BATRA

SEC source: 0001225208-24-008318 · doc4.xml · derivative · entry 4

Wendling Brian J · CIK 0001663090 · CAO & PFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Series C Common Stock · 3,726 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of BATRK.

F4 · derivative.exercise_date: On August 23, 2024, the Issuer and Liberty Media Corporation ("Liberty Media") announced the transition of various general and administrative services currently provided by Liberty Media to the Issuer (the Services Transition). In connection with the Services Transition, the vesting of the equity awards reported herein was accelerated to August 29, 2024 and, specifically with respect to the acceleration and vesting of performance-based restricted stock units granted to the Reporting Person, such performance-based restricted stock units were deemed satisfied at 100% of "target".

F4 · derivative.expiration_date: On August 23, 2024, the Issuer and Liberty Media Corporation ("Liberty Media") announced the transition of various general and administrative services currently provided by Liberty Media to the Issuer (the Services Transition). In connection with the Services Transition, the vesting of the equity awards reported herein was accelerated to August 29, 2024 and, specifically with respect to the acceleration and vesting of performance-based restricted stock units granted to the Reporting Person, such performance-based restricted stock units were deemed satisfied at 100% of "target".

SEC source: 0001225208-24-008318 · doc4.xml · nonDerivative · entry 3

Wendling Brian J · CIK 0001663090 · CAO & PFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,797

SEC source: 0001225208-24-008318 · doc4.xml · nonDerivative · entry 2

Wendling Brian J · CIK 0001663090 · CAO & PFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,621

F2 · kind: Represents shares underlying performance-based restricted stock units granted to the Reporting Person on March 11, 2024 that were subject to the satisfaction of performance criteria, the vesting of which was accelerated as explained in Note 4 below.

F2 · shares: Represents shares underlying performance-based restricted stock units granted to the Reporting Person on March 11, 2024 that were subject to the satisfaction of performance criteria, the vesting of which was accelerated as explained in Note 4 below.

SEC source: 0001225208-24-008318 · doc4.xml · nonDerivative · entry 1

Wendling Brian J · CIK 0001663090 · CAO & PFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converted into one share of Series C Common Stock ("BATRK").

SEC source: 0001225208-24-008319 · doc4.xml · derivative · entry 4

Wilm Renee L · CIK 0001789667 · Chief Legal/Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Series C Common Stock · 7,270 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of BATRK.

F4 · derivative.exercise_date: On August 23, 2024, the Issuer and Liberty Media Corporation ("Liberty Media") announced the transition of various general and administrative services currently provided by Liberty Media to the Issuer (the Services Transition). In connection with the Services Transition, the vesting of the equity awards reported herein was accelerated to August 29, 2024 and, specifically with respect to the acceleration and vesting of performance-based restricted stock units granted to the Reporting Person, such performance-based restricted stock units were deemed satisfied at 100% of "target".

F4 · derivative.expiration_date: On August 23, 2024, the Issuer and Liberty Media Corporation ("Liberty Media") announced the transition of various general and administrative services currently provided by Liberty Media to the Issuer (the Services Transition). In connection with the Services Transition, the vesting of the equity awards reported herein was accelerated to August 29, 2024 and, specifically with respect to the acceleration and vesting of performance-based restricted stock units granted to the Reporting Person, such performance-based restricted stock units were deemed satisfied at 100% of "target".

SEC source: 0001225208-24-008319 · doc4.xml · nonDerivative · entry 3

Wilm Renee L · CIK 0001789667 · Chief Legal/Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,263

SEC source: 0001225208-24-008319 · doc4.xml · nonDerivative · entry 2

Wilm Renee L · CIK 0001789667 · Chief Legal/Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,628

F2 · kind: Represents shares underlying performance-based restricted stock units granted to the Reporting Person on March 11, 2024 that were subject to the satisfaction of performance criteria, the vesting of which was accelerated as explained in Note 4 below.

