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Nasdaq · USD

AXSM

Axsome Therapeutics, Inc.

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2469
SEC CIK
0001579428
Parsed reports
188

Last 12 months

Inside the activity.

0 purchase rows · 33 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202505
Jan 202605
Feb 202603
Mar 202600
Apr 202601
May 202603
Jun 202609
Jul 202601
Aug 202602
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 10, 2023 Filed Oct 13, 2023 00:33 UTC
Mahony SusanDirector
GrantStock Option (Right to Buy) · Derivative 1,502 $0.00 Strike: $70.56 $0.00
Disclosure

SEC source: 0001209191-23-052736 · doc4.xml · derivative · entry 1

Mahony Susan · CIK 0001463321 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,502

Underlying: Common Stock · 1,502 shares

Expires 2033-10-10

F1 · derivative.exercise_date: The option vests in full on the one-year anniversary of the date of grant, October 10, 2024.

Read SEC document
September 15, 2023 Filed Sep 15, 2023 22:30 UTC
Coleman MarkDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 11,016 $0.00 Strike: $3.67 $0.00
Disclosure

SEC source: 0001209191-23-049648 · doc4.xml · derivative · entry 4

Coleman Mark · CIK 0001658379 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,016 shares

Expires 2024-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options.

F2 · kind: Such transaction was pursuant to a pre-approved 10b5-1 plan.

Read SEC document
September 15, 2023 Filed Sep 15, 2023 22:30 UTC
Coleman MarkDirector
SaleCommon Stock 18,572 $75.18 $1,396,189.10
Disclosure

SEC source: 0001209191-23-049648 · doc4.xml · nonDerivative · entry 3

Coleman Mark · CIK 0001658379 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 403,856

F2 · kind: Such transaction was pursuant to a pre-approved 10b5-1 plan.

F4 · ownership.nature: Such shares are held by an entity, of which the reporting person has voting and dispositive power, and therefore, the reporting person is deemed to be the indirect beneficial owner of such shares.

Read SEC document
September 15, 2023 Filed Sep 15, 2023 22:30 UTC
Coleman MarkDirector
SaleCommon Stock 11,016 $75.19 $828,241.26
Disclosure

SEC source: 0001209191-23-049648 · doc4.xml · nonDerivative · entry 2

Coleman Mark · CIK 0001658379 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,097

F2 · kind: Such transaction was pursuant to a pre-approved 10b5-1 plan.

F3 · kind: Represents the subsequent sale of the underlying shares of the aforementioned exercise of stock options.

Read SEC document
September 15, 2023 Filed Sep 15, 2023 22:30 UTC
Coleman MarkDirector
Exercise / conversionCommon Stock 11,016 $3.67 $40,428.72
Disclosure

SEC source: 0001209191-23-049648 · doc4.xml · nonDerivative · entry 1

Coleman Mark · CIK 0001658379 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options.

F2 · kind: Such transaction was pursuant to a pre-approved 10b5-1 plan.

Read SEC document
June 02, 2023 Filed Jun 6, 2023 22:21 UTC
Coleman MarkDirector
GrantStock Option (Right to Buy) · Derivative 5,681 $0.00 Strike: $74.12 $0.00
Disclosure

SEC source: 0001209191-23-034847 · doc4.xml · derivative · entry 1

Coleman Mark · CIK 0001658379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,681

Underlying: Common Stock · 5,681 shares

Expires 2033-06-02

F1 · derivative.exercise_date: The option vests in full on the one-year anniversary of the date of grant, June 2, 2024.

Read SEC document
June 02, 2023 Filed Jun 6, 2023 22:22 UTC
Saad Mark EDirector
GrantStock Option (Right to Buy) · Derivative 5,681 $0.00 Strike: $74.12 $0.00
Disclosure

SEC source: 0001209191-23-034850 · doc4.xml · derivative · entry 1

Saad Mark E · CIK 0001295913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,681

Underlying: Common Stock · 5,681 shares

Expires 2033-06-02

F1 · derivative.exercise_date: The option vests in full on the one-year anniversary of the date of grant, June 2, 2024.

