AXON

SEC source: 0001415889-21-005557 · form4-11292021_051108.xml · derivative · entry 12

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,390,214

Underlying: Common Stock · 64,245 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-21-005557 · form4-11292021_051108.xml · nonDerivative · entry 9

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,203,125

F4 · price: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.67. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-005557 · form4-11292021_051108.xml · nonDerivative · entry 8

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,210,983

F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F4 · price: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.67. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-005557 · form4-11292021_051108.xml · nonDerivative · entry 7

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,242,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-21-005557 · form4-11292021_051108.xml · derivative · entry 11

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,454,459

Underlying: Common Stock · 7,457 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-21-005557 · form4-11292021_051108.xml · nonDerivative · entry 6

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,178,171

F3 · price: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.15. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-005557 · form4-11292021_051108.xml · nonDerivative · entry 5

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,179,078

F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F3 · price: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.15. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-005557 · form4-11292021_051108.xml · nonDerivative · entry 4

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,182,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-21-005557 · form4-11292021_051108.xml · derivative · entry 10

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,461,916

Underlying: Common Stock · 56,619 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-21-005557 · form4-11292021_051108.xml · nonDerivative · entry 3

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,175,249

F2 · price: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.26. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-005557 · form4-11292021_051108.xml · nonDerivative · entry 2

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,182,179

F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F2 · price: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.26. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-005557 · form4-11292021_051108.xml · nonDerivative · entry 1

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,209,897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-21-005330 · form4-11192021_051147.xml · derivative · entry 17

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,518,535

Underlying: Common Stock · 212,491 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-21-005330 · form4-11192021_051147.xml · nonDerivative · entry 12

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,153,278

F2 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F7 · price: The transaction was executed in multiple trades at prices ranging from $183.00 to $183.40. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-005330 · form4-11192021_051147.xml · nonDerivative · entry 11

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,156,658

F2 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F6 · price: The transaction was executed in multiple trades at prices ranging from $182.00 to $182.96. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-005330 · form4-11192021_051147.xml · nonDerivative · entry 10

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,200,012

F2 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F5 · price: The transaction was executed in multiple trades at prices ranging from $181.00 to $181.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-005330 · form4-11192021_051147.xml · nonDerivative · entry 9

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,257,222

F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

F5 · price: The transaction was executed in multiple trades at prices ranging from $181.00 to $181.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-005330 · form4-11192021_051147.xml · nonDerivative · entry 8

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,259,329

F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

F4 · price: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.97. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-005330 · form4-11192021_051147.xml · nonDerivative · entry 7

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,283,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-21-005330 · form4-11192021_051147.xml · derivative · entry 16

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,731,026

Underlying: Common Stock · 11,982 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-21-005330 · form4-11192021_051147.xml · nonDerivative · entry 6

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,070,717

F2 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F3 · price: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-005330 · form4-11192021_051147.xml · nonDerivative · entry 5

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,076,507

F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

F3 · price: The transaction was executed in multiple trades at prices ranging from $180.00 to $180.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-005330 · form4-11192021_051147.xml · nonDerivative · entry 4

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,077,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-21-005330 · form4-11192021_051147.xml · derivative · entry 15

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,743,008

Underlying: Common Stock · 530,488 shares

Expires 2028-02-28

F8 · kind: The transaction consists of performance-based restricted stock options granted on February 26, 2018 (which was approved by shareholders and became effective on May 24, 2018) for the achievement of tranches nine and ten of the CEO Performance Award for which the performance conditions were determined to have been certified by the Compensation Committee on the transaction date. The options for these tranches vested on November 17, 2021. Once the options are exercised, the shares are subject to a 2.5 year minimum holding period, excluding shares withheld, sold or made available to sell to cover taxes.

SEC source: 0001415889-21-005330 · form4-11192021_051147.xml · derivative · entry 14

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,212,520

Underlying: Common Stock · 530,488 shares

Expires 2028-02-28

F8 · kind: The transaction consists of performance-based restricted stock options granted on February 26, 2018 (which was approved by shareholders and became effective on May 24, 2018) for the achievement of tranches nine and ten of the CEO Performance Award for which the performance conditions were determined to have been certified by the Compensation Committee on the transaction date. The options for these tranches vested on November 17, 2021. Once the options are exercised, the shares are subject to a 2.5 year minimum holding period, excluding shares withheld, sold or made available to sell to cover taxes.

