Tapewire

Nasdaq · USD

AXON

AXON ENTERPRISE, INC.

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Tapewire entity
567
SEC CIK
0001069183
Parsed reports
556

Last 12 months

Inside the activity.

0 purchase rows · 281 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025027
Dec 2025028
Jan 2026014
Feb 202604
Mar 2026052
Apr 202600
May 202601
Jun 2026034
Jul 2026026
Aug 2026083
Sep 2026012
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 25, 2023 Filed Jan 27, 2023 23:55 UTC
SMITH PATRICK WDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 14,242 $191.94 $2,733,646.51
Disclosure

SEC source: 0001415889-23-001515 · form4-01272023_110100.xml · nonDerivative · entry 8

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,623,104

F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F8 · price: The transaction was executed in multiple trades at prices ranging from $191.15 to $192.14. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 25, 2023 Filed Jan 27, 2023 23:55 UTC
SMITH PATRICK WDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 11,114 $190.81 $2,120,646.78
Disclosure

SEC source: 0001415889-23-001515 · form4-01272023_110100.xml · nonDerivative · entry 7

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,637,346

F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F7 · price: The transaction was executed in multiple trades at prices ranging from $190.14 to $191.13. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 25, 2023 Filed Jan 27, 2023 23:55 UTC
SMITH PATRICK WDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 18,833 $189.38 $3,566,544.57
Disclosure

SEC source: 0001415889-23-001515 · form4-01272023_110100.xml · nonDerivative · entry 6

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,648,460

F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F6 · price: The transaction was executed in multiple trades at prices ranging from $189.10 to $190.06. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 25, 2023 Filed Jan 27, 2023 23:55 UTC
SMITH PATRICK WDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 9,455 $188.73 $1,784,440.26
Disclosure

SEC source: 0001415889-23-001515 · form4-01272023_110100.xml · nonDerivative · entry 5

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,667,293

F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F5 · price: The transaction was executed in multiple trades at prices ranging from $188.10 to $189.09. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 25, 2023 Filed Jan 27, 2023 23:55 UTC
SMITH PATRICK WDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 10,026 $187.54 $1,880,291.08
Disclosure

SEC source: 0001415889-23-001515 · form4-01272023_110100.xml · nonDerivative · entry 4

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,676,748

F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F4 · price: The transaction was executed in multiple trades at prices ranging from $187.01 to $188.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 25, 2023 Filed Jan 27, 2023 23:55 UTC
SMITH PATRICK WDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 4,072 $186.22 $758,294.76
Disclosure

SEC source: 0001415889-23-001515 · form4-01272023_110100.xml · nonDerivative · entry 3

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,686,774

F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F3 · price: The transaction was executed in multiple trades at prices ranging from $186.01 to $187.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 25, 2023 Filed Jan 27, 2023 23:55 UTC
SMITH PATRICK WDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 4,803 $185.35 $890,232.21
Disclosure

SEC source: 0001415889-23-001515 · form4-01272023_110100.xml · nonDerivative · entry 2

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,690,846

F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F2 · price: The transaction was executed in multiple trades at prices ranging from $185.00 to $185.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 25, 2023 Filed Jan 27, 2023 23:55 UTC
SMITH PATRICK WDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 157,955 $192.18 $30,355,791.90
Disclosure

SEC source: 0001415889-23-001515 · form4-01272023_110100.xml · nonDerivative · entry 1

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,695,649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2023 Filed Jan 25, 2023 01:19 UTC
SMITH PATRICK WDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionEmployee Stock Option · Derivative 157,415 $0.00 Strike: $28.58 $0.00
Disclosure

SEC source: 0001415889-23-001426 · form4-01252023_010108.xml · derivative · entry 17

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542,917

Underlying: Common Stock · 157,415 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2023 Filed Jan 25, 2023 01:19 UTC
SMITH PATRICK WDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 4,379 $189.48 $829,735.99
Disclosure