Read SEC document
June 02, 2023 Filed Jun 6, 2023 22:22 UTC
JEFFS ROGERDirector
GrantStock Option (Right to Buy) · Derivative 5,681 $0.00 Strike: $74.12 $0.00
Disclosure

SEC source: 0001209191-23-034849 · doc4.xml · derivative · entry 1

JEFFS ROGER · CIK 0001231615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,681

Underlying: Common Stock · 5,681 shares

Expires 2033-06-02

F1 · derivative.exercise_date: The option vests in full on the one-year anniversary of the date of grant, June 2, 2024.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 23:14 UTC
Murdock Hunter R.General Counsel
GrantRestricted Stock Units · Derivative 16,883 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016456 · doc4.xml · derivative · entry 2

Murdock Hunter R. · CIK 0001934008 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,883

Underlying: Common Stock · 16,883 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 25% of the RSUs will vest on the one (1) year anniversary of the date of grant. The remaining RSUs will vest in in three substantially equal annual installments, such that the RSUs will be fully vested on March 2, 2027. Vested shares will be delivered to the reporting person upon the earlier of (i) the closing of a Change in Control (as defined in the Issuer's Amended and Restated 2015 Omnibus Incentive Compensation Plan (the "Plan"), (ii) the reporting person's separation of service from the Issuer (including termination with or without Cause (as defined in the Plan), or termination due to death or disability), or (iii) seven (7) years from the date of grant.

F3 · derivative.expiration_date: 25% of the RSUs will vest on the one (1) year anniversary of the date of grant. The remaining RSUs will vest in in three substantially equal annual installments, such that the RSUs will be fully vested on March 2, 2027. Vested shares will be delivered to the reporting person upon the earlier of (i) the closing of a Change in Control (as defined in the Issuer's Amended and Restated 2015 Omnibus Incentive Compensation Plan (the "Plan"), (ii) the reporting person's separation of service from the Issuer (including termination with or without Cause (as defined in the Plan), or termination due to death or disability), or (iii) seven (7) years from the date of grant.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 23:14 UTC
Murdock Hunter R.General Counsel
GrantEmployee Stock Option (Right to Buy) · Derivative 29,773 $0.00 Strike: $65.32 $0.00
Disclosure

SEC source: 0001209191-23-016456 · doc4.xml · derivative · entry 1

Murdock Hunter R. · CIK 0001934008 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,773

Underlying: Common Stock · 29,773 shares

Expires 2033-03-01

F1 · derivative.exercise_date: The option will vest in substantially equal quarterly installments over four years such that the option will be fully vested on March 2, 2027.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 23:15 UTC
Jacobson Mark L.CHIEF OPERATING OFFICER
GrantRestricted Stock Units · Derivative 23,491 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016458 · doc4.xml · derivative · entry 2

Jacobson Mark L. · CIK 0001805812 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,491

Underlying: Common Stock · 23,491 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 25% of the RSUs will vest on the one (1) year anniversary of the date of grant. The remaining RSUs will vest in in three substantially equal annual installments, such that the RSUs will be fully vested on March 2, 2027. Vested shares will be delivered to the reporting person upon the earlier of (i) the closing of a Change in Control (as defined in the Issuer's Amended and Restated 2015 Omnibus Incentive Compensation Plan (the "Plan"), (ii) the reporting person's separation of service from the Issuer (including termination with or without Cause (as defined in the Plan), or termination due to death or disability), or (iii) seven (7) years from the date of grant.

F3 · derivative.expiration_date: 25% of the RSUs will vest on the one (1) year anniversary of the date of grant. The remaining RSUs will vest in in three substantially equal annual installments, such that the RSUs will be fully vested on March 2, 2027. Vested shares will be delivered to the reporting person upon the earlier of (i) the closing of a Change in Control (as defined in the Issuer's Amended and Restated 2015 Omnibus Incentive Compensation Plan (the "Plan"), (ii) the reporting person's separation of service from the Issuer (including termination with or without Cause (as defined in the Plan), or termination due to death or disability), or (iii) seven (7) years from the date of grant.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 23:15 UTC
Jacobson Mark L.CHIEF OPERATING OFFICER
GrantEmployee Stock Option (Right to Buy) · Derivative 41,424 $0.00 Strike: $65.32 $0.00
Disclosure

