Last 12 months
Inside the activity.
0 purchase rows · 49 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 13 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 11 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 11 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 14 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 08, 2025 Filed Sep 10, 2025 20:53 UTC |
Hoppenot HerveDirector
|
GrantOrdinary Shares | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-024100 · form4-09102025_080931.xml · nonDerivative · entry 1 Hoppenot Herve · CIK 0001596492 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,500 F1 · shares: Represents a restricted share unit ("RSU") award. The RSUs will vest in three equal installments on each of September 8, 2026, September 8, 2027 and September 8, 2028. F2 · price: Each RSU represents a contingent right to receive one ordinary share. Read SEC document |
| September 08, 2025 Filed Sep 10, 2025 20:52 UTC |
DANSEY ROGER DDirector
|
GrantStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $7.16 | $0.00 |
DisclosureSEC source: 0001415889-25-024098 · form4-09102025_080916.xml · derivative · entry 2 DANSEY ROGER D · CIK 0001741836 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Ordinary Shares · 25,000 shares Expires 2035-09-08 F3 · derivative.exercise_date: This option will vest in three equal installments on each of September 8, 2026, September 8, 2027 and September 8, 2028. Read SEC document |
| September 08, 2025 Filed Sep 10, 2025 20:52 UTC |
DANSEY ROGER DDirector
|
GrantOrdinary Shares | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-024098 · form4-09102025_080916.xml · nonDerivative · entry 1 DANSEY ROGER D · CIK 0001741836 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,500 F1 · shares: Represents a restricted share unit ("RSU") award. The RSUs will vest in three equal installments on each of September 8, 2026, September 8, 2027 and September 8, 2028. F2 · price: Each RSU represents a contingent right to receive one ordinary share. Read SEC document |
| August 12, 2025 Filed Aug 14, 2025 20:26 UTC |
Swanton Robert CharlesDirector
|
GrantStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $7.46 | $0.00 |
DisclosureSEC source: 0001415889-25-021873 · form4-08142025_080808.xml · derivative · entry 2 Swanton Robert Charles · CIK 0002079922 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Ordinary Shares · 25,000 shares Expires 2035-08-12 F3 · derivative.exercise_date: This option will vest in three equal installments on each of August 12, 2026, August 12, 2027 and August 12, 2028. Read SEC document |
| August 12, 2025 Filed Aug 14, 2025 20:26 UTC |
Swanton Robert CharlesDirector
|
GrantOrdinary Shares | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-021873 · form4-08142025_080808.xml · nonDerivative · entry 1 Swanton Robert Charles · CIK 0002079922 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,589 F1 · shares: Represents a restricted share unit ("RSU") award. The RSUs will vest in three equal installments on each of August 12, 2026, August 12, 2027 and August 12, 2028. F2 · price: Each RSU represents a contingent right to receive one ordinary share. Read SEC document |
| July 03, 2025 Filed Jul 7, 2025 21:20 UTC |
Hannay Michael Charles FergusonCHIEF PROD & SUPPLY CHAIN OFF
|
SaleOrdinary Shares | 248 | $7.44 | $1,845.12 |
DisclosureSEC source: 0001415889-25-019425 · form4-07072025_050704.xml · nonDerivative · entry 2 Hannay Michael Charles Ferguson · CIK 0002015378 · CHIEF PROD & SUPPLY CHAIN OFF 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,825 F1 · shares: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of restricted stock units. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.405 to $7.44 inclusive. Read SEC document |
| July 03, 2025 Filed Jul 7, 2025 21:20 UTC |
Lee KevinDirector · CHIEF EXECUTIVE OFFICER
|
SaleOrdinary Shares | 3,193 | $7.44 | $23,755.92 |
DisclosureSEC source: 0001415889-25-019428 · form4-07072025_050710.xml · nonDerivative · entry 2 Lee Kevin · CIK 0001776938 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 480,804 F1 · shares: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of restricted stock units. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.405 to $7.483 inclusive. Read SEC document |
| July 03, 2025 Filed Jul 7, 2025 21:20 UTC |
Skynner MichaelCHIEF TECHNOLOGY OFFICER
|
SaleOrdinary Shares | 966 | $7.44 | $7,187.04 |
DisclosureSEC source: 0001415889-25-019427 · form4-07072025_050708.xml · nonDerivative · entry 2 Skynner Michael · CIK 0001776582 · CHIEF TECHNOLOGY OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,079 F1 · shares: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of restricted stock units. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.405 to $7.44 inclusive. Read SEC document |
| July 03, 2025 Filed Jul 7, 2025 21:20 UTC |
Milnes AlistairCHIEF OPERATING OFFICER
|
SaleOrdinary Shares | 966 | $7.44 | $7,187.04 |
DisclosureSEC source: 0001415889-25-019426 · form4-07072025_050706.xml · nonDerivative · entry 2 Milnes Alistair · CIK 0001901321 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,502 F1 · shares: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of restricted stock units. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.405 to $7.44 inclusive. Read SEC document |
| July 03, 2025 Filed Jul 7, 2025 21:20 UTC |
Thompson Travis AlvinCHIEF ACCOUNTING OFFICER
|
SaleOrdinary Shares | 100 | $7.44 | $744.00 |
DisclosureSEC source: 0001415889-25-019424 · form4-07072025_050703.xml · nonDerivative · entry 2 Thompson Travis Alvin · CIK 0001983944 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,521 F1 · shares: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of restricted stock units. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.405 to $7.483 inclusive. Read SEC document |
| July 02, 2025 Filed Jul 7, 2025 21:20 UTC |
Hannay Michael Charles FergusonCHIEF PROD & SUPPLY CHAIN OFF
|
SaleOrdinary Shares | 474 | $7.09 | $3,360.66 |
