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Nasdaq · USD

BAND

Bandwidth Inc.

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350
SEC CIK
0001514416
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715

Last 12 months

Inside the activity.

0 purchase rows · 116 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 2025011
Jan 202600
Feb 202600
Mar 2026014
Apr 202604
May 2026034
Jun 2026026
Jul 202600
Aug 2026018
Sep 202608
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 18, 2018 Filed Jun 20, 2018 17:46 UTC
Murdock John C.Director · President · 10% owner
Exercise / conversionClass B Common Stock · Derivative 12,181 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-017415 · doc4.xml · derivative · entry 8

Murdock John C. · CIK 0001721985 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,563

Underlying: Class A Common Stock · 12,181 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: The shares of Class B common stock are convertible in to Class A common stock on a 1-to-1 basis at the option of the holder and have no expiration date.

F5 · derivative.exercise_date: The shares of Class B common stock are convertible in to Class A common stock on a 1-to-1 basis at the option of the holder and have no expiration date.

F5 · derivative.expiration_date: The shares of Class B common stock are convertible in to Class A common stock on a 1-to-1 basis at the option of the holder and have no expiration date.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 17:46 UTC
Murdock John C.Director · President · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 12,181 $0.00 Strike: $5.80 $0.00
Disclosure

SEC source: 0000899243-18-017415 · doc4.xml · derivative · entry 7

Murdock John C. · CIK 0001721985 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,451

Underlying: Class B Common Stock · 12,181 shares

Expires 2018-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option is currently exercisable.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 17:46 UTC
Murdock John C.Director · President · 10% owner
SaleClass A Common Stock 12,181 $40.02 $487,537.22
Disclosure

SEC source: 0000899243-18-017415 · doc4.xml · nonDerivative · entry 2

Murdock John C. · CIK 0001721985 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 17:46 UTC
Murdock John C.Director · President · 10% owner
ConversionClass A Common Stock 12,181 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-017415 · doc4.xml · nonDerivative · entry 1

Murdock John C. · CIK 0001721985 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,181

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 20:30 UTC
Kaestner Henry R.Director · 10% owner
SaleClass A Common Stock 37,500 $39.27 $1,472,471.25
Disclosure

SEC source: 0000899243-18-016994 · doc4.xml · nonDerivative · entry 4

Kaestner Henry R. · CIK 0001721977 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,201

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.50. The reporting person undertakes to provide Bandwidth Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 15, 2018 Filed Jun 18, 2018 16:30 UTC
Murdock John C.Director · President · 10% owner
ConversionClass B Common Stock · Derivative 30,125 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-016995 · doc4.xml · derivative · entry 10

Murdock John C. · CIK 0001721985 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,382

Underlying: Class A Common Stock · 30,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The shares of Class B common stock are convertible in to Class A common stock on a 1-to-1 basis at the option of the holder and have no expiration date.

F3 · derivative.exercise_date: The shares of Class B common stock are convertible in to Class A common stock on a 1-to-1 basis at the option of the holder and have no expiration date.

F3 · derivative.expiration_date: The shares of Class B common stock are convertible in to Class A common stock on a 1-to-1 basis at the option of the holder and have no expiration date.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 16:30 UTC
Murdock John C.Director · President · 10% owner
Exercise / conversionClass B Common Stock · Derivative 30,125 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-016995 · doc4.xml · derivative · entry 9

Murdock John C. · CIK 0001721985 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,507

Underlying: Class A Common Stock · 30,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The shares of Class B common stock are convertible in to Class A common stock on a 1-to-1 basis at the option of the holder and have no expiration date.

F3 · derivative.exercise_date: The shares of Class B common stock are convertible in to Class A common stock on a 1-to-1 basis at the option of the holder and have no expiration date.

