Tapewire

Nasdaq · USD

BAND

Bandwidth Inc.

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Tapewire entity
350
SEC CIK
0001514416
Parsed reports
715

Last 12 months

Inside the activity.

0 purchase rows · 116 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 2025011
Jan 202600
Feb 202600
Mar 2026014
Apr 202604
May 2026034
Jun 2026026
Jul 202600
Aug 2026018
Sep 202608
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 02, 2021 Filed May 4, 2021 20:11 UTC Exercise / conversionRestricted Stock Units · Derivative 12 $0.00 $0.00
Disclosure

SEC source: 0001514416-21-000151 · wf-form4_162015904649696.xml · derivative · entry 3

Carreker Marina C. · CIK 0001831228 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71

Underlying: Class A Common Stock · 12 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F3 · derivative.exercise_date: One half of the Restricted Stock Units vest in four, equal quarterly installments beginning on February 2, 2021 and the remaining shares vest in three, equal annual installments beginning on November 2, 2022.

F3 · derivative.expiration_date: One half of the Restricted Stock Units vest in four, equal quarterly installments beginning on February 2, 2021 and the remaining shares vest in three, equal annual installments beginning on November 2, 2022.

Read SEC document
May 02, 2021 Filed May 4, 2021 20:11 UTC Exercise / conversionClass A Common Stock 12 $0.00 $0.00
Disclosure

SEC source: 0001514416-21-000151 · wf-form4_162015904649696.xml · nonDerivative · entry 1

Carreker Marina C. · CIK 0001831228 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,625

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2021 Filed May 4, 2021 20:08 UTC
Morken David A.Director · Chairman & CEO · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 237 $0.00 $0.00
Disclosure

SEC source: 0001514416-21-000149 · wf-form4_162015883860647.xml · derivative · entry 3

Morken David A. · CIK 0001721962 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,426

Underlying: Class A Common Stock · 237 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F3 · derivative.exercise_date: One half of the Restricted Stock Units vest in four, equal quarterly installments beginning on February 2, 2021 and the remaining shares vest in three, equal annual installments beginning on November 2, 2022.

F3 · derivative.expiration_date: One half of the Restricted Stock Units vest in four, equal quarterly installments beginning on February 2, 2021 and the remaining shares vest in three, equal annual installments beginning on November 2, 2022.

Read SEC document
May 02, 2021 Filed May 4, 2021 20:08 UTC
Morken David A.Director · Chairman & CEO · 10% owner
Exercise / conversionClass A Common Stock 237 $0.00 $0.00
Disclosure

SEC source: 0001514416-21-000149 · wf-form4_162015883860647.xml · nonDerivative · entry 1

Morken David A. · CIK 0001721962 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2021 Filed Apr 27, 2021 20:12 UTC
Bottorff RebeccaChief People Officer
SaleClass A Common Stock 200 $137.82 $27,564.06
Disclosure

SEC source: 0001514416-21-000144 · wf-form4_161955430524806.xml · nonDerivative · entry 3

Bottorff Rebecca · CIK 0001804735 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,189

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.45 to $138.05. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 26, 2021 Filed Apr 27, 2021 20:12 UTC
Bottorff RebeccaChief People Officer
SaleClass A Common Stock 1,076 $136.66 $147,044.65
Disclosure

SEC source: 0001514416-21-000144 · wf-form4_161955430524806.xml · nonDerivative · entry 2

Bottorff Rebecca · CIK 0001804735 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,389

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.31 to $137.095. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 26, 2021 Filed Apr 27, 2021 20:12 UTC
Bottorff RebeccaChief People Officer
SaleClass A Common Stock 2,179 $135.75 $295,800.78
Disclosure

SEC source: 0001514416-21-000144 · wf-form4_161955430524806.xml · nonDerivative · entry 1

Bottorff Rebecca · CIK 0001804735 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,465