SEC source: 0001415889-23-001426 · form4-01252023_010108.xml · nonDerivative · entry 13

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,537,694

F3 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

F8 · price: The transaction was executed in multiple trades at prices ranging from $189.34 to $189.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 24, 2023 Filed Jan 25, 2023 01:19 UTC
SMITH PATRICK WDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 14,741 $188.94 $2,785,189.60
Disclosure

SEC source: 0001415889-23-001426 · form4-01252023_010108.xml · nonDerivative · entry 12

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,542,073

F3 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

F7 · price: The transaction was executed in multiple trades at prices ranging from $188.34 to $189.33 The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 24, 2023 Filed Jan 25, 2023 01:19 UTC
SMITH PATRICK WDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 54,183 $188.94 $10,237,428.13
Disclosure

SEC source: 0001415889-23-001426 · form4-01252023_010108.xml · nonDerivative · entry 11

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,556,814

F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F7 · price: The transaction was executed in multiple trades at prices ranging from $188.34 to $189.33 The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 24, 2023 Filed Jan 25, 2023 01:19 UTC
SMITH PATRICK WDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 11,703 $187.83 $2,198,124.17
Disclosure

SEC source: 0001415889-23-001426 · form4-01252023_010108.xml · nonDerivative · entry 10

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,610,997

F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F6 · price: The transaction was executed in multiple trades at prices ranging from $187.34 to $188.33. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 24, 2023 Filed Jan 25, 2023 01:19 UTC
SMITH PATRICK WDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 6,695 $186.85 $1,250,988.20
Disclosure

SEC source: 0001415889-23-001426 · form4-01252023_010108.xml · nonDerivative · entry 9

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,622,700

F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F5 · price: The transaction was executed in multiple trades at prices ranging from $186.30 to $187.26. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 24, 2023 Filed Jan 25, 2023 01:19 UTC
SMITH PATRICK WDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 3,900 $185.88 $724,926.15
Disclosure

SEC source: 0001415889-23-001426 · form4-01252023_010108.xml · nonDerivative · entry 8

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,629,395

F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F4 · price: The transaction was executed in multiple trades at prices ranging from $185.25 to $186.18. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 24, 2023 Filed Jan 25, 2023 01:19 UTC
SMITH PATRICK WDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 157,415 $188.96 $29,745,138.40
Disclosure

SEC source: 0001415889-23-001426 · form4-01252023_010108.xml · nonDerivative · entry 7

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,633,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 01:19 UTC
SMITH PATRICK WDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionEmployee Stock Option · Derivative 360,644 $0.00 Strike: $28.58 $0.00
Disclosure

SEC source: 0001415889-23-001426 · form4-01252023_010108.xml · derivative · entry 16

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,332

Underlying: Common Stock · 360,644 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 01:19 UTC
SMITH PATRICK WDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionEmployee Stock Option · Derivative 83,622 $0.00 Strike: $28.58 $0.00
Disclosure

SEC source: 0001415889-23-001426 · form4-01252023_010108.xml · derivative · entry 15

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,060,976

Underlying: Common Stock · 83,622 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 01:19 UTC
SMITH PATRICK WDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 53,683 $190.17 $10,208,998.11
Disclosure

SEC source: 0001415889-23-001426 · form4-01252023_010108.xml · nonDerivative · entry 6

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,475,880

F3 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 01:19 UTC
SMITH PATRICK WDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 214,732 $190.17 $40,835,992.43
Disclosure

SEC source: 0001415889-23-001426 · form4-01252023_010108.xml · nonDerivative · entry 5

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,529,563

F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 01:19 UTC
SMITH PATRICK WDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 444,266 $188.95 $83,944,060.70
Disclosure

SEC source: 0001415889-23-001426 · form4-01252023_010108.xml · nonDerivative · entry 4

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,744,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 20, 2023 Filed Jan 25, 2023 01:19 UTC
SMITH PATRICK WDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionEmployee Stock Option · Derivative 52,261 $0.00 Strike: $28.58 $0.00
Disclosure

