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Nasdaq · USD

BBIO

BridgeBio Pharma, Inc.

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Tapewire entity
3360
SEC CIK
0001743881
Parsed reports
436

Last 12 months

Inside the activity.

0 purchase rows · 153 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025025
Dec 2025013
Jan 2026014
Feb 2026024
Mar 2026012
Apr 202609
May 2026023
Jun 2026020
Jul 202604
Aug 202607
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 16, 2023 Filed Aug 18, 2023 20:00 UTC
STEPHENSON BRIAN CSecretary, Treasurer & CFO
Exercise / conversionRestricted Stock Units · Derivative 946 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046512 · doc4.xml · derivative · entry 7

STEPHENSON BRIAN C · CIK 0001780030 · Secretary, Treasurer & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,519

Underlying: Common Stock · 946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F9 · derivative.exercise_date: The RSUs vest with respect to 25% of the underlying shares on November 16, 2022. Thereafter, 1/16th of the underlying shares shall vest on a quarterly basis, subject to the Reporting Person's continued service to the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

F9 · derivative.expiration_date: The RSUs vest with respect to 25% of the underlying shares on November 16, 2022. Thereafter, 1/16th of the underlying shares shall vest on a quarterly basis, subject to the Reporting Person's continued service to the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 20:00 UTC
STEPHENSON BRIAN CSecretary, Treasurer & CFO
Exercise / conversionRestricted Stock Units · Derivative 24,193 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046512 · doc4.xml · derivative · entry 6

STEPHENSON BRIAN C · CIK 0001780030 · Secretary, Treasurer & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,386

Underlying: Common Stock · 24,193 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F8 · derivative.exercise_date: The RSUs vest with respect to 1/8th of the underlying shares on May 16, 2022. Thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, subject to the Reporting Person's continued service to the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

F8 · derivative.expiration_date: The RSUs vest with respect to 1/8th of the underlying shares on May 16, 2022. Thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, subject to the Reporting Person's continued service to the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 20:00 UTC
STEPHENSON BRIAN CSecretary, Treasurer & CFO
Exercise / conversionRestricted Stock Units · Derivative 778 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046512 · doc4.xml · derivative · entry 5

STEPHENSON BRIAN C · CIK 0001780030 · Secretary, Treasurer & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,669

Underlying: Common Stock · 778 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F7 · derivative.exercise_date: The RSUs vest with respect to 1/16th of the underlying shares on May 16, 2021. Thereafter, 1/16th of the underlying shares shall vest on a quarterly basis, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

F7 · derivative.expiration_date: The RSUs vest with respect to 1/16th of the underlying shares on May 16, 2021. Thereafter, 1/16th of the underlying shares shall vest on a quarterly basis, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 20:00 UTC
STEPHENSON BRIAN CSecretary, Treasurer & CFO
Exercise / conversionRestricted Stock Units · Derivative 1,709 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046512 · doc4.xml · derivative · entry 4

STEPHENSON BRIAN C · CIK 0001780030 · Secretary, Treasurer & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,130

Underlying: Common Stock · 1,709 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F6 · derivative.exercise_date: The RSUs vest with respect to 1/16th of the underlying shares on August 16, 2020. Thereafter, 1/16th of the underlying shares shall vest on a quarterly basis, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

F6 · derivative.expiration_date: The RSUs vest with respect to 1/16th of the underlying shares on August 16, 2020. Thereafter, 1/16th of the underlying shares shall vest on a quarterly basis, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 20:00 UTC
STEPHENSON BRIAN CSecretary, Treasurer & CFO
Tax withholdingCommon Stock 22,311 $29.80 $664,867.80
Disclosure

SEC source: 0001209191-23-046512 · doc4.xml · nonDerivative · entry 2

STEPHENSON BRIAN C · CIK 0001780030 · Secretary, Treasurer & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,393

F3 · shares: Represents the number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of 44,994 shares of Common Stock underlying the Reporting Person's RSUs.

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August 16, 2023 Filed Aug 18, 2023 20:00 UTC
STEPHENSON BRIAN CSecretary, Treasurer & CFO
Exercise / conversionCommon Stock 44,994 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-046512 · doc4.xml · nonDerivative · entry 1

STEPHENSON BRIAN C · CIK 0001780030 · Secretary, Treasurer & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 81,704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · balance_after: Includes 302 shares acquired by the Reporting Person on August 15, 2023 pursuant to the Issuer's Employee Stock Purchase Plan in a transaction exempt under Rule 16b-3.