DisclosureSEC source: 0001415889-25-019425 · form4-07072025_050704.xml · nonDerivative · entry 1 Hannay Michael Charles Ferguson · CIK 0002015378 · CHIEF PROD & SUPPLY CHAIN OFF 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,073 F1 · shares: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of restricted stock units. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.09 to $7.14 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3). Read SEC document |
| July 02, 2025 Filed Jul 7, 2025 21:20 UTC |
Lee KevinDirector · CHIEF EXECUTIVE OFFICER
|
SaleOrdinary Shares | 2,268 | $7.09 | $16,080.12 |
DisclosureSEC source: 0001415889-25-019428 · form4-07072025_050710.xml · nonDerivative · entry 1 Lee Kevin · CIK 0001776938 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 483,997 F1 · shares: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of restricted stock units. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.09 to $7.14 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3). Read SEC document |
| July 02, 2025 Filed Jul 7, 2025 21:20 UTC |
Skynner MichaelCHIEF TECHNOLOGY OFFICER
|
SaleOrdinary Shares | 825 | $7.09 | $5,849.25 |
DisclosureSEC source: 0001415889-25-019427 · form4-07072025_050708.xml · nonDerivative · entry 1 Skynner Michael · CIK 0001776582 · CHIEF TECHNOLOGY OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,045 F1 · shares: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of restricted stock units. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.09 to $7.14 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3). Read SEC document |
| July 02, 2025 Filed Jul 7, 2025 21:20 UTC |
Milnes AlistairCHIEF OPERATING OFFICER
|
SaleOrdinary Shares | 1,149 | $7.09 | $8,146.41 |
DisclosureSEC source: 0001415889-25-019426 · form4-07072025_050706.xml · nonDerivative · entry 1 Milnes Alistair · CIK 0001901321 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,468 F1 · shares: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of restricted stock units. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.09 to $7.14 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3). Read SEC document |
| July 02, 2025 Filed Jul 7, 2025 21:20 UTC |
Thompson Travis AlvinCHIEF ACCOUNTING OFFICER
|
SaleOrdinary Shares | 206 | $7.09 | $1,460.54 |
DisclosureSEC source: 0001415889-25-019424 · form4-07072025_050703.xml · nonDerivative · entry 1 Thompson Travis Alvin · CIK 0001983944 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,621 F1 · shares: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of restricted stock units. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.09 to $7.14 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3). Read SEC document |
| July 02, 2025 Filed Jul 7, 2025 21:20 UTC |
Young AlethiaChief Financial Officer
|
SaleOrdinary Shares | 204 | $7.09 | $1,446.36 |
DisclosureSEC source: 0001415889-25-019423 · form4-07072025_050701.xml · nonDerivative · entry 1 Young Alethia · CIK 0001918147 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,186 F1 · shares: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of restricted stock units. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.09 to $7.14 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 03, 2025 Filed Apr 4, 2025 21:35 UTC |
Hannay Michael Charles FergusonCHIEF PROD & SUPPLY CHAIN OFF
|
SaleOrdinary Shares | 266 | $7.48 | $1,989.68 |
DisclosureSEC source: 0001415889-25-010241 · form4-04042025_050403.xml · nonDerivative · entry 2 Hannay Michael Charles Ferguson · CIK 0002015378 · CHIEF PROD & SUPPLY CHAIN OFF 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,547 F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of restricted stock units. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.45 to $7.50 inclusive. Read SEC document |
| April 03, 2025 Filed Apr 4, 2025 21:35 UTC |
Lee KevinDirector · CHIEF EXECUTIVE OFFICER
|
SaleOrdinary Shares | 3,432 | $7.48 | $25,671.36 |
DisclosureSEC source: 0001415889-25-010243 · form4-04042025_050406.xml · nonDerivative · entry 2 Lee Kevin · CIK 0001776938 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 486,265 F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of restricted stock units. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.43 to $7.50 inclusive. Read SEC document |
| April 03, 2025 Filed Apr 4, 2025 21:35 UTC |
Skynner MichaelCHIEF TECHNOLOGY OFFICER
|
SaleOrdinary Shares | 1,038 | $7.48 | $7,764.24 |
DisclosureSEC source: 0001415889-25-010244 · form4-04042025_050408.xml · nonDerivative · entry 2 Skynner Michael · CIK 0001776582 · CHIEF TECHNOLOGY OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,870 F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of restricted stock units. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.43 to $7.50 inclusive. Read SEC document |
| April 03, 2025 Filed Apr 4, 2025 21:35 UTC |
Thompson Travis AlvinCHIEF ACCOUNTING OFFICER
|
SaleOrdinary Shares | 109 | $7.48 | $815.32 |
DisclosureSEC source: 0001415889-25-010240 · form4-04042025_050401.xml · nonDerivative · entry 2 Thompson Travis Alvin · CIK 0001983944 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,827 F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of restricted stock units. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.45 to $7.50 inclusive. Read SEC document |
| April 03, 2025 Filed Apr 4, 2025 21:35 UTC |
Milnes AlistairCHIEF OPERATING OFFICER
|
SaleOrdinary Shares | 1,038 | $7.48 | $7,764.24 |
DisclosureSEC source: 0001415889-25-010242 · form4-04042025_050405.xml · nonDerivative · entry 2 Milnes Alistair · CIK 0001901321 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,617 F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of restricted stock units. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.43 to $7.50 inclusive. Read SEC document |
| April 02, 2025 Filed Apr 4, 2025 21:35 UTC |
Hannay Michael Charles FergusonCHIEF PROD & SUPPLY CHAIN OFF
|
SaleOrdinary Shares | 467 | $8.02 | $3,745.34 |
