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NYSE · USD

AZO

AUTOZONE INC

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Tapewire entity
8831
SEC CIK
0000866787
Parsed reports
792

Last 12 months

Inside the activity.

4 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202530
Jan 202605
Feb 202600
Mar 202600
Apr 202601
May 202610
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 22, 2020 Filed Dec 23, 2020 21:34 UTC
RHODES WILLIAM C IIIDirector · Chairman, President & CEO
SaleCommon Stock 1,500 $1,187.46 $1,781,190.00
Disclosure

SEC source: 0001225208-20-015057 · doc4.xml · nonDerivative · entry 6

RHODES WILLIAM C III · CIK 0001080992 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,659.3555

F5 · price: This price represents the weighted average price per Share of Issuer, of sales that were executed at prices ranging from $1,187.16-$1,188.08 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

Read SEC document
December 22, 2020 Filed Dec 23, 2020 21:34 UTC
RHODES WILLIAM C IIIDirector · Chairman, President & CEO
SaleCommon Stock 1,406 $1,185.53 $1,666,855.18
Disclosure

SEC source: 0001225208-20-015057 · doc4.xml · nonDerivative · entry 5

RHODES WILLIAM C III · CIK 0001080992 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,159.3555

F4 · price: This price represents the weighted average price per Share of Issuer, of sales that were executed at prices ranging from $1,185.00 -$1,185.87 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

Read SEC document
December 22, 2020 Filed Dec 23, 2020 21:34 UTC
RHODES WILLIAM C IIIDirector · Chairman, President & CEO
SaleCommon Stock 848 $1,186.34 $1,006,016.32
Disclosure

SEC source: 0001225208-20-015057 · doc4.xml · nonDerivative · entry 4

RHODES WILLIAM C III · CIK 0001080992 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,565.3555

F3 · price: This price represents the weighted average price per Share of Issuer, of sales that were executed at prices ranging from $1,186.11 -$1,186.78 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

Read SEC document
December 22, 2020 Filed Dec 23, 2020 21:34 UTC
RHODES WILLIAM C IIIDirector · Chairman, President & CEO
SaleCommon Stock 300 $1,191.43 $357,429.00
Disclosure

SEC source: 0001225208-20-015057 · doc4.xml · nonDerivative · entry 3

RHODES WILLIAM C III · CIK 0001080992 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,413.3555

F2 · price: This price represents the weighted average price per Share of Issuer, of sales that were executed at prices ranging from $1,191.30 -$1,191.49 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission ("SEC") staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

Read SEC document
December 22, 2020 Filed Dec 23, 2020 21:34 UTC
RHODES WILLIAM C IIIDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 11,250 $371.47 $4,179,037.50
Disclosure

SEC source: 0001225208-20-015057 · doc4.xml · nonDerivative · entry 2

RHODES WILLIAM C III · CIK 0001080992 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,713.3555

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2020 Filed Dec 23, 2020 21:34 UTC
RHODES WILLIAM C IIIDirector · Chairman, President & CEO
GiftCommon Stock 3,436 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-015057 · doc4.xml · nonDerivative · entry 12

RHODES WILLIAM C III · CIK 0001080992 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust for Wife

Disclosed balance after: 5,249

Read SEC document
December 18, 2020 Filed Dec 23, 2020 21:34 UTC
RHODES WILLIAM C IIIDirector · Chairman, President & CEO
GiftCommon Stock 3,436 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-015057 · doc4.xml · nonDerivative · entry 11

RHODES WILLIAM C III · CIK 0001080992 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee for Descendants Trust

Disclosed balance after: 3,436

Read SEC document
December 18, 2020 Filed Dec 23, 2020 21:34 UTC
RHODES WILLIAM C IIIDirector · Chairman, President & CEO
GiftCommon Stock 3,436 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-015057 · doc4.xml · nonDerivative · entry 1

RHODES WILLIAM C III · CIK 0001080992 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,463.3555

F1 · balance_after: On December 18, 2020, the Reporting Person transferred 3,436 shares of common stock, par value $0.01 per share (each a "Share"), of AutoZone, Inc. ("Issuer") to a descendants trust of which the Reporting Person is trustee.