SEC source: 0001415889-23-001426 · form4-01252023_010108.xml · derivative · entry 14

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,144,598

Underlying: Common Stock · 52,261 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 20, 2023 Filed Jan 25, 2023 01:19 UTC
SMITH PATRICK WDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 6,360 $185.24 $1,178,142.94
Disclosure

SEC source: 0001415889-23-001426 · form4-01252023_010108.xml · nonDerivative · entry 3

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,300,029

F3 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

F2 · price: The transaction was executed in multiple trades at prices ranging from $185.00 to $185.65. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 20, 2023 Filed Jan 25, 2023 01:19 UTC
SMITH PATRICK WDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 25,442 $185.24 $4,712,942.23
Disclosure

SEC source: 0001415889-23-001426 · form4-01252023_010108.xml · nonDerivative · entry 2

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,306,389

F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F2 · price: The transaction was executed in multiple trades at prices ranging from $185.00 to $185.65. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 20, 2023 Filed Jan 25, 2023 01:19 UTC
SMITH PATRICK WDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 52,261 $185.02 $9,669,330.22
Disclosure

SEC source: 0001415889-23-001426 · form4-01252023_010108.xml · nonDerivative · entry 1

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,331,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2023 Filed Jan 20, 2023 01:15 UTC
SMITH PATRICK WDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionEmployee Stock Option · Derivative 2,140 $0.00 Strike: $28.58 $0.00
Disclosure

SEC source: 0001415889-23-001242 · form4-01202023_010106.xml · derivative · entry 18

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,196,859

Underlying: Common Stock · 2,140 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2023 Filed Jan 20, 2023 01:15 UTC
SMITH PATRICK WDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 260 $185.06 $48,115.55
Disclosure

SEC source: 0001415889-23-001242 · form4-01202023_010106.xml · nonDerivative · entry 15

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,279,570

F4 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

F10 · price: The transaction was executed in multiple trades at prices ranging from $185.00 to $185.24. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 19, 2023 Filed Jan 20, 2023 01:15 UTC
SMITH PATRICK WDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 1,040 $185.06 $192,462.19
Disclosure

SEC source: 0001415889-23-001242 · form4-01202023_010106.xml · nonDerivative · entry 14

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,279,830

F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F10 · price: The transaction was executed in multiple trades at prices ranging from $185.00 to $185.24. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 19, 2023 Filed Jan 20, 2023 01:15 UTC
SMITH PATRICK WDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 2,140 $184.06 $393,888.40
Disclosure

SEC source: 0001415889-23-001242 · form4-01202023_010106.xml · nonDerivative · entry 13

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,280,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 18, 2023 Filed Jan 20, 2023 01:15 UTC
SMITH PATRICK WDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionEmployee Stock Option · Derivative 60,229 $0.00 Strike: $28.58 $0.00
Disclosure

SEC source: 0001415889-23-001242 · form4-01202023_010106.xml · derivative · entry 17

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,198,999

Underlying: Common Stock · 60,229 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 18, 2023 Filed Jan 20, 2023 01:15 UTC
SMITH PATRICK WDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 2,800 $188.28 $527,186.52
Disclosure

SEC source: 0001415889-23-001242 · form4-01202023_010106.xml · nonDerivative · entry 12

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,278,730

F4 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

F9 · price: The transaction was executed in multiple trades at prices ranging from $188.05 to $188.56. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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January 18, 2023 Filed Jan 20, 2023 01:15 UTC
SMITH PATRICK WDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 4,447 $187.44 $833,556.35
Disclosure

SEC source: 0001415889-23-001242 · form4-01202023_010106.xml · nonDerivative · entry 11

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,281,530

F4 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

F8 · price: The transaction was executed in multiple trades at prices ranging from $187.01 to $187.94. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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January 18, 2023 Filed Jan 20, 2023 01:15 UTC
SMITH PATRICK WDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 13,314 $187.44 $2,495,608.11
Disclosure