SEC source: 0001209191-23-016458 · doc4.xml · derivative · entry 1

Jacobson Mark L. · CIK 0001805812 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,424

Underlying: Common Stock · 41,424 shares

Expires 2033-03-01

F1 · derivative.exercise_date: The option will vest in substantially equal quarterly installments over four years such that the option will be fully vested on March 2, 2027.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 23:13 UTC
Coleman MarkDirector
GrantStock Option (Right to Buy) · Derivative 2,870 $0.00 Strike: $65.32 $0.00
Disclosure

SEC source: 0001209191-23-016455 · doc4.xml · derivative · entry 1

Coleman Mark · CIK 0001658379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,870

Underlying: Common Stock · 2,870 shares

Expires 2033-03-01

F1 · shares: Represents 2,870 options elected to be received in lieu of cash compensation earned in 2022. All of such options are immediately exercisable.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 23:12 UTC
Saad Mark EDirector
GrantStock Option (Right to Buy) · Derivative 2,224 $0.00 Strike: $65.32 $0.00
Disclosure

SEC source: 0001209191-23-016453 · doc4.xml · derivative · entry 1

Saad Mark E · CIK 0001295913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,224

Underlying: Common Stock · 2,224 shares

Expires 2033-03-01

F1 · shares: Represents 2,224 options elected to be received in lieu of cash compensation earned in 2022. All of such options are immediately exercisable.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 23:13 UTC
JEFFS ROGERDirector
GrantStock Option (Right to Buy) · Derivative 2,082 $0.00 Strike: $65.32 $0.00
Disclosure

SEC source: 0001209191-23-016454 · doc4.xml · derivative · entry 1

JEFFS ROGER · CIK 0001231615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,082

Underlying: Common Stock · 2,082 shares

Expires 2033-03-01

F1 · shares: Represents 2,082 options elected to be received in lieu of cash compensation earned in 2022. All of such options are immediately exercisable.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 23:16 UTC
TABUTEAU HERRIOTDirector · CHIEF EXECUTIVE OFFICER · 10% owner
GrantRestricted Stock Units · Derivative 62,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016459 · doc4.xml · derivative · entry 2

TABUTEAU HERRIOT · CIK 0001219927 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,400

Underlying: Common Stock · 62,400 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 25% of the RSUs will vest on the one (1) year anniversary of the date of grant. The remaining RSUs will vest in in three substantially equal annual installments, such that the RSUs will be fully vested on March 2, 2027. Vested shares will be delivered to the reporting person upon the earlier of (i) the closing of a Change in Control (as defined in the Issuer's Amended and Restated 2015 Omnibus Incentive Compensation Plan (the "Plan"), (ii) the reporting person's separation of service from the Issuer (including termination with or without Cause (as defined in the Plan), or termination due to death or disability), or (iii) seven (7) years from the date of grant.

F3 · derivative.expiration_date: 25% of the RSUs will vest on the one (1) year anniversary of the date of grant. The remaining RSUs will vest in in three substantially equal annual installments, such that the RSUs will be fully vested on March 2, 2027. Vested shares will be delivered to the reporting person upon the earlier of (i) the closing of a Change in Control (as defined in the Issuer's Amended and Restated 2015 Omnibus Incentive Compensation Plan (the "Plan"), (ii) the reporting person's separation of service from the Issuer (including termination with or without Cause (as defined in the Plan), or termination due to death or disability), or (iii) seven (7) years from the date of grant.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 23:16 UTC
TABUTEAU HERRIOTDirector · CHIEF EXECUTIVE OFFICER · 10% owner
GrantEmployee Stock Option (Right to Buy) · Derivative 110,032 $0.00 Strike: $65.32 $0.00
Disclosure

SEC source: 0001209191-23-016459 · doc4.xml · derivative · entry 1

TABUTEAU HERRIOT · CIK 0001219927 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,032

Underlying: Common Stock · 110,032 shares

Expires 2033-03-01

F1 · derivative.exercise_date: The option will vest in substantially equal quarterly installments over four years such that the option will be fully vested on March 2, 2027.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 23:14 UTC
Pizzie NickCHIEF FINANCIAL OFFICER
GrantRestricted Stock Units · Derivative 20,554 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-016457 · doc4.xml · derivative · entry 2

