BAND

SEC source: 0001514416-21-000020 · wf-form4_160989360840705.xml · nonDerivative · entry 7

Ross Kade · CIK 0001807759 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,267

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.98 to $157.95. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001514416-21-000020 · wf-form4_160989360840705.xml · nonDerivative · entry 6

Ross Kade · CIK 0001807759 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,371

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.91 to $156.85. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001514416-21-000020 · wf-form4_160989360840705.xml · nonDerivative · entry 5

Ross Kade · CIK 0001807759 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,378

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $154.37 to $154.53. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001514416-21-000020 · wf-form4_160989360840705.xml · nonDerivative · entry 4

Ross Kade · CIK 0001807759 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,386

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.29 to $154.02. The reporting person undertakes to provide Bandwidth Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001514416-21-000020 · wf-form4_160989360840705.xml · nonDerivative · entry 3

Ross Kade · CIK 0001807759 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,400

SEC source: 0001514416-21-000016 · wf-form4_160989330114198.xml · nonDerivative · entry 5

Bottorff Rebecca · CIK 0001804735 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,097

SEC source: 0001514416-21-000016 · wf-form4_160989330114198.xml · nonDerivative · entry 4

Bottorff Rebecca · CIK 0001804735 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,546

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.00 to $155.40. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001514416-21-000016 · wf-form4_160989330114198.xml · nonDerivative · entry 3

Bottorff Rebecca · CIK 0001804735 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,746

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.88 to $ 154.79. The reporting person undertakes to provide Bandwidth Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001514416-21-000018 · wf-form4_160989343782597.xml · nonDerivative · entry 3

Allen Noreen · CIK 0001804739 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,896

SEC source: 0001514416-21-000014 · wf-form4_160989314328166.xml · nonDerivative · entry 4

Matton W. Christopher · CIK 0001721921 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,236

SEC source: 0001514416-21-000014 · wf-form4_160989314328166.xml · nonDerivative · entry 3

Matton W. Christopher · CIK 0001721921 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,719

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0001514416-21-000024 · wf-form4_160989390074457.xml · nonDerivative · entry 4

GONZALEZ GABRIELA · CIK 0001220481 · Sr. Vp Finance, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,350

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0001514416-21-000024 · wf-form4_160989390074457.xml · nonDerivative · entry 3

GONZALEZ GABRIELA · CIK 0001220481 · Sr. Vp Finance, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,409

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.85 to $156.47. The reporting person undertakes to provide Bandwidth Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0000899243-21-000535 · doc4.xml · derivative · entry 17

Morken David A. · CIK 0001721962 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,986,805

Underlying: Class A Common Stock · 38,840 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The shares of Class B common stock are convertible in to Class A common stock on a 1-to-1 basis at the option of the holder and have no expiration date.

F2 · derivative.exercise_date: The shares of Class B common stock are convertible in to Class A common stock on a 1-to-1 basis at the option of the holder and have no expiration date.

F2 · derivative.expiration_date: The shares of Class B common stock are convertible in to Class A common stock on a 1-to-1 basis at the option of the holder and have no expiration date.

SEC source: 0000899243-21-000535 · doc4.xml · nonDerivative · entry 11

Morken David A. · CIK 0001721962 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,991

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $159.98 to $160.53. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0000899243-21-000535 · doc4.xml · nonDerivative · entry 10

Morken David A. · CIK 0001721962 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,897

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $158.98 to $159.96. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0000899243-21-000535 · doc4.xml · nonDerivative · entry 9

Morken David A. · CIK 0001721962 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,083

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.97 to $158.91. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0000899243-21-000535 · doc4.xml · nonDerivative · entry 8

Morken David A. · CIK 0001721962 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,281

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.97 to $157.955. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0000899243-21-000535 · doc4.xml · nonDerivative · entry 7

Morken David A. · CIK 0001721962 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,941

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.75 to $156.63. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0000899243-21-000535 · doc4.xml · nonDerivative · entry 6

Morken David A. · CIK 0001721962 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,941

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $154.12 to $154.82. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0000899243-21-000535 · doc4.xml · nonDerivative · entry 5

Morken David A. · CIK 0001721962 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,141

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.11 to $153.88. The reporting person undertakes to provide Bandwidth Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0000899243-21-000535 · doc4.xml · nonDerivative · entry 4

Morken David A. · CIK 0001721962 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The shares of Class B common stock are convertible in to Class A common stock on a 1-to-1 basis at the option of the holder and have no expiration date.