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.12 to $136.00. The reporting person undertakes to provide Bandwidth Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 26, 2021 Filed Apr 27, 2021 20:09 UTC
Morken David A.Director · Chairman & CEO · 10% owner
SaleClass A Common Stock 862 $137.56 $118,575.43
Disclosure

SEC source: 0001514416-21-000142 · wf-form4_161955410422652.xml · nonDerivative · entry 3

Morken David A. · CIK 0001721962 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,417

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.20 to $138.05. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 26, 2021 Filed Apr 27, 2021 20:09 UTC
Morken David A.Director · Chairman & CEO · 10% owner
SaleClass A Common Stock 1,700 $136.59 $232,195.01
Disclosure

SEC source: 0001514416-21-000142 · wf-form4_161955410422652.xml · nonDerivative · entry 2

Morken David A. · CIK 0001721962 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,279

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.07 to $136.98. The reporting person undertakes to provide Bandwidth Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 26, 2021 Filed Apr 27, 2021 20:04 UTC SaleClass A Common Stock 800 $137.09 $109,672.00
Disclosure

SEC source: 0001514416-21-000140 · wf-form4_161955385242804.xml · nonDerivative · entry 1

Suriano Douglas A · CIK 0001527937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,125

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 25, 2021 Filed Apr 27, 2021 20:09 UTC
Morken David A.Director · Chairman & CEO · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 2,562 $0.00 $0.00
Disclosure

SEC source: 0001514416-21-000142 · wf-form4_161955410422652.xml · derivative · entry 4

Morken David A. · CIK 0001721962 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,122

Underlying: Class A Common Stock · 2,562 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F5 · derivative.exercise_date: On April 25, 2019, the Reporting Person was granted 10,245 Restricted Stock Units. The Restricted Stock Units vest in four equal annual installments beginning on April 25, 2020.

F5 · derivative.expiration_date: On April 25, 2019, the Reporting Person was granted 10,245 Restricted Stock Units. The Restricted Stock Units vest in four equal annual installments beginning on April 25, 2020.

Read SEC document
April 25, 2021 Filed Apr 27, 2021 20:09 UTC
Morken David A.Director · Chairman & CEO · 10% owner
Exercise / conversionClass A Common Stock 2,562 $0.00 $0.00
Disclosure

SEC source: 0001514416-21-000142 · wf-form4_161955410422652.xml · nonDerivative · entry 1

Morken David A. · CIK 0001721962 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 20:24 UTC
Ross KadeChief Information Officer
SaleClass A Common Stock 500 $128.60 $64,300.00
Disclosure

SEC source: 0001514416-21-000134 · wf-form4_161739501208014.xml · nonDerivative · entry 3

Ross Kade · CIK 0001807759 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,444

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 16:26 UTC
Mullen ScottChief Technology Officer
Exercise / conversionRestricted Stock Units · Derivative 399 $0.00 $0.00
Disclosure

SEC source: 0001514416-21-000136 · wf-form4_161739518239510.xml · derivative · entry 3

Mullen Scott · CIK 0001807755 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,796

Underlying: Class A Common Stock · 399 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F2 · derivative.exercise_date: On January 2, 2021, the Reporting Person was granted 3,195 Restricted Stock Units, half of which vest in four equal quarterly installments beginning on March 31, 2021, and the remainder vest in three equal annual installments beginning on January 2, 2023.

F2 · derivative.expiration_date: On January 2, 2021, the Reporting Person was granted 3,195 Restricted Stock Units, half of which vest in four equal quarterly installments beginning on March 31, 2021, and the remainder vest in three equal annual installments beginning on January 2, 2023.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 16:26 UTC
Mullen ScottChief Technology Officer
Tax withholdingClass A Common Stock 167 $126.74 $21,165.58
Disclosure

SEC source: 0001514416-21-000136 · wf-form4_161739518239510.xml · nonDerivative · entry 2

Mullen Scott · CIK 0001807755 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,694