F2 · shares: Represents shares underlying performance-based restricted stock units granted to the Reporting Person on March 11, 2024 that were subject to the satisfaction of performance criteria, the vesting of which was accelerated as explained in Note 4 below.

SEC source: 0001225208-24-008319 · doc4.xml · nonDerivative · entry 1

Wilm Renee L · CIK 0001789667 · Chief Legal/Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converted into one share of Series C Common Stock ("BATRK").

SEC source: 0001104659-24-092247 · tm2422433-1_4seq1.xml · derivative · entry 1

MCGUIRK TERENCE F · CIK 0001232631 · Director · Chairman and CEO of the Braves · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100

Underlying: Series B Common Stock · 887,079 shares

Expires not disclosed

F1 · security: On August 21, 2024, Terence McGuirk and affiliates of John Malone entered into an operating agreement whereby Mr. McGuirk was granted 100 profits interest units in JCM AB LLC generally entitling Mr. McGuirk to receive the portion of the proceeds of any transfer by JCM AB LLC of the 887,079 shares of Series B Common Stock held by JCM AB LLC (the "Malone Series B Shares") exceeding $50 per share. Mr. McGuirk also entered into a proxy and voting agreement with JCM AB LLC and certain of its affiliates pursuant to which Mr. McGuirk was appointed the proxy to vote the Malone Series B Shares on specified matters, and JCM ABC LLC and its affiliates granted Mr. McGuirk a right of first refusal with respect to the transfer of ownership of the Issuer's shares. On account thereof, Mr. McGuirk may be deemed to have acquired beneficial ownership of the Malone Series B Shares, which Mr. McGuirk expressly disclaims.

F2 · derivative.exercise_price: The profits interest units in JCM AB LLC constitute an interest in the future profits and losses of JCM AB LLC, which owns the Malone Series B Shares; provided, that the profits interest units do not have any value unless and until the fair market value of the Malone Series B Shares exceeds $50.00 per share. The terms of the JCM AB LLC operating agreement generally entitle Mr. McGuirk to the right to receive the portion of the proceeds of any transfer by JCM AB LLC of the Malone Series B Shares that exceeds $50.00 per share. Mr. McGuirk does not have the right to direct the disposition of the Malone Series B Shares, which is in the sole discretion of the John C. Malone 1995 Revocable Trust.

F2 · derivative.exercise_date: The profits interest units in JCM AB LLC constitute an interest in the future profits and losses of JCM AB LLC, which owns the Malone Series B Shares; provided, that the profits interest units do not have any value unless and until the fair market value of the Malone Series B Shares exceeds $50.00 per share. The terms of the JCM AB LLC operating agreement generally entitle Mr. McGuirk to the right to receive the portion of the proceeds of any transfer by JCM AB LLC of the Malone Series B Shares that exceeds $50.00 per share. Mr. McGuirk does not have the right to direct the disposition of the Malone Series B Shares, which is in the sole discretion of the John C. Malone 1995 Revocable Trust.

F2 · derivative.expiration_date: The profits interest units in JCM AB LLC constitute an interest in the future profits and losses of JCM AB LLC, which owns the Malone Series B Shares; provided, that the profits interest units do not have any value unless and until the fair market value of the Malone Series B Shares exceeds $50.00 per share. The terms of the JCM AB LLC operating agreement generally entitle Mr. McGuirk to the right to receive the portion of the proceeds of any transfer by JCM AB LLC of the Malone Series B Shares that exceeds $50.00 per share. Mr. McGuirk does not have the right to direct the disposition of the Malone Series B Shares, which is in the sole discretion of the John C. Malone 1995 Revocable Trust.

F3 · derivative.underlying: Each share of Series B Common Stock is convertible, at the holder's election, into one share of Series A Common Stock, at any time for no consideration other than the surrender of the share of Series B Common Stock for each share of Series A Common Stock.

SEC source: 0001225208-24-008167 · doc4.xml · nonDerivative · entry 2

MALONE JOHN C · CIK 0000937797 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · JCM AB LLC

Disclosed balance after: 887,079

F1 · security: Each share of Series B Common Stock is convertible, at the holder's election, into one share of Series A Common Stock, at any time for no consideration other than the surrender of the share of Series B Common Stock for each share of Series A Common Stock.