F3 · derivative.expiration_date: The shares of Class B common stock are convertible in to Class A common stock on a 1-to-1 basis at the option of the holder and have no expiration date.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 16:30 UTC
Murdock John C.Director · President · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 30,125 $0.00 Strike: $5.80 $0.00
Disclosure

SEC source: 0000899243-18-016995 · doc4.xml · derivative · entry 8

Murdock John C. · CIK 0001721985 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,632

Underlying: Class B Common Stock · 30,125 shares

Expires 2018-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option is currently exercisable.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 16:30 UTC
Murdock John C.Director · President · 10% owner
SaleClass A Common Stock 30,125 $39.31 $1,184,063.13
Disclosure

SEC source: 0000899243-18-016995 · doc4.xml · nonDerivative · entry 4

Murdock John C. · CIK 0001721985 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 16:30 UTC
Murdock John C.Director · President · 10% owner
ConversionClass A Common Stock 30,125 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-016995 · doc4.xml · nonDerivative · entry 3

Murdock John C. · CIK 0001721985 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 16:30 UTC
Murdock John C.Director · President · 10% owner
ConversionClass B Common Stock · Derivative 46,505 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-016995 · doc4.xml · derivative · entry 7

Murdock John C. · CIK 0001721985 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,382

Underlying: Class A Common Stock · 46,505 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The shares of Class B common stock are convertible in to Class A common stock on a 1-to-1 basis at the option of the holder and have no expiration date.

F3 · derivative.exercise_date: The shares of Class B common stock are convertible in to Class A common stock on a 1-to-1 basis at the option of the holder and have no expiration date.

F3 · derivative.expiration_date: The shares of Class B common stock are convertible in to Class A common stock on a 1-to-1 basis at the option of the holder and have no expiration date.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 16:30 UTC
Murdock John C.Director · President · 10% owner
Exercise / conversionClass B Common Stock · Derivative 46,505 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-016995 · doc4.xml · derivative · entry 6

Murdock John C. · CIK 0001721985 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,887

Underlying: Class A Common Stock · 46,505 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The shares of Class B common stock are convertible in to Class A common stock on a 1-to-1 basis at the option of the holder and have no expiration date.

F3 · derivative.exercise_date: The shares of Class B common stock are convertible in to Class A common stock on a 1-to-1 basis at the option of the holder and have no expiration date.

F3 · derivative.expiration_date: The shares of Class B common stock are convertible in to Class A common stock on a 1-to-1 basis at the option of the holder and have no expiration date.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 16:30 UTC
Murdock John C.Director · President · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 46,505 $0.00 Strike: $5.80 $0.00
Disclosure

SEC source: 0000899243-18-016995 · doc4.xml · derivative · entry 5

Murdock John C. · CIK 0001721985 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,757

Underlying: Class B Common Stock · 46,505 shares

Expires 2018-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option is currently exercisable.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 16:30 UTC
Murdock John C.Director · President · 10% owner
SaleClass A Common Stock 46,505 $39.40 $1,832,352.81
Disclosure

SEC source: 0000899243-18-016995 · doc4.xml · nonDerivative · entry 2

Murdock John C. · CIK 0001721985 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 16:30 UTC
Murdock John C.Director · President · 10% owner
ConversionClass A Common Stock 46,505 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-016995 · doc4.xml · nonDerivative · entry 1

Murdock John C. · CIK 0001721985 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,505

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2018 Filed Jun 12, 2018 21:15 UTC
Kaestner Henry R.Director · 10% owner
ConversionClass B Common Stock · Derivative 325,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-016212 · doc4.xml · derivative · entry 2

Kaestner Henry R. · CIK 0001721977 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,056,902

Underlying: Class A Common Stock · 325,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The shares of Class B common stock are convertible in to Class A common stock on a 1-to-1 basis at the option of the holder and have no expiration date.

F1 · derivative.exercise_date: The shares of Class B common stock are convertible in to Class A common stock on a 1-to-1 basis at the option of the holder and have no expiration date.

F1 · derivative.expiration_date: The shares of Class B common stock are convertible in to Class A common stock on a 1-to-1 basis at the option of the holder and have no expiration date.

Read SEC document
June 11, 2018 Filed Jun 12, 2018 21:15 UTC
Kaestner Henry R.Director · 10% owner
ConversionClass A Common Stock 325,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-016212 · doc4.xml · nonDerivative · entry 1

Kaestner Henry R. · CIK 0001721977 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2018 Filed Jun 13, 2018 16:28 UTC
Bailey Brian D.Director · 10% owner
SaleClass A Common Stock 593,000 $38.50 $22,830,500.00
Disclosure

SEC source: 0000899243-18-016363 · doc4.xml · nonDerivative · entry 1

Carmichael Bandwidth LLC · CIK 0001721937 · 10% owner

Bailey Brian D. · CIK 0001575505 · Director · 10% owner

Martin Kevin J · CIK 0001567046 · 10% owner

Carmichael Partners LLC · CIK 0001722003 · 10% owner

Carmichael Investment Partners, LLC · CIK 0001513802 · 10% owner

Carmichael Investment Partners II, LLC · CIK 0001562063 · 10% owner

Carmichael Investment Partners III, LLC · CIK 0001592580 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,191,650

F1 · ownership.nature: Consists of 1,188,874 shares of Class A Common Stock held by Carmichael Investment Partners LLC ("CIP") and 2,776 shares of Class A Common Stock held directly by Brian D. Bailey.