DisclosureSEC source: 0001415889-25-010241 · form4-04042025_050403.xml · nonDerivative · entry 1 Hannay Michael Charles Ferguson · CIK 0002015378 · CHIEF PROD & SUPPLY CHAIN OFF 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,813 F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of restricted stock units. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.12 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3). Read SEC document |
| April 02, 2025 Filed Apr 4, 2025 21:35 UTC |
Lee KevinDirector · CHIEF EXECUTIVE OFFICER
|
SaleOrdinary Shares | 2,237 | $8.02 | $17,940.74 |
DisclosureSEC source: 0001415889-25-010243 · form4-04042025_050406.xml · nonDerivative · entry 1 Lee Kevin · CIK 0001776938 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 489,697 F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of restricted stock units. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.12 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3). Read SEC document |
| April 02, 2025 Filed Apr 4, 2025 21:35 UTC |
Young AlethiaChief Financial Officer
|
SaleOrdinary Shares | 215 | $8.02 | $1,724.30 |
DisclosureSEC source: 0001415889-25-010245 · form4-04042025_050410.xml · nonDerivative · entry 1 Young Alethia · CIK 0001918147 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,390 F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of restricted stock units. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.12 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 02, 2025 Filed Apr 4, 2025 21:35 UTC |
Skynner MichaelCHIEF TECHNOLOGY OFFICER
|
SaleOrdinary Shares | 814 | $8.02 | $6,528.28 |
DisclosureSEC source: 0001415889-25-010244 · form4-04042025_050408.xml · nonDerivative · entry 1 Skynner Michael · CIK 0001776582 · CHIEF TECHNOLOGY OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,908 F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of restricted stock units. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.12 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3). Read SEC document |
| April 02, 2025 Filed Apr 4, 2025 21:35 UTC |
Thompson Travis AlvinCHIEF ACCOUNTING OFFICER
|
SaleOrdinary Shares | 210 | $8.02 | $1,684.20 |
DisclosureSEC source: 0001415889-25-010240 · form4-04042025_050401.xml · nonDerivative · entry 1 Thompson Travis Alvin · CIK 0001983944 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,936 F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of restricted stock units. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.12 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3). Read SEC document |
| April 02, 2025 Filed Apr 4, 2025 21:35 UTC |
Milnes AlistairCHIEF OPERATING OFFICER
|
SaleOrdinary Shares | 1,133 | $8.02 | $9,086.66 |
DisclosureSEC source: 0001415889-25-010242 · form4-04042025_050405.xml · nonDerivative · entry 1 Milnes Alistair · CIK 0001901321 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,655 F1 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of restricted stock units. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.12 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3). Read SEC document |
| March 25, 2025 Filed Mar 27, 2025 21:17 UTC |
Riva AlessandroDirector
|
GrantStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $9.20 | $0.00 |
DisclosureSEC source: 0001415889-25-009117 · form4-03272025_090317.xml · derivative · entry 2 Riva Alessandro · CIK 0001867172 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,000 Underlying: Ordinary Shares · 25,000 shares Expires 2035-03-25 F3 · derivative.exercise_date: This option will vest in three equal installments on each of March 25, 2026, March 25, 2027 and March 25, 2028. Read SEC document |
| March 25, 2025 Filed Mar 27, 2025 21:17 UTC |
Riva AlessandroDirector
|
GrantOrdinary Shares | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-009117 · form4-03272025_090317.xml · nonDerivative · entry 1 Riva Alessandro · CIK 0001867172 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,500 F1 · shares: Represents a restricted share unit ("RSU") award. The RSUs will vest in three equal installments on each of March 25, 2026, March 25, 2027 and March 25, 2028. F2 · price: Each RSU represents a contingent right to receive one ordinary share. Read SEC document |
| March 25, 2025 Filed Mar 27, 2025 21:15 UTC |
Westin EricChief Medical Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 58,000 | $0.00 Strike: $9.20 | $0.00 |
DisclosureSEC source: 0001415889-25-009113 · form4-03272025_090346.xml · derivative · entry 1 Westin Eric · CIK 0002060975 · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,000 Underlying: Ordinary Shares · 58,000 shares Expires 2035-03-25 F1 · derivative.exercise_date: This option shall vest with respect to one-fourth (1/4) of the total number of shares underlying the option on March 25, 2026 and the remaining shares shall vest in 36 equal monthly installments thereafter. Read SEC document |
| January 06, 2025 Filed Jan 7, 2025 00:30 UTC |
Thompson Travis AlvinCHIEF ACCOUNTING OFFICER
|
SaleOrdinary Shares | 2,686 | $15.00 | $40,290.00 |
DisclosureSEC source: 0001415889-25-000928 · form4-01062025_070128.xml · nonDerivative · entry 4 Thompson Travis Alvin · CIK 0001983944 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 32,146 F6 · kind: This transaction occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 13, 2024. Read SEC document |
| January 03, 2025 Filed Jan 7, 2025 00:30 UTC |
Hannay Michael Charles FergusonCHIEF PROD & SUPPLY CHAIN OFF
|
SaleOrdinary Shares | 239 | $14.75 | $3,525.25 |
DisclosureSEC source: 0001415889-25-000922 · form4-01062025_070115.xml · nonDerivative · entry 3 Hannay Michael Charles Ferguson · CIK 0002015378 · CHIEF PROD & SUPPLY CHAIN OFF 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,280 F3 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of the RSUs. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.69 to $14.75 inclusive. Read SEC document |
| January 03, 2025 Filed Jan 7, 2025 00:30 UTC |
Lee KevinDirector · CHIEF EXECUTIVE OFFICER
|
SaleOrdinary Shares | 3,092 | $14.75 | $45,607.00 |
