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Nasdaq · USD

BBIO

BridgeBio Pharma, Inc.

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Tapewire entity
3360
SEC CIK
0001743881
Parsed reports
436

Last 12 months

Inside the activity.

0 purchase rows · 153 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025025
Dec 2025013
Jan 2026014
Feb 2026024
Mar 2026012
Apr 202609
May 2026023
Jun 2026020
Jul 202604
Aug 202607
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 16, 2022 Filed Nov 18, 2022 23:36 UTC Exercise / conversionCommon Stock 3,760 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-057982 · doc4.xml · nonDerivative · entry 1

HOMCY CHARLES J · CIK 0001192591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,215,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · balance_after: Includes 840 shares acquired on February 17, 2021 and 1,497 shares acquired on August 15, 2022 by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan in a transaction exempt under Rule 16b-3.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 22:37 UTC
STEPHENSON BRIAN CSecretary, Treasurer & CFO
Exercise / conversionRestricted Stock Units · Derivative 24,193 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046735 · doc4.xml · derivative · entry 5

STEPHENSON BRIAN C · CIK 0001780030 · Secretary, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,158

Underlying: Common Stock · 24,193 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: The RSUs vest with respect to 1/8th of the underlying shares on May 16, 2022. Thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on February 16, 2024, subject to the Reporting Person's continued service to the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

F5 · derivative.expiration_date: The RSUs vest with respect to 1/8th of the underlying shares on May 16, 2022. Thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on February 16, 2024, subject to the Reporting Person's continued service to the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 22:37 UTC
STEPHENSON BRIAN CSecretary, Treasurer & CFO
Exercise / conversionRestricted Stock Units · Derivative 778 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046735 · doc4.xml · derivative · entry 4

STEPHENSON BRIAN C · CIK 0001780030 · Secretary, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,781

Underlying: Common Stock · 778 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: The RSUs vest in sixteen quarterly installments after February 16, 2021, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

F4 · derivative.expiration_date: The RSUs vest in sixteen quarterly installments after February 16, 2021, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 22:37 UTC
STEPHENSON BRIAN CSecretary, Treasurer & CFO
Exercise / conversionRestricted Stock Units · Derivative 1,709 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046735 · doc4.xml · derivative · entry 3

STEPHENSON BRIAN C · CIK 0001780030 · Secretary, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,969

Underlying: Common Stock · 1,709 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The RSUs vest in sixteen quarterly installments after May 16, 2020, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

F3 · derivative.expiration_date: The RSUs vest in sixteen quarterly installments after May 16, 2020, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 22:37 UTC
STEPHENSON BRIAN CSecretary, Treasurer & CFO
Tax withholdingCommon Stock 9,227 $11.08 $102,235.16
Disclosure

SEC source: 0001209191-22-046735 · doc4.xml · nonDerivative · entry 2

STEPHENSON BRIAN C · CIK 0001780030 · Secretary, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,260

F2 · shares: Represents number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of 26,680 shares of Common Stock underlying the Reporting Person's RSUs.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 22:37 UTC
STEPHENSON BRIAN CSecretary, Treasurer & CFO
Exercise / conversionCommon Stock 26,680 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-046735 · doc4.xml · nonDerivative · entry 1

STEPHENSON BRIAN C · CIK 0001780030 · Secretary, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,487

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 22:39 UTC
Kumar NeilDirector · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 61,182 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046739 · doc4.xml · derivative · entry 7

Kumar Neil · CIK 0001742485 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,092

Underlying: Common Stock · 61,182 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F7 · derivative.exercise_date: The RSUs vest with respect to 1/8th of the underlying shares on May 16, 2022. Thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on February 16, 2024, subject to the Reporting Person's continued service to the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

F7 · derivative.expiration_date: The RSUs vest with respect to 1/8th of the underlying shares on May 16, 2022. Thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on February 16, 2024, subject to the Reporting Person's continued service to the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 22:39 UTC
Kumar NeilDirector · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 2,394 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046739 · doc4.xml · derivative · entry 6

Kumar Neil · CIK 0001742485 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,942

Underlying: Common Stock · 2,394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F6 · derivative.exercise_date: The RSUs vest in sixteen quarterly installments after February 16, 2021, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

F6 · derivative.expiration_date: The RSUs vest in sixteen quarterly installments after February 16, 2021, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 22:39 UTC
Kumar NeilDirector · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 5,129 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046739 · doc4.xml · derivative · entry 5