F2 · kind: On August 21, 2024, Terence McGuirk and the John C. Malone 1995 Revocable Trust (the "Trust") entered into an operating agreement whereby the Trust contributed 887,079 shares of Series B Common Stock (the "Malone Series B Shares") to JCM AB LLC. This operating agreement generally entitles Mr. McGuirk to receive the portion of the proceeds of any transfer by JCM AB LLC of the Malone Series B Shares exceeding $50 per share. Mr. McGuirk also entered into a proxy and voting agreement with JCM AB LLC and certain of its affiliates pursuant to which Mr. McGuirk was appointed the proxy to vote the Malone Series B Shares on specified matters, and JCM ABC LLC and its affiliates granted Mr. McGuirk a right of first refusal with respect to the transfer of ownership of the Issuer's shares. Mr. McGuirk does not have the right to direct the disposition of the Malone Series B Shares, which is in the sole discretion of the Trust.

F2 · ownership.nature: On August 21, 2024, Terence McGuirk and the John C. Malone 1995 Revocable Trust (the "Trust") entered into an operating agreement whereby the Trust contributed 887,079 shares of Series B Common Stock (the "Malone Series B Shares") to JCM AB LLC. This operating agreement generally entitles Mr. McGuirk to receive the portion of the proceeds of any transfer by JCM AB LLC of the Malone Series B Shares exceeding $50 per share. Mr. McGuirk also entered into a proxy and voting agreement with JCM AB LLC and certain of its affiliates pursuant to which Mr. McGuirk was appointed the proxy to vote the Malone Series B Shares on specified matters, and JCM ABC LLC and its affiliates granted Mr. McGuirk a right of first refusal with respect to the transfer of ownership of the Issuer's shares. Mr. McGuirk does not have the right to direct the disposition of the Malone Series B Shares, which is in the sole discretion of the Trust.

SEC source: 0001225208-24-008167 · doc4.xml · nonDerivative · entry 1

MALONE JOHN C · CIK 0000937797 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · security: Each share of Series B Common Stock is convertible, at the holder's election, into one share of Series A Common Stock, at any time for no consideration other than the surrender of the share of Series B Common Stock for each share of Series A Common Stock.

F2 · kind: On August 21, 2024, Terence McGuirk and the John C. Malone 1995 Revocable Trust (the "Trust") entered into an operating agreement whereby the Trust contributed 887,079 shares of Series B Common Stock (the "Malone Series B Shares") to JCM AB LLC. This operating agreement generally entitles Mr. McGuirk to receive the portion of the proceeds of any transfer by JCM AB LLC of the Malone Series B Shares exceeding $50 per share. Mr. McGuirk also entered into a proxy and voting agreement with JCM AB LLC and certain of its affiliates pursuant to which Mr. McGuirk was appointed the proxy to vote the Malone Series B Shares on specified matters, and JCM ABC LLC and its affiliates granted Mr. McGuirk a right of first refusal with respect to the transfer of ownership of the Issuer's shares. Mr. McGuirk does not have the right to direct the disposition of the Malone Series B Shares, which is in the sole discretion of the Trust.

SEC source: 0000807249-24-000073 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · 10% owner

Associated Capital Group, Inc. · CIK 0001642122 · 10% owner

GAMCO INVESTORS, INC. ET AL · CIK 0000807249 · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,800

F1 · price: Disgorgement was paid to the Issuer for a 01/22/2024 sale by a Limited Partnership pursuant to Section. 16. No further disgorgement is required for purchases above $37.75/share.

F2 · ownership.direct: These shares are owned by Mario J. Gabelli.

