice is delivered to the Issuer. Baker Bros. Advisors LP (the "Adviser") on behalf of the Funds submitted written notice to the Issuer of an increase in the Beneficial Ownership Limitation from 9.99% to 19.9% on April 16, 2024 related to the Pre-Offering Non-Voting Ordinary Shares. This increase in the Beneficial Ownership Limitation on the Pre-Offering Non-Voting Ordinary Shares became effective on June 16, 2024. F12 · derivative.exercise_date: The Adviser on behalf of the Funds submitted written notice to the Issuer on May 28, 2024 of an increase in the Beneficial Ownership Limitation from 9.99% to 19.9% on May 29, 2024 related to the May 2024 Non-Voting Ordinary Shares. This increase in the Beneficial Ownership Limitation on the May 2024 Non-Voting Ordinary shares will take effect on July 29, 2024. F1 · derivative.expiration_date: On June 17, 2024, 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences" and, together with 667, the "Funds") converted, respectively, 196,098 and 2,186,686 non-voting ordinary shares of Bicycle Therapeutics plc (the "Issuer') acquired prior to the May 29, 2024 offering of the Issuer ("Pre-Offering Non-Voting Ordinary Shares") on a 1-for-1 basis without consideration into ordinary shares ("Ordinary Shares") of the Issuer issued in the form of American Depositary Shares ("ADS"). F2 · derivative.expiration_date: The Pre-Offering Non-Voting Ordinary Shares and the non-voting ordinary shares purchased in the Issuer's offering on May 29, 2024 ("May 2024 Non-Voting Ordinary Shares", and together with the Pre-Offering Non-Voting Ordinary Shares, the "Non-Voting Ordinary Shares") have no expiration date and are convertible immediately at any time at the option of the holder on a 1-for-1 basis without consideration into Ordinary Shares to the extent that immediately prior to or after giving effect to such conversion the holders thereof, together with their affiliates and any members of a Section 13(d) group with such holders, would beneficially own, for purposes of Rule 13d-3 under the Securities Act of 1934, as amended, no more than 9.99% of the outstanding Ordinary Shares, subject to adjustments detailed below (the "Beneficial Ownership Limitation") following such conversion. F4 · ownership.nature: After giving effect to the transactions reported herein and as a result of their ownership interest in (i) Baker Biotech Capital, L.P. and (ii) 667, Julian C. Baker and Felix J. Baker each may be deemed to have an indirect pecuniary interest in the ADS reported in column 5 of Table I and securities reported in column 9 of Table II held directly by or held for the benefit of 667, a limited partnership of which the sole general partner is Baker Biotech Capital, L.P., a limited partnership of which the sole general partner is Baker Biotech Capital (GP), LLC, due to their interest in 667 and Baker Biotech Capital, L.P.'s right to receive an allocation of a portion of the profits from 667. F5 · ownership.nature: The Adviser serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held directly by or held for the benefit of the Funds. Baker Bros. Advisors (GP) LLC (the "Adviser GP") is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held directly by or held for the benefit of the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held directly by or held for the benefit of the Funds. F6 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by or held for the benefit of the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| June 17, 2024 Filed Jun 20, 2024 20:05 UTC |
BAKER BROS. ADVISORS LPDirector · 10% owner
667, L.P.Director · 10% owner
Baker Bros. Advisors (GP) LLCDirector · 10% owner
Baker Brothers Life Sciences LPDirector · 10% owner
BAKER FELIXDirector · 10% owner
BAKER JULIANDirector · 10% owner
|
ConversionAmerican Depositary Shares | 2,186,686 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-075569 · ownership.xml · nonDerivative · entry 2 BAKER BROS. ADVISORS LP · CIK 0001263508 · Director · 10% owner 667, L.P. · CIK 0001551139 · Director · 10% owner Baker Bros. Advisors (GP) LLC · CIK 0001580575 · Director · 10% owner Baker Brothers Life Sciences LP · CIK 0001363364 · Director · 10% owner BAKER FELIX · CIK 0001087940 · Director · 10% owner BAKER JULIAN · CIK 0001087939 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 8,636,006 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On June 17, 2024, 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences" and, together with 667, the "Funds") converted, respectively, 196,098 and 2,186,686 non-voting ordinary shares of Bicycle Therapeutics plc (the "Issuer') acquired prior to the May 29, 2024 offering of the Issuer ("Pre-Offering Non-Voting Ordinary Shares") on a 1-for-1 basis without consideration into ordinary shares ("Ordinary Shares") of the Issuer issued in the form of American Depositary Shares ("ADS"). F2 · shares: The Pre-Offering Non-Voting Ordinary Shares and the non-voting ordinary shares purchased in the Issuer's offering on May 29, 2024 ("May 2024 Non-Voting Ordinary Shares", and together with the Pre-Offering Non-Voting Ordinary Shares, the "Non-Voting Ordinary Shares") have no expiration date and are convertible immediately at any time at the option of the holder on a 1-for-1 basis without consideration into Ordinary Shares to the extent that immediately prior to or after giving effect to such conversion the holders thereof, together with their affiliates and any members of a Section 13(d) group with such holders, would beneficially own, for purposes of Rule 13d-3 under the Securities Act of 1934, as amended, no more than 9.99% of the outstanding Ordinary Shares, subject to adjustments detailed below (the "Beneficial Ownership Limitation") following such conversion. F3 · shares: By written notice to the Issuer, the Funds may from time to time increase or decrease the Beneficial Ownership Limitation applicable to that Fund to any other percentage not in excess of 19.9%. Any such increase will not be effective until the 61st day after such notice is delivered to the Issuer. Baker Bros. Advisors LP (the "Adviser") on behalf of the Funds submitted written notice to the Issuer of an increase in the Beneficial Ownership Limitation from 9.99% to 19.9% on April 16, 2024 related to the Pre-Offering Non-Voting Ordinary Shares. This increase in the Beneficial Ownership Limitation on the Pre-Offering Non-Voting Ordinary Shares became effective on June 16, 2024. F1 · price: On June 17, 2024, 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences" and, together with 667, the "Funds") converted, respectively, 196,098 and 2,186,686 non-voting ordinary shares of Bicycle Therapeutics plc (the "Issuer') acquired prior to the May 29, 2024 offering of the Issuer ("Pre-Offering Non-Voting Ordinary Shares") on a 1-for-1 basis without consideration into ordinary shares ("Ordinary Shares") of the Issuer issued in the form of American Depositary Shares ("ADS"). F5 · ownership.nature: The Adviser serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held directly by or held for the benefit of the Funds. Baker Bros. Advisors (GP) LLC (the "Adviser GP") is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held directly by or held for the benefit of the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held directly by or held for the benefit of the Funds. F6 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by or held for the benefit of the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. F7 · ownership.nature: Includes beneficial ownership of 12,000 ADS issuable upon the vesting of restricted stock units (each an "RSU") payable solely in ADS previously issued to Felix J. Baker, in his capacity as a director of the Issuer pursuant to the Issuer's 2020 Equity Incentive Plan (the "2020 Plan") of which the Funds may be deemed to own a portion. The RSUs vest in three equal annual installments beginning on April 18, 2025, subject to Felix J. Baker's continuous service on the board of directors of the Issuer (the "Board") through the vesting date. Felix J. Baker serves on the Board as a representative of the Funds and their affiliates and control persons. Each RSU represents a contingent right to receive one Ordinary Share. F8 · ownership.nature: Pursuant to the policies of the Adviser, Felix J. Baker does not have any right to any of the Issuer's securities issued as compensation for his service on the Board and the Funds are entitled to an indirect proportionate pecuniary interest in the securities. The Funds each own an indirect proportionate pecuniary interest in the ADS received upon vesting of RSUs and non-qualified share options convertible solely into ADS of the Issuer ("Share Options") received as a result of his service on the Board. Solely as a result of their ownership interest in (i) the general partners of the Funds and (ii) the Funds, Felix J. Baker and Julian C. Baker may be deemed to have an indirect pecuniary interest in the ADS upon vesting of RSUs, Share Options, and ADS received upon the exercise of Share Options (i.e. no direct pecuniary interest) issued as compensation for such Board service. F9 · ownership.nature: The Adviser has voting and dispositive power over the Share Options, RSUs and any ADS received as a result of the exercise of Share Options or vesting of RSUs. F10 · ownership.nature: Pursuant to the policies of the Adviser and the policies of the Adviser, the Adviser has voting and dispositive power over the Share Options, RSUs and any ADS received as a result of the exercise of Share Options or vesting of RSUs. F11 · ownership.nature: After giving effect to the transaction reported herein and as a result of their ownership interest in (i) Baker Brothers Life Sciences Capital, L.P. and (ii) Life Sciences, Julian C. Baker and Felix J. Baker may be deemed to have an indirect pecuniary interest in the ADS reported in column 5 of Table I and the securities reported in column 9 of Table II held directly by or held for the benefit of Life Sciences, a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital, L.P., a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital (GP), LLC, due to their interest in Life Sciences and Baker Brothers Life Sciences Capital, L.P.'s right to receive an allocation of a portion of the profits from Life Sciences. Read SEC document |