Kumar Neil · CIK 0001742485 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,906

Underlying: Common Stock · 5,129 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: The RSUs vest in sixteen quarterly installments after May 16, 2020, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

F5 · derivative.expiration_date: The RSUs vest in sixteen quarterly installments after May 16, 2020, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 22:39 UTC
Kumar NeilDirector · CEO and President
Tax withholdingCommon Stock 27,697 $11.08 $306,882.76
Disclosure

SEC source: 0001209191-22-046739 · doc4.xml · nonDerivative · entry 2

Kumar Neil · CIK 0001742485 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,813,197

F2 · shares: Represents number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of 68,705 shares of Common Stock underlying the Reporting Person's RSUs.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 22:39 UTC
Kumar NeilDirector · CEO and President
Exercise / conversionCommon Stock 68,705 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-046739 · doc4.xml · nonDerivative · entry 1

Kumar Neil · CIK 0001742485 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,840,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 22:35 UTC Exercise / conversionRestricted Stock Units · Derivative 3,196 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046733 · doc4.xml · derivative · entry 3

SCHELLER RICHARD H · CIK 0001214133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,175

Underlying: Common Stock · 3,196 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The RSUs vest with respect to 1/8th of the underlying shares on May 16, 2022; thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on February 16, 2024, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

F3 · derivative.expiration_date: The RSUs vest with respect to 1/8th of the underlying shares on May 16, 2022; thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on February 16, 2024, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 22:35 UTC Tax withholdingCommon Stock 1,101 $11.08 $12,199.08
Disclosure

SEC source: 0001209191-22-046733 · doc4.xml · nonDerivative · entry 2

SCHELLER RICHARD H · CIK 0001214133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,840

F2 · shares: Represents number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of 3,196 shares of Common Stock underlying the Reporting Person's RSUs.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 22:35 UTC Exercise / conversionCommon Stock 3,196 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-046733 · doc4.xml · nonDerivative · entry 1

SCHELLER RICHARD H · CIK 0001214133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 22:33 UTC Exercise / conversionRestricted Stock Units · Derivative 3,760 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-046731 · doc4.xml · derivative · entry 3

HOMCY CHARLES J · CIK 0001192591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,559

Underlying: Common Stock · 3,760 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The RSUs vest with respect to 1/8th of the underlying shares on May 16, 2022; thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on February 16, 2024, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

F3 · derivative.expiration_date: The RSUs vest with respect to 1/8th of the underlying shares on May 16, 2022; thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on February 16, 2024, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 22:33 UTC Tax withholdingCommon Stock 1,287 $11.08 $14,259.96
Disclosure

SEC source: 0001209191-22-046731 · doc4.xml · nonDerivative · entry 2

HOMCY CHARLES J · CIK 0001192591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,209,455

F2 · shares: Represents number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of 3,760 shares of Common Stock underlying the Reporting Person's RSUs.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 22:33 UTC Exercise / conversionCommon Stock 3,760 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-046731 · doc4.xml · nonDerivative · entry 1

HOMCY CHARLES J · CIK 0001192591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,210,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
June 22, 2022 Filed Jun 24, 2022 20:28 UTC
Ellis AndreaDirector
GrantStock Option (right to buy) · Derivative 104,921 $0.00 Strike: $8.45 $0.00
Disclosure

SEC source: 0001209191-22-039241 · doc4.xml · derivative · entry 1

Ellis Andrea · CIK 0001877680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,921

Underlying: Common Stock · 104,921 shares

Expires 2032-06-22

F1 · derivative.exercise_date: 1/3rd of the shares underlying the option will vest on June 22, 2023; thereafter, 1/3rd of the remaining underlying shares will vest on an annual basis, so that all of the underlying shares will be vested on the June 22, 2025, subject to the optionee's continued service on the Board of Directors of the Company.

Read SEC document
June 22, 2022 Filed Jun 24, 2022 20:29 UTC
Hassan FredDirector
GrantStock Option (right to buy) · Derivative 104,921 $0.00 Strike: $8.45 $0.00
Disclosure

SEC source: 0001209191-22-039243 · doc4.xml · derivative · entry 1

Hassan Fred · CIK 0001110744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,921

Underlying: Common Stock · 104,921 shares

Expires 2032-06-22

F1 · derivative.exercise_date: 1/3rd of the shares underlying the option will vest on June 22, 2023; thereafter, 1/3rd of the remaining underlying shares will vest on an annual basis, so that all of the underlying shares will be vested on the June 22, 2025, subject to the optionee's continued service on the Board of Directors of the Company.