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August 16, 2023 Filed Aug 18, 2023 20:00 UTC Exercise / conversionRestricted Stock Units · Derivative 3,760 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046514 · doc4.xml · derivative · entry 3

HOMCY CHARLES J · CIK 0001192591 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,520

Underlying: Common Stock · 3,760 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: The RSUs vest with respect to 1/8th of the underlying shares on May 16, 2022; thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

F4 · derivative.expiration_date: The RSUs vest with respect to 1/8th of the underlying shares on May 16, 2022; thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 20:00 UTC Tax withholdingCommon Stock 1,301 $29.80 $38,769.80
Disclosure

SEC source: 0001209191-23-046514 · doc4.xml · nonDerivative · entry 2

HOMCY CHARLES J · CIK 0001192591 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,224,537

F3 · shares: Represents number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of 3,760 shares of Common Stock underlying the Reporting Person's RSUs.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 20:00 UTC Exercise / conversionCommon Stock 3,760 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-046514 · doc4.xml · nonDerivative · entry 1

HOMCY CHARLES J · CIK 0001192591 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,225,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · balance_after: Includes 1,251 shares acquired on August 15, 2023 by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan in a transaction exempt under Rule 16b-3.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 20:00 UTC
Kumar NeilDirector · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 33,544 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046511 · doc4.xml · derivative · entry 9

Kumar Neil · CIK 0001742485 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 469,616

Underlying: Common Stock · 33,544 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F9 · derivative.exercise_date: The RSUs vest with respect to 1/16th of the underlying shares on May 16, 2023. Thereafter, 1/16th of the underlying shares shall vest on a quarterly basis, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

F9 · derivative.expiration_date: The RSUs vest with respect to 1/16th of the underlying shares on May 16, 2023. Thereafter, 1/16th of the underlying shares shall vest on a quarterly basis, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 20:00 UTC
Kumar NeilDirector · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 61,182 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046511 · doc4.xml · derivative · entry 8

Kumar Neil · CIK 0001742485 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 122,364

Underlying: Common Stock · 61,182 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F8 · derivative.exercise_date: The RSUs vest with respect to 1/8th of the underlying shares on May 16, 2022. Thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, subject to the Reporting Person's continued service to the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

F8 · derivative.expiration_date: The RSUs vest with respect to 1/8th of the underlying shares on May 16, 2022. Thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, subject to the Reporting Person's continued service to the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 20:00 UTC
Kumar NeilDirector · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 2,394 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046511 · doc4.xml · derivative · entry 7

Kumar Neil · CIK 0001742485 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,365

Underlying: Common Stock · 2,394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F7 · derivative.exercise_date: The RSUs vest with respect to 1/16th of the underlying shares on May 16, 2021. Thereafter, 1/16th of the underlying shares shall vest on a quarterly basis, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

F7 · derivative.expiration_date: The RSUs vest with respect to 1/16th of the underlying shares on May 16, 2021. Thereafter, 1/16th of the underlying shares shall vest on a quarterly basis, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 20:00 UTC
Kumar NeilDirector · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 5,130 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046511 · doc4.xml · derivative · entry 6

Kumar Neil · CIK 0001742485 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,388

Underlying: Common Stock · 5,130 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F6 · derivative.exercise_date: The RSUs vest with respect to 1/16th of the underlying shares on August 16, 2020. Thereafter, 1/16th of the underlying shares shall vest on a quarterly basis, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

F6 · derivative.expiration_date: The RSUs vest with respect to 1/16th of the underlying shares on August 16, 2020. Thereafter, 1/16th of the underlying shares shall vest on a quarterly basis, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 20:00 UTC
Kumar NeilDirector · CEO and President
Tax withholdingCommon Stock 50,698 $29.80 $1,510,800.40
Disclosure

SEC source: 0001209191-23-046511 · doc4.xml · nonDerivative · entry 2

Kumar Neil · CIK 0001742485 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,864,749

