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Nasdaq · USD

BBIO

BridgeBio Pharma, Inc.

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Tapewire entity
3360
SEC CIK
0001743881
Parsed reports
436

Last 12 months

Inside the activity.

0 purchase rows · 153 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025025
Dec 2025013
Jan 2026014
Feb 2026024
Mar 2026012
Apr 202609
May 2026023
Jun 2026020
Jul 202604
Aug 202607
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2023 Filed Mar 4, 2023 01:04 UTC
STEPHENSON BRIAN CSecretary, Treasurer & CFO
SaleCommon Stock 62,692 $10.96 $687,148.20
Disclosure

SEC source: 0001209191-23-016060 · doc4.xml · nonDerivative · entry 1

STEPHENSON BRIAN C · CIK 0001780030 · Secretary, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,837

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on December 6, 2022.

F2 · price: Represents the weighted average sale price of the shares sold from $10.79 to $11.17 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions within the range set forth in this footnote.

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March 03, 2023 Filed Mar 4, 2023 01:01 UTC
Kumar NeilDirector · CEO and President
SaleCommon Stock 120,000 $10.96 $1,315,224.00
Disclosure

SEC source: 0001209191-23-016059 · doc4.xml · nonDerivative · entry 1

Kumar Neil · CIK 0001742485 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,252,722

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person as co-trustee of the Kumar Haldea Revocable Trust on December 5, 2022.

F2 · price: Represents the weighted average sale price of the shares sold from $10.79 to $11.17 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions within the range set forth in this footnote.

F3 · ownership.nature: The shares are held by Kumar Haldea Revocable Trust, of which the Reporting Person is a co-trustee. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed to be an admission that such shares are beneficially owned by the Reporting Person for Section 16 or any other purpose.

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February 21, 2023 Filed Feb 24, 2023 00:56 UTC GrantStock Option (right to buy) · Derivative 158,814 $0.00 Strike: $11.92 $0.00
Disclosure

SEC source: 0001209191-23-012392 · doc4.xml · derivative · entry 1

MCCORMICK FRANK · CIK 0001257809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,814

Underlying: Common Stock · 158,814 shares

Expires 2033-02-20

F1 · derivative.exercise_date: The stock option vests and becomes exercisable in three annual installments after February 21, 2023, with a final vesting date of February 21, 2026, subject to the Reporting Person's continued service on the Issuer's Board of Directors through each such date.

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February 17, 2023 Filed Feb 22, 2023 01:16 UTC
STEPHENSON BRIAN CSecretary, Treasurer & CFO
SaleCommon Stock 2,150 $13.06 $28,088.89
Disclosure

SEC source: 0001209191-23-011450 · doc4.xml · nonDerivative · entry 4

STEPHENSON BRIAN C · CIK 0001780030 · Secretary, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,529

F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on December 6, 2022.

F6 · price: Represents the weighted average sale price of the shares sold from $13.04 to $13.10 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions as reported herein.

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February 17, 2023 Filed Feb 22, 2023 01:16 UTC
STEPHENSON BRIAN CSecretary, Treasurer & CFO
SaleCommon Stock 15,567 $12.65 $196,977.03
Disclosure

SEC source: 0001209191-23-011450 · doc4.xml · nonDerivative · entry 3

STEPHENSON BRIAN C · CIK 0001780030 · Secretary, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,679

F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on December 6, 2022.

F5 · price: Represents the weighted average sale price of the shares sold from $12.04 to $13.03 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions as reported herein.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 01:12 UTC
Kumar NeilDirector · CEO and President
SaleCommon Stock 44,798 $12.70 $569,073.47
Disclosure

SEC source: 0001209191-23-011447 · doc4.xml · nonDerivative · entry 3

Kumar Neil · CIK 0001742485 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,813,197

F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on December 5, 2022.

F4 · price: Represents the weighted average sale price of the shares sold from $12.13 to $13.10 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions as reported herein.