Read SEC document
June 22, 2022 Filed Jun 24, 2022 20:27 UTC GrantStock Option (right to buy) · Derivative 104,921 $0.00 Strike: $8.45 $0.00
Disclosure

SEC source: 0001209191-22-039238 · doc4.xml · derivative · entry 1

DANIELS RONALD J · CIK 0001164475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,921

Underlying: Common Stock · 104,921 shares

Expires 2032-06-22

F1 · derivative.exercise_date: 1/3rd of the shares underlying the option will vest on June 22, 2023; thereafter, 1/3rd of the remaining underlying shares will vest on an annual basis, so that all of the underlying shares will be vested on the June 22, 2025, subject to the optionee's continued service on the Board of Directors of the Company.

Read SEC document
June 22, 2022 Filed Jun 24, 2022 20:38 UTC GrantStock Option (right to buy) · Derivative 104,921 $0.00 Strike: $8.45 $0.00
Disclosure

SEC source: 0001209191-22-039270 · doc4.xml · derivative · entry 1

Valantine Hannah · CIK 0001855608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,921

Underlying: Common Stock · 104,921 shares

Expires 2032-06-22

F1 · derivative.exercise_date: 1/3rd of the shares underlying the option will vest on June 22, 2023; thereafter, 1/3rd of the remaining underlying shares will vest on an annual basis, so that all of the underlying shares will be vested on the June 22, 2025, subject to the optionee's continued service on the Board of Directors of the Company.

Read SEC document
June 22, 2022 Filed Jun 24, 2022 20:37 UTC GrantStock Option (right to buy) · Derivative 104,921 $0.00 Strike: $8.45 $0.00
Disclosure

SEC source: 0001209191-22-039268 · doc4.xml · derivative · entry 1

Scott Randal W. · CIK 0001337801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,921

Underlying: Common Stock · 104,921 shares

Expires 2032-06-22

F1 · derivative.exercise_date: 1/3rd of the shares underlying the option will vest on June 22, 2023; thereafter, 1/3rd of the remaining underlying shares will vest on an annual basis, so that all of the underlying shares will be vested on the June 22, 2025, subject to the optionee's continued service on the Board of Directors of the Company.

Read SEC document
June 22, 2022 Filed Jun 24, 2022 20:36 UTC GrantStock Option (right to buy) · Derivative 104,921 $0.00 Strike: $8.45 $0.00
Disclosure

SEC source: 0001209191-22-039265 · doc4.xml · derivative · entry 1

SCHELLER RICHARD H · CIK 0001214133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,921

Underlying: Common Stock · 104,921 shares

Expires 2032-06-22

F1 · derivative.exercise_date: 1/3rd of the shares underlying the option will vest on June 22, 2023; thereafter, 1/3rd of the remaining underlying shares will vest on an annual basis, so that all of the underlying shares will be vested on the June 22, 2025, subject to the optionee's continued service on the Board of Directors of the Company.

Read SEC document
June 22, 2022 Filed Jun 24, 2022 20:35 UTC GrantStock Option (right to buy) · Derivative 104,921 $0.00 Strike: $8.45 $0.00
Disclosure

SEC source: 0001209191-22-039264 · doc4.xml · derivative · entry 1

SAUNDERS BRENT L · CIK 0001268854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,921

Underlying: Common Stock · 104,921 shares

Expires 2032-06-22

F1 · derivative.exercise_date: 1/3rd of the shares underlying the option will vest on June 22, 2023; thereafter, 1/3rd of the remaining underlying shares will vest on an annual basis, so that all of the underlying shares will be vested on the June 22, 2025, subject to the optionee's continued service on the Board of Directors of the Company.

Read SEC document
June 22, 2022 Filed Jun 24, 2022 20:34 UTC GrantStock Option (right to buy) · Derivative 104,921 $0.00 Strike: $8.45 $0.00
Disclosure

SEC source: 0001209191-22-039262 · doc4.xml · derivative · entry 1

Satvat Ali J. · CIK 0001621788 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,921

Underlying: Common Stock · 104,921 shares

Expires 2032-06-22

F1 · derivative.exercise_date: 1/3rd of the shares underlying the option will vest on June 22, 2023; thereafter, 1/3rd of the remaining underlying shares will vest on an annual basis, so that all of the underlying shares will be vested on the June 22, 2025, subject to the optionee's continued service on the Board of Directors of the Company.