Pizzie Nick · CIK 0001742143 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,554

Underlying: Common Stock · 20,554 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 25% of the RSUs will vest on the one (1) year anniversary of the date of grant. The remaining RSUs will vest in in three substantially equal annual installments, such that the RSUs will be fully vested on March 2, 2027. Vested shares will be delivered to the reporting person upon the earlier of (i) the closing of a Change in Control (as defined in the Issuer's Amended and Restated 2015 Omnibus Incentive Compensation Plan (the "Plan"), (ii) the reporting person's separation of service from the Issuer (including termination with or without Cause (as defined in the Plan), or termination due to death or disability), or (iii) seven (7) years from the date of grant.

F3 · derivative.expiration_date: 25% of the RSUs will vest on the one (1) year anniversary of the date of grant. The remaining RSUs will vest in in three substantially equal annual installments, such that the RSUs will be fully vested on March 2, 2027. Vested shares will be delivered to the reporting person upon the earlier of (i) the closing of a Change in Control (as defined in the Issuer's Amended and Restated 2015 Omnibus Incentive Compensation Plan (the "Plan"), (ii) the reporting person's separation of service from the Issuer (including termination with or without Cause (as defined in the Plan), or termination due to death or disability), or (iii) seven (7) years from the date of grant.

Read SEC document
March 02, 2023 Filed Mar 6, 2023 23:14 UTC
Pizzie NickCHIEF FINANCIAL OFFICER
GrantEmployee Stock Option (Right to Buy) · Derivative 36,246 $0.00 Strike: $65.32 $0.00
Disclosure

SEC source: 0001209191-23-016457 · doc4.xml · derivative · entry 1

Pizzie Nick · CIK 0001742143 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,246

Underlying: Common Stock · 36,246 shares

Expires 2033-03-01

F1 · derivative.exercise_date: The option will vest in substantially equal quarterly installments over four years such that the option will be fully vested on March 2, 2027.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 21:11 UTC
Coleman MarkDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 17,501 $0.00 Strike: $1.30 $0.00
Disclosure

SEC source: 0001209191-23-000870 · doc4.xml · derivative · entry 3

Coleman Mark · CIK 0001658379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,501 shares

Expires 2023-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options and hold of underlying shares.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 21:11 UTC
Coleman MarkDirector
Exercise / conversionCommon Stock 17,501 $1.30 $22,751.30
Disclosure

SEC source: 0001209191-23-000870 · doc4.xml · nonDerivative · entry 1

Coleman Mark · CIK 0001658379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options and hold of underlying shares.

Read SEC document
June 03, 2022 Filed Jun 7, 2022 20:07 UTC
Coleman MarkDirector
GrantStock Option (Right to Buy) · Derivative 16,976 $0.00 Strike: $25.53 $0.00
Disclosure

SEC source: 0001209191-22-034820 · doc4.xml · derivative · entry 1

Coleman Mark · CIK 0001658379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,976

Underlying: Common Stock · 16,976 shares

Expires 2032-06-03

F1 · derivative.exercise_date: The option vests in full on the one-year anniversary of the date of grant, June 3, 2023.

Read SEC document
June 03, 2022 Filed Jun 7, 2022 20:08 UTC
Saad Mark EDirector
GrantStock Option (Right to Buy) · Derivative 16,976 $0.00 Strike: $25.53 $0.00
Disclosure

SEC source: 0001209191-22-034826 · doc4.xml · derivative · entry 1

Saad Mark E · CIK 0001295913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,976

Underlying: Common Stock · 16,976 shares

Expires 2032-06-03

F1 · derivative.exercise_date: The option vests in full on the one-year anniversary of the date of grant, June 3, 2023.