Read SEC document
March 31, 2021 Filed Apr 2, 2021 16:26 UTC
Mullen ScottChief Technology Officer
Exercise / conversionClass A Common Stock 399 $0.00 $0.00
Disclosure

SEC source: 0001514416-21-000136 · wf-form4_161739518239510.xml · nonDerivative · entry 1

Mullen Scott · CIK 0001807755 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 20:24 UTC
Ross KadeChief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 319 $0.00 $0.00
Disclosure

SEC source: 0001514416-21-000134 · wf-form4_161739501208014.xml · derivative · entry 4

Ross Kade · CIK 0001807759 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,234

Underlying: Class A Common Stock · 319 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F3 · derivative.exercise_date: On January 2, 2021, the Reporting Person was granted 2,553 Restricted Stock Units, half of which vest in four equal quarterly installments beginning on March 31, 2021, and the remainder vest in three equal annual installments beginning on January 2, 2023.

F3 · derivative.expiration_date: On January 2, 2021, the Reporting Person was granted 2,553 Restricted Stock Units, half of which vest in four equal quarterly installments beginning on March 31, 2021, and the remainder vest in three equal annual installments beginning on January 2, 2023.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 20:24 UTC
Ross KadeChief Information Officer
Tax withholdingClass A Common Stock 95 $126.74 $12,040.30
Disclosure

SEC source: 0001514416-21-000134 · wf-form4_161739501208014.xml · nonDerivative · entry 2

Ross Kade · CIK 0001807759 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,944

Read SEC document
March 31, 2021 Filed Apr 2, 2021 20:24 UTC
Ross KadeChief Information Officer
Exercise / conversionClass A Common Stock 319 $0.00 $0.00
Disclosure

SEC source: 0001514416-21-000134 · wf-form4_161739501208014.xml · nonDerivative · entry 1

Ross Kade · CIK 0001807759 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,039

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 20:17 UTC
Bottorff RebeccaChief People Officer
Exercise / conversionRestricted Stock Units · Derivative 386 $0.00 $0.00
Disclosure

SEC source: 0001514416-21-000130 · wf-form4_161739464071887.xml · derivative · entry 3

Bottorff Rebecca · CIK 0001804735 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,704

Underlying: Class A Common Stock · 386 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F2 · derivative.exercise_date: On January 2, 2021, the Reporting Person was granted 3,090 Restricted Stock Units, half of which vest in four equal quarterly installments beginning on March 31, 2021, and the remainder vest in three equal annual installments beginning on January 2, 2023.

F2 · derivative.expiration_date: On January 2, 2021, the Reporting Person was granted 3,090 Restricted Stock Units, half of which vest in four equal quarterly installments beginning on March 31, 2021, and the remainder vest in three equal annual installments beginning on January 2, 2023.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 20:17 UTC
Bottorff RebeccaChief People Officer
Tax withholdingClass A Common Stock 173 $126.74 $21,926.02
Disclosure

SEC source: 0001514416-21-000130 · wf-form4_161739464071887.xml · nonDerivative · entry 2

Bottorff Rebecca · CIK 0001804735 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,644

Read SEC document
March 31, 2021 Filed Apr 2, 2021 20:17 UTC
Bottorff RebeccaChief People Officer
Exercise / conversionClass A Common Stock 386 $0.00 $0.00
Disclosure

SEC source: 0001514416-21-000130 · wf-form4_161739464071887.xml · nonDerivative · entry 1

Bottorff Rebecca · CIK 0001804735 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 16:21 UTC
Allen NoreenChief Marketing Officer
Exercise / conversionRestricted Stock Units · Derivative 335 $0.00 $0.00
Disclosure

SEC source: 0001514416-21-000132 · wf-form4_161739483924308.xml · derivative · entry 3

Allen Noreen · CIK 0001804739 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,346

Underlying: Class A Common Stock · 335 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F2 · derivative.exercise_date: On January 2, 2021, the Reporting Person was granted 2,681 Restricted Stock Units, half of which vest in four equal quarterly installments beginning on March 31, 2021, and the remainder vest in three equal annual installments beginning on January 2, 2023.