F2 · shares: Represents number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of 102,250 shares of Common Stock underlying the Reporting Person's RSUs.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 20:00 UTC
Kumar NeilDirector · CEO and President
Exercise / conversionCommon Stock 102,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-046511 · doc4.xml · nonDerivative · entry 1

Kumar Neil · CIK 0001742485 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,915,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
July 18, 2023 Filed Jul 20, 2023 01:33 UTC
Ott David C.10% owner
SaleCommon Stock 1,500,000 $35.00 $52,500,000.00
Disclosure

SEC source: 0001140361-23-035288 · form4.xml · nonDerivative · entry 1

VIKING GLOBAL INVESTORS LP · CIK 0001103804 · 10% owner

Viking Global Opportunities Illiquid Investments Sub-Master LP · CIK 0001629482 · 10% owner

Viking Global Opportunities Portfolio GP LLC · CIK 0001629472 · 10% owner

Viking Global Opportunities GP LLC · CIK 0001629476 · 10% owner

Viking Global Opportunities Parent GP LLC · CIK 0001886738 · 10% owner

HALVORSEN OLE ANDREAS · CIK 0001133006 · 10% owner

Ott David C. · CIK 0001621842 · 10% owner

Shabet Rose Sharon · CIK 0001711393 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Explanation of Responses

Disclosed balance after: 25,120,991

F1 · shares: All shares were sold on behalf of Viking Global Opportunities Illiquid Investments Sub-Master LP ("Opportunities Fund"). Viking Global Opportunities Portfolio GP LLC ("Opportunities Portfolio GP") is the general partner of Opportunities Fund. Viking Global Opportunities GP LLC ("Opportunities GP") is the sole member of Opportunities Portfolio GP. Viking Global Opportunities Parent GP LLC ("Parent") is the sole member of Opportunities GP. Because of the relationship between each of Opportunities Portfolio GP, Opportunities GP, Parent and Opportunities Fund, each of Opportunities Portfolio GP, Opportunities GP and Parent may be deemed to beneficially own the shares held directly by Opportunities Fund.

F2 · balance_after: This amount includes 631,167 shares of Common Stock held directly by Viking Global Equities Master Ltd. ("VGEM"), 251,204 shares of Common Stock held directly by Viking Long Fund Master Ltd. ("VLFM"), and 24,238,620 shares of Common Stock held directly by Opportunities Fund.

F1 · ownership.nature: All shares were sold on behalf of Viking Global Opportunities Illiquid Investments Sub-Master LP ("Opportunities Fund"). Viking Global Opportunities Portfolio GP LLC ("Opportunities Portfolio GP") is the general partner of Opportunities Fund. Viking Global Opportunities GP LLC ("Opportunities GP") is the sole member of Opportunities Portfolio GP. Viking Global Opportunities Parent GP LLC ("Parent") is the sole member of Opportunities GP. Because of the relationship between each of Opportunities Portfolio GP, Opportunities GP, Parent and Opportunities Fund, each of Opportunities Portfolio GP, Opportunities GP and Parent may be deemed to beneficially own the shares held directly by Opportunities Fund.

F2 · ownership.nature: This amount includes 631,167 shares of Common Stock held directly by Viking Global Equities Master Ltd. ("VGEM"), 251,204 shares of Common Stock held directly by Viking Long Fund Master Ltd. ("VLFM"), and 24,238,620 shares of Common Stock held directly by Opportunities Fund.

F3 · ownership.nature: Andreas Halvorsen, David C. Ott and Rose S. Shabet are Executive Committee members of certain management entities, including Viking Global Partners LLC, the general partner of Viking Global Investors LP ("VGI"), Viking Global Performance LLC ("VGP"), which provides managerial services to VGEM, Viking Long Fund GP LLC ("VLFGP"), which provides managerial services to VLFM, and Parent. VGI provides managerial services to various investment funds and vehicles, including VGEM, VLFM, and Opportunities Fund.

F4 · ownership.nature: Because of the relationship between VGI and each of VGEM, VLFM and Opportunities Fund, VGI may be deemed to beneficially own the shares held directly by VGEM, VLFM and Opportunities Fund. Each of VGI, Mr. Halvorsen, Mr. Ott and Ms. Shabet may be deemed to beneficially own all of the securities reported on this form.