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February 16, 2023 Filed Feb 22, 2023 01:16 UTC
STEPHENSON BRIAN CSecretary, Treasurer & CFO
Exercise / conversionRestricted Stock Units · Derivative 946 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-011450 · doc4.xml · derivative · entry 8

STEPHENSON BRIAN C · CIK 0001780030 · Secretary, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,412

Underlying: Common Stock · 946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F10 · derivative.exercise_date: The RSUs vest with respect to 25% of the underlying shares on November 16, 2022. Thereafter, 1/12th of the remaining underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on November 16, 2025, subject to the Reporting Person's continued service to the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

F10 · derivative.expiration_date: The RSUs vest with respect to 25% of the underlying shares on November 16, 2022. Thereafter, 1/12th of the remaining underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on November 16, 2025, subject to the Reporting Person's continued service to the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

Read SEC document
February 16, 2023 Filed Feb 22, 2023 01:16 UTC
STEPHENSON BRIAN CSecretary, Treasurer & CFO
Exercise / conversionRestricted Stock Units · Derivative 24,193 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-011450 · doc4.xml · derivative · entry 7

STEPHENSON BRIAN C · CIK 0001780030 · Secretary, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,772

Underlying: Common Stock · 24,193 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F9 · derivative.exercise_date: The RSUs vest with respect to 1/8th of the underlying shares on May 16, 2022. Thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on February 16, 2024, subject to the Reporting Person's continued service to the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

F9 · derivative.expiration_date: The RSUs vest with respect to 1/8th of the underlying shares on May 16, 2022. Thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on February 16, 2024, subject to the Reporting Person's continued service to the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

Read SEC document
February 16, 2023 Filed Feb 22, 2023 01:16 UTC
STEPHENSON BRIAN CSecretary, Treasurer & CFO
Exercise / conversionRestricted Stock Units · Derivative 778 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-011450 · doc4.xml · derivative · entry 6

STEPHENSON BRIAN C · CIK 0001780030 · Secretary, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,225

Underlying: Common Stock · 778 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F8 · derivative.exercise_date: The RSUs vest in sixteen quarterly installments after February 16, 2021, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

F8 · derivative.expiration_date: The RSUs vest in sixteen quarterly installments after February 16, 2021, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

Read SEC document
February 16, 2023 Filed Feb 22, 2023 01:16 UTC
STEPHENSON BRIAN CSecretary, Treasurer & CFO
Exercise / conversionRestricted Stock Units · Derivative 1,710 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-011450 · doc4.xml · derivative · entry 5

STEPHENSON BRIAN C · CIK 0001780030 · Secretary, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,549

Underlying: Common Stock · 1,710 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F7 · derivative.exercise_date: The RSUs vest in sixteen quarterly installments after May 16, 2020, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

F7 · derivative.expiration_date: The RSUs vest in sixteen quarterly installments after May 16, 2020, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

Read SEC document
February 16, 2023 Filed Feb 22, 2023 01:16 UTC
STEPHENSON BRIAN CSecretary, Treasurer & CFO
Tax withholdingCommon Stock 9,910 $12.64 $125,262.40
Disclosure

SEC source: 0001209191-23-011450 · doc4.xml · nonDerivative · entry 2

STEPHENSON BRIAN C · CIK 0001780030 · Secretary, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,246

F3 · shares: Represents the number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of 27,627 shares of Common Stock underlying the Reporting Person's RSUs.

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February 16, 2023 Filed Feb 22, 2023 01:16 UTC
STEPHENSON BRIAN CSecretary, Treasurer & CFO
Exercise / conversionCommon Stock 27,627 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011450 · doc4.xml · nonDerivative · entry 1

STEPHENSON BRIAN C · CIK 0001780030 · Secretary, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · balance_after: Includes 345 shares acquired by the Reporting Person on February 15, 2023 pursuant to the Issuer's Employee Stock Purchase Plan in a transaction exempt under Rule 16b-3.