| June 17, 2024 Filed Jun 20, 2024 20:05 UTC |
BAKER BROS. ADVISORS LPDirector · 10% owner
667, L.P.Director · 10% owner
Baker Bros. Advisors (GP) LLCDirector · 10% owner
Baker Brothers Life Sciences LPDirector · 10% owner
BAKER FELIXDirector · 10% owner
BAKER JULIANDirector · 10% owner
|
ConversionAmerican Depositary Shares | 196,098 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-075569 · ownership.xml · nonDerivative · entry 1 BAKER BROS. ADVISORS LP · CIK 0001263508 · Director · 10% owner 667, L.P. · CIK 0001551139 · Director · 10% owner Baker Bros. Advisors (GP) LLC · CIK 0001580575 · Director · 10% owner Baker Brothers Life Sciences LP · CIK 0001363364 · Director · 10% owner BAKER FELIX · CIK 0001087940 · Director · 10% owner BAKER JULIAN · CIK 0001087939 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 787,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On June 17, 2024, 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences" and, together with 667, the "Funds") converted, respectively, 196,098 and 2,186,686 non-voting ordinary shares of Bicycle Therapeutics plc (the "Issuer') acquired prior to the May 29, 2024 offering of the Issuer ("Pre-Offering Non-Voting Ordinary Shares") on a 1-for-1 basis without consideration into ordinary shares ("Ordinary Shares") of the Issuer issued in the form of American Depositary Shares ("ADS"). F2 · shares: The Pre-Offering Non-Voting Ordinary Shares and the non-voting ordinary shares purchased in the Issuer's offering on May 29, 2024 ("May 2024 Non-Voting Ordinary Shares", and together with the Pre-Offering Non-Voting Ordinary Shares, the "Non-Voting Ordinary Shares") have no expiration date and are convertible immediately at any time at the option of the holder on a 1-for-1 basis without consideration into Ordinary Shares to the extent that immediately prior to or after giving effect to such conversion the holders thereof, together with their affiliates and any members of a Section 13(d) group with such holders, would beneficially own, for purposes of Rule 13d-3 under the Securities Act of 1934, as amended, no more than 9.99% of the outstanding Ordinary Shares, subject to adjustments detailed below (the "Beneficial Ownership Limitation") following such conversion. F3 · shares: By written notice to the Issuer, the Funds may from time to time increase or decrease the Beneficial Ownership Limitation applicable to that Fund to any other percentage not in excess of 19.9%. Any such increase will not be effective until the 61st day after such notice is delivered to the Issuer. Baker Bros. Advisors LP (the "Adviser") on behalf of the Funds submitted written notice to the Issuer of an increase in the Beneficial Ownership Limitation from 9.99% to 19.9% on April 16, 2024 related to the Pre-Offering Non-Voting Ordinary Shares. This increase in the Beneficial Ownership Limitation on the Pre-Offering Non-Voting Ordinary Shares became effective on June 16, 2024. F1 · price: On June 17, 2024, 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences" and, together with 667, the "Funds") converted, respectively, 196,098 and 2,186,686 non-voting ordinary shares of Bicycle Therapeutics plc (the "Issuer') acquired prior to the May 29, 2024 offering of the Issuer ("Pre-Offering Non-Voting Ordinary Shares") on a 1-for-1 basis without consideration into ordinary shares ("Ordinary Shares") of the Issuer issued in the form of American Depositary Shares ("ADS"). F4 · ownership.nature: After giving effect to the transactions reported herein and as a result of their ownership interest in (i) Baker Biotech Capital, L.P. and (ii) 667, Julian C. Baker and Felix J. Baker each may be deemed to have an indirect pecuniary interest in the ADS reported in column 5 of Table I and securities reported in column 9 of Table II held directly by or held for the benefit of 667, a limited partnership of which the sole general partner is Baker Biotech Capital, L.P., a limited partnership of which the sole general partner is Baker Biotech Capital (GP), LLC, due to their interest in 667 and Baker Biotech Capital, L.P.'s right to receive an allocation of a portion of the profits from 667. F5 · ownership.nature: The Adviser serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held directly by or held for the benefit of the Funds. Baker Bros. Advisors (GP) LLC (the "Adviser GP") is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held directly by or held for the benefit of the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held directly by or held for the benefit of the Funds. F6 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by or held for the benefit of the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. F7 · ownership.nature: Includes beneficial ownership of 12,000 ADS issuable upon the vesting of restricted stock units (each an "RSU") payable solely in ADS previously issued to Felix J. Baker, in his capacity as a director of the Issuer pursuant to the Issuer's 2020 Equity Incentive Plan (the "2020 Plan") of which the Funds may be deemed to own a portion. The RSUs vest in three equal annual installments beginning on April 18, 2025, subject to Felix J. Baker's continuous service on the board of directors of the Issuer (the "Board") through the vesting date. Felix J. Baker serves on the Board as a representative of the Funds and their affiliates and control persons. Each RSU represents a contingent right to receive one Ordinary Share. F8 · ownership.nature: Pursuant to the policies of the Adviser, Felix J. Baker does not have any right to any of the Issuer's securities issued as compensation for his service on the Board and the Funds are entitled to an indirect proportionate pecuniary interest in the securities. The Funds each own an indirect proportionate pecuniary interest in the ADS received upon vesting of RSUs and non-qualified share options convertible solely into ADS of the Issuer ("Share Options") received as a result of his service on the Board. Solely as a result of their ownership interest in (i) the general partners of the Funds and (ii) the Funds, Felix J. Baker and Julian C. Baker may be deemed to have an indirect pecuniary interest in the ADS upon vesting of RSUs, Share Options, and ADS received upon the exercise of Share Options (i.e. no direct pecuniary interest) issued as compensation for such Board service. F9 · ownership.nature: The Adviser has voting and dispositive power over the Share Options, RSUs and any ADS received as a result of the exercise of Share Options or vesting of RSUs. F10 · ownership.nature: Pursuant to the policies of the Adviser and the policies of the Adviser, the Adviser has voting and dispositive power over the Share Options, RSUs and any ADS received as a result of the exercise of Share Options or vesting of RSUs. Read SEC document |
| May 29, 2024 Filed May 29, 2024 20:22 UTC |
BAKER BROS. ADVISORS LPDirector · 10% owner
667, L.P.Director · 10% owner
Baker Bros. Advisors (GP) LLCDirector · 10% owner
Baker Brothers Life Sciences LPDirector · 10% owner
BAKER FELIXDirector · 10% owner
BAKER JULIANDirector · 10% owner
|
GrantNon-Voting Ordinary Shares · Derivative | 15,684,860 | $21.42 | $335,969,701.20 |