SEC source: 0000899243-21-000535 · doc4.xml · nonDerivative · entry 3

Morken David A. · CIK 0001721962 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,991

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0001514416-21-000012 · wf-form4_160989286787423.xml · nonDerivative · entry 3

Hoffman Jeffrey A. · CIK 0001721896 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,031

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

SEC source: 0001514416-21-000010 · wf-form4_160989268343929.xml · nonDerivative · entry 2

Carreker Marina C. · CIK 0001831228 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516

SEC source: 0001514416-21-000022 · wf-form4_160989372821563.xml · derivative · entry 6

Mullen Scott · CIK 0001807755 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,195

Underlying: Class A Common Stock · 3,195 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F4 · derivative.exercise_date: On January 2, 2021, the Reporting Person was granted 3,195 Restricted Stock Units, half of which vest in four equal quarterly installments beginning on March 31, 2021, and the remainder vest in three equal annual installments beginning on January 2, 2023.

F4 · derivative.expiration_date: On January 2, 2021, the Reporting Person was granted 3,195 Restricted Stock Units, half of which vest in four equal quarterly installments beginning on March 31, 2021, and the remainder vest in three equal annual installments beginning on January 2, 2023.

SEC source: 0001514416-21-000022 · wf-form4_160989372821563.xml · derivative · entry 5

Mullen Scott · CIK 0001807755 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,620

Underlying: Class A Common Stock · 1,310 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F3 · derivative.exercise_date: On January 2, 2019, the Reporting Person was granted 7,861 Restricted Stock Units, half of which vested, and the remainder vest in three equal annual installments beginning on January 2, 2021.

F3 · derivative.expiration_date: On January 2, 2019, the Reporting Person was granted 7,861 Restricted Stock Units, half of which vested, and the remainder vest in three equal annual installments beginning on January 2, 2021.

SEC source: 0001514416-21-000022 · wf-form4_160989372821563.xml · nonDerivative · entry 2

Mullen Scott · CIK 0001807755 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001514416-21-000020 · wf-form4_160989360840705.xml · derivative · entry 13

Ross Kade · CIK 0001807759 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,553

Underlying: Class A Common Stock · 2,553 shares

Expires not disclosed

F9 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F12 · derivative.exercise_date: On January 2, 2021, the Reporting Person was granted 2,553 Restricted Stock Units, half of which vest in four equal quarterly installments beginning on March 31, 2021, and the remainder vest in three equal annual installments beginning on January 2, 2023.

F12 · derivative.expiration_date: On January 2, 2021, the Reporting Person was granted 2,553 Restricted Stock Units, half of which vest in four equal quarterly installments beginning on March 31, 2021, and the remainder vest in three equal annual installments beginning on January 2, 2023.

SEC source: 0001514416-21-000020 · wf-form4_160989360840705.xml · derivative · entry 12

Ross Kade · CIK 0001807759 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,259

Underlying: Class A Common Stock · 1,129 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F11 · derivative.exercise_date: On January 2, 2019, the Reporting Person was granted 6,776 Restricted Stock Units, half of which are vested, and the remainder vest in three equal annual installments beginning on January 2, 2021.

F11 · derivative.expiration_date: On January 2, 2019, the Reporting Person was granted 6,776 Restricted Stock Units, half of which are vested, and the remainder vest in three equal annual installments beginning on January 2, 2021.

SEC source: 0001514416-21-000020 · wf-form4_160989360840705.xml · nonDerivative · entry 2

Ross Kade · CIK 0001807759 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001514416-21-000016 · wf-form4_160989330114198.xml · derivative · entry 8

Bottorff Rebecca · CIK 0001804735 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,090

Underlying: Class A Common Stock · 3,090 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F7 · derivative.exercise_date: On January 2, 2021, the Reporting Person was granted 3,090 Restricted Stock Units, half of which vest in four equal quarterly installments beginning on March 31, 2021, and the remainder vest in three equal annual installments beginning on January 2, 2023.

F7 · derivative.expiration_date: On January 2, 2021, the Reporting Person was granted 3,090 Restricted Stock Units, half of which vest in four equal quarterly installments beginning on March 31, 2021, and the remainder vest in three equal annual installments beginning on January 2, 2023.

SEC source: 0001514416-21-000016 · wf-form4_160989330114198.xml · derivative · entry 7

Bottorff Rebecca · CIK 0001804735 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,714

Underlying: Class A Common Stock · 1,357 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F6 · derivative.exercise_date: On January 2, 2019, the Reporting Person was granted 8,143 Restricted Stock Units, half of which vested and the remainder vest in three equal annual installments beginning on January 2, 2021.