SEC source: 0001415889-21-005330 · form4-11192021_051147.xml · derivative · entry 13

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 682,032

Underlying: Common Stock · 167 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-21-005330 · form4-11192021_051147.xml · nonDerivative · entry 3

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,065,972

F2 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

SEC source: 0001415889-21-005330 · form4-11192021_051147.xml · nonDerivative · entry 2

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,066,052

F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

SEC source: 0001415889-21-005330 · form4-11192021_051147.xml · nonDerivative · entry 1

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,066,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-21-005283 · form4-11172021_051149.xml · derivative · entry 32

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 682,199

Underlying: Common Stock · 553,130 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-21-005283 · form4-11172021_051149.xml · nonDerivative · entry 28

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,065,905

F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F27 · price: The transaction was executed in multiple trades at prices ranging from $206.84 to $206.94. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-005283 · form4-11172021_051149.xml · nonDerivative · entry 27

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,068,905

F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F26 · price: The transaction was executed in multiple trades at prices ranging from $205.25 to $205.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-005283 · form4-11172021_051149.xml · nonDerivative · entry 26

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,072,230

F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F25 · price: The transaction was executed in multiple trades at prices ranging from $204.27 to $205.20. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-005283 · form4-11172021_051149.xml · nonDerivative · entry 25

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,075,786

F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F24 · price: The transaction was executed in multiple trades at prices ranging from $203.26 to $204.19. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-005283 · form4-11172021_051149.xml · nonDerivative · entry 24

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,081,527

F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F23 · price: The transaction was executed in multiple trades at prices ranging from $202.19 to $203.14. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-005283 · form4-11172021_051149.xml · nonDerivative · entry 23

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,087,506

F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F22 · price: The transaction was executed in multiple trades at prices ranging from $201.00 to $201.34. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-005283 · form4-11172021_051149.xml · nonDerivative · entry 22

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,088,506

F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F21 · price: The transaction was executed in multiple trades at prices ranging from $199.99 to $200.54. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-005283 · form4-11172021_051149.xml · nonDerivative · entry 21

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,098,698

F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F20 · price: The transaction was executed in multiple trades at prices ranging from $198.67 to $199.53. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-005283 · form4-11172021_051149.xml · nonDerivative · entry 20

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,102,920

F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F19 · price: The transaction was executed in multiple trades at prices ranging from $197.50 to $198.245. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-005283 · form4-11172021_051149.xml · nonDerivative · entry 19

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,107,679

F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F18 · price: The transaction was executed in multiple trades at prices ranging from $196.50 to $197.49. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-005283 · form4-11172021_051149.xml · nonDerivative · entry 18

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,115,711

F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F17 · price: The transaction was executed in multiple trades at prices ranging from $195.37 to $196.36. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-005283 · form4-11172021_051149.xml · nonDerivative · entry 17

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,123,296

F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F16 · price: The transaction was executed in multiple trades at prices ranging from $193.60 to $193.80. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-005283 · form4-11172021_051149.xml · nonDerivative · entry 16

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,123,718

F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F15 · price: The transaction was executed in multiple trades at prices ranging from $192.60 to $193.58. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-005283 · form4-11172021_051149.xml · nonDerivative · entry 15

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,134,089

F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F14 · price: The transaction was executed in multiple trades at prices ranging from $191.60 to $192.59. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-005283 · form4-11172021_051149.xml · nonDerivative · entry 14

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,143,520

F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F13 · price: The transaction was executed in multiple trades at prices ranging from $190.56 to $191.55. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-005283 · form4-11172021_051149.xml · nonDerivative · entry 13

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,150,755

F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F12 · price: The transaction was executed in multiple trades at prices ranging from $189.54 to $190.48. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-005283 · form4-11172021_051149.xml · nonDerivative · entry 12

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,162,711

F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F11 · price: The transaction was executed in multiple trades at prices ranging from $188.51 to $189.48. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-005283 · form4-11172021_051149.xml · nonDerivative · entry 11

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,180,379

F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F10 · price: The transaction was executed in multiple trades at prices ranging from $187.51 to $188.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-005283 · form4-11172021_051149.xml · nonDerivative · entry 10

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,186,955

F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F9 · price: The transaction was executed in multiple trades at prices ranging from $186.50 to $187.47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001415889-21-005283 · form4-11172021_051149.xml · nonDerivative · entry 9

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,197,411

F3 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F8 · price: The transaction was executed in multiple trades at prices ranging from $185.35 to $186.31. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.