Read SEC document
December 17, 2020 Filed Dec 18, 2020 21:04 UTC
Daniele Philip B.Sr. Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 740 $0.00 Strike: $371.47 $0.00
Disclosure

SEC source: 0001225208-20-014886 · doc4.xml · derivative · entry 3

Daniele Philip B. · CIK 0001657348 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 740 shares

Expires 2022-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan.

F2 · derivative.exercise_date: Options exercisable in one-fourth increments on September 27, 2013, 2014, 2015 and 2016, respectively.

Read SEC document
December 17, 2020 Filed Dec 18, 2020 21:04 UTC
Daniele Philip B.Sr. Vice President
SaleCommon Stock 740 $1,185.88 $877,552.01
Disclosure

SEC source: 0001225208-20-014886 · doc4.xml · nonDerivative · entry 2

Daniele Philip B. · CIK 0001657348 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270.0395

Read SEC document
December 17, 2020 Filed Dec 18, 2020 21:04 UTC
Daniele Philip B.Sr. Vice President
Exercise / conversionCommon Stock 740 $371.47 $274,887.80
Disclosure

SEC source: 0001225208-20-014886 · doc4.xml · nonDerivative · entry 1

Daniele Philip B. · CIK 0001657348 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,010.0395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:02 UTC
Newbern Thomas BExec. Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,750 $0.00 Strike: $744.62 $0.00
Disclosure

SEC source: 0001225208-20-013125 · doc4.xml · derivative · entry 26

Newbern Thomas B · CIK 0001394155 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,250

Underlying: Common Stock · 7,750 shares

Expires 2025-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F20 · security: Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan.

F24 · derivative.exercise_date: Options exercisable in one-fourth increments on October 6, 2016, 2017, 2018 and 2019, respectively.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:02 UTC
Newbern Thomas BExec. Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,542 $0.00 Strike: $587.13 $0.00
Disclosure

SEC source: 0001225208-20-013125 · doc4.xml · derivative · entry 25

Newbern Thomas B · CIK 0001394155 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,848

Underlying: Common Stock · 5,542 shares

Expires 2027-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F22 · security: Granted in accordance with the Amended and Restated AutoZone, Inc. 2011 Equity Incentive Award Plan.

F23 · derivative.exercise_date: Options exercisable in one-fourth increments on September 26, 2018, 2019, 2020 and 2021, respectively.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:02 UTC
Newbern Thomas BExec. Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,975 $0.00 Strike: $507.79 $0.00
Disclosure

SEC source: 0001225208-20-013125 · doc4.xml · derivative · entry 24

Newbern Thomas B · CIK 0001394155 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,975 shares

Expires 2024-09-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F20 · security: Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan.

F21 · derivative.exercise_date: Options exercisable in one-fourth increments on September 23, 2015, 2016, 2017 and 2018, respectively.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:02 UTC
Newbern Thomas BExec. Vice President
SaleCommon Stock 3,817 $1,150.48 $4,391,375.29
Disclosure

SEC source: 0001225208-20-013125 · doc4.xml · nonDerivative · entry 23

Newbern Thomas B · CIK 0001394155 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,205.5873

F19 · price: This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,150.42 - $1,151.13 per share.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:02 UTC
Newbern Thomas BExec. Vice President
SaleCommon Stock 2,407 $1,127.48 $2,713,852.54
Disclosure

SEC source: 0001225208-20-013125 · doc4.xml · nonDerivative · entry 22

Newbern Thomas B · CIK 0001394155 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,022.5873

F18 · price: This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,127.41 - $1,127.73 per share.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:02 UTC
Newbern Thomas BExec. Vice President
SaleCommon Stock 2,320 $1,153.26 $2,675,557.17
Disclosure

SEC source: 0001225208-20-013125 · doc4.xml · nonDerivative · entry 21

Newbern Thomas B · CIK 0001394155 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,429.5873

F17 · price: This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,152.66 - $1,153.58 per share.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:02 UTC
Newbern Thomas BExec. Vice President
SaleCommon Stock 1,741 $1,149.46 $2,001,217.17
Disclosure

SEC source: 0001225208-20-013125 · doc4.xml · nonDerivative · entry 20

Newbern Thomas B · CIK 0001394155 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,749.5873

F16 · price: This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,149.13 - $1,150.00 per share.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:02 UTC
Newbern Thomas BExec. Vice President
SaleCommon Stock 859 $1,151.95 $989,523.68
Disclosure