F2 · derivative.expiration_date: On January 2, 2021, the Reporting Person was granted 2,681 Restricted Stock Units, half of which vest in four equal quarterly installments beginning on March 31, 2021, and the remainder vest in three equal annual installments beginning on January 2, 2023.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 16:21 UTC
Allen NoreenChief Marketing Officer
Tax withholdingClass A Common Stock 150 $126.74 $19,011.00
Disclosure

SEC source: 0001514416-21-000132 · wf-form4_161739483924308.xml · nonDerivative · entry 2

Allen Noreen · CIK 0001804739 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,556

Read SEC document
March 31, 2021 Filed Apr 2, 2021 16:21 UTC
Allen NoreenChief Marketing Officer
Exercise / conversionClass A Common Stock 335 $0.00 $0.00
Disclosure

SEC source: 0001514416-21-000132 · wf-form4_161739483924308.xml · nonDerivative · entry 1

Allen Noreen · CIK 0001804739 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 19:47 UTC Exercise / conversionRestricted Stock Units · Derivative 244 $0.00 $0.00
Disclosure

SEC source: 0001514416-21-000120 · wf-form4_161739275750656.xml · derivative · entry 2

Roush Lukas M. · CIK 0001758209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732

Underlying: Class A Common Stock · 244 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F2 · derivative.exercise_date: On January 2, 2021, the Reporting Person was granted 976 Restricted Stock Units, which vest in four equal quarterly installments beginning on March 31, 2021.

F2 · derivative.expiration_date: On January 2, 2021, the Reporting Person was granted 976 Restricted Stock Units, which vest in four equal quarterly installments beginning on March 31, 2021.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 19:47 UTC Exercise / conversionClass A Common Stock 244 $0.00 $0.00
Disclosure

SEC source: 0001514416-21-000120 · wf-form4_161739275750656.xml · nonDerivative · entry 1

Roush Lukas M. · CIK 0001758209 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 16:13 UTC
Matton W. ChristopherGeneral Counsel
Exercise / conversionRestricted Stock Units · Derivative 3,786 $0.00 $0.00
Disclosure

SEC source: 0001514416-21-000128 · wf-form4_161739440122310.xml · derivative · entry 3

Matton W. Christopher · CIK 0001721921 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,786 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F2 · derivative.exercise_date: The Restricted Stock Unit is fully vested.

F2 · derivative.expiration_date: The Restricted Stock Unit is fully vested.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 16:13 UTC
Matton W. ChristopherGeneral Counsel
Tax withholdingClass A Common Stock 1,693 $126.74 $214,570.82
Disclosure

SEC source: 0001514416-21-000128 · wf-form4_161739440122310.xml · nonDerivative · entry 2

Matton W. Christopher · CIK 0001721921 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,072

Read SEC document
March 31, 2021 Filed Apr 2, 2021 16:13 UTC
Matton W. ChristopherGeneral Counsel
Exercise / conversionClass A Common Stock 3,786 $0.00 $0.00
Disclosure

SEC source: 0001514416-21-000128 · wf-form4_161739440122310.xml · nonDerivative · entry 1

Matton W. Christopher · CIK 0001721921 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 16:29 UTC
GONZALEZ GABRIELASr. Vp Finance, Controller
Exercise / conversionRestricted Stock Units · Derivative 287 $0.00 $0.00
Disclosure

SEC source: 0001514416-21-000138 · wf-form4_161739533569274.xml · derivative · entry 3

GONZALEZ GABRIELA · CIK 0001220481 · Sr. Vp Finance, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,005

Underlying: Class A Common Stock · 287 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F2 · derivative.exercise_date: On January 2, 2021, the Reporting Person was granted 2,292 Restricted Stock Units, half of which vest in four equal quarterly installments beginning on March 31, 2021, and the remainder vest in three equal annual installments beginning on January 2, 2023.