DisclosureSEC source: 0001415889-25-000921 · form4-01062025_070113.xml · nonDerivative · entry 3 Lee Kevin · CIK 0001776938 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 491,934 F3 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of the RSUs. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.60 to $14.75 inclusive. Read SEC document |
| January 03, 2025 Filed Jan 7, 2025 00:30 UTC |
Thompson Travis AlvinCHIEF ACCOUNTING OFFICER
|
SaleOrdinary Shares | 159 | $14.75 | $2,345.25 |
DisclosureSEC source: 0001415889-25-000928 · form4-01062025_070128.xml · nonDerivative · entry 3 Thompson Travis Alvin · CIK 0001983944 · CHIEF ACCOUNTING OFFICER 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 34,832 F3 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of the RSUs. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.69 to $14.75 inclusive. Read SEC document |
| January 03, 2025 Filed Jan 7, 2025 00:30 UTC |
Crockett NigelCHIEF BUSINESS OFFICER
|
SaleOrdinary Shares | 936 | $14.75 | $13,806.00 |
DisclosureSEC source: 0001415889-25-000925 · form4-01062025_070121.xml · nonDerivative · entry 3 Crockett Nigel · CIK 0001788580 · CHIEF BUSINESS OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,053 F3 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of the RSUs. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.60 to $14.75 inclusive. Read SEC document |
| January 03, 2025 Filed Jan 7, 2025 00:30 UTC |
Milnes AlistairCHIEF OPERATING OFFICER
|
SaleOrdinary Shares | 936 | $14.75 | $13,806.00 |
DisclosureSEC source: 0001415889-25-000924 · form4-01062025_070119.xml · nonDerivative · entry 3 Milnes Alistair · CIK 0001901321 · CHIEF OPERATING OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,788 F3 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of the RSUs. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.60 to $14.75 inclusive. Read SEC document |
| January 03, 2025 Filed Jan 7, 2025 00:30 UTC |
Skynner MichaelCHIEF TECHNOLOGY OFFICER
|
SaleOrdinary Shares | 936 | $14.75 | $13,806.00 |
DisclosureSEC source: 0001415889-25-000923 · form4-01062025_070117.xml · nonDerivative · entry 3 Skynner Michael · CIK 0001776582 · CHIEF TECHNOLOGY OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 123,722 F3 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of the RSUs. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.60 to $14.75 inclusive. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 23:12 UTC |
BAKER BROS. ADVISORS LPDirector · 10% owner
667, L.P.Director · 10% owner
Baker Bros. Advisors (GP) LLCDirector · 10% owner
Baker Brothers Life Sciences LPDirector · 10% owner
BAKER FELIXDirector · 10% owner
BAKER JULIANDirector · 10% owner
|
GrantShare Option (Right to Buy) · Derivative | 8,801 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0000950170-25-002388 · ownership.xml · derivative · entry 4 BAKER BROS. ADVISORS LP · CIK 0001263508 · Director · 10% owner 667, L.P. · CIK 0001551139 · Director · 10% owner Baker Bros. Advisors (GP) LLC · CIK 0001580575 · Director · 10% owner Baker Brothers Life Sciences LP · CIK 0001363364 · Director · 10% owner BAKER FELIX · CIK 0001087940 · Director · 10% owner BAKER JULIAN · CIK 0001087939 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 8,801 Underlying: American Depositary Shares · 8,801 shares Expires 2035-01-02 F10 · shares: Includes 8,801 Share Options granted by the Issuer to Felix J. Baker, in his capacity as a director of the Issuer pursuant to the 2020 Plan. The Share Options have a strike price of $14.00 and vest into ADS or Ordinary shares at the Issuer's option in four equal quarterly installments on March 15, 2025, June 15, 2025, September 15, 2025 and December 15, 2025, provided, however, that all vesting of Share Options granted to a director shall cease if that director resigns from the Board or otherwise ceases to serve as a director, unless the Board determines otherwise. F10 · derivative.exercise_date: Includes 8,801 Share Options granted by the Issuer to Felix J. Baker, in his capacity as a director of the Issuer pursuant to the 2020 Plan. The Share Options have a strike price of $14.00 and vest into ADS or Ordinary shares at the Issuer's option in four equal quarterly installments on March 15, 2025, June 15, 2025, September 15, 2025 and December 15, 2025, provided, however, that all vesting of Share Options granted to a director shall cease if that director resigns from the Board or otherwise ceases to serve as a director, unless the Board determines otherwise. F2 · derivative.underlying: ADS each represent 1 Ordinary Share. F10 · derivative.underlying: Includes 8,801 Share Options granted by the Issuer to Felix J. Baker, in his capacity as a director of the Issuer pursuant to the 2020 Plan. The Share Options have a strike price of $14.00 and vest into ADS or Ordinary shares at the Issuer's option in four equal quarterly installments on March 15, 2025, June 15, 2025, September 15, 2025 and December 15, 2025, provided, however, that all vesting of Share Options granted to a director shall cease if that director resigns from the Board or otherwise ceases to serve as a director, unless the Board determines otherwise. F4 · ownership.nature: Baker Bros. Advisors LP ("the Adviser") serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held directly by or held for the benefit of the Funds. The Adviser GP is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held directly by or held for the benefit of the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held directly by or held for the benefit of the Funds. F5 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by or held for the benefit of the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. F7 · ownership.nature: Pursuant to the policies of the Adviser, Felix J. Baker does not have any right to any of the Issuer's securities issued as compensation for his service on the Board and the Funds are entitled to an indirect proportionate pecuniary interest in the securities. The Funds each own an indirect proportionate pecuniary