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Nasdaq · USD

AXSM

Axsome Therapeutics, Inc.

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Tapewire entity
2469
SEC CIK
0001579428
Parsed reports
188

Last 12 months

Inside the activity.

0 purchase rows · 33 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202505
Jan 202605
Feb 202603
Mar 202600
Apr 202601
May 202603
Jun 202609
Jul 202601
Aug 202602
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 21, 2025 Filed Feb 26, 2025 00:54 UTC
Pizzie NickChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 9,516 $0.00 Strike: $137.75 $0.00
Disclosure

SEC source: 0000950170-25-027070 · ownership.xml · derivative · entry 1

Pizzie Nick · CIK 0001742143 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,516

Underlying: Common Stock · 9,516 shares

Expires 2035-02-20

F1 · derivative.exercise_date: The option will vest in substantially equal quarterly installments over four years such that the option will be fully vested on February 21, 2029.

Read SEC document
February 14, 2025 Filed Feb 15, 2025 02:20 UTC
Pizzie NickChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 3,000 $3.50 Strike: $3.50 $10,500.00
Disclosure

SEC source: 0000950170-25-021716 · ownership.xml · derivative · entry 7

Pizzie Nick · CIK 0001742143 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2028-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options which was held for 7 years and exercised prior to the 10 year expiration date of such options.

F2 · kind: Such transaction was pursuant to a pre-approved 10b5-1 plan which has now been completed.

Read SEC document
February 14, 2025 Filed Feb 15, 2025 02:20 UTC
Pizzie NickChief Financial Officer
SaleCommon Stock 3,000 $131.07 $393,210.00
Disclosure

SEC source: 0000950170-25-021716 · ownership.xml · nonDerivative · entry 4

Pizzie Nick · CIK 0001742143 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 42,187

F2 · kind: Such transaction was pursuant to a pre-approved 10b5-1 plan which has now been completed.

F3 · kind: Represents the subsequent sale of the underlying shares of the aforementioned exercise of stock options.

F5 · price: Represents the weighted average sale price of a series of open market transactions with sale prices ranging between $130.06 and $131.72.

Read SEC document
February 14, 2025 Filed Feb 15, 2025 02:20 UTC
Pizzie NickChief Financial Officer
Exercise / conversionCommon Stock 3,000 $3.50 $10,500.00
Disclosure

SEC source: 0000950170-25-021716 · ownership.xml · nonDerivative · entry 3

Pizzie Nick · CIK 0001742143 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 45,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options which was held for 7 years and exercised prior to the 10 year expiration date of such options.

F2 · kind: Such transaction was pursuant to a pre-approved 10b5-1 plan which has now been completed.

Read SEC document
February 13, 2025 Filed Feb 15, 2025 02:20 UTC
Pizzie NickChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 12,000 $3.50 Strike: $3.50 $42,000.00
Disclosure

SEC source: 0000950170-25-021716 · ownership.xml · derivative · entry 6

Pizzie Nick · CIK 0001742143 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,000 shares

Expires 2028-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options which was held for 7 years and exercised prior to the 10 year expiration date of such options.

F2 · kind: Such transaction was pursuant to a pre-approved 10b5-1 plan which has now been completed.

Read SEC document
February 13, 2025 Filed Feb 15, 2025 02:20 UTC
Pizzie NickChief Financial Officer
SaleCommon Stock 12,000 $129.86 $1,558,320.00
Disclosure

SEC source: 0000950170-25-021716 · ownership.xml · nonDerivative · entry 2

Pizzie Nick · CIK 0001742143 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 42,187

F2 · kind: Such transaction was pursuant to a pre-approved 10b5-1 plan which has now been completed.

F3 · kind: Represents the subsequent sale of the underlying shares of the aforementioned exercise of stock options.

F4 · price: Represents the weighted average sale price of a series of open market transactions with sale prices ranging between $128.50 and $131.64.

