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Nasdaq · USD

BBSI

BARRETT BUSINESS SERVICES INC

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Tapewire entity
5097
SEC CIK
0000902791
Parsed reports
317

Last 12 months

Inside the activity.

9 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202600
Feb 202600
Mar 202661
Apr 202600
May 202610
Jun 202600
Jul 202604
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2017 Filed Aug 18, 2017 00:20 UTC Amendment
Elich Michael LDirector · President & CEO
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-043976 · v473628_4a.xml · nonDerivative · entry 1

Elich Michael L · CIK 0001327247 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2017 Filed Aug 18, 2017 00:20 UTC Amendment
Blotz GeraldVP & COO - Field Operations
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-043975 · v473624_4a.xml · derivative · entry 13

Blotz Gerald · CIK 0001606794 · VP & COO - Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments beginning on July 1, 2015, and will be settled by delivery of unrestricted shares of common stock on the vesting date.

F5 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments beginning on July 1, 2015, and will be settled by delivery of unrestricted shares of common stock on the vesting date.

Read SEC document
July 01, 2017 Filed Aug 18, 2017 00:20 UTC Amendment
Blotz GeraldVP & COO - Field Operations
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-043975 · v473624_4a.xml · derivative · entry 12

Blotz Gerald · CIK 0001606794 · VP & COO - Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments beginning on July 1, 2016, and will be settled by delivery of unrestricted shares of common stock on the vesting date.

F4 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments beginning on July 1, 2016, and will be settled by delivery of unrestricted shares of common stock on the vesting date.

Read SEC document
July 01, 2017 Filed Aug 18, 2017 00:20 UTC Amendment
Blotz GeraldVP & COO - Field Operations
Exercise / conversionRestricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-043975 · v473624_4a.xml · derivative · entry 11

Blotz Gerald · CIK 0001606794 · VP & COO - Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,250

Underlying: Common Stock · 3,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments beginning on July 1, 2017, and will be settled by delivery of unrestricted shares of common stock on the vesting date.

F3 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments beginning on July 1, 2017, and will be settled by delivery of unrestricted shares of common stock on the vesting date.

Read SEC document
July 01, 2017 Filed Aug 18, 2017 00:20 UTC Amendment
Blotz GeraldVP & COO - Field Operations
GrantRestricted Stock Units · Derivative 8,509 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-043975 · v473624_4a.xml · derivative · entry 10

Blotz Gerald · CIK 0001606794 · VP & COO - Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,509

Underlying: Common Stock · 8,509 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments beginning on July 1, 2018, and will be settled by delivery of unrestricted shares of common stock on the vesting date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments beginning on July 1, 2018, and will be settled by delivery of unrestricted shares of common stock on the vesting date.

Read SEC document
July 01, 2017 Filed Aug 18, 2017 00:20 UTC Amendment
Blotz GeraldVP & COO - Field Operations
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-043975 · v473624_4a.xml · nonDerivative · entry 7

Blotz Gerald · CIK 0001606794 · VP & COO - Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2017 Filed Aug 18, 2017 00:20 UTC Amendment
Blotz GeraldVP & COO - Field Operations
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-043975 · v473624_4a.xml · nonDerivative · entry 4

Blotz Gerald · CIK 0001606794 · VP & COO - Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2017 Filed Aug 18, 2017 00:20 UTC Amendment
Blotz GeraldVP & COO - Field Operations
Exercise / conversionCommon Stock 3,750 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-043975 · v473624_4a.xml · nonDerivative · entry 1

Blotz Gerald · CIK 0001606794 · VP & COO - Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2017 Filed May 10, 2018 22:25 UTC Amendment
VAUGHN GREGORY RVP & COO-Corporate Operations
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-027231 · tv493838_4a.xml · derivative · entry 17

VAUGHN GREGORY R · CIK 0001257912 · VP & COO-Corporate Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: The Restricted Stock Units vested in four equal annual installments beginning July 1, 2014.

F6 · derivative.expiration_date: The Restricted Stock Units vested in four equal annual installments beginning July 1, 2014.

Read SEC document
July 01, 2017 Filed May 10, 2018 22:25 UTC Amendment
VAUGHN GREGORY RVP & COO-Corporate Operations
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-027231 · tv493838_4a.xml · derivative · entry 16

VAUGHN GREGORY R · CIK 0001257912 · VP & COO-Corporate Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments beginning July 1, 2015, and will be settled by delivery of unrestricted shares of common stock on the vesting date.

F5 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments beginning July 1, 2015, and will be settled by delivery of unrestricted shares of common stock on the vesting date.