F6 · derivative.expiration_date: On January 2, 2019, the Reporting Person was granted 8,143 Restricted Stock Units, half of which vested and the remainder vest in three equal annual installments beginning on January 2, 2021.

SEC source: 0001514416-21-000016 · wf-form4_160989330114198.xml · nonDerivative · entry 2

Bottorff Rebecca · CIK 0001804735 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001514416-21-000018 · wf-form4_160989343782597.xml · derivative · entry 6

Allen Noreen · CIK 0001804739 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,681

Underlying: Class A Common Stock · 2,681 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F4 · derivative.exercise_date: On January 2, 2021, the Reporting Person was granted 2,681 Restricted Stock Units, half of which vest in four equal quarterly installments beginning on March 31, 2021, and the remainder vest in three equal annual installments beginning on January 2, 2023.

F4 · derivative.expiration_date: On January 2, 2021, the Reporting Person was granted 2,681 Restricted Stock Units, half of which vest in four equal quarterly installments beginning on March 31, 2021, and the remainder vest in three equal annual installments beginning on January 2, 2023.

SEC source: 0001514416-21-000018 · wf-form4_160989343782597.xml · derivative · entry 5

Allen Noreen · CIK 0001804739 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,692

Underlying: Class A Common Stock · 1,346 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F3 · derivative.exercise_date: On January 2, 2019, the Reporting Person was granted 8,076 Restricted Stock Units, half of which are vested and the remainder vest in three equal annual installments beginning on January 2, 2021.

F3 · derivative.expiration_date: On January 2, 2019, the Reporting Person was granted 8,076 Restricted Stock Units, half of which are vested and the remainder vest in three equal annual installments beginning on January 2, 2021.

SEC source: 0001514416-21-000018 · wf-form4_160989343782597.xml · nonDerivative · entry 2

Allen Noreen · CIK 0001804739 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,569

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001514416-21-000008 · wf-form4_160989201500839.xml · derivative · entry 3

Roush Lukas M. · CIK 0001758209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 976

Underlying: Class A Common Stock · 976 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F3 · derivative.exercise_date: On January 2, 2021, the Reporting Person was granted 976 Restricted Stock Units, which vest in four equal quarterly installments beginning on March 31, 2021.

F3 · derivative.expiration_date: On January 2, 2021, the Reporting Person was granted 976 Restricted Stock Units, which vest in four equal quarterly installments beginning on March 31, 2021.

SEC source: 0001514416-21-000014 · wf-form4_160989314328166.xml · derivative · entry 6

Matton W. Christopher · CIK 0001721921 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,943

Underlying: Class A Common Stock · 1,471 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F4 · derivative.exercise_date: On January 2, 2019, the Reporting Person was granted 8,829 Restricted Stock Units. One half of the Restricted Stock Units vest in four equal quarterly installments beginning on March 31, 2019. The remaining Restricted Stock Units vest in three equal annual installments beginning on January 2, 2021.

F4 · derivative.expiration_date: On January 2, 2019, the Reporting Person was granted 8,829 Restricted Stock Units. One half of the Restricted Stock Units vest in four equal quarterly installments beginning on March 31, 2019. The remaining Restricted Stock Units vest in three equal annual installments beginning on January 2, 2021.

SEC source: 0001514416-21-000014 · wf-form4_160989314328166.xml · nonDerivative · entry 2

Matton W. Christopher · CIK 0001721921 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001514416-21-000024 · wf-form4_160989390074457.xml · derivative · entry 8

GONZALEZ GABRIELA · CIK 0001220481 · Sr. Vp Finance, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,292

Underlying: Class A Common Stock · 2,292 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F6 · derivative.exercise_date: On January 2, 2021, the Reporting Person was granted 2,292 Restricted Stock Units, half of which vest in four equal quarterly installments beginning on March 31, 2021, and the remainder vest in three equal annual installments beginning on January 2, 2023.

F6 · derivative.expiration_date: On January 2, 2021, the Reporting Person was granted 2,292 Restricted Stock Units, half of which vest in four equal quarterly installments beginning on March 31, 2021, and the remainder vest in three equal annual installments beginning on January 2, 2023.

SEC source: 0001514416-21-000024 · wf-form4_160989390074457.xml · derivative · entry 7

GONZALEZ GABRIELA · CIK 0001220481 · Sr. Vp Finance, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,323

Underlying: Class A Common Stock · 1,163 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F5 · derivative.exercise_date: On January 2, 2019, the Reporting Person was granted 6,973 Restricted Stock Units, half of which vest in four equal quarterly installments beginning on March 31, 2019, and the remainder vest in three equal annual installments beginning on January 2, 2021.