Read SEC document
February 13, 2025 Filed Feb 15, 2025 02:20 UTC
Pizzie NickChief Financial Officer
Exercise / conversionCommon Stock 12,000 $3.50 $42,000.00
Disclosure

SEC source: 0000950170-25-021716 · ownership.xml · nonDerivative · entry 1

Pizzie Nick · CIK 0001742143 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 54,187

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options which was held for 7 years and exercised prior to the 10 year expiration date of such options.

F2 · kind: Such transaction was pursuant to a pre-approved 10b5-1 plan which has now been completed.

Read SEC document
January 03, 2025 Filed Jan 6, 2025 21:06 UTC
Coleman MarkDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 9,127 $0.00 Strike: $9.00 $0.00
Disclosure

SEC source: 0000950170-25-002052 · ownership.xml · derivative · entry 3

Coleman Mark · CIK 0001658379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,127 shares

Expires 2025-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the exercise of stock options prior to expiration for cash and hold of underlying shares.

Read SEC document
January 03, 2025 Filed Jan 6, 2025 21:06 UTC
Coleman MarkDirector
Exercise / conversionCommon Stock 9,127 $9.00 $82,143.00
Disclosure

SEC source: 0000950170-25-002052 · ownership.xml · nonDerivative · entry 1

Coleman Mark · CIK 0001658379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the exercise of stock options prior to expiration for cash and hold of underlying shares.

Read SEC document
November 19, 2024 Filed Nov 20, 2024 21:30 UTC
Coleman MarkDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 33,410 $0.00 Strike: $5.94 $0.00
Disclosure

SEC source: 0000950170-24-129330 · ownership.xml · derivative · entry 3

Coleman Mark · CIK 0001658379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,410 shares

Expires 2025-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the exercise of stock options prior to expiration for cash and hold of underlying shares.

Read SEC document
November 19, 2024 Filed Nov 20, 2024 21:30 UTC
Coleman MarkDirector
Exercise / conversionCommon Stock 33,410 $5.94 $198,455.40
Disclosure

SEC source: 0000950170-24-129330 · ownership.xml · nonDerivative · entry 1

Coleman Mark · CIK 0001658379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the exercise of stock options prior to expiration for cash and hold of underlying shares.

Read SEC document
September 11, 2024 Filed Sep 11, 2024 23:00 UTC
Saad Mark EDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 11,016 $0.00 Strike: $3.67 $0.00
Disclosure

SEC source: 0000950170-24-105616 · ownership.xml · derivative · entry 4

Saad Mark E · CIK 0001295913 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,016 shares

Expires 2024-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options prior to the 10-year expiration date of such options, which would occur later this month.

F2 · kind: Such transaction was pursuant to a pre-approved 10b5-1 plan.

Read SEC document
September 11, 2024 Filed Sep 11, 2024 23:00 UTC
Saad Mark EDirector
SaleCommon Stock 11,016 $91.31 $1,005,870.96
Disclosure

SEC source: 0000950170-24-105616 · ownership.xml · nonDerivative · entry 2

Saad Mark E · CIK 0001295913 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,002

F2 · kind: Such transaction was pursuant to a pre-approved 10b5-1 plan.

F3 · kind: Represents the subsequent sale of the underlying shares of the aforementioned exercise of stock options.

F4 · price: Represents the weighted average sale price of a series of open market transactions with sale prices ranging between $90.25 and $92.90.

Read SEC document
September 11, 2024 Filed Sep 11, 2024 23:00 UTC
Saad Mark EDirector
Exercise / conversionCommon Stock 11,016 $3.67 $40,428.72
Disclosure

SEC source: 0000950170-24-105616 · ownership.xml · nonDerivative · entry 1

Saad Mark E · CIK 0001295913 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options prior to the 10-year expiration date of such options, which would occur later this month.

F2 · kind: Such transaction was pursuant to a pre-approved 10b5-1 plan.