DisclosureSEC source: 0000950170-24-065961 · ownership.xml · derivative · entry 2 BAKER BROS. ADVISORS LP · CIK 0001263508 · Director · 10% owner 667, L.P. · CIK 0001551139 · Director · 10% owner Baker Bros. Advisors (GP) LLC · CIK 0001580575 · Director · 10% owner Baker Brothers Life Sciences LP · CIK 0001363364 · Director · 10% owner BAKER FELIX · CIK 0001087940 · Director · 10% owner BAKER JULIAN · CIK 0001087939 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 20,027,289 Underlying: Ordinary Shares · 15,684,860 shares Expires not disclosed F1 · derivative.exercise_price: 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences" and, together with 667, the "Funds") purchased, respectively, 1,429,986 and 15,684,860 non-voting ordinary shares ("May 2024 Non-Voting Ordinary Shares") of Bicycle Therapeutics plc (the "Issuer") for $21.42 per share pursuant to a private placement that closed on May 29, 2024 (the "Offering"). The May 2024 Non-Voting Ordinary Shares and the Pre-Offering Non-Voting Ordinary Shares (as defined below) (collectively, the "Non-Voting Ordinary Shares") have no expiration date and are convertible immediately at any time at the option of the holder on a 1-for-1 basis without consideration into ordinary shares of the Issuer ("Ordinary Shares") to the extent that immediately prior to or after giving effect to such conversion the holders thereof, together with their affiliates and any members of a Section 13(d) group with such holders, (continued in footnote 2) F2 · derivative.exercise_price: would beneficially own, for purposes of Rule 13d-3 under the Securities Act of 1934, as amended, no more than 9.99% of the outstanding Ordinary Shares (the "Beneficial Ownership Limitation") following such conversion.By written notice to the Issuer, the Funds may from time to time increase or decrease the Beneficial Ownership Limitation applicable to that Fund to any other percentage not in excess of 19.9%. Any such increase will not be effective until the 61st day after such notice is delivered to the Issuer. Baker Bros. Advisors LP (the "Adviser") on behalf of the Funds submitted written notice to the Issuer of an increase in the Beneficial Ownership Limitation from 9.99% to 19.9% on April 16, 2024 related to the 4,705,882 Non-Voting Ordinary Shares held prior to the Offering ("Pre-Offering Non-Voting Ordinary Shares"). This increase in the Beneficial Ownership Limitation on the Pre-Offering Non-Voting Ordinary Shares will take effect on June 16, 2024. F3 · derivative.exercise_price: The Adviser on behalf of the Funds submitted written notice to the Issuer on May 28, 2024 of an increase in the Beneficial Ownership Limitation from 9.99% to 19.9% on May 29, 2024 related to the May 2024 Non-Voting Ordinary Shares. This increase in the Beneficial Ownership Limitation on the May 2024 Non-Voting Ordinary shares will take effect on July 29, 2024. F1 · derivative.exercise_date: 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences" and, together with 667, the "Funds") purchased, respectively, 1,429,986 and 15,684,860 non-voting ordinary shares ("May 2024 Non-Voting Ordinary Shares") of Bicycle Therapeutics plc (the "Issuer") for $21.42 per share pursuant to a private placement that closed on May 29, 2024 (the "Offering"). The May 2024 Non-Voting Ordinary Shares and the Pre-Offering Non-Voting Ordinary Shares (as defined below) (collectively, the "Non-Voting Ordinary Shares") have no expiration date and are convertible immediately at any time at the option of the holder on a 1-for-1 basis without consideration into ordinary shares of the Issuer ("Ordinary Shares") to the extent that immediately prior to or after giving effect to such conversion the holders thereof, together with their affiliates and any members of a Section 13(d) group with such holders, (continued in footnote 2) F2 · derivative.exercise_date: would beneficially own, for purposes of Rule 13d-3 under the Securities Act of 1934, as amended, no more than 9.99% of the outstanding Ordinary Shares (the "Beneficial Ownership Limitation") following such conversion.By written notice to the Issuer, the Funds may from time to time increase or decrease the Beneficial Ownership Limitation applicable to that Fund to any other percentage not in excess of 19.9%. Any such increase will not be effective until the 61st day after such notice is delivered to the Issuer. Baker Bros. Advisors LP (the "Adviser") on behalf of the Funds submitted written notice to the Issuer of an increase in the Beneficial Ownership Limitation from 9.99% to 19.9% on April 16, 2024 related to the 4,705,882 Non-Voting Ordinary Shares held prior to the Offering ("Pre-Offering Non-Voting Ordinary Shares"). This increase in the Beneficial Ownership Limitation on the Pre-Offering Non-Voting Ordinary Shares will take effect on June 16, 2024. F3 · derivative.exercise_date: The Adviser on behalf of the Funds submitted written notice to the Issuer on May 28, 2024 of an increase in the Beneficial Ownership Limitation from 9.99% to 19.9% on May 29, 2024 related to the May 2024 Non-Voting Ordinary Shares. This increase in the Beneficial Ownership Limitation on the May 2024 Non-Voting Ordinary shares will take effect on July 29, 2024. F1 · derivative.expiration_date: 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences" and, together with 667, the "Funds") purchased, respectively, 1,429,986 and 15,684,860 non-voting ordinary shares ("May 2024 Non-Voting Ordinary Shares") of Bicycle Therapeutics plc (the "Issuer") for $21.42 per share pursuant to a private placement that closed on May 29, 2024 (the "Offering"). The May 2024 Non-Voting Ordinary Shares and the Pre-Offering Non-Voting Ordinary Shares (as defined below) (collectively, the "Non-Voting Ordinary Shares") have no expiration date and are convertible immediately at any time at the option of the holder on a 1-for-1 basis without consideration into ordinary shares of the Issuer ("Ordinary Shares") to the extent that immediately prior to or after giving effect to such conversion the holders thereof, together with their affiliates and any members of a Section 13(d) group with such holders, (continued in footnote 2) F2 · derivative.expiration_date: would beneficially own, for purposes of Rule 13d-3 under the Securities Act of 1934, as amended, no more than 9.99% of the outstanding Ordinary Shares (the "Beneficial Ownership Limitation") following such conversion.By written notice to the Issuer, the Funds may from time to time increase or decrease the Beneficial Ownership Limitation applicable to that Fund to any other percentage not in excess of 19.9%. Any such increase will not be effective until the 61st day after such notice is delivered to the Issuer. Baker Bros. Advisors LP (the "Adviser") on behalf of the Funds submitted written notice to the Issuer of an increase in the Beneficial Ownership Limitation from 9.99% to 19.9% on April 16, 2024 related to the 4,705,882 Non-Voting Ordinary Shares held prior to the Offering ("Pre-Offering Non-Voting Ordinary Shares"). This increase in the Beneficial Ownership Limitation on the Pre-Offering Non-Voting Ordinary Shares will take effect on June 16, 2024. F3 · derivative.expiration_date: The Adviser on behalf of the Funds submitted written notice to the Issuer on May 28, 2024 of an increase in the Beneficial Ownership Limitation from 9.99% to 19.9% on May 29, 2024 related to the May 2024 Non-Voting Ordinary Shares. This increase in the Beneficial Ownership Limitation on the May 2024 Non-Voting Ordinary shares will take effect on July 29, 2024. F5 · ownership.nature: The Adviser serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held directly by the Funds or for the benefit for Funds. Baker Bros. Advisors (GP) LLC (the "Adviser GP") is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held directly by the Funds or for the benefit of the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held directly by the Funds or for the benefit of the Funds. F6 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by the Funds or for the benefit of the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. F7 · ownership.nature: After giving effect to the transaction reported herein and as a result of their ownership interest in (i) Baker Brothers Life Sciences Capital, L.P. and (ii) Life Sciences, Julian C. Baker and Felix J. Baker may be deemed to have an indirect pecuniary interest in the securities reported in column 9 of Table II directly held by Life Sciences, a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital, L.P., a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital (GP), LLC, due to their interest in Life Sciences and Baker Brothers Life Sciences Capital, L.P.'s right to receive an allocation of a portion of the profits from Life Sciences. Read SEC document |
| May 29, 2024 Filed May 29, 2024 20:22 UTC |
BAKER BROS. ADVISORS LPDirector · 10% owner
667, L.P.Director · 10% owner
Baker Bros. Advisors (GP) LLCDirector · 10% owner
Baker Brothers Life Sciences LPDirector · 10% owner
BAKER FELIXDirector · 10% owner
BAKER JULIANDirector · 10% owner
|
GrantNon-Voting Ordinary Shares · Derivative | 1,429,986 | $21.42 | $30,630,300.12 |