F5 · derivative.expiration_date: On January 2, 2019, the Reporting Person was granted 6,973 Restricted Stock Units, half of which vest in four equal quarterly installments beginning on March 31, 2019, and the remainder vest in three equal annual installments beginning on January 2, 2021.

SEC source: 0001514416-21-000024 · wf-form4_160989390074457.xml · nonDerivative · entry 2

GONZALEZ GABRIELA · CIK 0001220481 · Sr. Vp Finance, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,009

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-21-000535 · doc4.xml · derivative · entry 16

Morken David A. · CIK 0001721962 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,143

Underlying: Class A Common Stock · 10,143 shares

Expires not disclosed

F10 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F15 · derivative.exercise_date: On January 2, 2021, the Reporting Person was granted 10,143 Restricted Stock Units, which vest in four equal annual installments beginning on January 2, 2022.

F15 · derivative.expiration_date: On January 2, 2021, the Reporting Person was granted 10,143 Restricted Stock Units, which vest in four equal annual installments beginning on January 2, 2022.

SEC source: 0000899243-21-000535 · doc4.xml · derivative · entry 15

Morken David A. · CIK 0001721962 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,126

Underlying: Class A Common Stock · 6,126 shares

Expires not disclosed

F10 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F14 · derivative.exercise_date: On January 2, 2021, the Reporting Person was granted 6,126 Restricted Stock Units, half of which vest in four equal quarterly installments beginning on March 31, 2021, and the remainder vest in three equal annual installments beginning on January 2, 2023.

F14 · derivative.expiration_date: On January 2, 2021, the Reporting Person was granted 6,126 Restricted Stock Units, half of which vest in four equal quarterly installments beginning on March 31, 2021, and the remainder vest in three equal annual installments beginning on January 2, 2023.

SEC source: 0000899243-21-000535 · doc4.xml · derivative · entry 14

Morken David A. · CIK 0001721962 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,841

Underlying: Class A Common Stock · 2,420 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F13 · derivative.exercise_date: On January 2, 2019, the Reporting Person was granted 14,521 Restricted Stock Units, half of which vest in four equal quarterly installments beginning on March 31, 2019, and the remainder vest in three equal annual installments beginning on January 2, 2021.

F13 · derivative.expiration_date: On January 2, 2019, the Reporting Person was granted 14,521 Restricted Stock Units, half of which vest in four equal quarterly installments beginning on March 31, 2019, and the remainder vest in three equal annual installments beginning on January 2, 2021.

SEC source: 0000899243-21-000535 · doc4.xml · derivative · entry 13

Morken David A. · CIK 0001721962 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,897

Underlying: Class A Common Stock · 4,633 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F12 · derivative.exercise_date: On January 2, 2020, the Reporting Person was granted 18,530 Restricted Stock Units, which vest in four equal annual installments beginning on January 2, 2021.

F12 · derivative.expiration_date: On January 2, 2020, the Reporting Person was granted 18,530 Restricted Stock Units, which vest in four equal annual installments beginning on January 2, 2021.

SEC source: 0000899243-21-000535 · doc4.xml · nonDerivative · entry 2

Morken David A. · CIK 0001721962 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001514416-21-000012 · wf-form4_160989286787423.xml · derivative · entry 13

Hoffman Jeffrey A. · CIK 0001721896 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,602

Underlying: Class A Common Stock · 1,602 shares

Expires not disclosed

F6 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F12 · derivative.exercise_date: On January 2, 2021, the Reporting Person was granted 1,602 Restricted Stock Units, which vest in four equal annual installments beginning on January 2, 2022.

F12 · derivative.expiration_date: On January 2, 2021, the Reporting Person was granted 1,602 Restricted Stock Units, which vest in four equal annual installments beginning on January 2, 2022.

SEC source: 0001514416-21-000012 · wf-form4_160989286787423.xml · derivative · entry 12

Hoffman Jeffrey A. · CIK 0001721896 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,216

Underlying: Class A Common Stock · 4,216 shares

Expires not disclosed

F6 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F11 · derivative.exercise_date: On January 2, 2021, the Reporting Person was granted 4,216 Restricted Stock Units, half of which vest in four equal quarterly installments beginning on March 31, 2021, and the remainder vest in three equal annual installments beginning on January 2, 2023.

F11 · derivative.expiration_date: On January 2, 2021, the Reporting Person was granted 4,216 Restricted Stock Units, half of which vest in four equal quarterly installments beginning on March 31, 2021, and the remainder vest in three equal annual installments beginning on January 2, 2023.