F5 · ownership.nature: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 20:18 UTC
Ellis AndreaDirector
GrantStock Option (right to buy) · Derivative 51,501 $0.00 Strike: $16.75 $0.00
Disclosure

SEC source: 0001209191-23-039369 · doc4.xml · derivative · entry 1

Ellis Andrea · CIK 0001877680 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,501

Underlying: Common Stock · 51,501 shares

Expires 2033-06-21

F1 · derivative.exercise_date: 1/3rd of the shares underlying the option will vest on June 21, 2024; thereafter, 1/3rd of the underlying shares will vest on an annual basis, so that all of the underlying shares will be vested on June 21, 2026, subject to the optionee's continued service on the Board of Directors of the Company.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 20:19 UTC
Hassan FredDirector
GrantStock Option (right to buy) · Derivative 51,501 $0.00 Strike: $16.75 $0.00
Disclosure

SEC source: 0001209191-23-039375 · doc4.xml · derivative · entry 1

Hassan Fred · CIK 0001110744 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,501

Underlying: Common Stock · 51,501 shares

Expires 2033-06-21

F1 · derivative.exercise_date: 1/3rd of the shares underlying the option will vest on June 21, 2024; thereafter, 1/3rd of the underlying shares will vest on an annual basis, so that all of the underlying shares will be vested on June 21, 2026, subject to the optionee's continued service on the Board of Directors of the Company.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 20:17 UTC GrantStock Option (right to buy) · Derivative 51,501 $0.00 Strike: $16.75 $0.00
Disclosure

SEC source: 0001209191-23-039361 · doc4.xml · derivative · entry 1

DANIELS RONALD J · CIK 0001164475 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,501

Underlying: Common Stock · 51,501 shares

Expires 2033-06-21

F1 · derivative.exercise_date: 1/3rd of the shares underlying the option will vest on June 21, 2024; thereafter, 1/3rd of the underlying shares will vest on an annual basis, so that all of the underlying shares will be vested on June 21, 2026, subject to the optionee's continued service on the Board of Directors of the Company.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 20:25 UTC GrantStock Option (right to buy) · Derivative 51,501 $0.00 Strike: $16.75 $0.00
Disclosure

SEC source: 0001209191-23-039396 · doc4.xml · derivative · entry 1

Valantine Hannah · CIK 0001855608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,501

Underlying: Common Stock · 51,501 shares

Expires 2033-06-21

F1 · derivative.exercise_date: 1/3rd of the shares underlying the option will vest on June 21, 2024; thereafter, 1/3rd of the underlying shares will vest on an annual basis, so that all of the underlying shares will be vested on June 21, 2026, subject to the optionee's continued service on the Board of Directors of the Company.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 20:24 UTC GrantStock Option (right to buy) · Derivative 51,501 $0.00 Strike: $16.75 $0.00
Disclosure

SEC source: 0001209191-23-039393 · doc4.xml · derivative · entry 1

Scott Randal W. · CIK 0001337801 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,501

Underlying: Common Stock · 51,501 shares

Expires 2033-06-21

F1 · derivative.exercise_date: 1/3rd of the shares underlying the option will vest on June 21, 2024; thereafter, 1/3rd of the underlying shares will vest on an annual basis, so that all of the underlying shares will be vested on June 21, 2026, subject to the optionee's continued service on the Board of Directors of the Company.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 20:23 UTC GrantStock Option (right to buy) · Derivative 51,501 $0.00 Strike: $16.75 $0.00
Disclosure

SEC source: 0001209191-23-039391 · doc4.xml · derivative · entry 1

Satvat Ali J. · CIK 0001621788 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,501

Underlying: Common Stock · 51,501 shares

Expires 2033-06-21

F1 · derivative.exercise_date: 1/3rd of the shares underlying the option will vest on June 21, 2024; thereafter, 1/3rd of the underlying shares will vest on an annual basis, so that all of the underlying shares will be vested on June 21, 2026, subject to the optionee's continued service on the Board of Directors of the Company.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 20:22 UTC GrantStock Option (right to buy) · Derivative 51,501 $0.00 Strike: $16.75 $0.00
Disclosure

SEC source: 0001209191-23-039387 · doc4.xml · derivative · entry 1

MOMTAZEE JAMES C · CIK 0001209181 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,501