Read SEC document
August 09, 2024 Filed Aug 9, 2024 23:27 UTC
Jacobson Mark L.Chief Operating Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 47,739 $0.00 Strike: $4.04 $0.00
Disclosure

SEC source: 0000950170-24-094967 · ownership.xml · derivative · entry 3

Jacobson Mark L. · CIK 0001805812 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 47,739 shares

Expires 2024-12-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options prior to the 10-year expiration date of such options, which would occur later this year.

F2 · kind: Such transaction was pursuant to a pre-approved 10b5-1 plan.

Read SEC document
August 09, 2024 Filed Aug 9, 2024 23:27 UTC
Jacobson Mark L.Chief Operating Officer
SaleCommon Stock 47,739 $84.26 $4,022,488.14
Disclosure

SEC source: 0000950170-24-094967 · ownership.xml · nonDerivative · entry 2

Jacobson Mark L. · CIK 0001805812 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,783

F2 · kind: Such transaction was pursuant to a pre-approved 10b5-1 plan.

F3 · kind: Represents the subsequent sale of the underlying shares of the aforementioned exercise of stock options.

F4 · price: Represents the weighted average sale price of a series of open market transactions with sale prices ranging between $82.705 and $85.975.

Read SEC document
August 09, 2024 Filed Aug 9, 2024 23:27 UTC
Jacobson Mark L.Chief Operating Officer
Exercise / conversionCommon Stock 47,739 $4.04 $192,865.56
Disclosure

SEC source: 0000950170-24-094967 · ownership.xml · nonDerivative · entry 1

Jacobson Mark L. · CIK 0001805812 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 53,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options prior to the 10-year expiration date of such options, which would occur later this year.

F2 · kind: Such transaction was pursuant to a pre-approved 10b5-1 plan.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 20:31 UTC
Coleman MarkDirector
GrantStock Option (Right to Buy) · Derivative 5,799 $0.00 Strike: $73.90 $0.00
Disclosure

SEC source: 0000950170-24-071964 · ownership.xml · derivative · entry 1

Coleman Mark · CIK 0001658379 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,799

Underlying: Common Stock · 5,799 shares

Expires 2034-06-07

F1 · derivative.exercise_date: The options vest in full on the one-year anniversary of the date of grant, June 7, 2025.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 20:32 UTC
Mahony SusanDirector
GrantStock Option (Right to Buy) · Derivative 5,799 $0.00 Strike: $73.90 $0.00
Disclosure

SEC source: 0000950170-24-071965 · ownership.xml · derivative · entry 1

Mahony Susan · CIK 0001463321 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,799

Underlying: Common Stock · 5,799 shares

Expires 2034-06-07

F1 · derivative.exercise_date: The options vest in full on the one-year anniversary of the date of grant, June 7, 2025.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 20:30 UTC
Saad Mark EDirector
GrantStock Option (Right to Buy) · Derivative 5,799 $0.00 Strike: $73.90 $0.00
Disclosure

SEC source: 0000950170-24-071961 · ownership.xml · derivative · entry 1

Saad Mark E · CIK 0001295913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,799

Underlying: Common Stock · 5,799 shares

Expires 2034-06-07

F1 · derivative.exercise_date: The options vest in full on the one-year anniversary of the date of grant, June 7, 2025.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 20:31 UTC
JEFFS ROGERDirector
GrantStock Option (Right to Buy) · Derivative 5,799 $0.00 Strike: $73.90 $0.00
Disclosure

SEC source: 0000950170-24-071962 · ownership.xml · derivative · entry 1

JEFFS ROGER · CIK 0001231615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,799

Underlying: Common Stock · 5,799 shares

Expires 2034-06-07

F1 · derivative.exercise_date: The options vest in full on the one-year anniversary of the date of grant, June 7, 2025.