SEC source: 0001415889-23-001242 · form4-01202023_010106.xml · nonDerivative · entry 10

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,285,977

F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F8 · price: The transaction was executed in multiple trades at prices ranging from $187.01 to $187.94. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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January 18, 2023 Filed Jan 20, 2023 01:15 UTC
SMITH PATRICK WDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 6,336 $186.60 $1,182,315.97
Disclosure

SEC source: 0001415889-23-001242 · form4-01202023_010106.xml · nonDerivative · entry 9

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,299,291

F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F7 · price: The transaction was executed in multiple trades at prices ranging from $186.00 to $186.93. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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January 18, 2023 Filed Jan 20, 2023 01:15 UTC
SMITH PATRICK WDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 9,336 $185.46 $1,731,450.83
Disclosure

SEC source: 0001415889-23-001242 · form4-01202023_010106.xml · nonDerivative · entry 8

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,305,627

F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F2 · price: The transaction was executed in multiple trades at prices ranging from $185.00 to $185.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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January 18, 2023 Filed Jan 20, 2023 01:15 UTC
SMITH PATRICK WDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 60,229 $182.27 $10,977,939.83
Disclosure

SEC source: 0001415889-23-001242 · form4-01202023_010106.xml · nonDerivative · entry 7

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,314,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 17, 2023 Filed Jan 18, 2023 22:39 UTC
Isner JoshuaCHIEF OPERATING OFFICER
SaleCommon Stock 176 $186.88 $32,891.37
Disclosure

SEC source: 0001415889-23-001103 · form4-01182023_100107.xml · nonDerivative · entry 3

Isner Joshua · CIK 0001648518 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,764

F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

F4 · price: The transaction was executed in multiple trades at prices ranging from $186.695 to $187.13. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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January 17, 2023 Filed Jan 18, 2023 22:39 UTC
Isner JoshuaCHIEF OPERATING OFFICER
SaleCommon Stock 1,543 $185.66 $286,476.62
Disclosure

SEC source: 0001415889-23-001103 · form4-01182023_100107.xml · nonDerivative · entry 2

Isner Joshua · CIK 0001648518 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,940

F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

F3 · price: The transaction was executed in multiple trades at prices ranging from $185.46 to $186.19. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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January 17, 2023 Filed Jan 18, 2023 22:39 UTC
Isner JoshuaCHIEF OPERATING OFFICER
SaleCommon Stock 3,818 $184.82 $705,630.16
Disclosure

SEC source: 0001415889-23-001103 · form4-01182023_100107.xml · nonDerivative · entry 1

Isner Joshua · CIK 0001648518 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,483

F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

F2 · price: The transaction was executed in multiple trades at prices ranging from $184.35 to $185.26. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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January 17, 2023 Filed Jan 20, 2023 01:15 UTC
SMITH PATRICK WDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionEmployee Stock Option · Derivative 117,753 $0.00 Strike: $28.58 $0.00
Disclosure

SEC source: 0001415889-23-001242 · form4-01202023_010106.xml · derivative · entry 16

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,259,228

Underlying: Common Stock · 117,753 shares

Expires 2028-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 17, 2023 Filed Jan 20, 2023 01:15 UTC
SMITH PATRICK WDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 2,400 $188.31 $451,934.40
Disclosure

SEC source: 0001415889-23-001242 · form4-01202023_010106.xml · nonDerivative · entry 6

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,254,734

F4 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

F6 · price: The transaction was executed in multiple trades at prices ranging from $188.15 to $189.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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January 17, 2023 Filed Jan 20, 2023 01:15 UTC
SMITH PATRICK WDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 6,262 $187.47 $1,173,947.79
Disclosure

SEC source: 0001415889-23-001242 · form4-01202023_010106.xml · nonDerivative · entry 5