DisclosureSEC source: 0000950170-24-065961 · ownership.xml · derivative · entry 1 BAKER BROS. ADVISORS LP · CIK 0001263508 · Director · 10% owner 667, L.P. · CIK 0001551139 · Director · 10% owner Baker Bros. Advisors (GP) LLC · CIK 0001580575 · Director · 10% owner Baker Brothers Life Sciences LP · CIK 0001363364 · Director · 10% owner BAKER FELIX · CIK 0001087940 · Director · 10% owner BAKER JULIAN · CIK 0001087939 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 1,793,439 Underlying: Ordinary Shares · 1,429,986 shares Expires not disclosed F1 · derivative.exercise_price: 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences" and, together with 667, the "Funds") purchased, respectively, 1,429,986 and 15,684,860 non-voting ordinary shares ("May 2024 Non-Voting Ordinary Shares") of Bicycle Therapeutics plc (the "Issuer") for $21.42 per share pursuant to a private placement that closed on May 29, 2024 (the "Offering"). The May 2024 Non-Voting Ordinary Shares and the Pre-Offering Non-Voting Ordinary Shares (as defined below) (collectively, the "Non-Voting Ordinary Shares") have no expiration date and are convertible immediately at any time at the option of the holder on a 1-for-1 basis without consideration into ordinary shares of the Issuer ("Ordinary Shares") to the extent that immediately prior to or after giving effect to such conversion the holders thereof, together with their affiliates and any members of a Section 13(d) group with such holders, (continued in footnote 2) F2 · derivative.exercise_price: would beneficially own, for purposes of Rule 13d-3 under the Securities Act of 1934, as amended, no more than 9.99% of the outstanding Ordinary Shares (the "Beneficial Ownership Limitation") following such conversion.By written notice to the Issuer, the Funds may from time to time increase or decrease the Beneficial Ownership Limitation applicable to that Fund to any other percentage not in excess of 19.9%. Any such increase will not be effective until the 61st day after such notice is delivered to the Issuer. Baker Bros. Advisors LP (the "Adviser") on behalf of the Funds submitted written notice to the Issuer of an increase in the Beneficial Ownership Limitation from 9.99% to 19.9% on April 16, 2024 related to the 4,705,882 Non-Voting Ordinary Shares held prior to the Offering ("Pre-Offering Non-Voting Ordinary Shares"). This increase in the Beneficial Ownership Limitation on the Pre-Offering Non-Voting Ordinary Shares will take effect on June 16, 2024. F3 · derivative.exercise_price: The Adviser on behalf of the Funds submitted written notice to the Issuer on May 28, 2024 of an increase in the Beneficial Ownership Limitation from 9.99% to 19.9% on May 29, 2024 related to the May 2024 Non-Voting Ordinary Shares. This increase in the Beneficial Ownership Limitation on the May 2024 Non-Voting Ordinary shares will take effect on July 29, 2024. F1 · derivative.exercise_date: 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences" and, together with 667, the "Funds") purchased, respectively, 1,429,986 and 15,684,860 non-voting ordinary shares ("May 2024 Non-Voting Ordinary Shares") of Bicycle Therapeutics plc (the "Issuer") for $21.42 per share pursuant to a private placement that closed on May 29, 2024 (the "Offering"). The May 2024 Non-Voting Ordinary Shares and the Pre-Offering Non-Voting Ordinary Shares (as defined below) (collectively, the "Non-Voting Ordinary Shares") have no expiration date and are convertible immediately at any time at the option of the holder on a 1-for-1 basis without consideration into ordinary shares of the Issuer ("Ordinary Shares") to the extent that immediately prior to or after giving effect to such conversion the holders thereof, together with their affiliates and any members of a Section 13(d) group with such holders, (continued in footnote 2) F2 · derivative.exercise_date: would beneficially own, for purposes of Rule 13d-3 under the Securities Act of 1934, as amended, no more than 9.99% of the outstanding Ordinary Shares (the "Beneficial Ownership Limitation") following such conversion.By written notice to the Issuer, the Funds may from time to time increase or decrease the Beneficial Ownership Limitation applicable to that Fund to any other percentage not in excess of 19.9%. Any such increase will not be effective until the 61st day after such notice is delivered to the Issuer. Baker Bros. Advisors LP (the "Adviser") on behalf of the Funds submitted written notice to the Issuer of an increase in the Beneficial Ownership Limitation from 9.99% to 19.9% on April 16, 2024 related to the 4,705,882 Non-Voting Ordinary Shares held prior to the Offering ("Pre-Offering Non-Voting Ordinary Shares"). This increase in the Beneficial Ownership Limitation on the Pre-Offering Non-Voting Ordinary Shares will take effect on June 16, 2024. F3 · derivative.exercise_date: The Adviser on behalf of the Funds submitted written notice to the Issuer on May 28, 2024 of an increase in the Beneficial Ownership Limitation from 9.99% to 19.9% on May 29, 2024 related to the May 2024 Non-Voting Ordinary Shares. This increase in the Beneficial Ownership Limitation on the May 2024 Non-Voting Ordinary shares will take effect on July 29, 2024. F1 · derivative.expiration_date: 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences" and, together with 667, the "Funds") purchased, respectively, 1,429,986 and 15,684,860 non-voting ordinary shares ("May 2024 Non-Voting Ordinary Shares") of Bicycle Therapeutics plc (the "Issuer") for $21.42 per share pursuant to a private placement that closed on May 29, 2024 (the "Offering"). The May 2024 Non-Voting Ordinary Shares and the Pre-Offering Non-Voting Ordinary Shares (as defined below) (collectively, the "Non-Voting Ordinary Shares") have no expiration date and are convertible immediately at any time at the option of the holder on a 1-for-1 basis without consideration into ordinary shares of the Issuer ("Ordinary Shares") to the extent that immediately prior to or after giving effect to such conversion the holders thereof, together with their affiliates and any members of a Section 13(d) group with such holders, (continued in footnote 2) F2 · derivative.expiration_date: would beneficially own, for purposes of Rule 13d-3 under the Securities Act of 1934, as amended, no more than 9.99% of the outstanding Ordinary Shares (the "Beneficial Ownership Limitation") following such conversion.By written notice to the Issuer, the Funds may from time to time increase or decrease the Beneficial Ownership Limitation applicable to that Fund to any other percentage not in excess of 19.9%. Any such increase will not be effective until the 61st day after such notice is delivered to the Issuer. Baker Bros. Advisors LP (the "Adviser") on behalf of the Funds submitted written notice to the Issuer of an increase in the Beneficial Ownership Limitation from 9.99% to 19.9% on April 16, 2024 related to the 4,705,882 Non-Voting Ordinary Shares held prior to the Offering ("Pre-Offering Non-Voting Ordinary Shares"). This increase in the Beneficial Ownership Limitation on the Pre-Offering Non-Voting Ordinary Shares will take effect on June 16, 2024. F3 · derivative.expiration_date: The Adviser on behalf of the Funds submitted written notice to the Issuer on May 28, 2024 of an increase in the Beneficial Ownership Limitation from 9.99% to 19.9% on May 29, 2024 related to the May 2024 Non-Voting Ordinary Shares. This increase in the Beneficial Ownership Limitation on the May 2024 Non-Voting Ordinary shares will take effect on July 29, 2024. F4 · ownership.nature: After giving effect to the transactions reported herein and as a result of their ownership interest in (i) Baker Biotech Capital, L.P. and (ii) 667, Julian C. Baker and Felix J. Baker each may be deemed to have an indirect pecuniary interest in the securities reported in column 9 of Table II held directly by 667, a limited partnership of which the sole general partner is Baker Biotech Capital, L.P., a limited partnership of which the sole general partner is Baker Biotech Capital (GP), LLC, due to their interest in 667 and Baker Biotech Capital, L.P.'s right to receive an allocation of a portion of the profits from 667. F5 · ownership.nature: The Adviser serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held directly by the Funds or for the benefit for Funds. Baker Bros. Advisors (GP) LLC (the "Adviser GP") is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held directly by the Funds or for the benefit of the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held directly by the Funds or for the benefit of the Funds. F6 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by the Funds or for the benefit of the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. Read SEC document |
| April 18, 2024 Filed Apr 22, 2024 20:03 UTC |
BAKER BROS. ADVISORS LPDirector · 10% owner
667, L.P.Director · 10% owner
Baker Bros. Advisors (GP) LLCDirector · 10% owner
Baker Brothers Life Sciences LPDirector · 10% owner
BAKER FELIXDirector · 10% owner
BAKER JULIANDirector · 10% owner
|
GrantShare Option (Right to Buy) · Derivative | 24,000 | $0.00 Strike: $21.82 | $0.00 |