Read SEC document
June 03, 2022 Filed Jun 7, 2022 20:07 UTC
JEFFS ROGERDirector
GrantStock Option (Right to Buy) · Derivative 16,976 $0.00 Strike: $25.53 $0.00
Disclosure

SEC source: 0001209191-22-034823 · doc4.xml · derivative · entry 1

JEFFS ROGER · CIK 0001231615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,976

Underlying: Common Stock · 16,976 shares

Expires 2032-06-03

F1 · derivative.exercise_date: The option vests in full on the one-year anniversary of the date of grant, June 3, 2023.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 11:05 UTC
Coleman MarkDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 3,496 $0.00 Strike: $1.30 $0.00
Disclosure

SEC source: 0001209191-22-019403 · doc4.xml · derivative · entry 3

Coleman Mark · CIK 0001658379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,501

Underlying: Common Stock · 3,496 shares

Expires 2023-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options and hold of underlying shares.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 11:05 UTC
Coleman MarkDirector
Exercise / conversionCommon Stock 3,496 $1.30 $4,544.80
Disclosure

SEC source: 0001209191-22-019403 · doc4.xml · nonDerivative · entry 1

Coleman Mark · CIK 0001658379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options and hold of underlying shares.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 22:03 UTC
Jacobson Mark L.CHIEF OPERATING OFFICER
GrantRestricted Stock Units · Derivative 47,990 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017159 · doc4.xml · derivative · entry 2

Jacobson Mark L. · CIK 0001805812 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,990

Underlying: Common Stock · 47,990 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 25% of the RSUs will vest on the one (1) year anniversary of the date of grant. The remaining RSUs will vest in in three substantially equal annual installments, such that the RSUs will be fully vested on March 4, 2026. Vested shares will be delivered to the reporting person upon the earlier of (i) the closing of a Change in Control (as defined in the Issuer's Amended and Restated 2015 Omnibus Incentive Compensation Plan (the "Plan"), (ii) the reporting person's separation of service from the Issuer (including termination with or without Cause (as defined in the Plan), or termination due to death or disability), or (iii) seven (7) years from the date of grant.

F3 · derivative.expiration_date: 25% of the RSUs will vest on the one (1) year anniversary of the date of grant. The remaining RSUs will vest in in three substantially equal annual installments, such that the RSUs will be fully vested on March 4, 2026. Vested shares will be delivered to the reporting person upon the earlier of (i) the closing of a Change in Control (as defined in the Issuer's Amended and Restated 2015 Omnibus Incentive Compensation Plan (the "Plan"), (ii) the reporting person's separation of service from the Issuer (including termination with or without Cause (as defined in the Plan), or termination due to death or disability), or (iii) seven (7) years from the date of grant.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 22:03 UTC
Jacobson Mark L.CHIEF OPERATING OFFICER
GrantEmployee Stock Option (Right to Buy) · Derivative 89,405 $0.00 Strike: $29.91 $0.00
Disclosure

SEC source: 0001209191-22-017159 · doc4.xml · derivative · entry 1

Jacobson Mark L. · CIK 0001805812 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,405

Underlying: Common Stock · 89,405 shares

Expires 2032-03-03

F1 · derivative.exercise_date: The option will vest in substantially equal quarterly installments over four years such that the option will be fully vested on March 4, 2026.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 22:00 UTC
Coleman MarkDirector
GrantStock Option (Right to Buy) · Derivative 2,798 $0.00 Strike: $29.91 $0.00
Disclosure

SEC source: 0001209191-22-017156 · doc4.xml · derivative · entry 1

Coleman Mark · CIK 0001658379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,798

Underlying: Common Stock · 2,798 shares

Expires 2032-03-03

F1 · shares: Represents 2,798 options elected to be received in lieu of cash compensation earned in 2021. All of such options are immediately exercisable.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 22:00 UTC
Saad Mark EDirector
GrantStock Option (Right to Buy) · Derivative 2,337 $0.00 Strike: $29.91 $0.00
Disclosure

SEC source: 0001209191-22-017153 · doc4.xml · derivative · entry 1

Saad Mark E · CIK 0001295913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,337

Underlying: Common Stock · 2,337 shares

Expires 2032-03-03

F1 · shares: Represents 2,337 options elected to be received in lieu of cash compensation earned in 2021. All of such options are immediately exercisable.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 22:00 UTC
JEFFS ROGERDirector
GrantStock Option (Right to Buy) · Derivative 2,347 $0.00 Strike: $29.91 $0.00
Disclosure

SEC source: 0001209191-22-017155 · doc4.xml · derivative · entry 1

JEFFS ROGER · CIK 0001231615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,347

Underlying: Common Stock · 2,347 shares

Expires 2032-03-03

F1 · shares: Represents 2,347 options elected to be received in lieu of cash compensation earned in 2021. All of such options are immediately exercisable.

