Last 12 months
Inside the activity.
2 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 11 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 2 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 11, 2018 Filed Jan 12, 2018 16:18 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 390,000 | $8.21 | $3,203,343.00 |
DisclosureSEC source: 0001225208-18-000958 · doc4.xml · nonDerivative · entry 5 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 17,607,728 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| January 11, 2018 Filed Jan 12, 2018 16:18 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 73,000 | $8.20 | $598,235.00 |
DisclosureSEC source: 0001225208-18-000958 · doc4.xml · nonDerivative · entry 4 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 17,997,728 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| January 11, 2018 Filed Jan 12, 2018 16:18 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 27,000 | $8.04 | $217,098.90 |
DisclosureSEC source: 0001225208-18-000958 · doc4.xml · nonDerivative · entry 3 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 18,070,728 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 16:18 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 225,165 | $7.86 | $1,769,954.52 |
DisclosureSEC source: 0001225208-18-000958 · doc4.xml · nonDerivative · entry 2 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 18,097,728 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 16:18 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 50,000 | $7.92 | $396,230.00 |
DisclosureSEC source: 0001225208-18-000958 · doc4.xml · nonDerivative · entry 1 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 18,322,893 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| January 09, 2018 Filed Jan 10, 2018 15:34 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 144,729 | $7.77 | $1,125,137.72 |
DisclosureSEC source: 0001225208-18-000891 · doc4.xml · nonDerivative · entry 2 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 18,372,893 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| January 08, 2018 Filed Jan 10, 2018 15:34 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 120,414 | $7.75 | $933,509.54 |
DisclosureSEC source: 0001225208-18-000891 · doc4.xml · nonDerivative · entry 1 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 18,517,622 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 15:19 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 158,188 | $8.27 | $1,308,420.40 |
DisclosureSEC source: 0001225208-18-000812 · doc4.xml · nonDerivative · entry 1 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 18,638,036 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 15:08 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 233,204 | $8.30 | $1,934,637.06 |
DisclosureSEC source: 0001225208-18-000516 · doc4.xml · nonDerivative · entry 7 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 18,796,224 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 15:08 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 78,300 | $8.31 | $650,845.26 |
DisclosureSEC source: 0001225208-18-000516 · doc4.xml · nonDerivative · entry 6 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 19,029,428 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 15:08 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 18,000 | $8.22 | $147,949.20 |
DisclosureSEC source: 0001225208-18-000516 · doc4.xml · nonDerivative · entry 5 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 19,107,728 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 15:08 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 10,900 | $8.27 | $90,143.00 |
DisclosureSEC source: 0001225208-18-000516 · doc4.xml · nonDerivative · entry 4 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 19,125,728 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 15:08 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 228,369 | $7.92 | $1,809,116.38 |
DisclosureSEC source: 0001225208-18-000516 · doc4.xml · nonDerivative · entry 3 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 19,136,628 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 15:08 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 100,000 | $7.75 | $775,010.00 |
DisclosureSEC source: 0001225208-18-000516 · doc4.xml · nonDerivative · entry 2 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 19,364,997 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 15:08 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 39,400 | $8.06 | $317,367.00 |
DisclosureSEC source: 0001225208-18-000516 · doc4.xml · nonDerivative · entry 1 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 19,464,997 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| December 28, 2017 Filed Jan 2, 2018 15:45 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 7,100 | $7.70 | $54,678.52 |
DisclosureSEC source: 0001225208-18-000009 · doc4.xml · nonDerivative · entry 1 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 19,504,397 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| December 27, 2017 Filed Dec 28, 2017 18:19 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 98,896 | $7.72 | $763,556.24 |
DisclosureSEC source: 0001225208-17-019092 · doc4.xml · nonDerivative · entry 2 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 19,511,497 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| December 26, 2017 Filed Dec 28, 2017 18:19 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 131,313 | $7.75 | $1,018,095.95 |
DisclosureSEC source: 0001225208-17-019092 · doc4.xml · nonDerivative · entry 1 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 19,610,393 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| December 22, 2017 Filed Dec 26, 2017 18:00 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 23,900 | $7.73 | $184,809.14 |
DisclosureSEC source: 0001225208-17-019035 · doc4.xml · nonDerivative · entry 2 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 19,741,706 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| December 21, 2017 Filed Dec 26, 2017 18:00 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 8,122 | $7.70 | $62,560.52 |
DisclosureSEC source: 0001225208-17-019035 · doc4.xml · nonDerivative · entry 1 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 19,765,606 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 19:13 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 55,446 | $7.70 | $426,934.20 |
DisclosureSEC source: 0001225208-17-018573 · doc4.xml · nonDerivative · entry 3 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 19,773,728 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| December 12, 2017 Filed Jan 26, 2018 21:28 UTC |
Elkouri David SEVP and CLO
|
GiftCommon Stock | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-005604 · doc5.xml · nonDerivative · entry 2 Elkouri David S · CIK 0001408621 · EVP and CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,059 Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 19:13 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 250,000 | $7.72 | $1,928,750.00 |
DisclosureSEC source: 0001225208-17-018573 · doc4.xml · nonDerivative · entry 2 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 19,829,174 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 19:13 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 28,554 | $7.66 | $218,663.68 |
DisclosureSEC source: 0001225208-17-018573 · doc4.xml · nonDerivative · entry 1 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 20,079,174 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| December 04, 2017 Filed Jan 26, 2018 21:28 UTC |
Elkouri David SEVP and CLO
|
GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-005604 · doc5.xml · nonDerivative · entry 1 Elkouri David S · CIK 0001408621 · EVP and CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,059 Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 18:57 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 120,000 | $7.42 | $890,400.00 |