Underlying: Common Stock · 51,501 shares

Expires 2033-06-21

F1 · derivative.exercise_date: 1/3rd of the shares underlying the option will vest on June 21, 2024; thereafter, 1/3rd of the underlying shares will vest on an annual basis, so that all of the underlying shares will be vested on June 21, 2026, subject to the optionee's continued service on the Board of Directors of the Company.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 20:21 UTC
Lo AndrewDirector
GrantStock Option (right to buy) · Derivative 51,501 $0.00 Strike: $16.75 $0.00
Disclosure

SEC source: 0001209191-23-039385 · doc4.xml · derivative · entry 1

Lo Andrew · CIK 0001679076 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,501

Underlying: Common Stock · 51,501 shares

Expires 2033-06-21

F1 · derivative.exercise_date: 1/3rd of the shares underlying the option will vest on June 21, 2024; thereafter, 1/3rd of the underlying shares will vest on an annual basis, so that all of the underlying shares will be vested on June 21, 2026, subject to the optionee's continued service on the Board of Directors of the Company.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 20:20 UTC GrantStock Option (right to buy) · Derivative 51,501 $0.00 Strike: $16.75 $0.00
Disclosure

SEC source: 0001209191-23-039380 · doc4.xml · derivative · entry 1

HOMCY CHARLES J · CIK 0001192591 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,501

Underlying: Common Stock · 51,501 shares

Expires 2033-06-21

F1 · derivative.exercise_date: 1/3rd of the shares underlying the option will vest on June 21, 2024; thereafter, 1/3rd of the underlying shares will vest on an annual basis, so that all of the underlying shares will be vested on June 21, 2026, subject to the optionee's continued service on the Board of Directors of the Company.

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June 21, 2023 Filed Jun 23, 2023 20:16 UTC GrantStock Option (right to buy) · Derivative 51,501 $0.00 Strike: $16.75 $0.00
Disclosure

SEC source: 0001209191-23-039352 · doc4.xml · derivative · entry 1

Dachille Douglas A. · CIK 0001652908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,501

Underlying: Common Stock · 51,501 shares

Expires 2033-06-21

F1 · derivative.exercise_date: 1/3rd of the shares underlying the option will vest on June 21, 2024; thereafter, 1/3rd of the underlying shares will vest on an annual basis, so that all of the underlying shares will be vested on June 21, 2026, subject to the optionee's continued service on the Board of Directors of the Company.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 20:15 UTC GrantStock Option (right to buy) · Derivative 51,501 $0.00 Strike: $16.75 $0.00
Disclosure

SEC source: 0001209191-23-039347 · doc4.xml · derivative · entry 1

Cook Jennifer E. · CIK 0001754371 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,501

Underlying: Common Stock · 51,501 shares

Expires 2033-06-21

F1 · derivative.exercise_date: 1/3rd of the shares underlying the option will vest on June 21, 2024; thereafter, 1/3rd of the underlying shares will vest on an annual basis, so that all of the underlying shares will be vested on June 21, 2026, subject to the optionee's continued service on the Board of Directors of the Company.

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June 21, 2023 Filed Jun 23, 2023 20:14 UTC
AGUIAR ERICDirector
GrantStock Option (right to buy) · Derivative 51,501 $0.00 Strike: $16.75 $0.00
Disclosure

SEC source: 0001209191-23-039342 · doc4.xml · derivative · entry 1

AGUIAR ERIC · CIK 0001262325 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,501

Underlying: Common Stock · 51,501 shares

Expires 2033-06-21

F1 · derivative.exercise_date: 1/3rd of the shares underlying the option will vest on June 21, 2024; thereafter, 1/3rd of the underlying shares will vest on an annual basis, so that all of the underlying shares will be vested on June 21, 2026, subject to the optionee's continued service on the Board of Directors of the Company.

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May 17, 2023 Filed May 18, 2023 20:02 UTC
STEPHENSON BRIAN CSecretary, Treasurer & CFO
SaleCommon Stock 24,424 $14.01 $342,168.03
Disclosure

SEC source: 0001209191-23-030581 · doc4.xml · nonDerivative · entry 3

STEPHENSON BRIAN C · CIK 0001780030 · Secretary, Treasurer & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,408

F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on December 6, 2022.

F4 · price: Represents the weighted average sale price of the shares sold from $13.83 to $14.22 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions as reported herein.