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February 16, 2023 Filed Feb 22, 2023 01:21 UTC Exercise / conversionRestricted Stock Units · Derivative 3,196 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-011457 · doc4.xml · derivative · entry 3

SCHELLER RICHARD H · CIK 0001214133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,783

Underlying: Common Stock · 3,196 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The RSUs vest with respect to 1/8th of the underlying shares on May 16, 2022; thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on February 16, 2024, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

F3 · derivative.expiration_date: The RSUs vest with respect to 1/8th of the underlying shares on May 16, 2022; thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on February 16, 2024, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

Read SEC document
February 16, 2023 Filed Feb 22, 2023 01:21 UTC Tax withholdingCommon Stock 1,304 $12.64 $16,482.56
Disclosure

SEC source: 0001209191-23-011457 · doc4.xml · nonDerivative · entry 2

SCHELLER RICHARD H · CIK 0001214133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,822

F2 · shares: Represents number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of 3,196 shares of Common Stock underlying the Reporting Person's RSUs.

Read SEC document
February 16, 2023 Filed Feb 22, 2023 01:21 UTC Exercise / conversionCommon Stock 3,196 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011457 · doc4.xml · nonDerivative · entry 1

SCHELLER RICHARD H · CIK 0001214133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
February 16, 2023 Filed Feb 22, 2023 01:18 UTC Exercise / conversionRestricted Stock Units · Derivative 3,760 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-011452 · doc4.xml · derivative · entry 3

HOMCY CHARLES J · CIK 0001192591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,039

Underlying: Common Stock · 3,760 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: The RSUs vest with respect to 1/8th of the underlying shares on May 16, 2022; thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on February 16, 2024, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

F4 · derivative.expiration_date: The RSUs vest with respect to 1/8th of the underlying shares on May 16, 2022; thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on February 16, 2024, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

Read SEC document
February 16, 2023 Filed Feb 22, 2023 01:18 UTC Tax withholdingCommon Stock 1,534 $12.64 $19,389.76
Disclosure

SEC source: 0001209191-23-011452 · doc4.xml · nonDerivative · entry 2

HOMCY CHARLES J · CIK 0001192591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,218,368

F3 · shares: Represents number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of 3,760 shares of Common Stock underlying the Reporting Person's RSUs.

Read SEC document
February 16, 2023 Filed Feb 22, 2023 01:18 UTC Exercise / conversionCommon Stock 3,760 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011452 · doc4.xml · nonDerivative · entry 1

HOMCY CHARLES J · CIK 0001192591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,219,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · balance_after: Includes 1,891 shares acquired on February 15, 2023 by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan in a transaction exempt under Rule 16b-3.

Read SEC document
February 16, 2023 Filed Feb 22, 2023 01:12 UTC
Kumar NeilDirector · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 61,182 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-011447 · doc4.xml · derivative · entry 8

Kumar Neil · CIK 0001742485 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,728

Underlying: Common Stock · 61,182 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F9 · derivative.exercise_date: The RSUs vest with respect to 1/8th of the underlying shares on May 16, 2022. Thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on February 16, 2024, subject to the Reporting Person's continued service to the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

F9 · derivative.expiration_date: The RSUs vest with respect to 1/8th of the underlying shares on May 16, 2022. Thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on February 16, 2024, subject to the Reporting Person's continued service to the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

Read SEC document
February 16, 2023 Filed Feb 22, 2023 01:12 UTC
Kumar NeilDirector · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 2,395 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-011447 · doc4.xml · derivative · entry 7

Kumar Neil · CIK 0001742485 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,153

Underlying: Common Stock · 2,395 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F8 · derivative.exercise_date: The RSUs vest in sixteen quarterly installments after February 16, 2021, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

F8 · derivative.expiration_date: The RSUs vest in sixteen quarterly installments after February 16, 2021, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

Read SEC document
February 16, 2023 Filed Feb 22, 2023 01:12 UTC
Kumar NeilDirector · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 5,129 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-011447 · doc4.xml · derivative · entry 6

Kumar Neil · CIK 0001742485 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,647

Underlying: Common Stock · 5,129 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F7 · derivative.exercise_date: The RSUs vest in sixteen quarterly installments after May 16, 2020, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

F7 · derivative.expiration_date: The RSUs vest in sixteen quarterly installments after May 16, 2020, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

Read SEC document
February 16, 2023 Filed Feb 22, 2023 01:12 UTC
Kumar NeilDirector · CEO and President
Tax withholdingCommon Stock 23,908 $12.64 $302,197.12
Disclosure

SEC source: 0001209191-23-011447 · doc4.xml · nonDerivative · entry 2

Kumar Neil · CIK 0001742485 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,857,995

F2 · shares: Represents number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of 68,705 shares of Common Stock underlying the Reporting Person's RSUs.