SEC source: 0001225208-20-013125 · doc4.xml · nonDerivative · entry 19

Newbern Thomas B · CIK 0001394155 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,490.5873

F15 · price: This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,151.88 - $1,152.39 per share.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:02 UTC
Newbern Thomas BExec. Vice President
SaleCommon Stock 735 $1,145.59 $842,007.69
Disclosure

SEC source: 0001225208-20-013125 · doc4.xml · nonDerivative · entry 18

Newbern Thomas B · CIK 0001394155 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,349.5873

F14 · price: This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,144.79 - $1,145.75 per share.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:02 UTC
Newbern Thomas BExec. Vice President
SaleCommon Stock 651 $1,155.04 $751,934.23
Disclosure

SEC source: 0001225208-20-013125 · doc4.xml · nonDerivative · entry 17

Newbern Thomas B · CIK 0001394155 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,084.5873

F13 · price: This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,154.58 - $1,155.42 per share.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:02 UTC
Newbern Thomas BExec. Vice President
SaleCommon Stock 440 $1,139.51 $501,382.20
Disclosure

SEC source: 0001225208-20-013125 · doc4.xml · nonDerivative · entry 16

Newbern Thomas B · CIK 0001394155 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,735.5873

F12 · price: This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,139.36 - $1,139.85 per share.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:02 UTC
Newbern Thomas BExec. Vice President
SaleCommon Stock 440 $1,140.89 $501,991.82
Disclosure

SEC source: 0001225208-20-013125 · doc4.xml · nonDerivative · entry 15

Newbern Thomas B · CIK 0001394155 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,175.5873

F11 · price: This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,140.87 - $1,140.92 per share.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:02 UTC
Newbern Thomas BExec. Vice President
SaleCommon Stock 410 $1,156.44 $474,140.81
Disclosure

SEC source: 0001225208-20-013125 · doc4.xml · nonDerivative · entry 14

Newbern Thomas B · CIK 0001394155 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,615.5873

F10 · price: This price represents the weighted average price per share of common Stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,155.58 - $1,156.57 per share.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:02 UTC
Newbern Thomas BExec. Vice President
SaleCommon Stock 337 $1,148.14 $386,921.90
Disclosure

SEC source: 0001225208-20-013125 · doc4.xml · nonDerivative · entry 13

Newbern Thomas B · CIK 0001394155 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,025.5873

F9 · price: This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,147.96 - $1,148.43 per share.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:02 UTC
Newbern Thomas BExec. Vice President
SaleCommon Stock 330 $1,130.85 $373,181.79
Disclosure

SEC source: 0001225208-20-013125 · doc4.xml · nonDerivative · entry 12

Newbern Thomas B · CIK 0001394155 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,362.5873

F8 · price: This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,130.10 - $1,131.06 per share.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:02 UTC
Newbern Thomas BExec. Vice President
SaleCommon Stock 251 $1,135.09 $284,908.59
Disclosure

SEC source: 0001225208-20-013125 · doc4.xml · nonDerivative · entry 11

Newbern Thomas B · CIK 0001394155 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,692.5873

F7 · price: This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,135.20 - $1,134.40 per share.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:02 UTC
Newbern Thomas BExec. Vice President
SaleCommon Stock 206 $1,144.44 $235,754.95
Disclosure

SEC source: 0001225208-20-013125 · doc4.xml · nonDerivative · entry 10

Newbern Thomas B · CIK 0001394155 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,943.5873

F6 · price: This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,143.79 - $1,144.61 per share.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:02 UTC
Newbern Thomas BExec. Vice President
SaleCommon Stock 143 $1,141.32 $163,209.27
Disclosure

SEC source: 0001225208-20-013125 · doc4.xml · nonDerivative · entry 9

Newbern Thomas B · CIK 0001394155 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,149.5873

F5 · price: This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,141.21 - $1,142.00 per share.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:02 UTC
Newbern Thomas BExec. Vice President
SaleCommon Stock 78 $1,133.40 $88,405.47
Disclosure

SEC source: 0001225208-20-013125 · doc4.xml · nonDerivative · entry 8

Newbern Thomas B · CIK 0001394155 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,292.5873

F4 · price: This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,133.03 - $1,134.015 per share.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:02 UTC
Newbern Thomas BExec. Vice President
SaleCommon Stock 54 $1,126.41 $60,825.94
Disclosure