Read SEC document
March 04, 2022 Filed Mar 8, 2022 22:04 UTC
TABUTEAU HERRIOTDirector · CHIEF EXECUTIVE OFFICER · 10% owner
GrantRestricted Stock Units · Derivative 110,861 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017162 · doc4.xml · derivative · entry 2

TABUTEAU HERRIOT · CIK 0001219927 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,861

Underlying: Common Stock · 110,861 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 25% of the RSUs will vest on the one (1) year anniversary of the date of grant. The remaining RSUs will vest in in three substantially equal annual installments, such that the RSUs will be fully vested on March 4, 2026. Vested shares will be delivered to the reporting person upon the earlier of (i) the closing of a Change in Control (as defined in the Issuer's Amended and Restated 2015 Omnibus Incentive Compensation Plan (the "Plan"), (ii) the reporting person's separation of service from the Issuer (including termination with or without Cause (as defined in the Plan), or termination due to death or disability), or (iii) seven (7) years from the date of grant.

F3 · derivative.expiration_date: 25% of the RSUs will vest on the one (1) year anniversary of the date of grant. The remaining RSUs will vest in in three substantially equal annual installments, such that the RSUs will be fully vested on March 4, 2026. Vested shares will be delivered to the reporting person upon the earlier of (i) the closing of a Change in Control (as defined in the Issuer's Amended and Restated 2015 Omnibus Incentive Compensation Plan (the "Plan"), (ii) the reporting person's separation of service from the Issuer (including termination with or without Cause (as defined in the Plan), or termination due to death or disability), or (iii) seven (7) years from the date of grant.

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March 04, 2022 Filed Mar 8, 2022 22:04 UTC
TABUTEAU HERRIOTDirector · CHIEF EXECUTIVE OFFICER · 10% owner
GrantEmployee Stock Option (Right to Buy) · Derivative 209,655 $0.00 Strike: $29.91 $0.00
Disclosure

SEC source: 0001209191-22-017162 · doc4.xml · derivative · entry 1

TABUTEAU HERRIOT · CIK 0001219927 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,655

Underlying: Common Stock · 209,655 shares

Expires 2032-03-03

F1 · derivative.exercise_date: The option will vest in substantially equal quarterly installments over four years such that the option will be fully vested on March 4, 2026.

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March 04, 2022 Filed Mar 8, 2022 22:02 UTC
Pizzie NickCHIEF FINANCIAL OFFICER
GrantRestricted Stock Units · Derivative 41,176 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-017158 · doc4.xml · derivative · entry 2

Pizzie Nick · CIK 0001742143 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,176

Underlying: Common Stock · 41,176 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 25% of the RSUs will vest on the one (1) year anniversary of the date of grant. The remaining RSUs will vest in in three substantially equal annual installments, such that the RSUs will be fully vested on March 4, 2026. Vested shares will be delivered to the reporting person upon the earlier of (i) the closing of a Change in Control (as defined in the Issuer's Amended and Restated 2015 Omnibus Incentive Compensation Plan (the "Plan"), (ii) the reporting person's separation of service from the Issuer (including termination with or without Cause (as defined in the Plan), or termination due to death or disability), or (iii) seven (7) years from the date of grant.

F3 · derivative.expiration_date: 25% of the RSUs will vest on the one (1) year anniversary of the date of grant. The remaining RSUs will vest in in three substantially equal annual installments, such that the RSUs will be fully vested on March 4, 2026. Vested shares will be delivered to the reporting person upon the earlier of (i) the closing of a Change in Control (as defined in the Issuer's Amended and Restated 2015 Omnibus Incentive Compensation Plan (the "Plan"), (ii) the reporting person's separation of service from the Issuer (including termination with or without Cause (as defined in the Plan), or termination due to death or disability), or (iii) seven (7) years from the date of grant.