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May 17, 2023 Filed May 18, 2023 20:07 UTC
Kumar NeilDirector · CEO and President
SaleCommon Stock 51,552 $14.01 $722,217.74
Disclosure

SEC source: 0001209191-23-030599 · doc4.xml · nonDerivative · entry 3

Kumar Neil · CIK 0001742485 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,813,197

F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on December 5, 2022.

F4 · price: Represents the weighted average sale price of the shares sold from $13.82 to $14.22 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions as reported herein.

Read SEC document
May 16, 2023 Filed May 18, 2023 20:02 UTC
STEPHENSON BRIAN CSecretary, Treasurer & CFO
Exercise / conversionRestricted Stock Units · Derivative 17,368 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030581 · doc4.xml · derivative · entry 8

STEPHENSON BRIAN C · CIK 0001780030 · Secretary, Treasurer & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 260,525

Underlying: Common Stock · 17,368 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F9 · derivative.exercise_date: The RSUs vest with respect to 1/16th of the underlying shares on May 16, 2023. Thereafter, 1/16th of the underlying shares shall vest on a quarterly basis, such that all of the underlying shares shall be vested on February 16, 2027, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

F9 · derivative.expiration_date: The RSUs vest with respect to 1/16th of the underlying shares on May 16, 2023. Thereafter, 1/16th of the underlying shares shall vest on a quarterly basis, such that all of the underlying shares shall be vested on February 16, 2027, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

Read SEC document
May 16, 2023 Filed May 18, 2023 20:02 UTC
STEPHENSON BRIAN CSecretary, Treasurer & CFO
Exercise / conversionRestricted Stock Units · Derivative 947 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030581 · doc4.xml · derivative · entry 7

STEPHENSON BRIAN C · CIK 0001780030 · Secretary, Treasurer & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,465

Underlying: Common Stock · 947 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F8 · derivative.exercise_date: The RSUs vest with respect to 25% of the underlying shares on November 16, 2022. Thereafter, 1/12th of the remaining underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on November 16, 2025, subject to the Reporting Person's continued service to the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

F8 · derivative.expiration_date: The RSUs vest with respect to 25% of the underlying shares on November 16, 2022. Thereafter, 1/12th of the remaining underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on November 16, 2025, subject to the Reporting Person's continued service to the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

Read SEC document
May 16, 2023 Filed May 18, 2023 20:02 UTC
STEPHENSON BRIAN CSecretary, Treasurer & CFO
Exercise / conversionRestricted Stock Units · Derivative 24,193 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030581 · doc4.xml · derivative · entry 6

STEPHENSON BRIAN C · CIK 0001780030 · Secretary, Treasurer & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 72,579

Underlying: Common Stock · 24,193 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F7 · derivative.exercise_date: The RSUs vest with respect to 1/8th of the underlying shares on May 16, 2022. Thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on February 16, 2024, subject to the Reporting Person's continued service to the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

F7 · derivative.expiration_date: The RSUs vest with respect to 1/8th of the underlying shares on May 16, 2022. Thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on February 16, 2024, subject to the Reporting Person's continued service to the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

Read SEC document
May 16, 2023 Filed May 18, 2023 20:02 UTC
STEPHENSON BRIAN CSecretary, Treasurer & CFO
Exercise / conversionRestricted Stock Units · Derivative 778 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030581 · doc4.xml · derivative · entry 5

STEPHENSON BRIAN C · CIK 0001780030 · Secretary, Treasurer & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,447

Underlying: Common Stock · 778 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F6 · derivative.exercise_date: The RSUs vest in sixteen quarterly installments after February 16, 2021, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

F6 · derivative.expiration_date: The RSUs vest in sixteen quarterly installments after February 16, 2021, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

Read SEC document
May 16, 2023 Filed May 18, 2023 20:02 UTC
STEPHENSON BRIAN CSecretary, Treasurer & CFO
Exercise / conversionRestricted Stock Units · Derivative 1,710 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030581 · doc4.xml · derivative · entry 4

STEPHENSON BRIAN C · CIK 0001780030 · Secretary, Treasurer & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,839

Underlying: Common Stock · 1,710 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: The RSUs vest in sixteen quarterly installments after May 16, 2020, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

F5 · derivative.expiration_date: The RSUs vest in sixteen quarterly installments after May 16, 2020, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

Read SEC document
May 16, 2023 Filed May 18, 2023 20:02 UTC
STEPHENSON BRIAN CSecretary, Treasurer & CFO
Tax withholdingCommon Stock 20,572 $14.09 $289,859.48
Disclosure

SEC source: 0001209191-23-030581 · doc4.xml · nonDerivative · entry 2

STEPHENSON BRIAN C · CIK 0001780030 · Secretary, Treasurer & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 60,832

F2 · shares: Represents the number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of 44,996 shares of Common Stock underlying the Reporting Person's RSUs.