SEC source: 0001225208-20-013125 · doc4.xml · nonDerivative · entry 7

Newbern Thomas B · CIK 0001394155 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,370.5873

F3 · price: This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,126.36 - $1,126.46 per share.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:02 UTC
Newbern Thomas BExec. Vice President
SaleCommon Stock 40 $1,129.93 $45,197.00
Disclosure

SEC source: 0001225208-20-013125 · doc4.xml · nonDerivative · entry 6

Newbern Thomas B · CIK 0001394155 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,424.5873

F2 · price: This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,129.70 - $1,130.00 per share.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:02 UTC
Newbern Thomas BExec. Vice President
SaleCommon Stock 4 $1,136.18 $4,544.70
Disclosure

SEC source: 0001225208-20-013125 · doc4.xml · nonDerivative · entry 5

Newbern Thomas B · CIK 0001394155 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,464.5873

F1 · price: This price represents the weighted average price per share of common stock of the Issuer, par value $0.01 per share, of sales that were executed at prices ranging from $1,135.79 - $1,136.56 per share.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:02 UTC
Newbern Thomas BExec. Vice President
SaleCommon Stock 4 $1,138.09 $4,552.36
Disclosure

SEC source: 0001225208-20-013125 · doc4.xml · nonDerivative · entry 4

Newbern Thomas B · CIK 0001394155 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,468.5873

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:02 UTC
Newbern Thomas BExec. Vice President
Exercise / conversionCommon Stock 1,975 $507.79 $1,002,885.25
Disclosure

SEC source: 0001225208-20-013125 · doc4.xml · nonDerivative · entry 3

Newbern Thomas B · CIK 0001394155 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,472.5873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:02 UTC
Newbern Thomas BExec. Vice President
Exercise / conversionCommon Stock 5,542 $587.13 $3,253,874.46
Disclosure

SEC source: 0001225208-20-013125 · doc4.xml · nonDerivative · entry 2

Newbern Thomas B · CIK 0001394155 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,497.5873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:02 UTC
Newbern Thomas BExec. Vice President
Exercise / conversionCommon Stock 7,750 $744.62 $5,770,805.00
Disclosure

SEC source: 0001225208-20-013125 · doc4.xml · nonDerivative · entry 1

Newbern Thomas B · CIK 0001394155 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,955.5873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2020 Filed Oct 30, 2020 21:19 UTC
GRIFFIN RONALD BSr. Vice President & CIO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,538 $0.00 Strike: $425.11 $0.00
Disclosure

SEC source: 0001225208-20-012834 · doc4.xml · derivative · entry 10

GRIFFIN RONALD B · CIK 0001179385 · Sr. Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,538 shares

Expires 2023-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan.

F4 · derivative.exercise_date: Options exercisable in one-fourth increments on October 1, 2014, 2015, 2016 and 2017, respectively.

Read SEC document
October 30, 2020 Filed Oct 30, 2020 21:19 UTC
GRIFFIN RONALD BSr. Vice President & CIO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 900 $0.00 Strike: $507.79 $0.00
Disclosure

SEC source: 0001225208-20-012834 · doc4.xml · derivative · entry 9

GRIFFIN RONALD B · CIK 0001179385 · Sr. Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 900 shares

Expires 2024-09-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan.

F5 · derivative.exercise_date: Options exercisable in one-fourth increments on September 23, 2015, 2016, 2017 and 2018, respectively.

Read SEC document
October 30, 2020 Filed Oct 30, 2020 21:19 UTC
GRIFFIN RONALD BSr. Vice President & CIO
SaleCommon Stock 3,538 $1,128.00 $3,990,864.00
Disclosure

SEC source: 0001225208-20-012834 · doc4.xml · nonDerivative · entry 7

GRIFFIN RONALD B · CIK 0001179385 · Sr. Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470.8645

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October 30, 2020 Filed Oct 30, 2020 21:19 UTC
GRIFFIN RONALD BSr. Vice President & CIO
SaleCommon Stock 900 $1,128.00 $1,015,200.00
Disclosure

SEC source: 0001225208-20-012834 · doc4.xml · nonDerivative · entry 6

GRIFFIN RONALD B · CIK 0001179385 · Sr. Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,008.8645