Read SEC document
July 01, 2017 Filed May 10, 2018 22:25 UTC Amendment
VAUGHN GREGORY RVP & COO-Corporate Operations
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-027231 · tv493838_4a.xml · derivative · entry 15

VAUGHN GREGORY R · CIK 0001257912 · VP & COO-Corporate Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments beginning July 1, 2016, and will be settled by delivery of unrestricted shares of common stock on the vesting date.

F4 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments beginning July 1, 2016, and will be settled by delivery of unrestricted shares of common stock on the vesting date.

Read SEC document
July 01, 2017 Filed May 10, 2018 22:25 UTC Amendment
VAUGHN GREGORY RVP & COO-Corporate Operations
Exercise / conversionRestricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-027231 · tv493838_4a.xml · derivative · entry 14

VAUGHN GREGORY R · CIK 0001257912 · VP & COO-Corporate Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,250

Underlying: Common Stock · 3,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments beginning July 1, 2017, and will be settled by delivery of unrestricted shares of common stock on the vesting date.

F3 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments beginning July 1, 2017, and will be settled by delivery of unrestricted shares of common stock on the vesting date.

Read SEC document
July 01, 2017 Filed May 10, 2018 22:25 UTC Amendment
VAUGHN GREGORY RVP & COO-Corporate Operations
GrantRestricted Stock Units · Derivative 8,509 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-027231 · tv493838_4a.xml · derivative · entry 13

VAUGHN GREGORY R · CIK 0001257912 · VP & COO-Corporate Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,509

Underlying: Common Stock · 8,509 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments beginning July 1, 2018, and will be settled by delivery of unrestricted shares of common stock on the vesting date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments beginning July 1, 2018, and will be settled by delivery of unrestricted shares of common stock on the vesting date.

Read SEC document
July 01, 2017 Filed May 10, 2018 22:25 UTC Amendment
VAUGHN GREGORY RVP & COO-Corporate Operations
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-027231 · tv493838_4a.xml · nonDerivative · entry 10

VAUGHN GREGORY R · CIK 0001257912 · VP & COO-Corporate Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2017 Filed May 10, 2018 22:25 UTC Amendment
VAUGHN GREGORY RVP & COO-Corporate Operations
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-027231 · tv493838_4a.xml · nonDerivative · entry 7

VAUGHN GREGORY R · CIK 0001257912 · VP & COO-Corporate Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2017 Filed May 10, 2018 22:25 UTC Amendment
VAUGHN GREGORY RVP & COO-Corporate Operations
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-027231 · tv493838_4a.xml · nonDerivative · entry 4

VAUGHN GREGORY R · CIK 0001257912 · VP & COO-Corporate Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2017 Filed May 10, 2018 22:25 UTC Amendment
VAUGHN GREGORY RVP & COO-Corporate Operations
Exercise / conversionCommon Stock 3,750 $0.00 $0.00
Disclosure

SEC source: 0001144204-18-027231 · tv493838_4a.xml · nonDerivative · entry 1

VAUGHN GREGORY R · CIK 0001257912 · VP & COO-Corporate Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2017 Filed Jun 12, 2017 21:16 UTC Exercise / conversionNon-Employee Director Stock Options (Right to buy) · Derivative 1,000 $0.00 Strike: $11.08 $0.00
Disclosure

SEC source: 0001144204-17-032167 · v468861_4.xml · derivative · entry 3

MEEKER ANTHONY · CIK 0001257909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2019-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Became exercisable in four equal installments beginning January 16, 2010.

Read SEC document
June 08, 2017 Filed Jun 12, 2017 21:16 UTC SaleCommon Stock 1,000 $58.11 $58,106.80
Disclosure

SEC source: 0001144204-17-032167 · v468861_4.xml · nonDerivative · entry 2

MEEKER ANTHONY · CIK 0001257909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,473

Read SEC document
June 08, 2017 Filed Jun 12, 2017 21:16 UTC Exercise / conversionCommon Stock 1,000 $11.08 $11,080.00
Disclosure

SEC source: 0001144204-17-032167 · v468861_4.xml · nonDerivative · entry 1

MEEKER ANTHONY · CIK 0001257909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2017 Filed May 5, 2017 00:08 UTC
Blotz GeraldVP & COO - Field Operations
Exercise / conversionRestricted Stock Units · Derivative 1,939 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-024633 · v466197_4.xml · derivative · entry 3

Blotz Gerald · CIK 0001606794 · VP & COO - Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,939

Underlying: Common Stock · 1,939 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments beginning on May 2, 2015, and will be settled by delivery of unrestricted shares of common stock on the vesting date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments beginning on May 2, 2015, and will be settled by delivery of unrestricted shares of common stock on the vesting date.

