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NYSE · USD

BCAT

BlackRock Capital Allocation Term Trust

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4633
SEC CIK
0001809541
Parsed reports
183

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 21, 2024 Filed Oct 22, 2024 16:34 UTC SaleCommon Stock 28,670 $16.27 $466,460.90
Disclosure

SEC source: 0001510281-24-000543 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 14,888,870

Read SEC document
October 18, 2024 Filed Oct 21, 2024 16:20 UTC SaleCommon Stock 38,785 $16.32 $632,971.20
Disclosure

SEC source: 0001510281-24-000540 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 14,917,540

Read SEC document
October 17, 2024 Filed Oct 21, 2024 16:20 UTC SaleCommon Stock 12,970 $16.28 $211,151.60
Disclosure

SEC source: 0001510281-24-000540 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 14,956,325

Read SEC document
October 16, 2024 Filed Oct 17, 2024 15:19 UTC SaleCommon Stock 40,158 $16.27 $653,370.66
Disclosure

SEC source: 0001510281-24-000536 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 14,969,295

Read SEC document
October 15, 2024 Filed Oct 17, 2024 15:19 UTC SaleCommon Stock 71,354 $16.32 $1,164,497.28
Disclosure

SEC source: 0001510281-24-000536 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 15,009,453

Read SEC document
October 14, 2024 Filed Oct 15, 2024 14:07 UTC SaleCommon Stock 166,128 $16.60 $2,757,724.80
Disclosure

SEC source: 0001510281-24-000530 · primary_doc.xml · nonDerivative · entry 3

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 15,096,159

Read SEC document
October 11, 2024 Filed Oct 15, 2024 14:07 UTC SaleCommon Stock 65,953 $16.51 $1,088,884.03
Disclosure

SEC source: 0001510281-24-000530 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 15,246,935

Read SEC document
October 10, 2024 Filed Oct 15, 2024 14:07 UTC SaleCommon Stock 140,844 $16.45 $2,316,883.80
Disclosure

SEC source: 0001510281-24-000530 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 15,312,888

Read SEC document
October 09, 2024 Filed Oct 10, 2024 15:50 UTC SaleCommon Stock 72,094 $16.45 $1,185,946.30
Disclosure

SEC source: 0001510281-24-000524 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 15,453,732

Read SEC document
October 08, 2024 Filed Oct 10, 2024 15:50 UTC SaleCommon Stock 77,174 $16.46 $1,270,284.04
Disclosure

SEC source: 0001510281-24-000524 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 15,525,826

Read SEC document
October 07, 2024 Filed Oct 8, 2024 17:12 UTC SaleCommon Stock 66,481 $16.48 $1,095,606.88
Disclosure

SEC source: 0001510281-24-000520 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 15,603,000

Read SEC document
October 04, 2024 Filed Oct 7, 2024 16:13 UTC SaleCommon Stock 52,067 $16.47 $857,543.49
Disclosure

SEC source: 0001510281-24-000514 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 15,669,481

Read SEC document
October 03, 2024 Filed Oct 7, 2024 16:13 UTC SaleCommon Stock 100 $16.44 $1,644.00
Disclosure

SEC source: 0001510281-24-000514 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 15,721,548

Read SEC document
October 02, 2024 Filed Oct 3, 2024 16:50 UTC SaleCommon Stock 75,831 $16.48 $1,249,694.88
Disclosure

SEC source: 0001510281-24-000508 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 15,721,648

Read SEC document
October 01, 2024 Filed Oct 3, 2024 16:50 UTC SaleCommon Stock 317,294 $16.52 $5,241,696.88
Disclosure

SEC source: 0001510281-24-000508 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 15,797,479

Read SEC document
September 30, 2024 Filed Oct 1, 2024 15:13 UTC SaleCommon Stock 44,884 $16.48 $739,688.32
Disclosure

SEC source: 0001510281-24-000502 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 16,114,773

Read SEC document
September 25, 2024 Filed Sep 26, 2024 18:55 UTC SaleCommon Stock 8,800 $16.44 $144,672.00
Disclosure

SEC source: 0001510281-24-000486 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 16,159,657

Read SEC document
September 24, 2024 Filed Sep 26, 2024 18:55 UTC SaleCommon Stock 17,008 $16.45 $279,781.60
Disclosure

SEC source: 0001510281-24-000486 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 16,168,457