F2 · derivative.expiration_date: On January 2, 2021, the Reporting Person was granted 2,292 Restricted Stock Units, half of which vest in four equal quarterly installments beginning on March 31, 2021, and the remainder vest in three equal annual installments beginning on January 2, 2023.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 16:29 UTC
GONZALEZ GABRIELASr. Vp Finance, Controller
Tax withholdingClass A Common Stock 86 $126.74 $10,899.64
Disclosure

SEC source: 0001514416-21-000138 · wf-form4_161739533569274.xml · nonDerivative · entry 2

GONZALEZ GABRIELA · CIK 0001220481 · Sr. Vp Finance, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,457

Read SEC document
March 31, 2021 Filed Apr 2, 2021 16:29 UTC
GONZALEZ GABRIELASr. Vp Finance, Controller
Exercise / conversionClass A Common Stock 287 $0.00 $0.00
Disclosure

SEC source: 0001514416-21-000138 · wf-form4_161739533569274.xml · nonDerivative · entry 1

GONZALEZ GABRIELA · CIK 0001220481 · Sr. Vp Finance, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 20:07 UTC
Hoffman Jeffrey A.Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 527 $0.00 $0.00
Disclosure

SEC source: 0001514416-21-000126 · wf-form4_161739400777135.xml · derivative · entry 3

Hoffman Jeffrey A. · CIK 0001721896 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,689

Underlying: Class A Common Stock · 527 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F3 · derivative.exercise_date: On January 2, 2021, the Reporting Person was granted 4,216 Restricted Stock Units, half of which vest in four equal quarterly installments beginning on March 31, 2021, and the remainder vest in three equal annual installments beginning on January 2, 2023.

F3 · derivative.expiration_date: On January 2, 2021, the Reporting Person was granted 4,216 Restricted Stock Units, half of which vest in four equal quarterly installments beginning on March 31, 2021, and the remainder vest in three equal annual installments beginning on January 2, 2023.

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March 31, 2021 Filed Apr 2, 2021 20:07 UTC
Hoffman Jeffrey A.Chief Financial Officer
Tax withholdingClass A Common Stock 236 $126.74 $29,910.64
Disclosure

SEC source: 0001514416-21-000126 · wf-form4_161739400777135.xml · nonDerivative · entry 2

Hoffman Jeffrey A. · CIK 0001721896 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,380

F1 · balance_after: This filing relates to the occurrence of a RSU vesting event and associated withholding of shares by the Company to cover the Reporting Person's tax obligations. The shares of Class A Common Stock reported herein remain subject to a lock-up agreement with the initial purchasers of $250 million principal amount of 0.50% convertible senior notes due 2028.

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March 31, 2021 Filed Apr 2, 2021 20:07 UTC
Hoffman Jeffrey A.Chief Financial Officer
Exercise / conversionClass A Common Stock 527 $0.00 $0.00
Disclosure

SEC source: 0001514416-21-000126 · wf-form4_161739400777135.xml · nonDerivative · entry 1

Hoffman Jeffrey A. · CIK 0001721896 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,616

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 31, 2021 Filed Apr 2, 2021 20:03 UTC Exercise / conversionRestricted Stock Units · Derivative 338 $0.00 $0.00
Disclosure

SEC source: 0001514416-21-000124 · wf-form4_161739377537076.xml · derivative · entry 3

Carreker Marina C. · CIK 0001831228 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,363

Underlying: Class A Common Stock · 338 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F3 · derivative.exercise_date: On January 2, 2021, the Reporting Person was granted 2,701 Restricted Stock Units, half of which vest in four equal quarterly installments beginning on March 31, 2021, and the remainder vest in three equal annual installments beginning on January 2, 2023.

F3 · derivative.expiration_date: On January 2, 2021, the Reporting Person was granted 2,701 Restricted Stock Units, half of which vest in four equal quarterly installments beginning on March 31, 2021, and the remainder vest in three equal annual installments beginning on January 2, 2023.