DisclosureSEC source: 0000950170-24-046415 · ownership.xml · derivative · entry 4 BAKER BROS. ADVISORS LP · CIK 0001263508 · Director · 10% owner 667, L.P. · CIK 0001551139 · Director · 10% owner Baker Bros. Advisors (GP) LLC · CIK 0001580575 · Director · 10% owner Baker Brothers Life Sciences LP · CIK 0001363364 · Director · 10% owner BAKER FELIX · CIK 0001087940 · Director · 10% owner BAKER JULIAN · CIK 0001087939 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 24,000 Underlying: American Depositary Shares · 24,000 shares Expires 2034-04-18 F10 · shares: Includes 24,000 Share Options granted by the Issuer to Felix J. Baker, in his capacity as a director of the Issuer pursuant to the 2020 Plan. The Share Options have a strike price of $21.82 and vest in three equal annual installments beginning on April 18, 2025, provided, however, that all vesting of Share Options granted to a director shall cease if that director resigns from the Board or otherwise ceases to serve as a director, unless the Board determines otherwise. F10 · derivative.exercise_date: Includes 24,000 Share Options granted by the Issuer to Felix J. Baker, in his capacity as a director of the Issuer pursuant to the 2020 Plan. The Share Options have a strike price of $21.82 and vest in three equal annual installments beginning on April 18, 2025, provided, however, that all vesting of Share Options granted to a director shall cease if that director resigns from the Board or otherwise ceases to serve as a director, unless the Board determines otherwise. F3 · ownership.nature: Baker Bros. Advisors LP (the "Adviser") serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held directly by the Funds or for the benefit for Funds. The Adviser GP is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held directly by the Funds or for the benefit of the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held directly by the Funds or for the benefit of the Funds. F4 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by the Funds or for the benefit of the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. F5 · ownership.nature: Pursuant to the policies of the Adviser, Felix J. Baker does not have any right to any of the Issuer's securities issued as part of his service on the Board and the Funds are entitled to an indirect proportionate pecuniary interest in the securities. The Funds each own an indirect proportionate pecuniary interest in the ADS received upon vesting of RSUs and non-qualified share options convertible solely into ADS of the Issuer ("Share Options") received as a result of his service on the Board. Solely as a result of their ownership interest in (i) the general partners of the Funds and (ii) the Funds, Felix J. Baker and Julian C. Baker may be deemed to have an indirect pecuniary interest in the ADS upon vesting of RSUs, Share Options, and ADS received upon the exercise of Share Options (i.e. no direct pecuniary interest). F6 · ownership.nature: The acquisitions of the RSUs and Share Options reported on this form represent a single grant to Felix J. Baker of 12,000 RSUs on Table I and 24,000 Share Options on Table II. These grants, totaling 12,000 RSUs and 24,000 Share Options for Felix J. Baker, are reported for each of the Funds as each has an indirect pecuniary interest in such securities. F7 · ownership.nature: Pursuant to agreements between Felix J. Baker and the Adviser and the policies of the Adviser, the Adviser has voting and dispositive power over the Share Options, RSUs and any ADS received as a result of the exercise of Share Options or vesting of RSUs. F8 · ownership.nature: ADS each represent 1 Ordinary Share. F9 · ownership.nature: After giving effect to the transaction reported herein and as a result of their ownership interest in (i) Baker Brothers Life Sciences Capital, L.P. and (ii) Life Sciences, Julian C. Baker and Felix J. Baker may be deemed to have an indirect pecuniary interest in the securities reported in column 5 of Table I and in column 9 of Table II directly held by or held for the benefit of Life Sciences, a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital, L.P., a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital (GP), LLC, due to their interest in Life Sciences and Baker Brothers Life Sciences Capital, L.P.'s right to receive an allocation of a portion of the profits from Life Sciences. F10 · ownership.nature: Includes 24,000 Share Options granted by the Issuer to Felix J. Baker, in his capacity as a director of the Issuer pursuant to the 2020 Plan. The Share Options have a strike price of $21.82 and vest in three equal annual installments beginning on April 18, 2025, provided, however, that all vesting of Share Options granted to a director shall cease if that director resigns from the Board or otherwise ceases to serve as a director, unless the Board determines otherwise. Read SEC document |
| April 18, 2024 Filed Apr 22, 2024 20:03 UTC |
BAKER BROS. ADVISORS LPDirector · 10% owner
667, L.P.Director · 10% owner
Baker Bros. Advisors (GP) LLCDirector · 10% owner
Baker Brothers Life Sciences LPDirector · 10% owner
BAKER FELIXDirector · 10% owner
BAKER JULIANDirector · 10% owner
|
GrantShare Option (Right to Buy) · Derivative | 24,000 | $0.00 Strike: $21.82 | $0.00 |
DisclosureSEC source: 0000950170-24-046415 · ownership.xml · derivative · entry 3 BAKER BROS. ADVISORS LP · CIK 0001263508 · Director · 10% owner 667, L.P. · CIK 0001551139 · Director · 10% owner Baker Bros. Advisors (GP) LLC · CIK 0001580575 · Director · 10% owner Baker Brothers Life Sciences LP · CIK 0001363364 · Director · 10% owner BAKER FELIX · CIK 0001087940 · Director · 10% owner BAKER JULIAN · CIK 0001087939 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 24,000 Underlying: American Depositary Shares · 24,000 shares Expires 2034-04-18 F10 · shares: Includes 24,000 Share Options granted by the Issuer to Felix J. Baker, in his capacity as a director of the Issuer pursuant to the 2020 Plan. The Share Options have a strike price of $21.82 and vest in three equal annual installments beginning on April 18, 2025, provided, however, that all vesting of Share Options granted to a director shall cease if that director resigns from the Board or otherwise ceases to serve as a director, unless the Board determines otherwise. F10 · derivative.exercise_date: Includes 24,000 Share Options granted by the Issuer to Felix J. Baker, in his capacity as a director of the Issuer pursuant to the 2020 Plan. The Share Options have a strike price of $21.82 and vest in three equal annual installments beginning on April 18, 2025, provided, however, that all vesting of Share Options granted to a director shall cease if that director resigns from the Board or otherwise ceases to serve as a director, unless the Board determines otherwise. F2 · ownership.nature: After giving effect to the transactions reported herein and as a result of their ownership interest in (i) Baker Biotech Capital, L.P. and (ii) 667, Julian C. Baker and Felix J. Baker each may be deemed to have an indirect pecuniary interest in the securities reported in column 5 of Table I and in column 9 of Table II held directly by or held for the benefit of 667, a limited partnership of which the sole general partner is Baker Biotech Capital, L.P., a limited partnership of which the sole general partner is Baker Biotech Capital (GP), LLC, due to their interest in 667 and Baker Biotech Capital, L.P.'s right to receive an allocation of a portion of the profits from 667. F3 · ownership.nature: Baker Bros. Advisors LP (the "Adviser") serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held directly by the Funds or for the benefit for Funds. The Adviser GP is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held directly by the Funds or for the benefit of the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held directly by the Funds or for the benefit of the Funds. F4 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by the Funds or for the benefit of the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. F5 · ownership.nature: Pursuant to the policies of the Adviser, Felix J. Baker does not have any right to any of the Issuer's securities issued as part of his service on the Board and the Funds are entitled to an indirect proportionate pecuniary interest in the securities. The Funds each own an indirect proportionate pecuniary interest in the ADS received upon vesting of RSUs and non-qualified share options convertible solely into ADS of the Issuer ("Share Options") received as a result of his service on the Board. Solely as a result of their ownership interest in (i) the general partners of the Funds and (ii) the Funds, Felix J. Baker and Julian C. Baker may be deemed to have an indirect pecuniary interest in the ADS upon vesting of RSUs, Share Options, and ADS received upon the exercise of Share Options (i.e. no direct pecuniary interest). F6 · ownership.nature: The acquisitions of the RSUs and Share Options reported on this form represent a single grant to Felix J. Baker of 12,000 RSUs on Table I and 24,000 Share Options on Table II. These grants, totaling 12,000 RSUs and 24,000 Share Options for Felix J. Baker, are reported for each of the Funds as each has an indirect pecuniary interest in such securities. F7 · ownership.nature: Pursuant to agreements between Felix J. Baker and the Adviser and the policies of the Adviser, the Adviser has voting and dispositive power over the Share Options, RSUs and any ADS received as a result of the exercise of Share Options or vesting of RSUs. F8 · ownership.nature: ADS each represent 1 Ordinary Share. F10 · ownership.nature: Includes 24,000 Share Options granted by the Issuer to Felix J. Baker, in his capacity as a director of the Issuer pursuant to the 2020 Plan. The Share Options have a strike price of $21.82 and vest in three equal annual installments beginning on April 18, 2025, provided, however, that all vesting of Share Options granted to a director shall cease if that director resigns from the Board or otherwise ceases to serve as a director, unless the Board determines otherwise. Read SEC document |