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May 16, 2023 Filed May 18, 2023 20:02 UTC
STEPHENSON BRIAN CSecretary, Treasurer & CFO
Exercise / conversionCommon Stock 44,996 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-030581 · doc4.xml · nonDerivative · entry 1

STEPHENSON BRIAN C · CIK 0001780030 · Secretary, Treasurer & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 81,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
May 16, 2023 Filed May 18, 2023 20:07 UTC
Kumar NeilDirector · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 33,544 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030599 · doc4.xml · derivative · entry 9

Kumar Neil · CIK 0001742485 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 503,160

Underlying: Common Stock · 33,544 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F10 · derivative.exercise_date: The RSUs vest with respect to 1/16th of the underlying shares on May 16, 2023. Thereafter, 1/16th of the underlying shares shall vest on a quarterly basis, such that all of the underlying shares shall be vested on February 16, 2027, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

F10 · derivative.expiration_date: The RSUs vest with respect to 1/16th of the underlying shares on May 16, 2023. Thereafter, 1/16th of the underlying shares shall vest on a quarterly basis, such that all of the underlying shares shall be vested on February 16, 2027, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

Read SEC document
May 16, 2023 Filed May 18, 2023 20:07 UTC
Kumar NeilDirector · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 61,182 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030599 · doc4.xml · derivative · entry 8

Kumar Neil · CIK 0001742485 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 183,546

Underlying: Common Stock · 61,182 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F9 · derivative.exercise_date: The RSUs vest with respect to 1/8th of the underlying shares on May 16, 2022. Thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on February 16, 2024, subject to the Reporting Person's continued service to the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

F9 · derivative.expiration_date: The RSUs vest with respect to 1/8th of the underlying shares on May 16, 2022. Thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on February 16, 2024, subject to the Reporting Person's continued service to the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

Read SEC document
May 16, 2023 Filed May 18, 2023 20:07 UTC
Kumar NeilDirector · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 2,394 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030599 · doc4.xml · derivative · entry 7

Kumar Neil · CIK 0001742485 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,759

Underlying: Common Stock · 2,394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F8 · derivative.exercise_date: The RSUs vest in sixteen quarterly installments after February 16, 2021, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

F8 · derivative.expiration_date: The RSUs vest in sixteen quarterly installments after February 16, 2021, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

Read SEC document
May 16, 2023 Filed May 18, 2023 20:07 UTC
Kumar NeilDirector · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 5,129 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030599 · doc4.xml · derivative · entry 6

Kumar Neil · CIK 0001742485 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,518

Underlying: Common Stock · 5,129 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F7 · derivative.exercise_date: The RSUs vest in sixteen quarterly installments after May 16, 2020, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

F7 · derivative.expiration_date: The RSUs vest in sixteen quarterly installments after May 16, 2020, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date, and have no expiration date.

Read SEC document
May 16, 2023 Filed May 18, 2023 20:07 UTC
Kumar NeilDirector · CEO and President
Tax withholdingCommon Stock 50,697 $14.09 $714,320.73
Disclosure

SEC source: 0001209191-23-030599 · doc4.xml · nonDerivative · entry 2

Kumar Neil · CIK 0001742485 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,864,749

F2 · shares: Represents number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of 102,249 shares of Common Stock underlying the Reporting Person's RSUs.