Read SEC document
February 16, 2023 Filed Feb 22, 2023 01:12 UTC
Kumar NeilDirector · CEO and President
Exercise / conversionCommon Stock 68,706 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-011447 · doc4.xml · nonDerivative · entry 1

Kumar Neil · CIK 0001742485 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,881,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 22:27 UTC
STEPHENSON BRIAN CSecretary, Treasurer & CFO
GrantRestricted Stock Units · Derivative 277,893 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-009280 · doc4.xml · derivative · entry 2

STEPHENSON BRIAN C · CIK 0001780030 · Secretary, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,893

Underlying: Common Stock · 277,893 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The RSUs vest with respect to 1/16th of the underlying shares on May 16, 2023. Thereafter, 1/16th of the underlying shares shall vest on a quarterly basis, such that all of the underlying shares shall be vested on February 16, 2027, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date. The RSU's have no expiration date.

F3 · derivative.expiration_date: The RSUs vest with respect to 1/16th of the underlying shares on May 16, 2023. Thereafter, 1/16th of the underlying shares shall vest on a quarterly basis, such that all of the underlying shares shall be vested on February 16, 2027, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date. The RSU's have no expiration date.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 22:27 UTC
STEPHENSON BRIAN CSecretary, Treasurer & CFO
GrantStock Option (Right to Buy) · Derivative 323,431 $0.00 Strike: $11.41 $0.00
Disclosure

SEC source: 0001209191-23-009280 · doc4.xml · derivative · entry 1

STEPHENSON BRIAN C · CIK 0001780030 · Secretary, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,431

Underlying: Common Stock · 323,431 shares

Expires 2033-02-09

F1 · derivative.exercise_date: The shares subject to this option vest and become exercisable in 48 equal monthly installments after February 10, 2023, such that all of the shares subject to the option shall be vested and exercisable on February 10, 2027, subject to the Reporting Person's continued service to the Issuer through each such date.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 22:25 UTC
Kumar NeilDirector · CEO and President
GrantRestricted Stock Units · Derivative 536,704 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-009272 · doc4.xml · derivative · entry 2

Kumar Neil · CIK 0001742485 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 536,704

Underlying: Common Stock · 536,704 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The RSUs vest with respect to 1/16th of the underlying shares on May 16, 2023. Thereafter, 1/16th of the underlying shares shall vest on a quarterly basis, such that all of the underlying shares shall be vested on February 16, 2027, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date. The RSU's have no expiration date.

F3 · derivative.expiration_date: The RSUs vest with respect to 1/16th of the underlying shares on May 16, 2023. Thereafter, 1/16th of the underlying shares shall vest on a quarterly basis, such that all of the underlying shares shall be vested on February 16, 2027, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date. The RSU's have no expiration date.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 22:25 UTC
Kumar NeilDirector · CEO and President
GrantStock Option (Right to Buy) · Derivative 624,652 $0.00 Strike: $11.41 $0.00
Disclosure

SEC source: 0001209191-23-009272 · doc4.xml · derivative · entry 1

Kumar Neil · CIK 0001742485 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 624,652

Underlying: Common Stock · 624,652 shares

Expires 2033-02-09

F1 · derivative.exercise_date: The shares subject to this option vest and become exercisable in 48 equal monthly installments after February 10, 2023, such that all of the shares subject to the option shall be vested and exercisable on February 10, 2027, subject to the Reporting Person's continued service to the Issuer through each such date.