F2 · ownership.nature: Pursuant to an agreement between Mr. Bailey and Carmichael Partners LLC, Carmichael Partners LLC is entitled to all economic benefits of the shares held by Mr. Bailey.

F3 · ownership.nature: Carmichael Bandwidth LLC is the managing member of each of Carmichael Investment Partners II, LLC ("CIP II"), Carmichael Investment Partners III, LLC ("CIP III" and, together with CIP and CIP II, the "Carmichael Entities.) Brian D. Bailey and Kevin J. Martin are the managing partners of Carmichael Bandwidth LLC and Carmichael Partners LLC and share voting and dispositive power with respect to the shares held by the Carmichael Entities and Carmichael Partners LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or their pecuniary interest therein.

Read SEC document
June 11, 2018 Filed Jun 18, 2018 20:30 UTC
Kaestner Henry R.Director · 10% owner
GiftClass A Common Stock 35,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-016994 · doc4.xml · nonDerivative · entry 3

Kaestner Henry R. · CIK 0001721977 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AMDG Unitrust No. 2

Disclosed balance after: 35,000

Read SEC document
June 11, 2018 Filed Jun 18, 2018 20:30 UTC
Kaestner Henry R.Director · 10% owner
GiftClass A Common Stock 52,500 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-016994 · doc4.xml · nonDerivative · entry 2

Kaestner Henry R. · CIK 0001721977 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By AMDG Unitrust No. 1

Disclosed balance after: 52,500

Read SEC document
June 11, 2018 Filed Jun 18, 2018 20:30 UTC
Kaestner Henry R.Director · 10% owner
GiftClass A Common Stock 287,500 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-016994 · doc4.xml · nonDerivative · entry 1

Kaestner Henry R. · CIK 0001721977 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,701

Read SEC document
June 06, 2018 Filed Jun 8, 2018 16:18 UTC
Bailey Brian D.Director · 10% owner
ConversionClass B Common Stock · Derivative 1,781,874 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-015753 · doc4.xml · derivative · entry 2

Carmichael Bandwidth LLC · CIK 0001721937 · 10% owner

Bailey Brian D. · CIK 0001575505 · Director · 10% owner

Martin Kevin J · CIK 0001567046 · 10% owner

Carmichael Partners LLC · CIK 0001722003 · 10% owner

Carmichael Investment Partners, LLC · CIK 0001513802 · 10% owner

Carmichael Investment Partners II, LLC · CIK 0001562063 · 10% owner

Carmichael Investment Partners III, LLC · CIK 0001592580 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 310,464

Underlying: Class A Common Stock · 1,781,874 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The shares of Class B common stock are convertible in to Class A common stock on a 1-to-1 basis at the option of the holder and have no expiration date.

F3 · derivative.exercise_date: The shares of Class B common stock are convertible in to Class A common stock on a 1-to-1 basis at the option of the holder and have no expiration date.

F3 · derivative.expiration_date: The shares of Class B common stock are convertible in to Class A common stock on a 1-to-1 basis at the option of the holder and have no expiration date.

F4 · ownership.nature: Consists of (i) 178,572 shares of Class B common stock held by Carmichael Investment Partners II, LLC ("CIP II"), (ii) 123,142 shares of Class B common stock held by Carmichael Investment Partners III, LLC ("CIP III" and, together with CIP and CIP II, the "Carmichael Entities") and (iii) 8,750 shares of Class B common stock held by Carmichael Partners LLC.