Read SEC document
May 29, 2024 Filed May 30, 2024 00:12 UTC
Jacobson Mark L.Chief Operating Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 13,693 $0.00 Strike: $1.30 $0.00
Disclosure

SEC source: 0000950170-24-066177 · ownership.xml · derivative · entry 3

Jacobson Mark L. · CIK 0001805812 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,693 shares

Expires 2024-06-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options prior to the 10-year expiration date of such options.

Read SEC document
May 29, 2024 Filed May 30, 2024 00:12 UTC
Jacobson Mark L.Chief Operating Officer
SaleCommon Stock 7,910 $74.31 $587,813.46
Disclosure

SEC source: 0000950170-24-066177 · ownership.xml · nonDerivative · entry 2

Jacobson Mark L. · CIK 0001805812 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,783

F2 · kind: Represents the subsequent sale of a portion of the underlying shares of the aforementioned exercise of stock options by the reporting person through a "sell to cover" transaction to satisfy tax withholding obligations and costs in connection with the aforementioned exercise of stock options.

F3 · price: Represents the weighted average sale price of a series of open market transactions with sale prices ranging between $73.99 and $74.52.

Read SEC document
May 29, 2024 Filed May 30, 2024 00:12 UTC
Jacobson Mark L.Chief Operating Officer
Exercise / conversionCommon Stock 13,693 $1.30 $17,800.90
Disclosure

SEC source: 0000950170-24-066177 · ownership.xml · nonDerivative · entry 1

Jacobson Mark L. · CIK 0001805812 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options prior to the 10-year expiration date of such options.

Read SEC document
May 29, 2024 Filed May 30, 2024 00:11 UTC
Coleman MarkDirector
SaleCommon Stock 5,248 $75.14 $394,332.62
Disclosure

SEC source: 0000950170-24-066175 · ownership.xml · nonDerivative · entry 2

Coleman Mark · CIK 0001658379 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,600

F1 · kind: Such transaction was pursuant to a pre-approved 10b5-1 plan.

F2 · kind: Represents the sale of underlying shares of previously exercised stock options.

F4 · price: Represents the weighted average sale price of a series of open market transactions with sale prices ranging between $75.00 and $75.90.

Read SEC document
May 28, 2024 Filed May 30, 2024 00:11 UTC
Coleman MarkDirector
SaleCommon Stock 5,249 $75.21 $394,774.67
Disclosure

SEC source: 0000950170-24-066175 · ownership.xml · nonDerivative · entry 1

Coleman Mark · CIK 0001658379 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,848

F1 · kind: Such transaction was pursuant to a pre-approved 10b5-1 plan.

F2 · kind: Represents the sale of underlying shares of previously exercised stock options.

F3 · price: Represents the weighted average sale price of a series of open market transactions with sale prices ranging between $75.00 and $75.88.

Read SEC document
April 01, 2024 Filed Apr 1, 2024 22:46 UTC
Jacobson Mark L.Chief Operating Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 24,662 $0.00 Strike: $1.30 $0.00
Disclosure

SEC source: 0000950170-24-039617 · ownership.xml · derivative · entry 3

Jacobson Mark L. · CIK 0001805812 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,662 shares

Expires 2024-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options immediately prior to the 10-year expiration date of such options.

F2 · kind: Such transaction was pursuant to a pre-approved 10b5-1 plan.

Read SEC document
April 01, 2024 Filed Apr 1, 2024 22:46 UTC
Jacobson Mark L.Chief Operating Officer
SaleCommon Stock 24,662 $77.24 $1,904,942.20
Disclosure

SEC source: 0000950170-24-039617 · ownership.xml · nonDerivative · entry 2

Jacobson Mark L. · CIK 0001805812 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Such transaction was pursuant to a pre-approved 10b5-1 plan.

F3 · kind: Represents the subsequent sale of the underlying shares of the aforementioned exercise of stock options.