interest in the ADS or Ordinary Shares received upon vesting of RSUs and non-qualified share options exercisable into ADS or Ordinary Shares of the Issuer ("Share Options") received as a result of his service on the Board. Solely as a result of their ownership interest in (i) the general partners of the Funds and (ii) the Funds, Felix J. Baker and Julian C. Baker may be deemed to have an indirect pecuniary interest in the ADS or Ordinary Shares received upon vesting of RSUs, Share Options, and ADS or Ordinary Shares received upon the exercise of Share Options (i.e. no direct pecuniary interest) issued as compensation for such Board service. F8 · ownership.nature: The Adviser has voting and dispositive power over the Share Options, RSUs and any ADS or Ordinary Shares received as a result of the exercise of Share Options or vesting of RSUs. F9 · ownership.nature: After giving effect to the transaction reported herein and as a result of their ownership interest in (i) Baker Brothers Life Sciences Capital, L.P. and (ii) Life Sciences, Julian C. Baker and Felix J. Baker may be deemed to have an indirect pecuniary interest in the securities reported in column 5 of Table I and in column 9 of Table II directly held by or held for the benefit of Life Sciences, a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital, L.P., a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital (GP), LLC, due to their interest in Life Sciences and Baker Brothers Life Sciences Capital, L.P.'s right to receive an allocation of a portion of the profits from Life Sciences. F11 · ownership.nature: The acquisitions of the RSUs and Share Options reported on this form represent a single grant to Felix J. Baker of 4,400 RSUs on Table I and 8,801 Share Options on Table II. These grants, totaling 4,400 RSUs and 8,801 Share Options for Felix J. Baker, are reported for each of the Funds as each has an indirect pecuniary interest in such securities. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 23:12 UTC |
BAKER BROS. ADVISORS LPDirector · 10% owner
667, L.P.Director · 10% owner
Baker Bros. Advisors (GP) LLCDirector · 10% owner
Baker Brothers Life Sciences LPDirector · 10% owner
BAKER FELIXDirector · 10% owner
BAKER JULIANDirector · 10% owner
|
GrantShare Option (Right to Buy) · Derivative | 8,801 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0000950170-25-002388 · ownership.xml · derivative · entry 3 BAKER BROS. ADVISORS LP · CIK 0001263508 · Director · 10% owner 667, L.P. · CIK 0001551139 · Director · 10% owner Baker Bros. Advisors (GP) LLC · CIK 0001580575 · Director · 10% owner Baker Brothers Life Sciences LP · CIK 0001363364 · Director · 10% owner BAKER FELIX · CIK 0001087940 · Director · 10% owner BAKER JULIAN · CIK 0001087939 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 8,801 Underlying: American Depositary Shares · 8,801 shares Expires 2035-01-02 F10 · shares: Includes 8,801 Share Options granted by the Issuer to Felix J. Baker, in his capacity as a director of the Issuer pursuant to the 2020 Plan. The Share Options have a strike price of $14.00 and vest into ADS or Ordinary shares at the Issuer's option in four equal quarterly installments on March 15, 2025, June 15, 2025, September 15, 2025 and December 15, 2025, provided, however, that all vesting of Share Options granted to a director shall cease if that director resigns from the Board or otherwise ceases to serve as a director, unless the Board determines otherwise. F10 · derivative.exercise_date: Includes 8,801 Share Options granted by the Issuer to Felix J. Baker, in his capacity as a director of the Issuer pursuant to the 2020 Plan. The Share Options have a strike price of $14.00 and vest into ADS or Ordinary shares at the Issuer's option in four equal quarterly installments on March 15, 2025, June 15, 2025, September 15, 2025 and December 15, 2025, provided, however, that all vesting of Share Options granted to a director shall cease if that director resigns from the Board or otherwise ceases to serve as a director, unless the Board determines otherwise. F2 · derivative.underlying: ADS each represent 1 Ordinary Share. F10 · derivative.underlying: Includes 8,801 Share Options granted by the Issuer to Felix J. Baker, in his capacity as a director of the Issuer pursuant to the 2020 Plan. The Share Options have a strike price of $14.00 and vest into ADS or Ordinary shares at the Issuer's option in four equal quarterly installments on March 15, 2025, June 15, 2025, September 15, 2025 and December 15, 2025, provided, however, that all vesting of Share Options granted to a director shall cease if that director resigns from the Board or otherwise ceases to serve as a director, unless the Board determines otherwise. F3 · ownership.nature: After giving effect to the transactions reported herein and as a result of their ownership interest in (i) Baker Biotech Capital, L.P. and (ii) 667, Julian C. Baker and Felix J. Baker each may be deemed to have an indirect pecuniary interest in the securities reported in column 5 of Table I and in column 9 of Table II directly held by or held for the benefit of 667, a limited partnership of which the sole general partner is Baker Biotech Capital, L.P., a limited partnership of which the sole general partner is Baker Biotech Capital (GP), LLC, due to their interest in 667 and Baker Biotech Capital, L.P.'s right to receive an allocation of a portion of the profits from 667. F4 · ownership.nature: Baker Bros. Advisors LP ("the Adviser") serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held directly by or held for the benefit of the Funds. The Adviser GP is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held directly by or held for the benefit of the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held directly by or held for the benefit of the Funds. F5 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by or held for the benefit of the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. F7 · ownership.nature: Pursuant to the policies of the Adviser, Felix J. Baker