F5 · ownership.nature: Carmichael Bandwidth LLC is the managing member of each of the Carmichael Entities. Brian D. Bailey and Kevin J. Martin are the managing partners of Carmichael Bandwidth LLC and Carmichael Partners LLC and share voting and dispositive power with respect to the shares held by the Carmichael Entities and Carmichael Partners LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or their pecuniary interest therein.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 16:18 UTC
Bailey Brian D.Director · 10% owner
ConversionClass A Common Stock 1,781,874 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-015753 · doc4.xml · nonDerivative · entry 1

Carmichael Bandwidth LLC · CIK 0001721937 · 10% owner

Bailey Brian D. · CIK 0001575505 · Director · 10% owner

Martin Kevin J · CIK 0001567046 · 10% owner

Carmichael Partners LLC · CIK 0001722003 · 10% owner

Carmichael Investment Partners, LLC · CIK 0001513802 · 10% owner

Carmichael Investment Partners II, LLC · CIK 0001562063 · 10% owner

Carmichael Investment Partners III, LLC · CIK 0001592580 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,784,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Consists of 1,781,874 shares of Class A Common Stock held by Carmichael Investment Partners LLC ("CIP") and 2,776 shares of Class A Common Stock held directly by Brian D. Bailey.

F2 · ownership.nature: Pursuant to an agreement between Mr. Bailey and Carmichael Partners LLC, Carmichael Partners LLC is entitled to all economic benefits of the shares held by Mr. Bailey.

F5 · ownership.nature: Carmichael Bandwidth LLC is the managing member of each of the Carmichael Entities. Brian D. Bailey and Kevin J. Martin are the managing partners of Carmichael Bandwidth LLC and Carmichael Partners LLC and share voting and dispositive power with respect to the shares held by the Carmichael Entities and Carmichael Partners LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or their pecuniary interest therein.

Read SEC document
May 09, 2018 Filed Oct 16, 2018 20:30 UTC
Bowen Susan10% owner
ConversionClass B Common Stock · Derivative 976,287 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-026803 · doc4.xml · derivative · entry 2

Bowen Susan · CIK 0001722166 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,613

Underlying: Class A Common Stock · 976,287 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The shares of Class B Common Stock are convertible in to Class A Common Stock on a 1-to-1 basis at the option of the holder and have no expiration date.

F2 · derivative.exercise_date: The shares of Class B Common Stock are convertible in to Class A Common Stock on a 1-to-1 basis at the option of the holder and have no expiration date.

F2 · derivative.expiration_date: The shares of Class B Common Stock are convertible in to Class A Common Stock on a 1-to-1 basis at the option of the holder and have no expiration date.

Read SEC document
May 09, 2018 Filed Oct 16, 2018 20:30 UTC
Bowen Susan10% owner
ConversionClass A Common Stock 976,287 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-026803 · doc4.xml · nonDerivative · entry 1

Bowen Susan · CIK 0001722166 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 976,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects shares of Class A Common Stock received upon automatic conversion of 976,287 shares of Class B Common Stock pursuant to the notice of conversion delivered to the Company by the filing person on November 9, 2017.

F1 · balance_after: Reflects shares of Class A Common Stock received upon automatic conversion of 976,287 shares of Class B Common Stock pursuant to the notice of conversion delivered to the Company by the filing person on November 9, 2017.

Read SEC document
March 31, 2018 Filed May 9, 2018 16:30 UTC
Bailey Brian D.Director · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 822 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-012084 · doc4.xml · derivative · entry 3

Carmichael Bandwidth LLC · CIK 0001721937 · 10% owner

Bailey Brian D. · CIK 0001575505 · Director · 10% owner

Martin Kevin J · CIK 0001567046 · 10% owner

Carmichael Partners LLC · CIK 0001722003 · 10% owner

Carmichael Investment Partners, LLC · CIK 0001513802 · 10% owner

Carmichael Investment Partners II, LLC · CIK 0001562063 · 10% owner

Carmichael Investment Partners III, LLC · CIK 0001592580 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,466

Underlying: Class A Common Stock · 822 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F5 · derivative.exercise_date: On January 24, 2018, the Reporting Person was granted 3,288 Restricted Stock Units which vest in four equal quarterly installments beginning on March 31, 2018.

F5 · derivative.expiration_date: On January 24, 2018, the Reporting Person was granted 3,288 Restricted Stock Units which vest in four equal quarterly installments beginning on March 31, 2018.

F2 · ownership.nature: Pursuant to an agreement between Mr. Bailey and Carmichael Partners LLC, Carmichael Partners LLC is entitled to all economic benefits of such Restricted Stock Units.

F6 · ownership.nature: Represents Restricted Stock Units held directly by Brian D. Bailey.