DisclosureSEC source: 0001225208-17-017960 · doc4.xml · nonDerivative · entry 2 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 20,107,728 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 18:57 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 51,900 | $7.31 | $379,248.87 |
DisclosureSEC source: 0001225208-17-017960 · doc4.xml · nonDerivative · entry 1 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 20,227,728 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| November 29, 2017 Filed Nov 30, 2017 18:23 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 99,100 | $6.65 | $658,519.50 |
DisclosureSEC source: 0001225208-17-017764 · doc4.xml · nonDerivative · entry 4 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 20,279,628 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| November 29, 2017 Filed Nov 30, 2017 18:23 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 78,100 | $6.69 | $522,871.69 |
DisclosureSEC source: 0001225208-17-017764 · doc4.xml · nonDerivative · entry 3 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 20,378,728 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| November 29, 2017 Filed Nov 30, 2017 18:23 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 31,752 | $6.71 | $213,005.12 |
DisclosureSEC source: 0001225208-17-017764 · doc4.xml · nonDerivative · entry 2 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 20,456,828 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 18:23 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 120,791 | $6.67 | $805,204.89 |
DisclosureSEC source: 0001225208-17-017764 · doc4.xml · nonDerivative · entry 1 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 20,488,580 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| November 27, 2017 Filed Nov 28, 2017 18:28 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 98,357 | $6.84 | $672,850.40 |
DisclosureSEC source: 0001225208-17-017710 · doc4.xml · nonDerivative · entry 2 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 20,609,371 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| November 24, 2017 Filed Nov 28, 2017 18:28 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 100,000 | $7.10 | $709,670.00 |
DisclosureSEC source: 0001225208-17-017710 · doc4.xml · nonDerivative · entry 1 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 20,707,728 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| November 22, 2017 Filed Nov 24, 2017 17:22 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 212,152 | $6.96 | $1,477,341.67 |
DisclosureSEC source: 0001225208-17-017664 · doc4.xml · nonDerivative · entry 2 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 20,807,728 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| November 21, 2017 Filed Nov 24, 2017 17:22 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 87,848 | $6.96 | $611,228.81 |
DisclosureSEC source: 0001225208-17-017664 · doc4.xml · nonDerivative · entry 1 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 21,019,880 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 17:59 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 80,000 | $6.84 | $546,888.00 |
DisclosureSEC source: 0001225208-17-017456 · doc4.xml · nonDerivative · entry 5 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 21,107,728 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 17:59 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 33,027 | $6.71 | $221,535.21 |
DisclosureSEC source: 0001225208-17-017456 · doc4.xml · nonDerivative · entry 4 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 21,187,728 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 17:59 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 1,000,000 | $6.55 | $6,550,800.00 |
DisclosureSEC source: 0001225208-17-017456 · doc4.xml · nonDerivative · entry 3 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 21,220,755 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 17:59 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 146,973 | $6.66 | $979,060.64 |
DisclosureSEC source: 0001225208-17-017456 · doc4.xml · nonDerivative · entry 2 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 22,220,755 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 17:59 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 140,000 | $6.57 | $919,254.00 |
DisclosureSEC source: 0001225208-17-017456 · doc4.xml · nonDerivative · entry 1 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 22,367,728 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| November 14, 2017 Filed Nov 15, 2017 17:53 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 300,000 | $6.96 | $2,086,830.00 |
DisclosureSEC source: 0001225208-17-017340 · doc4.xml · nonDerivative · entry 3 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 22,507,728 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 17:53 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 186,188 | $7.09 | $1,320,277.73 |
DisclosureSEC source: 0001225208-17-017340 · doc4.xml · nonDerivative · entry 2 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 22,807,728 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 17:53 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 113,812 | $7.11 | $808,998.46 |
DisclosureSEC source: 0001225208-17-017340 · doc4.xml · nonDerivative · entry 1 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 22,993,916 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| November 10, 2017 Filed Nov 13, 2017 17:50 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 217,104 | $6.80 | $1,476,068.39 |
DisclosureSEC source: 0001225208-17-017204 · doc4.xml · nonDerivative · entry 2 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 23,107,728 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| November 10, 2017 Filed Nov 13, 2017 17:50 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 157,713 | $6.90 | $1,087,746.56 |
DisclosureSEC source: 0001225208-17-017204 · doc4.xml · nonDerivative · entry 1 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 23,324,832 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 11:06 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 230,000 | $6.70 | $1,541,184.00 |
DisclosureSEC source: 0001225208-17-017187 · doc4.xml · nonDerivative · entry 4 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 23,482,545 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 11:06 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 169,766 | $6.79 | $1,152,609.28 |
DisclosureSEC source: 0001225208-17-017187 · doc4.xml · nonDerivative · entry 3 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 23,712,545 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 11:06 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 150,000 | $6.87 | $1,030,920.00 |
DisclosureSEC source: 0001225208-17-017187 · doc4.xml · nonDerivative · entry 2 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 23,882,311 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 11:06 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 75,417 | $6.82 | $514,524.94 |
DisclosureSEC source: 0001225208-17-017187 · doc4.xml · nonDerivative · entry 1 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 24,032,311 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
| November 07, 2017 Filed Nov 8, 2017 18:55 UTC |
FRANKLIN TEMPLETON INC10% owner
|
SaleCommon Stock | 400,000 | $6.99 | $2,795,440.00 |
DisclosureSEC source: 0001225208-17-017062 · doc4.xml · nonDerivative · entry 6 FRANKLIN RESOURCES INC · CIK 0000038777 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 24,107,728 F1 · ownership.nature: See Exhibits 99-1 and 99-2 for text of footnote, which Exhibits are incorporated by reference herein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.