SEC source: 0000807249-24-000070 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · 10% owner

Associated Capital Group, Inc. · CIK 0001642122 · 10% owner

GAMCO INVESTORS, INC. ET AL · CIK 0000807249 · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,300

F1 · price: Disgorgement was paid to the Issuer for a 01/22/2024 sale by a Limited Partnership pursuant to Section. 16. No further disgorgement is required for purchases above $37.75/share.

F2 · ownership.direct: These shares are owned by Mario J. Gabelli.

SEC source: 0000807249-24-000067 · form4.xml · nonDerivative · entry 1

Associated Capital Group, Inc. · CIK 0001642122 · 10% owner

GAMCO INVESTORS, INC. ET AL · CIK 0000807249 · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GABELLI MARIO J · CIK 0001185533 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,550

F1 · price: Disgorgement was paid to the Issuer for a 01/22/2024 sale by a Limited Partnership pursuant to Section. 16. No further disgorgement is required for purchases above $37.75/share.

F2 · ownership.direct: These shares are owned by Associated Capital Group, Inc.

SEC source: 0000807249-24-000064 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · 10% owner

Associated Capital Group, Inc. · CIK 0001642122 · 10% owner

GAMCO INVESTORS, INC. ET AL · CIK 0000807249 · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,800

F1 · acquired: Disgorgement paid to the Issuer for 01/22/24 sale by Limited Partnership III pursuant to Section 16.

F2 · ownership.direct: These shares are owned by Mario J. Gabelli.

SEC source: 0000807249-24-000059 · form4.xml · nonDerivative · entry 1

Associated Capital Group, Inc. · CIK 0001642122 · 10% owner

GAMCO INVESTORS, INC. ET AL · CIK 0000807249 · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GABELLI MARIO J · CIK 0001185533 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,550

F1 · ownership.direct: These shares are owned by Associated Capital Group, Inc.

SEC source: 0000807249-24-000039 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · 10% owner

Associated Capital Group, Inc. · CIK 0001642122 · 10% owner

GAMCO INVESTORS, INC. ET AL · CIK 0000807249 · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,300

F1 · acquired: Disgorgement paid to the Issuer for 01/22/24 sale by Limited Partnership III pursuant to Section 16.

F2 · ownership.direct: These shares are owned by Mario J. Gabelli.

SEC source: 0001225208-24-004625 · doc4.xml · derivative · entry 5

MAFFEI GREGORY B · CIK 0001099636 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Series C Common Stock · 133,594 shares

Expires 2024-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-24-004625 · doc4.xml · derivative · entry 4

MAFFEI GREGORY B · CIK 0001099636 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Series C Common Stock · 15,283 shares

Expires 2024-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-24-004625 · doc4.xml · nonDerivative · entry 3

MAFFEI GREGORY B · CIK 0001099636 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,139,124

SEC source: 0001225208-24-004625 · doc4.xml · nonDerivative · entry 2

MAFFEI GREGORY B · CIK 0001099636 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,255,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-24-004625 · doc4.xml · nonDerivative · entry 1

MAFFEI GREGORY B · CIK 0001099636 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,240,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-24-004308 · doc4.xml · nonDerivative · entry 1

MAFFEI GREGORY B · CIK 0001099636 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,106,828

SEC source: 0001225208-24-004310 · doc4.xml · nonDerivative · entry 1

Wendling Brian J · CIK 0001663090 · CAO & PFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,765

SEC source: 0001225208-24-004309 · doc4.xml · nonDerivative · entry 1

Wilm Renee L · CIK 0001789667 · Chief Legal/Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,203

SEC source: 0001225208-24-004188 · doc4.xml · nonDerivative · entry 1

MAFFEI GREGORY B · CIK 0001099636 · Director · President, CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,120,752

F1 · shares: Represents shares of Series C common stock to be issued as a result of the certification on March 11, 2024 of the satisfaction of performance criteria established for the performance-based restricted stock units granted to the reporting person on March 3, 2023. This grant was made pursuant to the employment agreement between the reporting person and Liberty Media Corporation effective December 13, 2019 (the "Agreement"). This grant was a portion of the reporting person's Annual Equity Awards (as defined in the Agreement).