Read SEC document
June 22, 2022 Filed Jun 24, 2022 20:32 UTC GrantStock Option (right to buy) · Derivative 104,921 $0.00 Strike: $8.45 $0.00
Disclosure

SEC source: 0001209191-22-039259 · doc4.xml · derivative · entry 1

MOMTAZEE JAMES C · CIK 0001209181 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,921

Underlying: Common Stock · 104,921 shares

Expires 2032-06-22

F1 · derivative.exercise_date: 1/3rd of the shares underlying the option will vest on June 22, 2023; thereafter, 1/3rd of the remaining underlying shares will vest on an annual basis, so that all of the underlying shares will be vested on the June 22, 2025, subject to the optionee's continued service on the Board of Directors of the Company.

Read SEC document
June 22, 2022 Filed Jun 24, 2022 20:31 UTC
Lo AndrewDirector
GrantStock Option (right to buy) · Derivative 104,921 $0.00 Strike: $8.45 $0.00
Disclosure

SEC source: 0001209191-22-039256 · doc4.xml · derivative · entry 1

Lo Andrew · CIK 0001679076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,921

Underlying: Common Stock · 104,921 shares

Expires 2032-06-22

F1 · derivative.exercise_date: 1/3rd of the shares underlying the option will vest on June 22, 2023; thereafter, 1/3rd of the remaining underlying shares will vest on an annual basis, so that all of the underlying shares will be vested on the June 22, 2025, subject to the optionee's continued service on the Board of Directors of the Company.

Read SEC document
June 22, 2022 Filed Jun 24, 2022 20:30 UTC GrantStock Option (right to buy) · Derivative 104,921 $0.00 Strike: $8.45 $0.00
Disclosure

SEC source: 0001209191-22-039249 · doc4.xml · derivative · entry 1

HOMCY CHARLES J · CIK 0001192591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,921

Underlying: Common Stock · 104,921 shares

Expires 2032-06-22

F1 · derivative.exercise_date: 1/3rd of the shares underlying the option will vest on June 22, 2023; thereafter, 1/3rd of the remaining underlying shares will vest on an annual basis, so that all of the underlying shares will be vested on the June 22, 2025, subject to the optionee's continued service on the Board of Directors of the Company.

Read SEC document
June 22, 2022 Filed Jun 24, 2022 20:23 UTC
AGUIAR ERICDirector
GrantStock Option (right to buy) · Derivative 104,921 $0.00 Strike: $8.45 $0.00
Disclosure

SEC source: 0001209191-22-039225 · doc4.xml · derivative · entry 1

AGUIAR ERIC · CIK 0001262325 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,921

Underlying: Common Stock · 104,921 shares

Expires 2032-06-22

F1 · derivative.exercise_date: 1/3rd of the shares underlying the option will vest on June 22, 2023; thereafter, 1/3rd of the remaining underlying shares will vest on an annual basis, so that all of the underlying shares will be vested on the June 22, 2025, subject to the optionee's continued service on the Board of Directors of the Company.

Read SEC document
June 22, 2022 Filed Jun 24, 2022 20:25 UTC GrantStock Option (right to buy) · Derivative 104,921 $0.00 Strike: $8.45 $0.00
Disclosure

SEC source: 0001209191-22-039232 · doc4.xml · derivative · entry 1

Cook Jennifer E. · CIK 0001754371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,921

Underlying: Common Stock · 104,921 shares

Expires 2032-06-22

F1 · derivative.exercise_date: 1/3rd of the shares underlying the option will vest on June 22, 2023; thereafter, 1/3rd of the remaining underlying shares will vest on an annual basis, so that all of the underlying shares will be vested on the June 22, 2025, subject to the optionee's continued service on the Board of Directors of the Company.

Read SEC document
June 22, 2022 Filed Jun 24, 2022 20:26 UTC GrantStock Option (right to buy) · Derivative 104,921 $0.00 Strike: $8.45 $0.00
Disclosure

SEC source: 0001209191-22-039234 · doc4.xml · derivative · entry 1

Dachille Douglas A. · CIK 0001652908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,921

Underlying: Common Stock · 104,921 shares

Expires 2032-06-22

F1 · derivative.exercise_date: 1/3rd of the shares underlying the option will vest on June 22, 2023; thereafter, 1/3rd of the remaining underlying shares will vest on an annual basis, so that all of the underlying shares will be vested on the June 22, 2025, subject to the optionee's continued service on the Board of Directors of the Company.