Read SEC document
March 31, 2018 Filed May 9, 2018 16:30 UTC
Bailey Brian D.Director · 10% owner
Exercise / conversionClass A Common Stock 822 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-012084 · doc4.xml · nonDerivative · entry 2

Carmichael Bandwidth LLC · CIK 0001721937 · 10% owner

Bailey Brian D. · CIK 0001575505 · Director · 10% owner

Martin Kevin J · CIK 0001567046 · 10% owner

Carmichael Partners LLC · CIK 0001722003 · 10% owner

Carmichael Investment Partners, LLC · CIK 0001513802 · 10% owner

Carmichael Investment Partners II, LLC · CIK 0001562063 · 10% owner

Carmichael Investment Partners III, LLC · CIK 0001592580 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 2,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: Pursuant to an agreement between Mr. Bailey and Carmichael Partners LLC, Carmichael Partners LLC is entitled to all economic benefits of such Restricted Stock Units.

F3 · ownership.nature: Represents 1,201 Restricted Stock Units held directly by Brian D. Bailey.

Read SEC document
March 31, 2018 Filed May 9, 2018 20:30 UTC Exercise / conversionRestricted Stock Units · Derivative 822 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-012087 · doc4.xml · derivative · entry 2

Suriano Douglas A · CIK 0001527937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,466

Underlying: Class A Common Stock · 822 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F2 · derivative.exercise_date: On January 24, 2018, the Reporting Person was granted 3,288 Restricted Stock Units which vest in four equal quarterly installments beginning on March 31, 2018.

F2 · derivative.expiration_date: On January 24, 2018, the Reporting Person was granted 3,288 Restricted Stock Units which vest in four equal quarterly installments beginning on March 31, 2018.

Read SEC document
March 31, 2018 Filed May 9, 2018 20:30 UTC Exercise / conversionClass A Common Stock 822 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-012087 · doc4.xml · nonDerivative · entry 1

Suriano Douglas A · CIK 0001527937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2018 Filed May 9, 2018 20:30 UTC Exercise / conversionRestricted Stock Units · Derivative 822 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-012086 · doc4.xml · derivative · entry 2

Kaestner Henry R. · CIK 0001721977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,466

Underlying: Class A Common Stock · 822 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F2 · derivative.exercise_date: On January 24, 2018, the Reporting Person was granted 3,288 Restricted Stock Units which vest in four equal quarterly installments beginning on March 31, 2018.

F2 · derivative.expiration_date: On January 24, 2018, the Reporting Person was granted 3,288 Restricted Stock Units which vest in four equal quarterly installments beginning on March 31, 2018.

Read SEC document
March 31, 2018 Filed May 9, 2018 20:30 UTC GrantClass A Common Stock 822 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-012086 · doc4.xml · nonDerivative · entry 1

Kaestner Henry R. · CIK 0001721977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,201

Read SEC document
February 21, 2018 Filed Feb 23, 2018 16:05 UTC
Matton W. ChristopherGeneral Counsel
GrantRestricted Stock Units · Derivative 15,143 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005296 · doc4.xml · derivative · entry 1

Matton W. Christopher · CIK 0001721921 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,143

Underlying: Class A Common Stock · 15,143 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments beginning on February 21, 2019.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments beginning on February 21, 2019.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 16:07 UTC
GONZALEZ GABRIELASr. VP Finance, Controller
GrantRestricted Stock Units · Derivative 11,391 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005303 · doc4.xml · derivative · entry 1

GONZALEZ GABRIELA · CIK 0001220481 · Sr. VP Finance, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,391

Underlying: Class A Common Stock · 11,391 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments beginning on February 21, 2019.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments beginning on February 21, 2019.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 16:05 UTC
Hoffman Jeffrey A.Chief Financial Officer
GrantRestricted Stock Units · Derivative 19,988 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005299 · doc4.xml · derivative · entry 1

Hoffman Jeffrey A. · CIK 0001721896 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,988

Underlying: Class A Common Stock · 19,988 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments beginning on February 21, 2019.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments beginning on February 21, 2019.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 21:08 UTC
Morken David A.Director · Chairman & CEO · 10% owner
GrantRestricted Stock Units · Derivative 24,907 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005305 · doc4.xml · derivative · entry 1

Morken David A. · CIK 0001721962 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,907

Underlying: Class A Common Stock · 24,907 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments beginning on February 21, 2019.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments beginning on February 21, 2019.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 16:07 UTC
Murdock John C.Director · President · 10% owner
GrantRestricted Stock Units · Derivative 17,725 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005302 · doc4.xml · derivative · entry 1