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March 04, 2022 Filed Mar 8, 2022 22:02 UTC
Pizzie NickCHIEF FINANCIAL OFFICER
GrantEmployee Stock Option (Right to Buy) · Derivative 77,872 $0.00 Strike: $29.91 $0.00
Disclosure

SEC source: 0001209191-22-017158 · doc4.xml · derivative · entry 1

Pizzie Nick · CIK 0001742143 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,872

Underlying: Common Stock · 77,872 shares

Expires 2032-03-03

F1 · derivative.exercise_date: The option will vest in substantially equal quarterly installments over four years such that the option will be fully vested on March 4, 2026.

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November 19, 2021 Filed Nov 23, 2021 12:30 UTC
JEFFS ROGERDirector
PurchaseCommon Stock 3,950 $37.30 $147,350.01
Disclosure

SEC source: 0001209191-21-066287 · doc4.xml · nonDerivative · entry 1

JEFFS ROGER · CIK 0001231615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,756

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November 18, 2021 Filed Nov 22, 2021 12:30 UTC
Coleman MarkDirector
PurchaseCommon Stock 1,021 $35.10 $35,837.10
Disclosure

SEC source: 0001209191-21-066004 · doc4.xml · nonDerivative · entry 2

Coleman Mark · CIK 0001658379 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 422,428

F1 · ownership.nature: Such shares were purchased by an entity, of which the reporting person has voting and dispositive power, and therefore, the reporting person is deemed to be the indirect beneficial owner of such shares.

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November 18, 2021 Filed Nov 22, 2021 12:30 UTC
Coleman MarkDirector
PurchaseCommon Stock 409 $35.07 $14,343.63
Disclosure

SEC source: 0001209191-21-066004 · doc4.xml · nonDerivative · entry 1

Coleman Mark · CIK 0001658379 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 421,407

F1 · ownership.nature: Such shares were purchased by an entity, of which the reporting person has voting and dispositive power, and therefore, the reporting person is deemed to be the indirect beneficial owner of such shares.

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November 18, 2021 Filed Nov 22, 2021 12:31 UTC
Pizzie NickCHIEF FINANCIAL OFFICER
PurchaseCommon Stock 142 $35.20 $4,998.40
Disclosure

SEC source: 0001209191-21-066005 · doc4.xml · nonDerivative · entry 4

Pizzie Nick · CIK 0001742143 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By UTMA account

Disclosed balance after: 142

F5 · ownership.nature: Represents 142 shares of common stock indirectly held by the reporting person as custodian for his other son's UTMA account. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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November 18, 2021 Filed Nov 22, 2021 12:31 UTC
Pizzie NickCHIEF FINANCIAL OFFICER
PurchaseCommon Stock 145 $34.30 $4,973.50
Disclosure

SEC source: 0001209191-21-066005 · doc4.xml · nonDerivative · entry 3

Pizzie Nick · CIK 0001742143 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By UTMA account

Disclosed balance after: 145

F4 · ownership.nature: Represents 145 shares of common stock indirectly held by the reporting person as custodian for his daughter's UTMA account. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

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November 18, 2021 Filed Nov 22, 2021 12:31 UTC
Pizzie NickCHIEF FINANCIAL OFFICER
PurchaseCommon Stock 141 $35.43 $4,995.63
Disclosure

SEC source: 0001209191-21-066005 · doc4.xml · nonDerivative · entry 2

Pizzie Nick · CIK 0001742143 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By UTMA account

Disclosed balance after: 201

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $35.42 to $35.44, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · ownership.nature: Represents 141 shares of common stock indirectly held by the reporting person as custodian for his son's UTMA account. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other 4.

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November 18, 2021 Filed Nov 22, 2021 12:31 UTC
Pizzie NickCHIEF FINANCIAL OFFICER
PurchaseCommon Stock 527 $35.50 $18,708.50
Disclosure

SEC source: 0001209191-21-066005 · doc4.xml · nonDerivative · entry 1

Pizzie Nick · CIK 0001742143 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,789

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $35.39 to $35.88, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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November 17, 2021 Filed Nov 19, 2021 12:30 UTC
Saad Mark EDirector
PurchaseCommon Stock 100 $34.40 $3,440.00
Disclosure

SEC source: 0001209191-21-065696 · doc4.xml · nonDerivative · entry 4

Saad Mark E · CIK 0001295913 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Custodial account for child

Disclosed balance after: 100

F1 · ownership.nature: These shares are held by a child of the reporting person through a custodial account under the Uniform Transfers to Minors Act for which the reporting person is custodian.