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May 16, 2022 Filed May 18, 2022 20:06 UTC Exercise / conversionRestricted Stock Units · Derivative 24,192 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-018591 · doc4.xml · derivative · entry 5

STEPHENSON BRIAN C · CIK 0001780030 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,351

Underlying: Common Stock · 24,192 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: The RSUs vest with respect to 1/8th of the underlying shares on May 16, 2022. Thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on February 16, 2024, subject to the Reporting Person's continued service to the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

F5 · derivative.expiration_date: The RSUs vest with respect to 1/8th of the underlying shares on May 16, 2022. Thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on February 16, 2024, subject to the Reporting Person's continued service to the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

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May 16, 2022 Filed May 18, 2022 20:06 UTC Exercise / conversionRestricted Stock Units · Derivative 778 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-018591 · doc4.xml · derivative · entry 4

STEPHENSON BRIAN C · CIK 0001780030 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,559

Underlying: Common Stock · 778 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: The RSUs vest in sixteen quarterly installments after February 16, 2021, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

F4 · derivative.expiration_date: The RSUs vest in sixteen quarterly installments after February 16, 2021, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

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May 16, 2022 Filed May 18, 2022 20:06 UTC Exercise / conversionRestricted Stock Units · Derivative 1,710 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-018591 · doc4.xml · derivative · entry 3

STEPHENSON BRIAN C · CIK 0001780030 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,678

Underlying: Common Stock · 1,710 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The RSUs vest in sixteen quarterly installments after May 16, 2020, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

F3 · derivative.expiration_date: The RSUs vest in sixteen quarterly installments after May 16, 2020, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

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May 16, 2022 Filed May 18, 2022 20:06 UTC Tax withholdingCommon Stock 9,228 $6.74 $62,196.72
Disclosure

SEC source: 0000899243-22-018591 · doc4.xml · nonDerivative · entry 2

STEPHENSON BRIAN C · CIK 0001780030 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,807

F2 · shares: Represents number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of 26,680 shares of Common Stock underlying the Reporting Person's RSUs.

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May 16, 2022 Filed May 18, 2022 20:06 UTC Exercise / conversionCommon Stock 26,680 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-018591 · doc4.xml · nonDerivative · entry 1

STEPHENSON BRIAN C · CIK 0001780030 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
May 16, 2022 Filed May 18, 2022 20:09 UTC Exercise / conversionRestricted Stock Units · Derivative 3,195 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-018595 · doc4.xml · derivative · entry 3

SCHELLER RICHARD H · CIK 0001214133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,371

Underlying: Common Stock · 3,195 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The RSUs vest with respect to 1/8th of the underlying shares on May 16, 2022; thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on February 16, 2024, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

F3 · derivative.expiration_date: The RSUs vest with respect to 1/8th of the underlying shares on May 16, 2022; thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on February 16, 2024, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

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May 16, 2022 Filed May 18, 2022 20:09 UTC Tax withholdingCommon Stock 1,310 $6.74 $8,829.40
Disclosure

SEC source: 0000899243-22-018595 · doc4.xml · nonDerivative · entry 2

SCHELLER RICHARD H · CIK 0001214133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,745

F2 · shares: Represents number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of 3,195 shares of Common Stock underlying the Reporting Person's RSUs.

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May 16, 2022 Filed May 18, 2022 20:09 UTC Exercise / conversionCommon Stock 3,195 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-018595 · doc4.xml · nonDerivative · entry 1

SCHELLER RICHARD H · CIK 0001214133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,055

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
May 16, 2022 Filed May 18, 2022 20:06 UTC
Kumar NeilDirector · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 61,182 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-018594 · doc4.xml · derivative · entry 7

Kumar Neil · CIK 0001742485 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,274

Underlying: Common Stock · 61,182 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F7 · derivative.exercise_date: The RSUs vest with respect to 1/8th of the underlying shares on May 16, 2022. Thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on February 16, 2024, subject to the Reporting Person's continued service to the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

F7 · derivative.expiration_date: The RSUs vest with respect to 1/8th of the underlying shares on May 16, 2022. Thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on February 16, 2024, subject to the Reporting Person's continued service to the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

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May 16, 2022 Filed May 18, 2022 20:06 UTC
Kumar NeilDirector · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 2,394 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-018594 · doc4.xml · derivative · entry 6