Murdock John C. · CIK 0001721985 · Director · President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,725

Underlying: Class A Common Stock · 17,725 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal annual installments beginning on February 21, 2019.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal annual installments beginning on February 21, 2019.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 17:01 UTC
Bowen Susan10% owner
SaleClass B Common Stock · Derivative 1,194 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005066 · doc4.xml · derivative · entry 3

Bowen Susan · CIK 0001722166 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,098,900

Underlying: Class A Common Stock · 1,194 shares

Expires not disclosed

F3 · derivative.exercise_price: The shares of Class B Common Stock are convertible in to Class A Common Stock on a 1-to-1 basis at the option of the holder and have no expiration date.

F4 · kind: On February 20, 2018, the reporting person exercised a warrant to purchase 4,919 shares of the Issuer's Class B Common Stock for $5.80 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 1,194 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 3,725 shares.

F3 · derivative.exercise_date: The shares of Class B Common Stock are convertible in to Class A Common Stock on a 1-to-1 basis at the option of the holder and have no expiration date.

F3 · derivative.expiration_date: The shares of Class B Common Stock are convertible in to Class A Common Stock on a 1-to-1 basis at the option of the holder and have no expiration date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 17:01 UTC
Bowen Susan10% owner
OtherClass B Common Stock · Derivative 4,919 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-005066 · doc4.xml · derivative · entry 2

Bowen Susan · CIK 0001722166 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100,094

Underlying: Class A Common Stock · 4,919 shares

Expires not disclosed

F3 · derivative.exercise_price: The shares of Class B Common Stock are convertible in to Class A Common Stock on a 1-to-1 basis at the option of the holder and have no expiration date.

F3 · derivative.exercise_date: The shares of Class B Common Stock are convertible in to Class A Common Stock on a 1-to-1 basis at the option of the holder and have no expiration date.

F3 · derivative.expiration_date: The shares of Class B Common Stock are convertible in to Class A Common Stock on a 1-to-1 basis at the option of the holder and have no expiration date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 17:01 UTC
Bowen Susan10% owner
OtherWarrants · Derivative 4,919 $0.00 Strike: $5.80 $0.00
Disclosure

SEC source: 0000899243-18-005066 · doc4.xml · derivative · entry 1

Bowen Susan · CIK 0001722166 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 4,919 shares

Expires 2018-02-22

F1 · shares: Due to a calculation error, the Reporting Person's Form 3 filed on November 9, 2017 overreported the number of Warrants held by the Reporting Person by 1 Warrant.

F2 · derivative.exercise_date: The Warrants are currently exercisable.

Read SEC document
February 15, 2018 Filed Feb 15, 2018 17:50 UTC
BOWEN JAMES A10% owner
OtherWarrant for Class B Common Stock · Derivative 4,927 $0.00 Strike: $10.26 $0.00
Disclosure

SEC source: 0001445546-18-000965 · bowen4_band.xml · derivative · entry 3

BOWEN JAMES A · CIK 0001241109 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 4,927 shares

Expires 2018-02-22

Read SEC document
February 15, 2018 Filed Feb 15, 2018 17:50 UTC
BOWEN JAMES A10% owner
OtherClass B Common Stock 4,927 $10.26 $50,551.02
Disclosure

SEC source: 0001445546-18-000965 · bowen4_band.xml · nonDerivative · entry 1

BOWEN JAMES A · CIK 0001241109 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,101,356

Read SEC document
January 24, 2018 Filed Jan 26, 2018 16:44 UTC
Bailey Brian D.Director · 10% owner
GrantRestricted Stock Units · Derivative 3,288 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-002104 · doc4.xml · derivative · entry 2

Carmichael Bandwidth LLC · CIK 0001721937 · 10% owner

Bailey Brian D. · CIK 0001575505 · Director · 10% owner

Martin Kevin J · CIK 0001567046 · 10% owner

Carmichael Partners LLC · CIK 0001722003 · 10% owner

Carmichael Investment Partners, LLC · CIK 0001513802 · 10% owner

Carmichael Investment Partners II, LLC · CIK 0001562063 · 10% owner

Carmichael Investment Partners III, LLC · CIK 0001592580 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,288

Underlying: Class A Common Stock · 3,288 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F3 · derivative.exercise_date: The Restricted Stock Units vest in four equal quarterly installments beginning on March 31, 2018.