| April 18, 2024 Filed Apr 22, 2024 20:03 UTC |
BAKER BROS. ADVISORS LPDirector · 10% owner
667, L.P.Director · 10% owner
Baker Bros. Advisors (GP) LLCDirector · 10% owner
Baker Brothers Life Sciences LPDirector · 10% owner
BAKER FELIXDirector · 10% owner
BAKER JULIANDirector · 10% owner
|
GrantAmerican Depositary Shares | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-046415 · ownership.xml · nonDerivative · entry 2 BAKER BROS. ADVISORS LP · CIK 0001263508 · Director · 10% owner 667, L.P. · CIK 0001551139 · Director · 10% owner Baker Bros. Advisors (GP) LLC · CIK 0001580575 · Director · 10% owner Baker Brothers Life Sciences LP · CIK 0001363364 · Director · 10% owner BAKER FELIX · CIK 0001087940 · Director · 10% owner BAKER JULIAN · CIK 0001087939 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 6,449,320 F1 · shares: Includes 12,000 restricted stock units (each an "RSU") payable solely in American Depositary Shares ("ADS") of Bicycle Therapeutics plc (the "Issuer") granted by the Issuer to Felix J. Baker, a managing member of Baker Bros. Advisors (GP) LLC (the "Adviser GP") on April 18, 2024, pursuant to the Issuer's 2020 Equity Incentive Plan (the "2020 Plan"). The RSUs vest in three equal annual installments beginning on April 18, 2025, subject to Felix J. Baker's continuous service on the board of directors of the Issuer (the "Board") through the vesting date. Felix J. Baker serves on the Board as a representative of 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences", and together with 667, the "Funds"). Each RSU represents a contingent right to recieve one Ordinary Share. F1 · ownership.nature: Includes 12,000 restricted stock units (each an "RSU") payable solely in American Depositary Shares ("ADS") of Bicycle Therapeutics plc (the "Issuer") granted by the Issuer to Felix J. Baker, a managing member of Baker Bros. Advisors (GP) LLC (the "Adviser GP") on April 18, 2024, pursuant to the Issuer's 2020 Equity Incentive Plan (the "2020 Plan"). The RSUs vest in three equal annual installments beginning on April 18, 2025, subject to Felix J. Baker's continuous service on the board of directors of the Issuer (the "Board") through the vesting date. Felix J. Baker serves on the Board as a representative of 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences", and together with 667, the "Funds"). Each RSU represents a contingent right to recieve one Ordinary Share. F3 · ownership.nature: Baker Bros. Advisors LP (the "Adviser") serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held directly by the Funds or for the benefit for Funds. The Adviser GP is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held directly by the Funds or for the benefit of the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held directly by the Funds or for the benefit of the Funds. F4 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by the Funds or for the benefit of the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. F5 · ownership.nature: Pursuant to the policies of the Adviser, Felix J. Baker does not have any right to any of the Issuer's securities issued as part of his service on the Board and the Funds are entitled to an indirect proportionate pecuniary interest in the securities. The Funds each own an indirect proportionate pecuniary interest in the ADS received upon vesting of RSUs and non-qualified share options convertible solely into ADS of the Issuer ("Share Options") received as a result of his service on the Board. Solely as a result of their ownership interest in (i) the general partners of the Funds and (ii) the Funds, Felix J. Baker and Julian C. Baker may be deemed to have an indirect pecuniary interest in the ADS upon vesting of RSUs, Share Options, and ADS received upon the exercise of Share Options (i.e. no direct pecuniary interest). F6 · ownership.nature: The acquisitions of the RSUs and Share Options reported on this form represent a single grant to Felix J. Baker of 12,000 RSUs on Table I and 24,000 Share Options on Table II. These grants, totaling 12,000 RSUs and 24,000 Share Options for Felix J. Baker, are reported for each of the Funds as each has an indirect pecuniary interest in such securities. F7 · ownership.nature: Pursuant to agreements between Felix J. Baker and the Adviser and the policies of the Adviser, the Adviser has voting and dispositive power over the Share Options, RSUs and any ADS received as a result of the exercise of Share Options or vesting of RSUs. F8 · ownership.nature: ADS each represent 1 Ordinary Share. F9 · ownership.nature: After giving effect to the transaction reported herein and as a result of their ownership interest in (i) Baker Brothers Life Sciences Capital, L.P. and (ii) Life Sciences, Julian C. Baker and Felix J. Baker may be deemed to have an indirect pecuniary interest in the securities reported in column 5 of Table I and in column 9 of Table II directly held by or held for the benefit of Life Sciences, a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital, L.P., a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital (GP), LLC, due to their interest in Life Sciences and Baker Brothers Life Sciences Capital, L.P.'s right to receive an allocation of a portion of the profits from Life Sciences. Read SEC document |
| April 18, 2024 Filed Apr 22, 2024 20:03 UTC |
BAKER BROS. ADVISORS LPDirector · 10% owner
667, L.P.Director · 10% owner
Baker Bros. Advisors (GP) LLCDirector · 10% owner
Baker Brothers Life Sciences LPDirector · 10% owner
BAKER FELIXDirector · 10% owner
BAKER JULIANDirector · 10% owner
|
GrantAmerican Depositary Shares | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-046415 · ownership.xml · nonDerivative · entry 1 BAKER BROS. ADVISORS LP · CIK 0001263508 · Director · 10% owner 667, L.P. · CIK 0001551139 · Director · 10% owner Baker Bros. Advisors (GP) LLC · CIK 0001580575 · Director · 10% owner Baker Brothers Life Sciences LP · CIK 0001363364 · Director · 10% owner BAKER FELIX · CIK 0001087940 · Director · 10% owner BAKER JULIAN · CIK 0001087939 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 591,856 F1 · shares: Includes 12,000 restricted stock units (each an "RSU") payable solely in American Depositary Shares ("ADS") of Bicycle Therapeutics plc (the "Issuer") granted by the Issuer to Felix J. Baker, a managing member of Baker Bros. Advisors (GP) LLC (the "Adviser GP") on April 18, 2024, pursuant to the Issuer's 2020 Equity Incentive Plan (the "2020 Plan"). The RSUs vest in three equal annual installments beginning on April 18, 2025, subject to Felix J. Baker's continuous service on the board of directors of the Issuer (the "Board") through the vesting date. Felix J. Baker serves on the Board as a representative of 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences", and together with 667, the "Funds"). Each RSU represents a contingent right to recieve one Ordinary Share. F1 · ownership.nature: Includes 12,000 restricted stock units (each an "RSU") payable solely in American Depositary Shares ("ADS") of Bicycle Therapeutics plc (the "Issuer") granted by the Issuer to Felix J. Baker, a managing member of Baker Bros. Advisors (GP) LLC (the "Adviser GP") on April 18, 2024, pursuant to the Issuer's 2020 Equity Incentive Plan (the "2020 Plan"). The RSUs vest in three equal annual installments beginning on April 18, 2025, subject to Felix J. Baker's continuous service on the board of directors of the Issuer (the "Board") through the vesting date. Felix J. Baker serves on the Board as a representative of 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences", and together with 667, the "Funds"). Each RSU represents a contingent right to recieve one Ordinary Share. F2 · ownership.nature: After giving effect to the transactions reported herein and as a result of their ownership interest in (i) Baker Biotech Capital, L.P. and (ii) 667, Julian C. Baker and Felix J. Baker each may be deemed to have an indirect pecuniary interest in the securities reported in column 5 of Table I and in column 9 of Table II held directly by or held for the benefit of 667, a limited partnership of which the sole general partner is Baker Biotech Capital, L.P., a limited