does not have any right to any of the Issuer's securities issued as compensation for his service on the Board and the Funds are entitled to an indirect proportionate pecuniary interest in the securities. The Funds each own an indirect proportionate pecuniary interest in the ADS or Ordinary Shares received upon vesting of RSUs and non-qualified share options exercisable into ADS or Ordinary Shares of the Issuer ("Share Options") received as a result of his service on the Board. Solely as a result of their ownership interest in (i) the general partners of the Funds and (ii) the Funds, Felix J. Baker and Julian C. Baker may be deemed to have an indirect pecuniary interest in the ADS or Ordinary Shares received upon vesting of RSUs, Share Options, and ADS or Ordinary Shares received upon the exercise of Share Options (i.e. no direct pecuniary interest) issued as compensation for such Board service. F8 · ownership.nature: The Adviser has voting and dispositive power over the Share Options, RSUs and any ADS or Ordinary Shares received as a result of the exercise of Share Options or vesting of RSUs. F11 · ownership.nature: The acquisitions of the RSUs and Share Options reported on this form represent a single grant to Felix J. Baker of 4,400 RSUs on Table I and 8,801 Share Options on Table II. These grants, totaling 4,400 RSUs and 8,801 Share Options for Felix J. Baker, are reported for each of the Funds as each has an indirect pecuniary interest in such securities. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 23:12 UTC |
BAKER BROS. ADVISORS LPDirector · 10% owner
667, L.P.Director · 10% owner
Baker Bros. Advisors (GP) LLCDirector · 10% owner
Baker Brothers Life Sciences LPDirector · 10% owner
BAKER FELIXDirector · 10% owner
BAKER JULIANDirector · 10% owner
|
GrantAmerican Depositary Shares | 4,400 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-002388 · ownership.xml · nonDerivative · entry 2 BAKER BROS. ADVISORS LP · CIK 0001263508 · Director · 10% owner 667, L.P. · CIK 0001551139 · Director · 10% owner Baker Bros. Advisors (GP) LLC · CIK 0001580575 · Director · 10% owner Baker Brothers Life Sciences LP · CIK 0001363364 · Director · 10% owner BAKER FELIX · CIK 0001087940 · Director · 10% owner BAKER JULIAN · CIK 0001087939 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 9,999,674 F1 · shares: Includes 4,400 restricted stock units (each an "RSU") payable in American Depositary Shares ("ADS") or Ordinary Shares ("Ordinary Shares") at the option of Bicycle Therapeutics plc (the "Issuer") granted by the Issuer to Felix J. Baker, a managing member of Baker Bros. Advisors (GP) LLC (the "Adviser GP") on January 2, 2025 pursuant to the Issuer's 2020 Equity Incentive Plan (the "2020 Plan"). The RSUs vest in four equal quarterly installments on March 15, 2025, June 15, 2025, September 15, 2025 and December 15, 2025, subject to Felix J. Baker's continuous service on the board of directors of the Issuer (the "Board") through such vesting dates. Felix J. Baker serves on the Board as a representative of 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences", and together with 667, the "Funds"). Each RSU represents a contingent right to receive one ADS or Ordinary Share. F2 · ownership.nature: ADS each represent 1 Ordinary Share. F4 · ownership.nature: Baker Bros. Advisors LP ("the Adviser") serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held directly by or held for the benefit of the Funds. The Adviser GP is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held directly by or held for the benefit of the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held directly by or held for the benefit of the Funds. F5 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by or held for the benefit of the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. F6 · ownership.nature: Includes beneficial ownership of 12,000 ADS issuable upon the vesting of RSUs payable in ADS or Ordinary Shares at the Issuer's option previously issued to Felix J. Baker, in his capacity as a director of the Issuer pursuant to the 2020 Plan of which the Funds may be deemed to own a portion. The 12,000 RSUs previously granted vest in three equal annual installments beginning on April 18, 2025, subject to Felix J. Baker's continuous service on the Board through the vesting date. Felix J. Baker serves on the Board as a representative of the Funds and their affiliates and control persons. Each RSU represents a contingent right to receive one Ordinary Share of the Issuer. F7 · ownership.nature: Pursuant to the policies of the Adviser, Felix J. Baker does not have any right to any of the Issuer's securities issued as compensation for his service on the Board and the Funds are entitled to an indirect proportionate pecuniary interest in the securities. The Funds each own an indirect proportionate pecuniary interest in the ADS or Ordinary Shares received upon vesting of RSUs and non-qualified share options exercisable into ADS or Ordinary Shares of the Issuer ("Share Options") received as a result of his service on the Board. Solely as a result of their ownership interest in (i) the general partners of the Funds and (ii) the Funds, Felix J. Baker and Julian C. Baker may be deemed to have an indirect pecuniary interest in the ADS or Ordinary Shares received upon vesting of RSUs, Share Options, and ADS or Ordinary Shares received upon the exercise of Share Options (i.e. no direct pecuniary interest) issued as compensation for such Board service. F8 · ownership.nature: The Adviser has voting and dispositive power over the Share Options, RSUs and any ADS or Ordinary Shares received as a result of the exercise of Share Options or vesting of RSUs. F9 · ownership.nature: After giving effect to the transaction reported herein and as a result of their ownership interest in (i) Baker Brothers Life Sciences Capital, L.P. and (ii) Life Sciences, Julian C. Baker and Felix J. Baker may be deemed to have an indirect pecuniary interest in the securities reported in column 5 of Table I and in column 9 of Table II directly held by or held for the benefit of Life Sciences, a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital, L.P., a limited partnership of which the sole general partner is Baker Brothers Life Sciences Capital (GP), LLC, due to their interest in Life Sciences and Baker Brothers Life Sciences Capital, L.P.'s right to receive an allocation of a portion of the profits from Life Sciences. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 23:12 UTC |