F3 · derivative.expiration_date: The Restricted Stock Units vest in four equal quarterly installments beginning on March 31, 2018.

F1 · ownership.nature: Represents Restricted Stock Units held directly by Brian D. Bailey. Pursuant to an agreement between Mr. Bailey and Carmichael Partners LLC, Carmichael Partners LLC is entitled to all economic benefits of such Restricted Stock Units.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 16:44 UTC
Bailey Brian D.Director · 10% owner
GrantClass A Common Stock 379 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-002104 · doc4.xml · nonDerivative · entry 1

Carmichael Bandwidth LLC · CIK 0001721937 · 10% owner

Bailey Brian D. · CIK 0001575505 · Director · 10% owner

Martin Kevin J · CIK 0001567046 · 10% owner

Carmichael Partners LLC · CIK 0001722003 · 10% owner

Carmichael Investment Partners, LLC · CIK 0001513802 · 10% owner

Carmichael Investment Partners II, LLC · CIK 0001562063 · 10% owner

Carmichael Investment Partners III, LLC · CIK 0001592580 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 379

F1 · ownership.nature: Represents Restricted Stock Units held directly by Brian D. Bailey. Pursuant to an agreement between Mr. Bailey and Carmichael Partners LLC, Carmichael Partners LLC is entitled to all economic benefits of such Restricted Stock Units.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:44 UTC GrantRestricted Stock Units · Derivative 3,288 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-002105 · doc4.xml · derivative · entry 2

Suriano Douglas A · CIK 0001527937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,288

Underlying: Class A Common Stock · 3,288 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal quarterly installments beginning on March 31, 2018.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal quarterly installments beginning on March 31, 2018.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:44 UTC GrantClass A Common Stock 822 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-002105 · doc4.xml · nonDerivative · entry 1

Suriano Douglas A · CIK 0001527937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 822

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:43 UTC GrantRestricted Stock Units · Derivative 3,288 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-002102 · doc4.xml · derivative · entry 2

Kaestner Henry R. · CIK 0001721977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,288

Underlying: Class A Common Stock · 3,288 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in four equal quarterly installments beginning on March 31, 2018.

F2 · derivative.expiration_date: The Restricted Stock Units vest in four equal quarterly installments beginning on March 31, 2018.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 21:43 UTC GrantClass A Common Stock 379 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-002102 · doc4.xml · nonDerivative · entry 1

Kaestner Henry R. · CIK 0001721977 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379

Read SEC document
January 16, 2018 Filed Jan 16, 2018 15:46 UTC
BOWEN JAMES A10% owner
OtherWarrant for Class B Common Stock · Derivative 1,252 $0.00 Strike: $6.57 $0.00
Disclosure

SEC source: 0001445546-18-000239 · bowen4_band.xml · derivative · entry 3

BOWEN JAMES A · CIK 0001241109 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 1,252 shares

Expires 2018-01-19

Read SEC document
January 16, 2018 Filed Jan 16, 2018 15:46 UTC
BOWEN JAMES A10% owner
OtherClass B Common Stock 1,252 $6.57 $8,225.64
Disclosure

SEC source: 0001445546-18-000239 · bowen4_band.xml · nonDerivative · entry 1

BOWEN JAMES A · CIK 0001241109 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,096,429

Read SEC document
December 29, 2017 Filed Jan 3, 2018 08:00 UTC
Matton W. ChristopherGeneral Counsel
Tax withholdingClass B Common Stock · Derivative 612 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-000170 · doc4.xml · derivative · entry 3

Matton W. Christopher · CIK 0001721921 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,825

Underlying: Class A Common Stock · 612 shares

Expires not disclosed

F2 · derivative.exercise_price: The shares of Class B common stock are convertible in to Class A common stock on a 1-to-1 basis at the option of the holder and have no expiration date.

F3 · shares: On December 29, 2017, the reporting person exercised a warrant to purchase 2,437 shares of the Issuer's Class B Common Stock for $5.80 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 612 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining shares. The Issuer also paid $2.19 to the reporting person in lieu of a fractional share.

F2 · derivative.exercise_date: The shares of Class B common stock are convertible in to Class A common stock on a 1-to-1 basis at the option of the holder and have no expiration date.

F2 · derivative.expiration_date: The shares of Class B common stock are convertible in to Class A common stock on a 1-to-1 basis at the option of the holder and have no expiration date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.