partnership of which the sole general partner is Baker Biotech Capital (GP), LLC, due to their interest in 667 and Baker Biotech Capital, L.P.'s right to receive an allocation of a portion of the profits from 667. F3 · ownership.nature: Baker Bros. Advisors LP (the "Adviser") serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held directly by the Funds or for the benefit for Funds. The Adviser GP is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held directly by the Funds or for the benefit of the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held directly by the Funds or for the benefit of the Funds. F4 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by the Funds or for the benefit of the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. F5 · ownership.nature: Pursuant to the policies of the Adviser, Felix J. Baker does not have any right to any of the Issuer's securities issued as part of his service on the Board and the Funds are entitled to an indirect proportionate pecuniary interest in the securities. The Funds each own an indirect proportionate pecuniary interest in the ADS received upon vesting of RSUs and non-qualified share options convertible solely into ADS of the Issuer ("Share Options") received as a result of his service on the Board. Solely as a result of their ownership interest in (i) the general partners of the Funds and (ii) the Funds, Felix J. Baker and Julian C. Baker may be deemed to have an indirect pecuniary interest in the ADS upon vesting of RSUs, Share Options, and ADS received upon the exercise of Share Options (i.e. no direct pecuniary interest). F6 · ownership.nature: The acquisitions of the RSUs and Share Options reported on this form represent a single grant to Felix J. Baker of 12,000 RSUs on Table I and 24,000 Share Options on Table II. These grants, totaling 12,000 RSUs and 24,000 Share Options for Felix J. Baker, are reported for each of the Funds as each has an indirect pecuniary interest in such securities. F7 · ownership.nature: Pursuant to agreements between Felix J. Baker and the Adviser and the policies of the Adviser, the Adviser has voting and dispositive power over the Share Options, RSUs and any ADS received as a result of the exercise of Share Options or vesting of RSUs. F8 · ownership.nature: ADS each represent 1 Ordinary Share. Read SEC document |
| April 11, 2024 Filed Apr 12, 2024 20:30 UTC |
Hannay Michael Charles FergusonCHIEF PROD & SUPPLY CHAIN OFF
|
SaleOrdinary Shares | 257 | $22.49 | $5,779.93 |
DisclosureSEC source: 0001415889-24-010760 · form4-04122024_040405.xml · nonDerivative · entry 1 Hannay Michael Charles Ferguson · CIK 0002015378 · CHIEF PROD & SUPPLY CHAIN OFF 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,891 F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of the RSUs. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.48 to $22.49 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 03, 2024 Filed Apr 5, 2024 16:30 UTC |
Keen NicholasCHIEF SCIENTIFIC OFFICER
|
SaleOrdinary Shares | 790 | $23.81 | $18,809.90 |
DisclosureSEC source: 0001415889-24-010414 · form4-04052024_040430.xml · nonDerivative · entry 1 Keen Nicholas · CIK 0001776881 · CHIEF SCIENTIFIC OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,803 F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of the RSUs. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.75 to $24.05 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 03, 2024 Filed Apr 5, 2024 20:30 UTC |
Lee KevinDirector · CHIEF EXECUTIVE OFFICER
|
SaleOrdinary Shares | 3,158 | $23.81 | $75,191.98 |
DisclosureSEC source: 0001415889-24-010418 · form4-04052024_040440.xml · nonDerivative · entry 1 Lee Kevin · CIK 0001776938 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 387,270 F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of the RSUs. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.75 to $24.05 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 03, 2024 Filed Apr 5, 2024 20:30 UTC |
Skynner MichaelCHIEF TECHNOLOGY OFFICER
|
SaleOrdinary Shares | 955 | $23.81 | $22,738.55 |
DisclosureSEC source: 0001415889-24-010417 · form4-04052024_040436.xml · nonDerivative · entry 1 Skynner Michael · CIK 0001776582 · CHIEF TECHNOLOGY OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,884 F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of the RSUs. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.75 to $24.05 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 03, 2024 Filed Apr 5, 2024 20:30 UTC |
Milnes AlistairCHIEF OPERATING OFFICER
|
SaleOrdinary Shares | 955 | $23.81 | $22,738.55 |
DisclosureSEC source: 0001415889-24-010416 · form4-04052024_040434.xml · nonDerivative · entry 1 Milnes Alistair · CIK 0001901321 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,241 F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of the RSUs. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.75 to $24.05 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 03, 2024 Filed Apr 5, 2024 20:30 UTC |
Crockett NigelCHIEF BUSINESS OFFICER
|
SaleOrdinary Shares | 955 | $23.81 | $22,738.55 |
DisclosureSEC source: 0001415889-24-010415 · form4-04052024_040432.xml · nonDerivative · entry 1 Crockett Nigel · CIK 0001788580 · CHIEF BUSINESS OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,761 F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of the RSUs. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.75 to $24.05 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 03, 2024 Filed Apr 5, 2024 20:30 UTC |
Thompson Travis AlvinCHIEF ACCOUNTING OFFICER
|
SaleOrdinary Shares | 152 | $23.81 | $3,619.12 |
DisclosureSEC source: 0001415889-24-010413 · form4-04052024_040425.xml · nonDerivative · entry 1 Thompson Travis Alvin · CIK 0001983944 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,223 F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of the RSUs. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.75 to $24.05 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 19, 2024 Filed Mar 21, 2024 23:08 UTC |
Hannay Michael Charles FergusonCHIEF PROD & SUPPLY CHAIN OFF
|
GrantEmployee Stock Option (right to buy) · Derivative | 58,000 | $0.00 Strike: $24.12 | $0.00 |
DisclosureSEC source: 0001415889-24-008888 · form4-03212024_110306.xml · derivative · entry 1 Hannay Michael Charles Ferguson · CIK 0002015378 · CHIEF PROD & SUPPLY CHAIN OFF 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,000 Underlying: Ordinary Shares · 58,000 shares Expires 2034-03-19 F1 · derivative.exercise_date: This option shall vest one-fourth (1/4) of the total number of shares underlying the option on March 19, 2025 and the remaining shares in 36 equal monthly installments thereafter. Read SEC document |
| February 20, 2024 Filed Feb 21, 2024 21:41 UTC |
Sands Stephen H.Director
|
GrantStock Option (right to buy) · Derivative | 24,000 | $0.00 Strike: $22.50 | $0.00 |
DisclosureSEC source: 0001415889-24-004638 · form4-02212024_090213.xml · derivative · entry 2 Sands Stephen H. · CIK 0001913319 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,000 Underlying: Ordinary Shares · 24,000 shares Expires 2034-02-20 F3 · derivative.exercise_date: This option shall vest in three equal annual installments on February 20, 2025, February 20, 2026 and February 20, 2027. Read SEC document |
| February 20, 2024 Filed Feb 21, 2024 21:41 UTC |
Sands Stephen H.Director
|
GrantOrdinary Shares | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-004638 · form4-02212024_090213.xml · nonDerivative · entry 1 Sands Stephen H. · CIK 0001913319 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,000 F1 · kind: Represents a restricted stock unit ("RSU") award. The RSUs shall vest in three equal annual installments on February 20, 2025, February 20, 2026 and February 20, 2027. F2 · price: Each RSU represents a contingent right to receive one ordinary share. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 16:42 UTC |
Arroyo SantiagoCHIEF DEVELOPMENT OFFICER
|
GrantEmployee Stock Option (right to buy) · Derivative | 41,570 | $0.00 Strike: $17.00 | $0.00 |
DisclosureSEC source: 0001415889-24-003009 · form4-02082024_090249.xml · derivative · entry 2 Arroyo Santiago · CIK 0001706857 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,570 Underlying: Ordinary Shares · 41,570 shares Expires 2034-02-06 F3 · derivative.exercise_date: This option shall vest one-fourth (1/4) of the total number of shares underlying the option on January 2, 2025 and the remaining shares in 36 equal monthly installments thereafter. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 16:42 UTC |
Arroyo SantiagoCHIEF DEVELOPMENT OFFICER
|
GrantOrdinary Shares | 21,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-003009 · form4-02082024_090249.xml · nonDerivative · entry 1 Arroyo Santiago · CIK 0001706857 · CHIEF DEVELOPMENT OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,000 F1 · kind: Represents a restricted stock unit ("RSU") award. One-fourth (1/4) of the total number of RSUs shall vest on January 2, 2025 and the remaining RSUs shall vest in 12 equal quarterly installments thereafter. F2 · price: Each RSU represents a contingent right to receive one ordinary share. Read SEC document |