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November 17, 2021 Filed Nov 19, 2021 12:30 UTC
Saad Mark EDirector
PurchaseCommon Stock 100 $34.45 $3,445.00
Disclosure

SEC source: 0001209191-21-065696 · doc4.xml · nonDerivative · entry 3

Saad Mark E · CIK 0001295913 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Custodial account for child

Disclosed balance after: 100

F1 · ownership.nature: These shares are held by a child of the reporting person through a custodial account under the Uniform Transfers to Minors Act for which the reporting person is custodian.

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November 17, 2021 Filed Nov 19, 2021 12:30 UTC
Saad Mark EDirector
PurchaseCommon Stock 100 $34.40 $3,439.50
Disclosure

SEC source: 0001209191-21-065696 · doc4.xml · nonDerivative · entry 2

Saad Mark E · CIK 0001295913 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Custodial account for child

Disclosed balance after: 100

F1 · ownership.nature: These shares are held by a child of the reporting person through a custodial account under the Uniform Transfers to Minors Act for which the reporting person is custodian.

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November 17, 2021 Filed Nov 19, 2021 12:30 UTC
Saad Mark EDirector
PurchaseCommon Stock 3,000 $34.53 $103,597.20
Disclosure

SEC source: 0001209191-21-065696 · doc4.xml · nonDerivative · entry 1

Saad Mark E · CIK 0001295913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,002

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November 12, 2021 Filed Nov 16, 2021 00:54 UTC
Jacobson Mark L.CHIEF OPERATING OFFICER
GrantEmployee Stock Option (Right to Buy) · Derivative 41,638 $0.00 Strike: $39.26 $0.00
Disclosure

SEC source: 0001209191-21-064588 · doc4.xml · derivative · entry 1

Jacobson Mark L. · CIK 0001805812 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,638

Underlying: Common Stock · 41,638 shares

Expires 2031-11-11

F1 · derivative.exercise_date: The option will start to vest one year from November 12, 2021 and then will vest in substantially equal quarterly installments over three years such that the option will be fully vested on November 12, 2025.

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November 12, 2021 Filed Nov 16, 2021 00:55 UTC
Pizzie NickCHIEF FINANCIAL OFFICER
GrantEmployee Stock Option (Right to Buy) · Derivative 36,086 $0.00 Strike: $39.26 $0.00
Disclosure

SEC source: 0001209191-21-064589 · doc4.xml · derivative · entry 1

Pizzie Nick · CIK 0001742143 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,086

Underlying: Common Stock · 36,086 shares

Expires 2031-11-11

F1 · derivative.exercise_date: The option will start to vest one year from November 12, 2021 and then will vest in substantially equal quarterly installments over three years such that the option will be fully vested on November 12, 2025.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 20:51 UTC
Coleman MarkDirector
GrantStock Option (Right to Buy) · Derivative 7,325 $0.00 Strike: $61.32 $0.00
Disclosure

SEC source: 0001209191-21-038952 · doc4.xml · derivative · entry 1

Coleman Mark · CIK 0001658379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,325

Underlying: Common Stock · 7,325 shares

Expires 2031-06-04

F1 · derivative.exercise_date: The option vests in full on the one-year anniversary of the date of grant, June 4, 2022.

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June 04, 2021 Filed Jun 8, 2021 20:52 UTC
Saad Mark EDirector
GrantStock Option (Right to Buy) · Derivative 7,325 $0.00 Strike: $61.32 $0.00
Disclosure

SEC source: 0001209191-21-038955 · doc4.xml · derivative · entry 1

Saad Mark E · CIK 0001295913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,325

Underlying: Common Stock · 7,325 shares

Expires 2031-06-04

F1 · derivative.exercise_date: The option vests in full on the one-year anniversary of the date of grant, June 4, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.