Read SEC document
September 23, 2024 Filed Sep 24, 2024 19:57 UTC SaleCommon Stock 33,209 $16.44 $545,955.96
Disclosure

SEC source: 0001510281-24-000480 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 16,185,465

Read SEC document
September 20, 2024 Filed Sep 23, 2024 14:52 UTC SaleCommon Stock 84,059 $16.39 $1,377,727.01
Disclosure

SEC source: 0001510281-24-000472 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 16,218,674

Read SEC document
September 19, 2024 Filed Sep 23, 2024 14:52 UTC SaleCommon Stock 14,973 $16.41 $245,706.93
Disclosure

SEC source: 0001510281-24-000472 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 16,302,733

Read SEC document
September 17, 2024 Filed Sep 19, 2024 14:25 UTC SaleCommon Stock 15,894 $16.41 $260,820.54
Disclosure

SEC source: 0001510281-24-000470 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 16,317,706

Read SEC document
March 12, 2024 Filed Mar 12, 2024 21:35 UTC PurchaseCommon Stock 1,061,017 $15.78 $16,742,848.26
Disclosure

SEC source: 0001510281-24-000176 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 16,333,600

Read SEC document
February 27, 2024 Filed Feb 29, 2024 21:18 UTC PurchaseCommon Stock 153,644 $15.70 $2,412,210.80
Disclosure

SEC source: 0001510281-24-000138 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 15,272,583

Read SEC document
February 26, 2024 Filed Feb 27, 2024 19:22 UTC PurchaseCommon Stock 72,909 $15.65 $1,141,025.85
Disclosure

SEC source: 0001510281-24-000133 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 15,118,939

Read SEC document
February 23, 2024 Filed Feb 27, 2024 19:22 UTC PurchaseCommon Stock 40,366 $15.59 $629,305.94
Disclosure

SEC source: 0001510281-24-000133 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 15,046,030

Read SEC document
February 22, 2024 Filed Feb 22, 2024 21:59 UTC PurchaseCommon Stock 126,947 $15.51 $1,968,947.97
Disclosure

SEC source: 0001510281-24-000129 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 15,005,664

Read SEC document
February 21, 2024 Filed Feb 22, 2024 21:59 UTC PurchaseCommon Stock 2,100 $15.38 $32,298.00
Disclosure

SEC source: 0001510281-24-000129 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 14,878,717

Read SEC document
February 20, 2024 Filed Feb 21, 2024 17:46 UTC PurchaseCommon Stock 214,640 $15.49 $3,324,773.60
Disclosure

SEC source: 0001510281-24-000124 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 14,876,617

Read SEC document
February 16, 2024 Filed Feb 21, 2024 17:46 UTC PurchaseCommon Stock 20,351 $15.56 $316,661.56
Disclosure

SEC source: 0001510281-24-000124 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 14,661,977

Read SEC document
February 15, 2024 Filed Feb 15, 2024 21:55 UTC PurchaseCommon Stock 21,342 $15.55 $331,868.10
Disclosure

SEC source: 0001510281-24-000119 · primary_doc.xml · nonDerivative · entry 3

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 14,641,626

Read SEC document
February 14, 2024 Filed Feb 15, 2024 21:55 UTC PurchaseCommon Stock 124,348 $15.53 $1,931,124.44
Disclosure

SEC source: 0001510281-24-000119 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 14,620,284

Read SEC document
February 13, 2024 Filed Feb 15, 2024 21:55 UTC PurchaseCommon Stock 17,896 $15.56 $278,461.76
Disclosure

SEC source: 0001510281-24-000119 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 14,495,936

Read SEC document
February 06, 2024 Filed Feb 8, 2024 16:28 UTC PurchaseCommon Stock 1,592 $15.44 $24,580.48
Disclosure

SEC source: 0001510281-24-000110 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 14,478,040

Read SEC document
February 05, 2024 Filed Feb 5, 2024 22:42 UTC PurchaseCommon Stock 8,476 $15.40 $130,530.40
Disclosure

SEC source: 0001510281-24-000100 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 14,476,448

Read SEC document
January 31, 2024 Filed Feb 3, 2024 01:42 UTC
Clayton David WilliamPortfolio Manager
Exercise / conversionPhantom Shares · Derivative 7,473.2442 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-010924 · ownership.xml · derivative · entry 4

Clayton David William · CIK 0001825217 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,473.2442 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2024 Filed Feb 3, 2024 01:42 UTC
Clayton David WilliamPortfolio Manager
GrantPhantom Shares · Derivative 7,776.7799 $15.31 $119,062.50
Disclosure