BAKER BROS. ADVISORS LPDirector · 10% owner
667, L.P.Director · 10% owner
Baker Bros. Advisors (GP) LLCDirector · 10% owner
Baker Brothers Life Sciences LPDirector · 10% owner
BAKER FELIXDirector · 10% owner
BAKER JULIANDirector · 10% owner
|
GrantAmerican Depositary Shares | 4,400 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-002388 · ownership.xml · nonDerivative · entry 1 BAKER BROS. ADVISORS LP · CIK 0001263508 · Director · 10% owner 667, L.P. · CIK 0001551139 · Director · 10% owner Baker Bros. Advisors (GP) LLC · CIK 0001580575 · Director · 10% owner Baker Brothers Life Sciences LP · CIK 0001363364 · Director · 10% owner BAKER FELIX · CIK 0001087940 · Director · 10% owner BAKER JULIAN · CIK 0001087939 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 918,483 F1 · shares: Includes 4,400 restricted stock units (each an "RSU") payable in American Depositary Shares ("ADS") or Ordinary Shares ("Ordinary Shares") at the option of Bicycle Therapeutics plc (the "Issuer") granted by the Issuer to Felix J. Baker, a managing member of Baker Bros. Advisors (GP) LLC (the "Adviser GP") on January 2, 2025 pursuant to the Issuer's 2020 Equity Incentive Plan (the "2020 Plan"). The RSUs vest in four equal quarterly installments on March 15, 2025, June 15, 2025, September 15, 2025 and December 15, 2025, subject to Felix J. Baker's continuous service on the board of directors of the Issuer (the "Board") through such vesting dates. Felix J. Baker serves on the Board as a representative of 667, L.P. ("667") and Baker Brothers Life Sciences, L.P. ("Life Sciences", and together with 667, the "Funds"). Each RSU represents a contingent right to receive one ADS or Ordinary Share. F2 · ownership.nature: ADS each represent 1 Ordinary Share. F3 · ownership.nature: After giving effect to the transactions reported herein and as a result of their ownership interest in (i) Baker Biotech Capital, L.P. and (ii) 667, Julian C. Baker and Felix J. Baker each may be deemed to have an indirect pecuniary interest in the securities reported in column 5 of Table I and in column 9 of Table II directly held by or held for the benefit of 667, a limited partnership of which the sole general partner is Baker Biotech Capital, L.P., a limited partnership of which the sole general partner is Baker Biotech Capital (GP), LLC, due to their interest in 667 and Baker Biotech Capital, L.P.'s right to receive an allocation of a portion of the profits from 667. F4 · ownership.nature: Baker Bros. Advisors LP ("the Adviser") serves as the investment adviser to the Funds. In connection with the services provided by the Adviser, the Adviser receives an asset-based management fee that does not confer any pecuniary interest in the securities held directly by or held for the benefit of the Funds. The Adviser GP is the Adviser's sole general partner. Julian C. Baker and Felix J. Baker are managing members of the Adviser GP. The Adviser has complete and unlimited discretion and authority with respect to the investment and voting power of the securities held directly by or held for the benefit of the Funds. The general partners of the Funds relinquished to the Adviser all discretion and authority with respect to the investment and voting power of the securities held directly by or held for the benefit of the Funds. F5 · ownership.nature: Julian C. Baker, Felix J. Baker, the Adviser GP and the Adviser disclaim beneficial ownership of the securities held directly by or held for the benefit of the Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of Julian C. Baker, Felix J. Baker, the Adviser GP or the Adviser is a beneficial owner of such securities for purposes of Section 16 or any other purpose. F6 · ownership.nature: Includes beneficial ownership of 12,000 ADS issuable upon the vesting of RSUs payable in ADS or Ordinary Shares at the Issuer's option previously issued to Felix J. Baker, in his capacity as a director of the Issuer pursuant to the 2020 Plan of which the Funds may be deemed to own a portion. The 12,000 RSUs previously granted vest in three equal annual installments beginning on April 18, 2025, subject to Felix J. Baker's continuous service on the Board through the vesting date. Felix J. Baker serves on the Board as a representative of the Funds and their affiliates and control persons. Each RSU represents a contingent right to receive one Ordinary Share of the Issuer. F7 · ownership.nature: Pursuant to the policies of the Adviser, Felix J. Baker does not have any right to any of the Issuer's securities issued as compensation for his service on the Board and the Funds are entitled to an indirect proportionate pecuniary interest in the securities. The Funds each own an indirect proportionate pecuniary interest in the ADS or Ordinary Shares received upon vesting of RSUs and non-qualified share options exercisable into ADS or Ordinary Shares of the Issuer ("Share Options") received as a result of his service on the Board. Solely as a result of their ownership interest in (i) the general partners of the Funds and (ii) the Funds, Felix J. Baker and Julian C. Baker may be deemed to have an indirect pecuniary interest in the ADS or Ordinary Shares received upon vesting of RSUs, Share Options, and ADS or Ordinary Shares received upon the exercise of Share Options (i.e. no direct pecuniary interest) issued as compensation for such Board service. F8 · ownership.nature: The Adviser has voting and dispositive power over the Share Options, RSUs and any ADS or Ordinary Shares received as a result of the exercise of Share Options or vesting of RSUs. Read SEC document |