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March 31, 2021 Filed Apr 2, 2021 20:03 UTC Tax withholdingClass A Common Stock 101 $126.74 $12,800.74
Disclosure

SEC source: 0001514416-21-000124 · wf-form4_161739377537076.xml · nonDerivative · entry 2

Carreker Marina C. · CIK 0001831228 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,613

F1 · balance_after: This filing relates to the occurrence of a RSU vesting event and associated withholding of shares by the Company to cover the Reporting Person's tax obligations. The shares of Class A Common Stock reported herein remain subject to a lock-up agreement with the initial purchasers of $250 million principal amount of 0.50% convertible senior notes due 2028.

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March 31, 2021 Filed Apr 2, 2021 20:03 UTC Exercise / conversionClass A Common Stock 338 $0.00 $0.00
Disclosure

SEC source: 0001514416-21-000124 · wf-form4_161739377537076.xml · nonDerivative · entry 1

Carreker Marina C. · CIK 0001831228 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 19:43 UTC Exercise / conversionRestricted Stock Units · Derivative 244 $0.00 $0.00
Disclosure

SEC source: 0001514416-21-000118 · wf-form4_161739254443473.xml · derivative · entry 2

Suriano Douglas A · CIK 0001527937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732

Underlying: Class A Common Stock · 244 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F2 · derivative.exercise_date: On January 2, 2021, the Reporting Person was granted 976 Restricted Stock Units, which vest in four equal quarterly installments beginning on March 31, 2021.

F2 · derivative.expiration_date: On January 2, 2021, the Reporting Person was granted 976 Restricted Stock Units, which vest in four equal quarterly installments beginning on March 31, 2021.

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March 31, 2021 Filed Apr 2, 2021 19:43 UTC Exercise / conversionClass A Common Stock 244 $0.00 $0.00
Disclosure

SEC source: 0001514416-21-000118 · wf-form4_161739254443473.xml · nonDerivative · entry 1

Suriano Douglas A · CIK 0001527937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 19:50 UTC
Morken David A.Director · Chairman & CEO · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 766 $0.00 $0.00
Disclosure

SEC source: 0001514416-21-000122 · wf-form4_161739300461264.xml · derivative · entry 3

Morken David A. · CIK 0001721962 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,360

Underlying: Restricted Stock Units · 766 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F3 · derivative.exercise_date: On January 2, 2021, the Reporting Person was granted 6,126 Restricted Stock Units, half of which vest in four equal quarterly installments beginning on March 31, 2021, and the remainder vest in three equal annual installments beginning on January 2, 2023.

F3 · derivative.expiration_date: On January 2, 2021, the Reporting Person was granted 6,126 Restricted Stock Units, half of which vest in four equal quarterly installments beginning on March 31, 2021, and the remainder vest in three equal annual installments beginning on January 2, 2023.

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March 31, 2021 Filed Apr 2, 2021 19:50 UTC
Morken David A.Director · Chairman & CEO · 10% owner
Tax withholdingClass A Common Stock 343 $126.74 $43,471.82
Disclosure

SEC source: 0001514416-21-000122 · wf-form4_161739300461264.xml · nonDerivative · entry 2

Morken David A. · CIK 0001721962 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,417

F1 · balance_after: This filing relates to the occurrence of a RSU vesting event and associated withholding of shares by the Company to cover the Reporting Person's tax obligations. The shares of Class A Common Stock reported herein remain subject to a lock-up agreement with the initial purchasers of $250 million principal amount of 0.50% convertible senior notes due 2028.