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,257,134

F4 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

F5 · price: The transaction was executed in multiple trades at prices ranging from $187.00 to $187.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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January 17, 2023 Filed Jan 20, 2023 01:15 UTC
SMITH PATRICK WDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 5,638 $186.47 $1,051,330.83
Disclosure

SEC source: 0001415889-23-001242 · form4-01202023_010106.xml · nonDerivative · entry 4

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,263,396

F4 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

F3 · price: The transaction was executed in multiple trades at prices ranging from $186.00 to $186.96. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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January 17, 2023 Filed Jan 20, 2023 01:15 UTC
SMITH PATRICK WDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 3,142 $186.47 $585,895.97
Disclosure

SEC source: 0001415889-23-001242 · form4-01202023_010106.xml · nonDerivative · entry 3

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,269,034

F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F3 · price: The transaction was executed in multiple trades at prices ranging from $186.00 to $186.96. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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January 17, 2023 Filed Jan 20, 2023 01:15 UTC
SMITH PATRICK WDirector · CHIEF EXECUTIVE OFFICER
SaleCommon Stock 54,057 $185.35 $10,019,513.60
Disclosure

SEC source: 0001415889-23-001242 · form4-01202023_010106.xml · nonDerivative · entry 2

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,272,176

F1 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.

F2 · price: The transaction was executed in multiple trades at prices ranging from $185.00 to $185.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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January 17, 2023 Filed Jan 20, 2023 01:15 UTC
SMITH PATRICK WDirector · CHIEF EXECUTIVE OFFICER
Exercise / conversionCommon Stock 117,753 $184.47 $21,721,895.91
Disclosure

SEC source: 0001415889-23-001242 · form4-01202023_010106.xml · nonDerivative · entry 1

SMITH PATRICK W · CIK 0001167028 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,326,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 05, 2023 Filed Jan 6, 2023 21:39 UTC
Kunins Jeffrey CCHIEF PRODUCT OFFICER
SaleCommon Stock 300 $170.27 $51,081.00
Disclosure

SEC source: 0001415889-23-000628 · form4-01062023_090105.xml · nonDerivative · entry 6

Kunins Jeffrey C · CIK 0001788888 · CHIEF PRODUCT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,474

F2 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

F7 · price: The transaction was executed in multiple trades at prices ranging from $170.04 to $170.45. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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January 05, 2023 Filed Jan 6, 2023 21:39 UTC
Kunins Jeffrey CCHIEF PRODUCT OFFICER
SaleCommon Stock 400 $169.47 $67,789.00
Disclosure

SEC source: 0001415889-23-000628 · form4-01062023_090105.xml · nonDerivative · entry 5

Kunins Jeffrey C · CIK 0001788888 · CHIEF PRODUCT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,774

F2 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

F6 · price: The transaction was executed in multiple trades at prices ranging from $169.02 to $169.97. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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January 05, 2023 Filed Jan 6, 2023 21:39 UTC
Kunins Jeffrey CCHIEF PRODUCT OFFICER
SaleCommon Stock 722 $168.57 $121,704.51
Disclosure

SEC source: 0001415889-23-000628 · form4-01062023_090105.xml · nonDerivative · entry 4

Kunins Jeffrey C · CIK 0001788888 · CHIEF PRODUCT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,174

F2 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

F5 · price: The transaction was executed in multiple trades at prices ranging from $168.01 to $168.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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January 05, 2023 Filed Jan 6, 2023 21:39 UTC
Kunins Jeffrey CCHIEF PRODUCT OFFICER
SaleCommon Stock 2,118 $167.14 $354,010.78
Disclosure

SEC source: 0001415889-23-000628 · form4-01062023_090105.xml · nonDerivative · entry 3

Kunins Jeffrey C · CIK 0001788888 · CHIEF PRODUCT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,896

F2 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

F4 · price: The transaction was executed in multiple trades at prices ranging from $166.97 to $167.89. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.