F2 · balance_after: The total amount of beneficially owned securities decreased by 2 shares due to an accounting reconciliation.

SEC source: 0001225208-24-004189 · doc4.xml · nonDerivative · entry 1

Wendling Brian J · CIK 0001663090 · CAO & PFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,508

F1 · shares: Represents shares of Series C common stock to be issued as a result of the certification on March 11, 2024 of the satisfaction of performance criteria established for the performance-based restricted stock units granted to the reporting person on March 3, 2023.

SEC source: 0001225208-24-004190 · doc4.xml · nonDerivative · entry 1

Wilm Renee L · CIK 0001789667 · Chief Legal/Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,544

F1 · shares: Represents shares of Series C common stock to be issued as a result of the certification on March 11, 2024 of the satisfaction of performance criteria established for the performance-based restricted stock units granted to the reporting person on March 3, 2023.

SEC source: 0000807249-24-000019 · form4.xml · nonDerivative · entry 1

GAMCO INVESTORS, INC. ET AL · CIK 0000807249 · 10% owner

Associated Capital Group, Inc. · CIK 0001642122 · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GABELLI MARIO J · CIK 0001185533 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Limited Partnership III

Disclosed balance after: 3,800

F1 · ownership.nature: GAMCO Investors, Inc. and Associated Capital Group, Inc. have less than a 100% interest in this entity; GGCP, Inc. has less than a 100% interest in GAMCO Investors, Inc. and Associated Capital Group, Inc.; and Mario J. Gabelli has less than a 100% interest in GGCP, Inc. The amount of securities reported as beneficially owned reflects the total amount of securities held by this entity which is greater that the Reporting Persons' indirect pecuniary interests. The Reporting Persons hereby disclaim ownership of these securities in excess of their pecuniary interests.

SEC source: 0001225208-23-011009 · doc4.xml · derivative · entry 4

DEEVY BRIAN · CIK 0001442360 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,700

Underlying: Series C Common Stock · 3,700 shares

Expires 2030-12-11

SEC source: 0001225208-23-011009 · doc4.xml · derivative · entry 3

DEEVY BRIAN · CIK 0001442360 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,462

Underlying: Series C Common Stock · 1,462 shares

Expires 2024-12-11

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Series C Common Stock.

SEC source: 0001225208-23-011012 · doc4.xml · derivative · entry 5

MCGUIRK TERENCE F · CIK 0001232631 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,170

Underlying: Series C Common Stock · 114,170 shares

Expires 2030-12-11

F4 · derivative.exercise_date: This option award vests in three substantially equal installments on December 11, 2024, 2025, and 2026.

SEC source: 0001225208-23-011012 · doc4.xml · derivative · entry 4

MCGUIRK TERENCE F · CIK 0001232631 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,084

Underlying: Series C Common Stock · 30,084 shares

Expires 2024-12-11

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Series C Common Stock.

SEC source: 0001225208-23-011012 · doc4.xml · derivative · entry 3

MCGUIRK TERENCE F · CIK 0001232631 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,125

Underlying: Series C Common Stock · 45,125 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Series C Common Stock.

F3 · derivative.exercise_date: This restricted stock unit award vests in three substantially equal installments on December 11, 2024, 2025, and 2026.

F3 · derivative.expiration_date: This restricted stock unit award vests in three substantially equal installments on December 11, 2024, 2025, and 2026.

SEC source: 0001225208-23-011008 · doc4.xml · derivative · entry 4

MURPHY DIANA M · CIK 0001205378 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,700

Underlying: Series C Common Stock · 3,700 shares

Expires 2030-12-11

SEC source: 0001225208-23-011008 · doc4.xml · derivative · entry 3

MURPHY DIANA M · CIK 0001205378 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,462

Underlying: Series C Common Stock · 1,462 shares

Expires 2024-12-11

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Series C Common Stock.