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March 31, 2021 Filed Apr 2, 2021 19:50 UTC
Morken David A.Director · Chairman & CEO · 10% owner
Exercise / conversionClass A Common Stock 766 $0.00 $0.00
Disclosure

SEC source: 0001514416-21-000122 · wf-form4_161739300461264.xml · nonDerivative · entry 1

Morken David A. · CIK 0001721962 · Director · Chairman & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 19:38 UTC Exercise / conversionRestricted Stock Units · Derivative 244 $0.00 $0.00
Disclosure

SEC source: 0001514416-21-000116 · wf-form4_161739225091561.xml · derivative · entry 2

Murdock John C. · CIK 0001721985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732

Underlying: Class A Common Stock · 244 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F2 · derivative.exercise_date: On January 2, 2021, the Reporting Person was granted 976 Restricted Stock Units, which vest in four equal quarterly installments beginning on March 31, 2021.

F2 · derivative.expiration_date: On January 2, 2021, the Reporting Person was granted 976 Restricted Stock Units, which vest in four equal quarterly installments beginning on March 31, 2021.

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March 31, 2021 Filed Apr 2, 2021 19:38 UTC Exercise / conversionClass A Common Stock 244 $0.00 $0.00
Disclosure

SEC source: 0001514416-21-000116 · wf-form4_161739225091561.xml · nonDerivative · entry 1

Murdock John C. · CIK 0001721985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 19:34 UTC Exercise / conversionRestricted Stock Units · Derivative 244 $0.00 $0.00
Disclosure

SEC source: 0001514416-21-000114 · wf-form4_161739199887566.xml · derivative · entry 2

Bailey Brian D. · CIK 0001575505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732

Underlying: Class A Common Stock · 244 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's Class A Common Stock.

F5 · derivative.exercise_date: On January 2, 2021, the Reporting Person was granted 976 Restricted Stock Units, which vest in four equal quarterly installments beginning on March 31, 2021.

F5 · derivative.expiration_date: On January 2, 2021, the Reporting Person was granted 976 Restricted Stock Units, which vest in four equal quarterly installments beginning on March 31, 2021.

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March 31, 2021 Filed Apr 2, 2021 19:34 UTC Exercise / conversionClass A Common Stock 244 $0.00 $0.00
Disclosure

SEC source: 0001514416-21-000114 · wf-form4_161739199887566.xml · nonDerivative · entry 1

Bailey Brian D. · CIK 0001575505 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 14,170

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Following the transactions reported herein, consists of (i) 1,517 shares of Class A Common Stock held by Carmichael Investment Partners, LLC ("CIP"), (ii) 908 shares of Class A Common Stock held by Carmichael Investment Partners II, LLC ("CIP II"), (iii) 608 shares of Class A Common Stock held by Carmichael Investment Partners III, LLC ("CIP III" and, together with CIP and CIP II, the "Carmichael Entities") and (iv) 9,393 shares of Class A Common Stock held directly by Brian D. Bailey.

F2 · ownership.nature: Pursuant to an agreement between Mr. Bailey and Carmichael Partners LLC, Carmichael Partners LLC is entitled to all economic benefit with respect to 7,234 shares held by Mr. Bailey.

F3 · ownership.nature: Carmichael Bandwidth LLC is the managing member of each of the Carmichael Entities. Brian D. Bailey and Kevin J. Martin are the managing partners of Carmichael Bandwidth LLC and Carmichael Partners LLC and share voting and dispositive power with respect to the shares held by the Carmichael Entities and Carmichael Partners LLC. The Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.

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March 17, 2021 Filed Mar 19, 2021 20:08 UTC Exercise / conversionStock option (right to buy) · Derivative 1,875 $0.00 Strike: $9.60 $0.00
Disclosure

SEC source: 0001514416-21-000112 · wf-form4_161618446873019.xml · derivative · entry 4

Carreker Marina C. · CIK 0001831228 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,875 shares

Expires 2027-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option is currently exercisable.

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March 17, 2021 Filed Mar 19, 2021 20:08 UTC Exercise / conversionStock option (right to buy) · Derivative 547 $0.00 Strike: $9.57 $0.00
Disclosure

SEC source: 0001514416-21-000112 · wf-form4_161618446873019.xml · derivative · entry 3

Carreker Marina C. · CIK 0001831228 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 547 shares

Expires 2026-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option is currently exercisable.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.