Read SEC document
May 02, 2017 Filed May 5, 2017 00:08 UTC
Blotz GeraldVP & COO - Field Operations
Tax withholdingCommon Stock 995 $59.57 $59,272.15
Disclosure

SEC source: 0001144204-17-024633 · v466197_4.xml · nonDerivative · entry 2

Blotz Gerald · CIK 0001606794 · VP & COO - Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,777

Read SEC document
May 02, 2017 Filed May 5, 2017 00:08 UTC
Blotz GeraldVP & COO - Field Operations
Exercise / conversionCommon Stock 1,939 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-024633 · v466197_4.xml · nonDerivative · entry 1

Blotz Gerald · CIK 0001606794 · VP & COO - Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2017 Filed Aug 18, 2017 00:19 UTC Amendment
Blotz GeraldVP & COO - Field Operations
Exercise / conversionRestricted Stock Units · Derivative 1,939 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-043974 · v473623_4a.xml · derivative · entry 4

Blotz Gerald · CIK 0001606794 · VP & COO - Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,939

Underlying: Common Stock · 1,939 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments beginning on May 2, 2015, and will be settled by delivery of unrestricted shares of common stock on the vesting date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments beginning on May 2, 2015, and will be settled by delivery of unrestricted shares of common stock on the vesting date.

Read SEC document
May 02, 2017 Filed Aug 18, 2017 00:19 UTC Amendment
Blotz GeraldVP & COO - Field Operations
SaleCommon Stock 283 $59.57 $16,858.31
Disclosure

SEC source: 0001144204-17-043974 · v473623_4a.xml · nonDerivative · entry 3

Blotz Gerald · CIK 0001606794 · VP & COO - Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,777

Read SEC document
May 02, 2017 Filed Aug 18, 2017 00:19 UTC Amendment
Blotz GeraldVP & COO - Field Operations
Tax withholdingCommon Stock 712 $59.57 $42,413.84
Disclosure

SEC source: 0001144204-17-043974 · v473623_4a.xml · nonDerivative · entry 2

Blotz Gerald · CIK 0001606794 · VP & COO - Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,060

Read SEC document
May 02, 2017 Filed Aug 18, 2017 00:19 UTC Amendment
Blotz GeraldVP & COO - Field Operations
Exercise / conversionCommon Stock 1,939 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-043974 · v473623_4a.xml · nonDerivative · entry 1

Blotz Gerald · CIK 0001606794 · VP & COO - Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2017 Filed Mar 15, 2017 21:29 UTC PurchaseCommon Stock 2 $52.10 $104.20
Disclosure

SEC source: 0001144204-17-014808 · v461923_4.xml · nonDerivative · entry 2

CARLEY THOMAS J · CIK 0001257908 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,002

Read SEC document
March 14, 2017 Filed Mar 15, 2017 21:29 UTC PurchaseCommon Stock 3,000 $52.30 $156,900.00
Disclosure

SEC source: 0001144204-17-014808 · v461923_4.xml · nonDerivative · entry 1

CARLEY THOMAS J · CIK 0001257908 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 3,000

Read SEC document
February 13, 2017 Filed Feb 15, 2017 23:29 UTC
Gould Heather EVP and Chief Strategy Officer
Exercise / conversionRestricted Stock Units · Derivative 302 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-009448 · v459799_4.xml · derivative · entry 3

Gould Heather E · CIK 0001694957 · VP and Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

Underlying: Common Stock · 302 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments beginning on February 13, 2015, and will be settled by delivery of unrestricted shares of common stock on the vesting date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments beginning on February 13, 2015, and will be settled by delivery of unrestricted shares of common stock on the vesting date.

Read SEC document
February 13, 2017 Filed Feb 15, 2017 23:29 UTC
Gould Heather EVP and Chief Strategy Officer
Tax withholdingCommon Stock 126 $62.25 $7,843.50
Disclosure

SEC source: 0001144204-17-009448 · v459799_4.xml · nonDerivative · entry 2

Gould Heather E · CIK 0001694957 · VP and Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,195

Read SEC document
February 13, 2017 Filed Feb 15, 2017 23:29 UTC
Gould Heather EVP and Chief Strategy Officer
Exercise / conversionCommon Stock 302 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-009448 · v459799_4.xml · nonDerivative · entry 1

Gould Heather E · CIK 0001694957 · VP and Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 21:31 UTC
Gould Heather EVP and Chief Strategy Officer
Exercise / conversionRestricted Stock Units · Derivative 250 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-006215 · v458490_4.xml · derivative · entry 3

Gould Heather E · CIK 0001694957 · VP and Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: Common Stock · 250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments beginning on February 2, 2016, and will be settled by delivery of unrestricted shares of common stock on the vesting date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments beginning on February 2, 2016, and will be settled by delivery of unrestricted shares of common stock on the vesting date.