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February 03, 2023 Filed Feb 7, 2023 00:43 UTC
STEPHENSON BRIAN CSecretary, Treasurer & CFO
SaleCommon Stock 61,040 $11.01 $671,922.22
Disclosure

SEC source: 0001209191-23-007381 · doc4.xml · nonDerivative · entry 1

STEPHENSON BRIAN C · CIK 0001780030 · Secretary, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,184

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on December 6, 2022.

F2 · price: Represents the weighted average sale price of the shares sold from $10.61 to $11.26 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions within the range set forth in this footnote.

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February 03, 2023 Filed Feb 7, 2023 00:26 UTC
Kumar NeilDirector · CEO and President
SaleCommon Stock 120,000 $11.01 $1,320,696.00
Disclosure

SEC source: 0001209191-23-007376 · doc4.xml · nonDerivative · entry 1

Kumar Neil · CIK 0001742485 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,372,722

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person as co-trustee of the Kumar Haldea Revocable Trust on December 5, 2022.

F2 · price: Represents the weighted average sale price of the shares sold from $10.61 to $11.26 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions within the range set forth in this footnote.

F3 · ownership.nature: The shares are held by Kumar Haldea Revocable Trust, of which the Reporting Person is a co-trustee. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed to be an admission that such shares are beneficially owned by the Reporting Person for Section 16 or any other purpose.

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January 05, 2023 Filed Jan 7, 2023 01:38 UTC
STEPHENSON BRIAN CSecretary, Treasurer & CFO
SaleCommon Stock 61,040 $7.67 $468,469.79
Disclosure

SEC source: 0001209191-23-002488 · doc4.xml · nonDerivative · entry 1

STEPHENSON BRIAN C · CIK 0001780030 · Secretary, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,224

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on December 6, 2022.

F2 · price: Represents the weighted average sale price of the shares sold from $7.37 to $7.87 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions within the range set forth in this footnote.

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January 05, 2023 Filed Jan 7, 2023 01:35 UTC
Kumar NeilDirector · CEO and President
SaleCommon Stock 120,000 $7.67 $920,856.00
Disclosure

SEC source: 0001209191-23-002486 · doc4.xml · nonDerivative · entry 1

Kumar Neil · CIK 0001742485 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,492,722

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person as co-trustee of the Kumar Haldea Revocable Trust on December 5, 2022.

F2 · price: Represents the weighted average sale price of the shares sold from $7.38 to $7.90 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions within the range set forth in this footnote.

F3 · ownership.nature: The shares are held by Kumar Haldea Revocable Trust, of which the Reporting Person is a co-trustee. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed to be an admission that such shares are beneficially owned by the Reporting Person for Section 16 or any other purpose.

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December 21, 2022 Filed Dec 22, 2022 00:58 UTC
Kumar NeilDirector · CEO and President
SaleCommon Stock 200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-062377 · doc4.xml · nonDerivative · entry 1

Kumar Neil · CIK 0001742485 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 995,686

F1 · price: The reporting person contributed shares of the Issuer's common stock to an exchange fund in exchange for shares of the exchange fund. The Issuer's common stock was valued at $8.26 per share for the purposes of determining the number of shares of the exchange fund issuable to the reporting person.

F2 · ownership.nature: The shares are held by Kumar Haldea Family Irrevocable Trust, of which the Reporting Person is a co-trustee. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed to be an admission that such shares are beneficially owned by the Reporting Person for Section 16 or any other purpose.

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November 17, 2022 Filed Nov 18, 2022 23:40 UTC
STEPHENSON BRIAN CSecretary, Treasurer & CFO
SaleCommon Stock 19,678 $9.40 $184,985.01
Disclosure

SEC source: 0001209191-22-057984 · doc4.xml · nonDerivative · entry 3

STEPHENSON BRIAN C · CIK 0001780030 · Secretary, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,264

F4 · price: Represents the weighted average sale price of the shares sold from $9.14 to $9.64 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions as reported herein.