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October 30, 2020 Filed Oct 30, 2020 21:19 UTC
GRIFFIN RONALD BSr. Vice President & CIO
Exercise / conversionCommon Stock 900 $507.79 $457,011.00
Disclosure

SEC source: 0001225208-20-012834 · doc4.xml · nonDerivative · entry 5

GRIFFIN RONALD B · CIK 0001179385 · Sr. Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,908.8645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 30, 2020 Filed Oct 30, 2020 21:19 UTC
GRIFFIN RONALD BSr. Vice President & CIO
Exercise / conversionCommon Stock 3,538 $425.11 $1,504,039.18
Disclosure

SEC source: 0001225208-20-012834 · doc4.xml · nonDerivative · entry 4

GRIFFIN RONALD B · CIK 0001179385 · Sr. Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,008.8645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2020 Filed Oct 30, 2020 21:19 UTC
GRIFFIN RONALD BSr. Vice President & CIO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,162 $0.00 Strike: $425.11 $0.00
Disclosure

SEC source: 0001225208-20-012834 · doc4.xml · derivative · entry 8

GRIFFIN RONALD B · CIK 0001179385 · Sr. Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,538

Underlying: Common Stock · 5,162 shares

Expires 2023-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan.

F4 · derivative.exercise_date: Options exercisable in one-fourth increments on October 1, 2014, 2015, 2016 and 2017, respectively.

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October 29, 2020 Filed Oct 30, 2020 21:19 UTC
GRIFFIN RONALD BSr. Vice President & CIO
SaleCommon Stock 4,697 $1,140.04 $5,354,767.88
Disclosure

SEC source: 0001225208-20-012834 · doc4.xml · nonDerivative · entry 3

GRIFFIN RONALD B · CIK 0001179385 · Sr. Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470.8645

F2 · price: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1140.00 -$1,140.64 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

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October 29, 2020 Filed Oct 30, 2020 21:19 UTC
GRIFFIN RONALD BSr. Vice President & CIO
SaleCommon Stock 465 $1,141.04 $530,583.60
Disclosure

SEC source: 0001225208-20-012834 · doc4.xml · nonDerivative · entry 2

GRIFFIN RONALD B · CIK 0001179385 · Sr. Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,167.8645

F1 · price: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,141.00 -$1,141.33 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

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October 29, 2020 Filed Oct 30, 2020 21:19 UTC
GRIFFIN RONALD BSr. Vice President & CIO
Exercise / conversionCommon Stock 5,162 $425.11 $2,194,417.82
Disclosure

SEC source: 0001225208-20-012834 · doc4.xml · nonDerivative · entry 1

GRIFFIN RONALD B · CIK 0001179385 · Sr. Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,632.8645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 26, 2020 Filed Oct 27, 2020 20:12 UTC
Ohm Seong K.Sr. Vice President
GrantNon-Qualified Stock Option (right to buy) · Derivative 7,989 $0.00 Strike: $1,152.00 $0.00
Disclosure

SEC source: 0001225208-20-012771 · doc4.xml · derivative · entry 1

Ohm Seong K. · CIK 0001828381 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,989

Underlying: Common Stock · 7,989 shares

Expires 2030-10-26

F1 · security: Granted in accordance with the Amended and Restated AutoZone, Inc. 2011 Equity Incentive Award Plan. Reflects one-time sign-on grant as well as long-term incentive award for fiscal year 2021.

F2 · derivative.exercise_date: Options exercisable in one-fourth increments on October 26, 2021, 2022, 2023, and 2024 respectively.

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October 16, 2020 Filed Oct 16, 2020 20:05 UTC
Saltiel AlbertSr. Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,200 $0.00 Strike: $425.11 $0.00
Disclosure

SEC source: 0001225208-20-012511 · doc4.xml · derivative · entry 3

Saltiel Albert · CIK 0001571837 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,200 shares

Expires 2023-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan.

F2 · derivative.exercise_date: Options exercisable in one-fourth increments on October 1, 2014, 2015, 2016 and 2017, respectively.

Read SEC document
October 16, 2020 Filed Oct 16, 2020 20:05 UTC
Saltiel AlbertSr. Vice President
SaleCommon Stock 5,200 $1,195.00 $6,214,000.00
Disclosure

SEC source: 0001225208-20-012511 · doc4.xml · nonDerivative · entry 2

Saltiel Albert · CIK 0001571837 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185.8668

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.