Read SEC document
April 01, 2024 Filed Apr 1, 2024 22:46 UTC
Jacobson Mark L.Chief Operating Officer
Exercise / conversionCommon Stock 24,662 $1.30 $32,060.60
Disclosure

SEC source: 0000950170-24-039617 · ownership.xml · nonDerivative · entry 1

Jacobson Mark L. · CIK 0001805812 · Chief Operating Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options immediately prior to the 10-year expiration date of such options.

F2 · kind: Such transaction was pursuant to a pre-approved 10b5-1 plan.

Read SEC document
March 15, 2024 Filed Mar 16, 2024 00:05 UTC
JEFFS ROGERDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 2,347 $0.00 Strike: $29.91 $0.00
Disclosure

SEC source: 0000950170-24-032432 · ownership.xml · derivative · entry 10

JEFFS ROGER · CIK 0001231615 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,347 shares

Expires 2032-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options.

F2 · kind: Such transaction was pursuant to a pre-approved 10b5-1 plan.

Read SEC document
March 15, 2024 Filed Mar 16, 2024 00:05 UTC
JEFFS ROGERDirector
SaleCommon Stock 2,347 $71.61 $168,062.10
Disclosure

SEC source: 0000950170-24-032432 · ownership.xml · nonDerivative · entry 6

JEFFS ROGER · CIK 0001231615 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 120,756

F2 · kind: Such transaction was pursuant to a pre-approved 10b5-1 plan.

F3 · kind: Represents the subsequent sale of the underlying shares of the aforementioned exercise of stock options.

Read SEC document
March 15, 2024 Filed Mar 16, 2024 00:05 UTC
JEFFS ROGERDirector
Exercise / conversionCommon Stock 2,347 $29.91 $70,198.77
Disclosure

SEC source: 0000950170-24-032432 · ownership.xml · nonDerivative · entry 5

JEFFS ROGER · CIK 0001231615 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 123,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options.

F2 · kind: Such transaction was pursuant to a pre-approved 10b5-1 plan.

Read SEC document
March 14, 2024 Filed Mar 16, 2024 00:05 UTC
JEFFS ROGERDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 16,976 $0.00 Strike: $25.53 $0.00
Disclosure

SEC source: 0000950170-24-032432 · ownership.xml · derivative · entry 9

JEFFS ROGER · CIK 0001231615 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,976 shares

Expires 2032-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options.

F2 · kind: Such transaction was pursuant to a pre-approved 10b5-1 plan.

Read SEC document
March 14, 2024 Filed Mar 16, 2024 00:05 UTC
JEFFS ROGERDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 13,000 $0.00 Strike: $22.03 $0.00
Disclosure

SEC source: 0000950170-24-032432 · ownership.xml · derivative · entry 8

JEFFS ROGER · CIK 0001231615 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,000 shares

Expires 2029-06-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options.

F2 · kind: Such transaction was pursuant to a pre-approved 10b5-1 plan.

Read SEC document
March 14, 2024 Filed Mar 16, 2024 00:05 UTC
JEFFS ROGERDirector
SaleCommon Stock 16,976 $69.70 $1,183,261.15
Disclosure

SEC source: 0000950170-24-032432 · ownership.xml · nonDerivative · entry 4

JEFFS ROGER · CIK 0001231615 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 120,756

F2 · kind: Such transaction was pursuant to a pre-approved 10b5-1 plan.

F3 · kind: Represents the subsequent sale of the underlying shares of the aforementioned exercise of stock options.

Read SEC document
March 14, 2024 Filed Mar 16, 2024 00:05 UTC
JEFFS ROGERDirector
Exercise / conversionCommon Stock 16,976 $25.53 $433,397.28
Disclosure

SEC source: 0000950170-24-032432 · ownership.xml · nonDerivative · entry 3

JEFFS ROGER · CIK 0001231615 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 137,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options.

F2 · kind: Such transaction was pursuant to a pre-approved 10b5-1 plan.