Read SEC document
February 02, 2017 Filed Feb 6, 2017 21:31 UTC
Gould Heather EVP and Chief Strategy Officer
Tax withholdingCommon Stock 105 $59.96 $6,295.80
Disclosure

SEC source: 0001144204-17-006215 · v458490_4.xml · nonDerivative · entry 2

Gould Heather E · CIK 0001694957 · VP and Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,019

Read SEC document
February 02, 2017 Filed Feb 6, 2017 21:31 UTC
Gould Heather EVP and Chief Strategy Officer
Exercise / conversionCommon Stock 250 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-006215 · v458490_4.xml · nonDerivative · entry 1

Gould Heather E · CIK 0001694957 · VP and Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 05, 2016 Filed Feb 23, 2017 00:35 UTC Amendment Exercise / conversionRestricted Stock Units · Derivative 625 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-010460 · v460236_4a.xml · derivative · entry 9

HICKS JAMES B · CIK 0001242000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock.

F6 · derivative.exercise_date: The Restricted Stock Units vested in four equal annual installments beginning on July 2, 2013.

F6 · derivative.expiration_date: The Restricted Stock Units vested in four equal annual installments beginning on July 2, 2013.

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July 05, 2016 Filed Feb 23, 2017 00:35 UTC Amendment Exercise / conversionCommon Stock 625 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-010460 · v460236_4a.xml · nonDerivative · entry 4

HICKS JAMES B · CIK 0001242000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,836.135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2016 Filed Feb 23, 2017 00:35 UTC Amendment Exercise / conversionRestricted Stock Units · Derivative 249 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-010460 · v460236_4a.xml · derivative · entry 8

HICKS JAMES B · CIK 0001242000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248

Underlying: Common Stock · 249 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock.

F5 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments beginning on July 1, 2014, and will be settled by delivery of unrestricted shares of common stock on the vesting date.

F5 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments beginning on July 1, 2014, and will be settled by delivery of unrestricted shares of common stock on the vesting date.

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July 01, 2016 Filed Feb 23, 2017 00:35 UTC Amendment Exercise / conversionRestricted Stock Units · Derivative 255 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-010460 · v460236_4a.xml · derivative · entry 7

HICKS JAMES B · CIK 0001242000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 511

Underlying: Common Stock · 255 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments beginning on July 1, 2015, and will be settled by delivery of unrestricted shares of common stock on the vesting date.

F4 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments beginning on July 1, 2015, and will be settled by delivery of unrestricted shares of common stock on the vesting date.

Read SEC document
July 01, 2016 Filed Feb 23, 2017 00:35 UTC Amendment Exercise / conversionRestricted Stock Units · Derivative 321 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-010460 · v460236_4a.xml · derivative · entry 6

HICKS JAMES B · CIK 0001242000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 964

Underlying: Common Stock · 321 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments beginning on July 1, 2016, and will be settled by delivery of unrestricted shares of common stock on the vesting date.

F3 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments beginning on July 1, 2016, and will be settled by delivery of unrestricted shares of common stock on the vesting date.

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July 01, 2016 Filed Feb 23, 2017 00:35 UTC Amendment GrantRestricted Stock Units · Derivative 1,256 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-010460 · v460236_4a.xml · derivative · entry 5

HICKS JAMES B · CIK 0001242000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,256

Underlying: Common Stock · 1,256 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments beginning on July 1, 2017, and will be settled by delivery of unrestricted shares of common stock on the vesting date.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments beginning on July 1, 2017, and will be settled by delivery of unrestricted shares of common stock on the vesting date.

Read SEC document
July 01, 2016 Filed Feb 23, 2017 00:35 UTC Amendment Exercise / conversionCommon Stock 249 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-010460 · v460236_4a.xml · nonDerivative · entry 3

HICKS JAMES B · CIK 0001242000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,211.135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2016 Filed Feb 23, 2017 00:35 UTC Amendment Exercise / conversionCommon Stock 255 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-010460 · v460236_4a.xml · nonDerivative · entry 2

HICKS JAMES B · CIK 0001242000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,962.135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2016 Filed Feb 23, 2017 00:35 UTC Amendment Exercise / conversionCommon Stock 321 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-010460 · v460236_4a.xml · nonDerivative · entry 1

HICKS JAMES B · CIK 0001242000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,707.135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.