SEC source: 0000950170-24-010924 · ownership.xml · derivative · entry 3

Clayton David William · CIK 0001825217 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,776.7799

Underlying: Common Stock · 7,776.7799 shares

Expires not disclosed

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F3 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

Read SEC document
January 31, 2024 Filed Feb 3, 2024 01:42 UTC
Clayton David WilliamPortfolio Manager
Disposition to issuerCommon Stock 7,473.2442 $15.31 $114,415.37
Disclosure

SEC source: 0000950170-24-010924 · ownership.xml · nonDerivative · entry 2

Clayton David William · CIK 0001825217 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2024 Filed Feb 3, 2024 01:42 UTC
Clayton David WilliamPortfolio Manager
Exercise / conversionCommon Stock 7,473.2442 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-010924 · ownership.xml · nonDerivative · entry 1

Clayton David William · CIK 0001825217 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,473.2442

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · price: As previously reported on a Form 4 dated February 2, 2021, the Reporting Person was granted phantom shares on January 29, 2021 payable in cash on vesting, which occurs in equal installments on each of the first three anniversaries of the grant date.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 22:45 UTC
Koesterich Russell JaredPortfolio Manager
GrantPhantom Shares · Derivative 4,320.7054 $15.31 $66,150.00
Disclosure

SEC source: 0000950170-24-010704 · ownership.xml · derivative · entry 1

Koesterich Russell Jared · CIK 0001825197 · Portfolio Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,320.7054

Underlying: Common Stock · 4,320.7054 shares

Expires not disclosed

F1 · derivative.exercise_price: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_price: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.exercise_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.exercise_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

F1 · derivative.expiration_date: A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.

F2 · derivative.expiration_date: These phantom shares vest in equal installments on each of the first three anniversaries of the award.

Read SEC document
January 30, 2024 Filed Jan 31, 2024 16:22 UTC PurchaseCommon Stock 42,816 $15.46 $661,935.36
Disclosure

SEC source: 0001510281-24-000089 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 14,467,972

Read SEC document
January 29, 2024 Filed Jan 31, 2024 16:22 UTC PurchaseCommon Stock 44,823 $15.41 $690,722.43
Disclosure

SEC source: 0001510281-24-000089 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 14,425,156

Read SEC document
January 26, 2024 Filed Jan 26, 2024 22:02 UTC PurchaseCommon Stock 14,936 $15.40 $230,014.40
Disclosure

SEC source: 0001510281-24-000082 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 14,380,333

Read SEC document
January 25, 2024 Filed Jan 26, 2024 22:02 UTC PurchaseCommon Stock 32,067 $15.39 $493,511.13
Disclosure

SEC source: 0001510281-24-000082 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 14,365,397

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January 24, 2024 Filed Jan 24, 2024 23:55 UTC PurchaseCommon Stock 54,680 $15.33 $838,244.40
Disclosure

SEC source: 0001510281-24-000075 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 14,333,330

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January 23, 2024 Filed Jan 24, 2024 23:55 UTC PurchaseCommon Stock 80,295 $15.19 $1,219,681.05
Disclosure

SEC source: 0001510281-24-000075 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 14,278,650

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January 22, 2024 Filed Jan 23, 2024 15:26 UTC PurchaseCommon Stock 134,946 $15.19 $2,049,829.74
Disclosure

SEC source: 0001510281-24-000070 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 14,198,355

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January 19, 2024 Filed Jan 23, 2024 15:26 UTC PurchaseCommon Stock 190,527 $15.01 $2,859,810.27
Disclosure

SEC source: 0001510281-24-000070 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 14,063,409

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January 18, 2024 Filed Jan 18, 2024 23:11 UTC PurchaseCommon Stock 34,916 $14.97 $522,692.52
Disclosure

SEC source: 0001510281-24-000056 · primary_doc.xml · nonDerivative · entry 2

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 13,872,882

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January 17, 2024 Filed Jan 18, 2024 23:11 UTC PurchaseCommon Stock 24,723 $14.91 $368,619.93
Disclosure

SEC source: 0001510281-24-000056 · primary_doc.xml · nonDerivative · entry 1

Saba Capital Management, L.P. · CIK 0001510281 · 10% owner

Weinstein Boaz · CIK 0001608233 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · -

Disclosed balance after: 13,837,966

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.