Read SEC document
March 14, 2024 Filed Mar 16, 2024 00:05 UTC
JEFFS ROGERDirector
SaleCommon Stock 13,000 $69.70 $906,126.00
Disclosure

SEC source: 0000950170-24-032432 · ownership.xml · nonDerivative · entry 2

JEFFS ROGER · CIK 0001231615 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 120,756

F2 · kind: Such transaction was pursuant to a pre-approved 10b5-1 plan.

F3 · kind: Represents the subsequent sale of the underlying shares of the aforementioned exercise of stock options.

Read SEC document
March 14, 2024 Filed Mar 16, 2024 00:05 UTC
JEFFS ROGERDirector
Exercise / conversionCommon Stock 13,000 $22.03 $286,390.00
Disclosure

SEC source: 0000950170-24-032432 · ownership.xml · nonDerivative · entry 1

JEFFS ROGER · CIK 0001231615 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 133,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents an exercise of stock options.

F2 · kind: Such transaction was pursuant to a pre-approved 10b5-1 plan.

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February 27, 2024 Filed Feb 29, 2024 22:39 UTC
Murdock Hunter R.General Counsel
GrantRestricted Stock Units · Derivative 12,956 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-023302 · ownership.xml · derivative · entry 2

Murdock Hunter R. · CIK 0001934008 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,956

Underlying: Common Stock · 12,956 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 25% of the RSUs will vest on the one (1) year anniversary of the date of grant. The remaining RSUs will vest in in three substantially equal annual installments, such that the RSUs will be fully vested on February 27, 2028. Vested shares will be delivered to the reporting person upon the earlier of (i) the closing of a Change in Control (as defined in the Issuer's Amended and Restated 2015 Omnibus Incentive Compensation Plan (the "Plan"), (ii) the reporting person's separation of service from the Issuer (including termination with or without Cause (as defined in the Plan), or termination due to death or disability), or (iii) seven (7) years from the date of grant.

F3 · derivative.expiration_date: 25% of the RSUs will vest on the one (1) year anniversary of the date of grant. The remaining RSUs will vest in in three substantially equal annual installments, such that the RSUs will be fully vested on February 27, 2028. Vested shares will be delivered to the reporting person upon the earlier of (i) the closing of a Change in Control (as defined in the Issuer's Amended and Restated 2015 Omnibus Incentive Compensation Plan (the "Plan"), (ii) the reporting person's separation of service from the Issuer (including termination with or without Cause (as defined in the Plan), or termination due to death or disability), or (iii) seven (7) years from the date of grant.

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February 27, 2024 Filed Feb 29, 2024 22:39 UTC
Murdock Hunter R.General Counsel
GrantEmployee Stock Option (Right to Buy) · Derivative 23,593 $0.00 Strike: $84.00 $0.00
Disclosure

SEC source: 0000950170-24-023302 · ownership.xml · derivative · entry 1

Murdock Hunter R. · CIK 0001934008 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,593

Underlying: Common Stock · 23,593 shares

Expires 2034-02-26

F1 · derivative.exercise_date: The option will vest in substantially equal quarterly installments over four years such that the option will be fully vested on February 27, 2028.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 23:34 UTC
Jacobson Mark L.CHIEF OPERATING OFFICER
GrantRestricted Stock Units · Derivative 18,027 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-023373 · ownership.xml · derivative · entry 2

Jacobson Mark L. · CIK 0001805812 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,027

Underlying: Common Stock · 18,027 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 25% of the RSUs will vest on the one (1) year anniversary of the date of grant. The remaining RSUs will vest in in three substantially equal annual installments, such that the RSUs will be fully vested on February 27, 2028. Vested shares will be delivered to the reporting person upon the earlier of (i) the closing of a Change in Control (as defined in the Issuer's Amended and Restated 2015 Omnibus Incentive Compensation Plan (the "Plan"), (ii) the reporting person's separation of service from the Issuer (including termination with or without Cause (as defined in the Plan), or termination due to death or disability), or (iii) seven (7) years from the date of grant.