| January 02, 2025 Filed Jan 7, 2025 00:30 UTC |
Hannay Michael Charles FergusonCHIEF PROD & SUPPLY CHAIN OFF
|
GrantEmployee Stock Option (right to buy) · Derivative | 87,000 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001415889-25-000922 · form4-01062025_070115.xml · derivative · entry 4 Hannay Michael Charles Ferguson · CIK 0002015378 · CHIEF PROD & SUPPLY CHAIN OFF 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,000 Underlying: Ordinary Shares · 87,000 shares Expires 2035-01-02 F6 · derivative.exercise_date: This option shall vest with respect to one-fourth (1/4) of the total number of shares underlying the option on January 2, 2026 and the remaining shares in 36 equal monthly installments thereafter. Read SEC document |
| January 02, 2025 Filed Jan 7, 2025 00:30 UTC |
Hannay Michael Charles FergusonCHIEF PROD & SUPPLY CHAIN OFF
|
SaleOrdinary Shares | 1,879 | $14.09 | $26,475.11 |
DisclosureSEC source: 0001415889-25-000922 · form4-01062025_070115.xml · nonDerivative · entry 2 Hannay Michael Charles Ferguson · CIK 0002015378 · CHIEF PROD & SUPPLY CHAIN OFF 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,519 F3 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of the RSUs. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.90 to $14.15 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) and (5). Read SEC document |
| January 02, 2025 Filed Jan 7, 2025 00:30 UTC |
Hannay Michael Charles FergusonCHIEF PROD & SUPPLY CHAIN OFF
|
GrantOrdinary Shares | 35,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-000922 · form4-01062025_070115.xml · nonDerivative · entry 1 Hannay Michael Charles Ferguson · CIK 0002015378 · CHIEF PROD & SUPPLY CHAIN OFF 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,398 F1 · shares: Represents a restricted stock unit ("RSU") award. One-fourth (1/4) of the total number of RSUs shall vest on January 2, 2026 and the remaining RSUs shall vest in 12 equal quarterly installments thereafter. F2 · price: Each RSU represents a contingent right to receive one ordinary share. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 19:30 UTC |
Bourque JaniceDirector
|
GrantStock Option (right to buy) · Derivative | 12,500 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001415889-25-000915 · form4-01062025_070101.xml · derivative · entry 2 Bourque Janice · CIK 0001783330 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,500 Underlying: Ordinary Shares · 12,500 shares Expires 2035-01-02 F3 · derivative.exercise_date: This option shall vest in four equal installments on March 15, 2025, June 15, 2025, September 15, 2025 and December 15, 2025. Read SEC document |
| January 02, 2025 Filed Jan 6, 2025 19:30 UTC |
Bourque JaniceDirector
|
GrantOrdinary Shares | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-000915 · form4-01062025_070101.xml · nonDerivative · entry 1 Bourque Janice · CIK 0001783330 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,000 F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs shall vest in four equal installments on March 15, 2025, June 15, 2025, September 15, 2025 and December 15, 2025. F2 · price: Each RSU represents a contingent right to receive one ordinary share. Read SEC document |
| January 02, 2025 Filed Jan 7, 2025 00:30 UTC |
Lee KevinDirector · CHIEF EXECUTIVE OFFICER
|
GrantEmployee Stock Option (right to buy) · Derivative | 308,000 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001415889-25-000921 · form4-01062025_070113.xml · derivative · entry 4 Lee Kevin · CIK 0001776938 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 308,000 Underlying: Ordinary Shares · 308,000 shares Expires 2035-01-02 F6 · derivative.exercise_date: This option shall vest with respect to one-fourth (1/4) of the total number of shares underlying the option on January 2, 2026 and the remaining shares in 36 equal monthly installments thereafter. Read SEC document |
| January 02, 2025 Filed Jan 7, 2025 00:30 UTC |
Lee KevinDirector · CHIEF EXECUTIVE OFFICER
|
SaleOrdinary Shares | 9,038 | $14.09 | $127,345.42 |
DisclosureSEC source: 0001415889-25-000921 · form4-01062025_070113.xml · nonDerivative · entry 2 Lee Kevin · CIK 0001776938 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 495,026 F3 · kind: Represents the number of shares required to be sold to cover the statutory tax withholding obligations in connection with the vesting and settlement of the RSUs. This sale is mandated by the Reporting Person's award agreement that requires the satisfaction of minimum statutory tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary sale by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.90 to $14.15 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) and (5). Read SEC document |
| January 02, 2025 Filed Jan 7, 2025 00:30 UTC |
Lee KevinDirector · CHIEF EXECUTIVE OFFICER
|
GrantOrdinary Shares | 123,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-000921 · form4-01062025_070113.xml · nonDerivative · entry 1 Lee Kevin · CIK 0001776938 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 504,064 F1 · shares: Represents a restricted stock unit ("RSU") award. One-fourth (1/4) of the total number of RSUs shall vest on January 2, 2026 and the remaining RSUs shall vest in 12 equal quarterly installments thereafter. F2 · price: Each RSU represents a contingent right to receive one ordinary share. Read SEC document |
| January 02, 2025 Filed Jan 7, 2025 00:30 UTC |
Gutierrez-Ramos Jose-CarlosDirector
|
GrantStock Option (right to buy) · Derivative | 12,500 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001415889-25-000917 · form4-01062025_070104.xml · derivative · entry 2 Gutierrez-Ramos Jose-Carlos · CIK 0001667657 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,500 Underlying: Ordinary Shares · 12,500 shares Expires 2035-01-02 F3 · derivative.exercise_date: This option shall vest in four equal installments on March 15, 2025, June 15, 2025, September 15, 2025 and December 15, 2025. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.