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November 17, 2022 Filed Nov 18, 2022 23:42 UTC
Kumar NeilDirector · CEO and President
SaleCommon Stock 34,640 $9.40 $325,605.61
Disclosure

SEC source: 0001209191-22-057985 · doc4.xml · nonDerivative · entry 3

Kumar Neil · CIK 0001742485 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,813,197

F3 · price: Represents the weighted average sale price of the shares sold from $9.16 to $9.65 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions as reported herein.

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November 16, 2022 Filed Nov 18, 2022 23:40 UTC
STEPHENSON BRIAN CSecretary, Treasurer & CFO
Exercise / conversionRestricted Stock Units · Derivative 3,786 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-057984 · doc4.xml · derivative · entry 7

STEPHENSON BRIAN C · CIK 0001780030 · Secretary, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,358

Underlying: Common Stock · 3,786 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F8 · derivative.exercise_date: The RSUs will vest with respect to 25% of the underlying shares on November 16, 2022. Thereafter, 1/12th of the remaining underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on November 16, 2025, subject to the Reporting Person's continued service to the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

F8 · derivative.expiration_date: The RSUs will vest with respect to 25% of the underlying shares on November 16, 2022. Thereafter, 1/12th of the remaining underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on November 16, 2025, subject to the Reporting Person's continued service to the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 23:40 UTC
STEPHENSON BRIAN CSecretary, Treasurer & CFO
Exercise / conversionRestricted Stock Units · Derivative 24,193 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-057984 · doc4.xml · derivative · entry 6

STEPHENSON BRIAN C · CIK 0001780030 · Secretary, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,965

Underlying: Common Stock · 24,193 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F7 · derivative.exercise_date: The RSUs vest with respect to 1/8th of the underlying shares on May 16, 2022. Thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on February 16, 2024, subject to the Reporting Person's continued service to the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

F7 · derivative.expiration_date: The RSUs vest with respect to 1/8th of the underlying shares on May 16, 2022. Thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on February 16, 2024, subject to the Reporting Person's continued service to the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

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November 16, 2022 Filed Nov 18, 2022 23:40 UTC
STEPHENSON BRIAN CSecretary, Treasurer & CFO
Exercise / conversionRestricted Stock Units · Derivative 778 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-057984 · doc4.xml · derivative · entry 5

STEPHENSON BRIAN C · CIK 0001780030 · Secretary, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,003

Underlying: Common Stock · 778 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F6 · derivative.exercise_date: The RSUs vest in sixteen quarterly installments after February 16, 2021, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

F6 · derivative.expiration_date: The RSUs vest in sixteen quarterly installments after February 16, 2021, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 23:40 UTC
STEPHENSON BRIAN CSecretary, Treasurer & CFO
Exercise / conversionRestricted Stock Units · Derivative 1,710 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-057984 · doc4.xml · derivative · entry 4

STEPHENSON BRIAN C · CIK 0001780030 · Secretary, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,259

Underlying: Common Stock · 1,710 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: The RSUs vest in sixteen quarterly installments after May 16, 2020, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

F5 · derivative.expiration_date: The RSUs vest in sixteen quarterly installments after May 16, 2020, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 23:40 UTC
STEPHENSON BRIAN CSecretary, Treasurer & CFO
Tax withholdingCommon Stock 10,789 $9.64 $104,005.96
Disclosure

SEC source: 0001209191-22-057984 · doc4.xml · nonDerivative · entry 2

STEPHENSON BRIAN C · CIK 0001780030 · Secretary, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,942

F3 · shares: Represents number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of 30,467 shares of Common Stock underlying the Reporting Person's RSUs.

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November 16, 2022 Filed Nov 18, 2022 23:40 UTC
STEPHENSON BRIAN CSecretary, Treasurer & CFO
Exercise / conversionCommon Stock 30,467 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-057984 · doc4.xml · nonDerivative · entry 1

STEPHENSON BRIAN C · CIK 0001780030 · Secretary, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · balance_after: Includes 4 shares acquired by the Reporting Person on August 15, 2022 pursuant to the Issuer's Employee Stock Purchase Plan in a transaction exempt under Rule 16b-3.