F3 · derivative.expiration_date: 25% of the RSUs will vest on the one (1) year anniversary of the date of grant. The remaining RSUs will vest in in three substantially equal annual installments, such that the RSUs will be fully vested on February 27, 2028. Vested shares will be delivered to the reporting person upon the earlier of (i) the closing of a Change in Control (as defined in the Issuer's Amended and Restated 2015 Omnibus Incentive Compensation Plan (the "Plan"), (ii) the reporting person's separation of service from the Issuer (including termination with or without Cause (as defined in the Plan), or termination due to death or disability), or (iii) seven (7) years from the date of grant.

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February 27, 2024 Filed Feb 29, 2024 23:34 UTC
Jacobson Mark L.CHIEF OPERATING OFFICER
GrantEmployee Stock Option (Right to Buy) · Derivative 32,825 $0.00 Strike: $84.00 $0.00
Disclosure

SEC source: 0000950170-24-023373 · ownership.xml · derivative · entry 1

Jacobson Mark L. · CIK 0001805812 · CHIEF OPERATING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,825

Underlying: Common Stock · 32,825 shares

Expires 2034-02-26

F1 · derivative.exercise_date: The option will vest in substantially equal quarterly installments over four years such that the option will be fully vested on February 27, 2028.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 23:18 UTC
Mahony SusanDirector
GrantStock Option (Right to Buy) · Derivative 191 $0.00 Strike: $84.00 $0.00
Disclosure

SEC source: 0000950170-24-023351 · ownership.xml · derivative · entry 1

Mahony Susan · CIK 0001463321 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191

Underlying: Common Stock · 191 shares

Expires 2034-02-26

F1 · derivative.exercise_date: Represents 191 options elected to be received in lieu of cash compensation earned in 2023. All of such options are immediately exercisable.

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February 27, 2024 Filed Feb 29, 2024 23:34 UTC
Saad Mark EDirector
GrantStock Option (Right to Buy) · Derivative 1,519 $0.00 Strike: $84.00 $0.00
Disclosure

SEC source: 0000950170-24-023374 · ownership.xml · derivative · entry 1

Saad Mark E · CIK 0001295913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,519

Underlying: Common Stock · 1,519 shares

Expires 2034-02-26

F1 · shares: Represents 1,519 options elected to be received in lieu of cash compensation earned in 2023. All of such options are immediately exercisable.

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February 27, 2024 Filed Feb 29, 2024 23:34 UTC
JEFFS ROGERDirector
GrantStock Option (Right to Buy) · Derivative 1,425 $0.00 Strike: $84.00 $0.00
Disclosure

SEC source: 0000950170-24-023375 · ownership.xml · derivative · entry 1

JEFFS ROGER · CIK 0001231615 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,425

Underlying: Common Stock · 1,425 shares

Expires 2034-02-26

F1 · shares: Represents 1,425 options elected to be received in lieu of cash compensation earned in 2023. All of such options are immediately exercisable.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 23:20 UTC
TABUTEAU HERRIOTDirector · CHIEF EXECUTIVE OFFICER · 10% owner
GrantRestricted Stock Units · Derivative 47,886 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-023354 · ownership.xml · derivative · entry 2

TABUTEAU HERRIOT · CIK 0001219927 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,886

Underlying: Common Stock · 47,886 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 25% of the RSUs will vest on the one (1) year anniversary of the date of grant. The remaining RSUs will vest in in three substantially equal annual installments, such that the RSUs will be fully vested on February 27, 2028. Vested shares will be delivered to the reporting person upon the earlier of (i) the closing of a Change in Control (as defined in the Issuer's Amended and Restated 2015 Omnibus Incentive Compensation Plan (the "Plan"), (ii) the reporting person's separation of service from the Issuer (including termination with or without Cause (as defined in the Plan), or termination due to death or disability), or (iii) seven (7) years from the date of grant.