SEC source: 0001225208-23-011014 · doc4.xml · derivative · entry 2

Wendling Brian J · CIK 0001663090 · CAO & PFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,427

Underlying: Series C Common Stock · 9,427 shares

Expires 2030-12-11

F3 · derivative.exercise_date: This option award vests in three substantially equal installments on December 11, 2024, 2025, and 2026.

SEC source: 0001225208-23-011014 · doc4.xml · derivative · entry 1

Wendling Brian J · CIK 0001663090 · CAO & PFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,726

Underlying: Series C Common Stock · 3,726 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Series C Common Stock.

F2 · derivative.exercise_date: This restricted stock unit award vests in three substantially equal installments on December 9, 2024, 2025, and 2026.

F2 · derivative.expiration_date: This restricted stock unit award vests in three substantially equal installments on December 9, 2024, 2025, and 2026.

SEC source: 0001225208-23-011010 · doc4.xml · derivative · entry 3

Lucas Wonya Y · CIK 0001714975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,925

Underlying: Series C Common Stock · 2,925 shares

Expires 2024-12-11

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Series C Common Stock.

SEC source: 0001225208-23-011013 · doc4.xml · derivative · entry 2

Wilm Renee L · CIK 0001789667 · Chief Legal/Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,394

Underlying: Series C Common Stock · 18,394 shares

Expires 2030-12-11

F3 · derivative.exercise_date: This option award vests in three substantially equal installments on December 11, 2024, 2025, and 2026.

SEC source: 0001225208-23-011013 · doc4.xml · derivative · entry 1

Wilm Renee L · CIK 0001789667 · Chief Legal/Admin Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,270

Underlying: Series C Common Stock · 7,270 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Series C Common Stock.

F2 · derivative.exercise_date: This restricted stock unit award vests in three substantially equal installments on December 9, 2024, 2025, and 2026.

F2 · derivative.expiration_date: This restricted stock unit award vests in three substantially equal installments on December 9, 2024, 2025, and 2026.

SEC source: 0001225208-23-011009 · doc4.xml · derivative · entry 2

DEEVY BRIAN · CIK 0001442360 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Series C Common Stock · 712 shares

Expires 2023-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Series C Common Stock.

SEC source: 0001225208-23-011009 · doc4.xml · nonDerivative · entry 1

DEEVY BRIAN · CIK 0001442360 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converted into one share of Series C Common Stock.

SEC source: 0001225208-23-011012 · doc4.xml · derivative · entry 2

MCGUIRK TERENCE F · CIK 0001232631 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Series C Common Stock · 33,088 shares

Expires 2023-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Series C Common Stock.

SEC source: 0001225208-23-011012 · doc4.xml · nonDerivative · entry 1

MCGUIRK TERENCE F · CIK 0001232631 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 465,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converted into one share of Series C Common Stock.

SEC source: 0001225208-23-011008 · doc4.xml · derivative · entry 2

MURPHY DIANA M · CIK 0001205378 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Series C Common Stock · 592 shares

Expires 2023-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Series C Common Stock.

SEC source: 0001225208-23-011008 · doc4.xml · nonDerivative · entry 1

MURPHY DIANA M · CIK 0001205378 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converted into one share of Series C Common Stock.

SEC source: 0001225208-23-011010 · doc4.xml · derivative · entry 2

Lucas Wonya Y · CIK 0001714975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Series C Common Stock · 592 shares

Expires 2023-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Series C Common Stock.

SEC source: 0001225208-23-011010 · doc4.xml · nonDerivative · entry 1

Lucas Wonya Y · CIK 0001714975 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit converted into one share of Series C Common Stock.

SEC source: 0000807249-23-000142 · form4.xml · nonDerivative · entry 1

Associated Capital Group, Inc. · CIK 0001642122 · 10% owner

GAMCO INVESTORS, INC. ET AL · CIK 0000807249 · 10% owner

GGCP, INC. · CIK 0001238894 · 10% owner

GABELLI MARIO J · CIK 0001185533 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,550

F1 · ownership.direct: These shares are owned by Associated Capital Group, Inc.