Kumar Neil · CIK 0001742485 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,336

Underlying: Common Stock · 2,394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F6 · derivative.exercise_date: The RSUs vest in sixteen quarterly installments after February 16, 2021, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

F6 · derivative.expiration_date: The RSUs vest in sixteen quarterly installments after February 16, 2021, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

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May 16, 2022 Filed May 18, 2022 20:06 UTC
Kumar NeilDirector · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 5,129 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-018594 · doc4.xml · derivative · entry 5

Kumar Neil · CIK 0001742485 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,035

Underlying: Common Stock · 5,129 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: The RSUs vest in sixteen quarterly installments after May 16, 2020, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

F5 · derivative.expiration_date: The RSUs vest in sixteen quarterly installments after May 16, 2020, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

Read SEC document
May 16, 2022 Filed May 18, 2022 20:06 UTC
Kumar NeilDirector · CEO and President
Tax withholdingCommon Stock 23,759 $6.74 $160,135.66
Disclosure

SEC source: 0000899243-22-018594 · doc4.xml · nonDerivative · entry 2

Kumar Neil · CIK 0001742485 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,772,189

F2 · shares: Represents number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of 68,705 shares of Common Stock underlying the Reporting Person's RSUs.

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May 16, 2022 Filed May 18, 2022 20:06 UTC
Kumar NeilDirector · CEO and President
Exercise / conversionCommon Stock 68,705 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-018594 · doc4.xml · nonDerivative · entry 1

Kumar Neil · CIK 0001742485 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,795,948

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
May 16, 2022 Filed May 18, 2022 20:05 UTC Exercise / conversionRestricted Stock Units · Derivative 3,759 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-018590 · doc4.xml · derivative · entry 3

HOMCY CHARLES J · CIK 0001192591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,319

Underlying: Common Stock · 3,759 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The RSUs vest with respect to 1/8th of the underlying shares on May 16, 2022; thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on February 16, 2024, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

F3 · derivative.expiration_date: The RSUs vest with respect to 1/8th of the underlying shares on May 16, 2022; thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on February 16, 2024, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

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May 16, 2022 Filed May 18, 2022 20:05 UTC Tax withholdingCommon Stock 1,541 $6.74 $10,386.34
Disclosure

SEC source: 0000899243-22-018590 · doc4.xml · nonDerivative · entry 2

HOMCY CHARLES J · CIK 0001192591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,206,982

F2 · shares: Represents number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of 3,759 shares of Common Stock underlying the Reporting Person's RSUs.

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May 16, 2022 Filed May 18, 2022 20:05 UTC Exercise / conversionCommon Stock 3,759 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-018590 · doc4.xml · nonDerivative · entry 1

HOMCY CHARLES J · CIK 0001192591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,208,523

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:24 UTC GrantRestricted Stock Units · Derivative 193,543 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-011592 · doc4.xml · derivative · entry 1

STEPHENSON BRIAN C · CIK 0001780030 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,543

Underlying: Common Stock · 193,543 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: The RSUs will vest with respect to 1/8th of the underlying shares on May 16, 2022. Thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on February 16, 2024, subject to the Reporting Person's continued service to the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

F2 · derivative.expiration_date: The RSUs will vest with respect to 1/8th of the underlying shares on May 16, 2022. Thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on February 16, 2024, subject to the Reporting Person's continued service to the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:26 UTC
Kumar NeilDirector · CEO and President
GrantRestricted Stock Units · Derivative 489,456 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-011594 · doc4.xml · derivative · entry 1

Kumar Neil · CIK 0001742485 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,456

Underlying: Common Stock · 489,456 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: The RSUs will vest with respect to 1/8th of the underlying shares on May 16, 2022. Thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on February 16, 2024, subject to the Reporting Person's continued service to the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

F2 · derivative.expiration_date: The RSUs will vest with respect to 1/8th of the underlying shares on May 16, 2022. Thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on February 16, 2024, subject to the Reporting Person's continued service to the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

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March 15, 2022 Filed Mar 17, 2022 20:05 UTC
Ellis AndreaDirector
PurchaseCommon Stock 12,000 $8.39 $100,680.00
Disclosure

SEC source: 0000899243-22-011386 · doc4.xml · nonDerivative · entry 1

Ellis Andrea · CIK 0001877680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

F1 · price: Represents the weighted average purchase price of the shares purchased from $8.38 to $8.40 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price for all transactions as reported in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.