F3 · derivative.expiration_date: 25% of the RSUs will vest on the one (1) year anniversary of the date of grant. The remaining RSUs will vest in in three substantially equal annual installments, such that the RSUs will be fully vested on February 27, 2028. Vested shares will be delivered to the reporting person upon the earlier of (i) the closing of a Change in Control (as defined in the Issuer's Amended and Restated 2015 Omnibus Incentive Compensation Plan (the "Plan"), (ii) the reporting person's separation of service from the Issuer (including termination with or without Cause (as defined in the Plan), or termination due to death or disability), or (iii) seven (7) years from the date of grant.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 23:20 UTC
TABUTEAU HERRIOTDirector · CHIEF EXECUTIVE OFFICER · 10% owner
GrantEmployee Stock Option (Right to Buy) · Derivative 87,192 $0.00 Strike: $84.00 $0.00
Disclosure

SEC source: 0000950170-24-023354 · ownership.xml · derivative · entry 1

TABUTEAU HERRIOT · CIK 0001219927 · Director · CHIEF EXECUTIVE OFFICER · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,192

Underlying: Common Stock · 87,192 shares

Expires 2034-02-26

F1 · derivative.exercise_date: The option will vest in substantially equal quarterly installments over four years such that the option will be fully vested on February 27, 2028.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 23:25 UTC
Pizzie NickCHIEF FINANCIAL OFFICER
GrantRestricted Stock Units · Derivative 15,774 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-023364 · ownership.xml · derivative · entry 2

Pizzie Nick · CIK 0001742143 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,774

Underlying: Common Stock · 15,774 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: 25% of the RSUs will vest on the one (1) year anniversary of the date of grant. The remaining RSUs will vest in in three substantially equal annual installments, such that the RSUs will be fully vested on February 27, 2028. Vested shares will be delivered to the reporting person upon the earlier of (i) the closing of a Change in Control (as defined in the Issuer's Amended and Restated 2015 Omnibus Incentive Compensation Plan (the "Plan"), (ii) the reporting person's separation of service from the Issuer (including termination with or without Cause (as defined in the Plan), or termination due to death or disability), or (iii) seven (7) years from the date of grant.

F3 · derivative.expiration_date: 25% of the RSUs will vest on the one (1) year anniversary of the date of grant. The remaining RSUs will vest in in three substantially equal annual installments, such that the RSUs will be fully vested on February 27, 2028. Vested shares will be delivered to the reporting person upon the earlier of (i) the closing of a Change in Control (as defined in the Issuer's Amended and Restated 2015 Omnibus Incentive Compensation Plan (the "Plan"), (ii) the reporting person's separation of service from the Issuer (including termination with or without Cause (as defined in the Plan), or termination due to death or disability), or (iii) seven (7) years from the date of grant.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 23:25 UTC
Pizzie NickCHIEF FINANCIAL OFFICER
GrantEmployee Stock Option (Right to Buy) · Derivative 28,722 $0.00 Strike: $84.00 $0.00
Disclosure

SEC source: 0000950170-24-023364 · ownership.xml · derivative · entry 1

Pizzie Nick · CIK 0001742143 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,722

Underlying: Common Stock · 28,722 shares

Expires 2034-02-26

F1 · derivative.exercise_date: The option will vest in substantially equal quarterly installments over four years such that the option will be fully vested on February 27, 2028.

Read SEC document
October 10, 2023 Filed Oct 13, 2023 00:33 UTC
Mahony SusanDirector
GrantStock Option (Right to Buy) · Derivative 5,873 $0.00 Strike: $70.56 $0.00
Disclosure

SEC source: 0001209191-23-052736 · doc4.xml · derivative · entry 2

Mahony Susan · CIK 0001463321 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,873

Underlying: Common Stock · 5,873 shares

Expires 2033-10-10

F2 · derivative.exercise_date: The option will vest in equal annual installments over three years such that the option will be fully vested on October 10, 2026.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.