| January 03, 2024 Filed Jan 4, 2024 18:34 UTC |
Keen NicholasChief Scientific Officer
|
SaleOrdinary Shares | 2,640 | $17.50 | $46,200.00 |
DisclosureSEC source: 0001209191-24-000888 · doc4.xml · nonDerivative · entry 2 Keen Nicholas · CIK 0001776881 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,593 F3 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of the RSUs. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.07 to $18.02 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 03, 2024 Filed Jan 4, 2024 23:25 UTC |
Lee KevinDirector · Chief Executive Officer
|
SaleOrdinary Shares | 8,703 | $17.50 | $152,302.50 |
DisclosureSEC source: 0001209191-24-000875 · doc4.xml · nonDerivative · entry 2 Lee Kevin · CIK 0001776938 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 390,428 F3 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of the RSUs. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.07 to $18.02 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 03, 2024 Filed Jan 4, 2024 23:36 UTC |
Thompson Travis AlvinChief Accounting Officer
|
SaleOrdinary Shares | 604 | $17.50 | $10,570.00 |
DisclosureSEC source: 0001209191-24-000890 · doc4.xml · nonDerivative · entry 2 Thompson Travis Alvin · CIK 0001983944 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,375 F3 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of the RSUs. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.07 to $18.02 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 03, 2024 Filed Jan 4, 2024 23:28 UTC |
Crockett NigelChief Business Officer
|
SaleOrdinary Shares | 2,643 | $17.50 | $46,252.50 |
DisclosureSEC source: 0001209191-24-000879 · doc4.xml · nonDerivative · entry 2 Crockett Nigel · CIK 0001788580 · Chief Business Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,716 F3 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of the RSUs. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.07 to $18.02 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 03, 2024 Filed Jan 4, 2024 23:27 UTC |
Milnes AlistairChief Operating Officer
|
SaleOrdinary Shares | 2,643 | $17.50 | $46,252.50 |
DisclosureSEC source: 0001209191-24-000877 · doc4.xml · nonDerivative · entry 2 Milnes Alistair · CIK 0001901321 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,196 F3 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of the RSUs. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.07 to $18.02 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 03, 2024 Filed Jan 4, 2024 23:26 UTC |
Skynner MichaelChief Technology Officer
|
SaleOrdinary Shares | 2,643 | $17.50 | $46,252.50 |
DisclosureSEC source: 0001209191-24-000876 · doc4.xml · nonDerivative · entry 2 Skynner Michael · CIK 0001776582 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,839 F3 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of the RSUs. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.07 to $18.02 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 18:33 UTC |
Bourque JaniceDirector
|
GrantStock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $18.08 | $0.00 |
DisclosureSEC source: 0001209191-24-000886 · doc4.xml · derivative · entry 2 Bourque Janice · CIK 0001783330 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,000 Underlying: Ordinary Shares · 12,000 shares Expires 2034-01-02 F3 · derivative.exercise_date: This option shall vest in four equal installments on March 15, 2024, June 15, 2024, September 15, 2024 and December 15, 2024. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 18:33 UTC |
Bourque JaniceDirector
|
GrantOrdinary Shares | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-000886 · doc4.xml · nonDerivative · entry 1 Bourque Janice · CIK 0001783330 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,750 F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs shall vest in four equal installments on March 15, 2024, June 15, 2024, September 15, 2024 and December 15, 2024. F2 · price: Each RSU represents a contingent right to receive one ordinary share. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 18:34 UTC |
Keen NicholasChief Scientific Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 56,000 | $0.00 Strike: $18.08 | $0.00 |
DisclosureSEC source: 0001209191-24-000888 · doc4.xml · derivative · entry 4 Keen Nicholas · CIK 0001776881 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,000 Underlying: Ordinary Shares · 56,000 shares Expires 2034-01-02 F5 · derivative.exercise_date: This option shall vest one-fourth (1/4) of the total number of shares underlying the option on January 2, 2025 and the remaining shares in 36 equal monthly installments thereafter. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 18:34 UTC |
Keen NicholasChief Scientific Officer
|
GrantOrdinary Shares | 28,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-000888 · doc4.xml · nonDerivative · entry 1 Keen Nicholas · CIK 0001776881 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,233 F1 · shares: Represents a restricted stock unit ("RSU") award. One-fourth (1/4) of the total number of RSUs shall vest on January 2, 2025 and the remaining RSUs shall vest in 12 equal quarterly installments thereafter. F2 · price: Each RSU represents a contingent right to receive one ordinary share. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 23:25 UTC |
Lee KevinDirector · Chief Executive Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 155,000 | $0.00 Strike: $18.08 | $0.00 |
DisclosureSEC source: 0001209191-24-000875 · doc4.xml · derivative · entry 3 Lee Kevin · CIK 0001776938 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,000 Underlying: Ordinary Shares · 155,000 shares Expires 2034-01-02 F5 · derivative.exercise_date: This option shall vest one-fourth (1/4) of the total number of shares underlying the option on January 2, 2025 and the remaining shares in 36 equal monthly installments thereafter. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 23:25 UTC |
Lee KevinDirector · Chief Executive Officer
|
GrantOrdinary Shares | 77,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-000875 · doc4.xml · nonDerivative · entry 1 Lee Kevin · CIK 0001776938 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 399,131 F1 · shares: Represents a restricted stock unit ("RSU") award. One-fourth (1/4) of the total number of RSUs shall vest on January 2, 2025 and the remaining RSUs shall vest in 12 equal quarterly installments thereafter. F2 · price: Each RSU represents a contingent right to receive one ordinary share. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 23:33 UTC |
Gutierrez-Ramos Jose-CarlosDirector
|
GrantStock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $18.08 | $0.00 |
DisclosureSEC source: 0001209191-24-000885 · doc4.xml · derivative · entry 2 Gutierrez-Ramos Jose-Carlos · CIK 0001667657 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,000 Underlying: Ordinary Shares · 12,000 shares Expires 2034-01-02 F3 · derivative.exercise_date: This option shall vest in four equal installments on March 15, 2024, June 15, 2024, September 15, 2024 and December 15, 2024. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 23:33 UTC |
Gutierrez-Ramos Jose-CarlosDirector
|
GrantOrdinary Shares | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-000885 · doc4.xml · nonDerivative · entry 1 Gutierrez-Ramos Jose-Carlos · CIK 0001667657 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,750 F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs shall vest in four equal installments on March 15, 2024, June 15, 2024, September 15, 2024 and December 15, 2024. F2 · price: Each RSU represents a contingent right to receive one ordinary share. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 18:31 UTC |
Jordan Veronica GHDirector
|
GrantStock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $18.08 | $0.00 |
DisclosureSEC source: 0001209191-24-000883 · doc4.xml · derivative · entry 2 Jordan Veronica GH · CIK 0001381123 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,000 Underlying: Ordinary Shares · 12,000 shares Expires 2034-01-02 F3 · derivative.exercise_date: This option shall vest in four equal installments on March 15, 2024, June 15, 2024, September 15, 2024 and December 15, 2024. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 18:31 UTC |
Jordan Veronica GHDirector
|
GrantOrdinary Shares | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-000883 · doc4.xml · nonDerivative · entry 1 Jordan Veronica GH · CIK 0001381123 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,750 F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs shall vest in four equal installments on March 15, 2024, June 15, 2024, September 15, 2024 and December 15, 2024. F2 · price: Each RSU represents a contingent right to receive one ordinary share. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.