Read SEC document
May 16, 2023 Filed May 18, 2023 20:07 UTC
Kumar NeilDirector · CEO and President
Exercise / conversionCommon Stock 102,249 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-030599 · doc4.xml · nonDerivative · entry 1

Kumar Neil · CIK 0001742485 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,915,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
May 16, 2023 Filed May 18, 2023 20:05 UTC Exercise / conversionRestricted Stock Units · Derivative 3,759 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-030593 · doc4.xml · derivative · entry 3

HOMCY CHARLES J · CIK 0001192591 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,280

Underlying: Common Stock · 3,759 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The RSUs vest with respect to 1/8th of the underlying shares on May 16, 2022; thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on February 16, 2024, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

F3 · derivative.expiration_date: The RSUs vest with respect to 1/8th of the underlying shares on May 16, 2022; thereafter, 1/8th of the underlying shares shall vest on a quarterly basis, so that all of the underlying shares shall be vested on February 16, 2024, subject to the Reporting Person's continued service with the Issuer or any of its subsidiaries through each vesting date. The RSUs have no expiration date.

Read SEC document
May 16, 2023 Filed May 18, 2023 20:05 UTC Tax withholdingCommon Stock 1,300 $14.09 $18,317.00
Disclosure

SEC source: 0001209191-23-030593 · doc4.xml · nonDerivative · entry 2

HOMCY CHARLES J · CIK 0001192591 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,220,827

F2 · shares: Represents number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the vesting of 3,759 shares of Common Stock underlying the Reporting Person's RSUs.

Read SEC document
May 16, 2023 Filed May 18, 2023 20:05 UTC Exercise / conversionCommon Stock 3,759 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-030593 · doc4.xml · nonDerivative · entry 1

HOMCY CHARLES J · CIK 0001192591 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,222,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
May 03, 2023 Filed May 5, 2023 20:01 UTC
STEPHENSON BRIAN CSecretary, Treasurer & CFO
SaleCommon Stock 64,929 $14.18 $920,693.22
Disclosure

SEC source: 0001209191-23-027626 · doc4.xml · nonDerivative · entry 1

STEPHENSON BRIAN C · CIK 0001780030 · Secretary, Treasurer & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,408

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on December 6, 2022.

F2 · price: Represents the weighted average sale price of the shares sold from $13.63 to $14.61 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions within the range set forth in this footnote.

Read SEC document
May 03, 2023 Filed May 5, 2023 20:03 UTC
Kumar NeilDirector · CEO and President
SaleCommon Stock 120,000 $14.18 $1,701,744.00
Disclosure

SEC source: 0001209191-23-027630 · doc4.xml · nonDerivative · entry 1

Kumar Neil · CIK 0001742485 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 1,012,722

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person as co-trustee of the Kumar Haldea Revocable Trust on December 5, 2022.

F2 · price: Represents the weighted average sale price of the shares sold from $13.63 to $14.61 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions within the range set forth in this footnote.

F3 · ownership.nature: The shares are held by Kumar Haldea Revocable Trust, of which the Reporting Person is a co-trustee. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed to be an admission that such shares are beneficially owned by the Reporting Person for Section 16 or any other purpose.

Read SEC document
April 05, 2023 Filed Apr 7, 2023 20:42 UTC
STEPHENSON BRIAN CSecretary, Treasurer & CFO
SaleCommon Stock 55,500 $15.45 $857,697.00
Disclosure

SEC source: 0001209191-23-023808 · doc4.xml · nonDerivative · entry 1

STEPHENSON BRIAN C · CIK 0001780030 · Secretary, Treasurer & CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 101,337

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on December 6, 2022.

F2 · price: Represents the weighted average sale price of the shares sold from $15.20 to $15.78 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions within the range set forth in this footnote.

Read SEC document
April 05, 2023 Filed Apr 7, 2023 20:39 UTC
Kumar NeilDirector · CEO and President
SaleCommon Stock 120,000 $15.46 $1,855,656.00
Disclosure

SEC source: 0001209191-23-023803 · doc4.xml · nonDerivative · entry 1

Kumar Neil · CIK 0001742485 · Director · CEO and President

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 1,132,722

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person as co-trustee of the Kumar Haldea Revocable Trust on December 5, 2022.

F2 · price: Represents the weighted average sale price of the shares sold from $15.20 to $15.78 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions within the range set forth in this footnote.

F3 · ownership.nature: The shares are held by Kumar Haldea Revocable Trust, of which the Reporting Person is a co-trustee. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed to be an admission that such shares are beneficially owned by the Reporting Person for Section 16 or any other purpose.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.