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November 16, 2022 Filed Nov 18, 2022 23:42 UTC
Kumar NeilDirector · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 61,182 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-057985 · doc4.xml · derivative · entry 8

Kumar Neil · CIK 0001742485 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,910

Underlying: Common Stock · 61,182 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F8 · derivative.exercise_date: The RSUs vest with respect to 1/8th of the underlying shares on May 16, 2022. Thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on February 16, 2024, subject to the Reporting Person's continued service to the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

F8 · derivative.expiration_date: The RSUs vest with respect to 1/8th of the underlying shares on May 16, 2022. Thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on February 16, 2024, subject to the Reporting Person's continued service to the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 23:42 UTC
Kumar NeilDirector · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 2,394 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-057985 · doc4.xml · derivative · entry 7

Kumar Neil · CIK 0001742485 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,548

Underlying: Common Stock · 2,394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F7 · derivative.exercise_date: The RSUs vest in sixteen quarterly installments after February 16, 2021, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

F7 · derivative.expiration_date: The RSUs vest in sixteen quarterly installments after February 16, 2021, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 23:42 UTC
Kumar NeilDirector · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 5,130 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-057985 · doc4.xml · derivative · entry 6

Kumar Neil · CIK 0001742485 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,776

Underlying: Common Stock · 5,130 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F6 · derivative.exercise_date: The RSUs vest in sixteen quarterly installments after May 16, 2020, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

F6 · derivative.expiration_date: The RSUs vest in sixteen quarterly installments after May 16, 2020, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 23:42 UTC
Kumar NeilDirector · CEO and President
Tax withholdingCommon Stock 34,066 $9.64 $328,396.24
Disclosure

SEC source: 0001209191-22-057985 · doc4.xml · nonDerivative · entry 2

Kumar Neil · CIK 0001742485 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,847,837

F2 · shares: Represents number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of 68,706 shares of Common Stock underlying the Reporting Person's RSUs.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 23:42 UTC
Kumar NeilDirector · CEO and President
Exercise / conversionCommon Stock 68,706 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-057985 · doc4.xml · nonDerivative · entry 1

Kumar Neil · CIK 0001742485 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,881,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 23:38 UTC Exercise / conversionRestricted Stock Units · Derivative 3,196 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-057983 · doc4.xml · derivative · entry 3

SCHELLER RICHARD H · CIK 0001214133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,979

Underlying: Common Stock · 3,196 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The RSUs vest with respect to 1/8th of the underlying shares on May 16, 2022; thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on February 16, 2024, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

F3 · derivative.expiration_date: The RSUs vest with respect to 1/8th of the underlying shares on May 16, 2022; thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on February 16, 2024, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 23:38 UTC Tax withholdingCommon Stock 1,106 $9.64 $10,661.84
Disclosure

SEC source: 0001209191-22-057983 · doc4.xml · nonDerivative · entry 2

SCHELLER RICHARD H · CIK 0001214133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,930

F2 · shares: Represents number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of 3,196 shares of Common Stock underlying the Reporting Person's RSUs.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 23:38 UTC Exercise / conversionCommon Stock 3,196 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-057983 · doc4.xml · nonDerivative · entry 1

SCHELLER RICHARD H · CIK 0001214133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 23:36 UTC Exercise / conversionRestricted Stock Units · Derivative 3,760 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-057982 · doc4.xml · derivative · entry 3

HOMCY CHARLES J · CIK 0001192591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,799

Underlying: Common Stock · 3,760 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: The RSUs vest with respect to 1/8th of the underlying shares on May 16, 2022; thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on February 16, 2024, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

F4 · derivative.expiration_date: The RSUs vest with respect to 1/8th of the underlying shares on May 16, 2022; thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on February 16, 2024, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 23:36 UTC Tax withholdingCommon Stock 1,301 $9.64 $12,541.64
Disclosure

SEC source: 0001209191-22-057982 · doc4.xml · nonDerivative · entry 2

HOMCY CHARLES J · CIK 0001192591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,214,251

F3 · shares: Represents number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of 3,760 shares of Common Stock underlying the Reporting Person's RSUs.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.