Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 1 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 02, 2020 Filed Jun 10, 2020 00:44 UTC Amendment |
LAFRANCE JAMES TDirector
|
OtherCommon Stock | 5,021 | $1.80 | $9,037.80 |
DisclosureSEC source: 0001162956-20-000003 · primary_doc.xml · nonDerivative · entry 1 LAFRANCE JAMES T · CIK 0001162956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 434,480 F1 · shares: This amendment is being filed to correct an error in the number of shares of common stock and warrants previously reported, which were inadvertently over-reported in the original Form 4 filing as a result of a transposition of the numbers. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 01:15 UTC |
Palmieri Valerie BarberDirector · President & CEO
|
GrantEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative | 125,000 | $0.00 Strike: $0.47 | $0.00 |
DisclosureSEC source: 0001623017-20-000002 · primary_doc.xml · derivative · entry 1 Palmieri Valerie Barber · CIK 0001623017 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: COMMON STOCK · 125,000 shares Expires 2029-01-08 F1 · derivative.exercise_date: An option to purchase 250,000 shares of common stock was granted to the reporting person on 1/8/19, subject to the satisfaction of certain performance conditions. On 6/1/20, a portion of the performance conditions were deemed to have been met, resulting in 125,000 shares earned. The remaining option to purchase 125,000 shares was canceled. Half of the achieved portion of the option grant is immediately exercisable and the remaining 50% will vest on 3/31/21. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 01:04 UTC |
Beechey Robert HarryChief Financial Officer
|
GrantEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative | 50,000 | $0.00 Strike: $0.47 | $0.00 |
DisclosureSEC source: 0001725914-20-000003 · primary_doc.xml · derivative · entry 1 Beechey Robert Harry · CIK 0001725914 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2029-01-08 F1 · derivative.exercise_date: An option to purchase 100,000 shares of common stock was granted to the reporting person on 1/8/19, subject to the satisfaction of certain performance conditions. On 6/1/20, a portion of the performance conditions were deemed to have been met, resulting in 50,000 shares earned. The remaining option to purchase 50,000 shares was canceled. Half of the achieved portion of the option grant is immediately exercisable and the remaining 50% will vest on 3/31/21. Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 21:15 UTC |
Palmieri Valerie BarberDirector · President and CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 500,000 | $0.00 Strike: $0.68 | $0.00 |
DisclosureSEC source: 0001623017-20-000001 · primary_doc.xml · derivative · entry 1 Palmieri Valerie Barber · CIK 0001623017 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2030-03-19 F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 19, 2021. Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 21:53 UTC Amendment |
COCOZZA NANCY GDirector
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 115,148 | $0.00 Strike: $0.68 | $0.00 |
DisclosureSEC source: 0001232953-20-000002 · primary_doc.xml · derivative · entry 2 COCOZZA NANCY G · CIK 0001232953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,148 Underlying: Common Stock · 115,148 shares Expires 2030-03-19 F2 · derivative.exercise_date: The employee stock option will vest in four equal installments on April 1, 2020, June 1, 2020, September 1, 2020 and December 1, 2020. Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 21:53 UTC Amendment |
COCOZZA NANCY GDirector
|
GrantCommon Stock | 66,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001232953-20-000002 · primary_doc.xml · nonDerivative · entry 1 COCOZZA NANCY G · CIK 0001232953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,506 F1 · shares: The shares of common stock represent restricted stock units with contingent right to receive one share of common stock of Vermillion, Inc. for each restricted stock unit. The restricted stock units will vest in four equal installments on April 1, 2020, June 1, 2020, September 1, 2020 and December 1, 2020. Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 21:33 UTC |
Jordan Veronica GHDirector
|
GrantEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative | 122,537 | $0.00 Strike: $0.68 | $0.00 |
DisclosureSEC source: 0001562762-20-000125 · certent-form4.xml · derivative · entry 2 Jordan Veronica GH · CIK 0001381123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,537 Underlying: COMMON STOCK · 122,537 shares Expires 2030-03-19 F2 · derivative.exercise_date: The employee stock option will vest in four equal installments on April 1, 2020, June 1, 2020, September 1, 2020 and December 1, 2020. Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 21:33 UTC |
Jordan Veronica GHDirector
|
GrantCommon Stock | 70,467 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-20-000125 · certent-form4.xml · nonDerivative · entry 1 Jordan Veronica GH · CIK 0001381123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,673 F1 · shares: The shares of common stock represent restricted stock units with contingent right to receive one share of common stock of Vermillion, Inc. for each restricted stock unit. The restricted stock units will vest in four equal installments on April 1, 2020, June 1, 2020, September 1, 2020 and December 1, 2020. Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 21:27 UTC | GrantEmployee Stock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $0.68 | $0.00 |
DisclosureSEC source: 0001725914-20-000002 · primary_doc.xml · derivative · entry 1 Beechey Robert Harry · CIK 0001725914 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2030-03-19 F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 19, 2021. Read SEC document |
|
| March 19, 2020 Filed Mar 23, 2020 21:08 UTC |
SCHREIBER DAVIDDirector
|
GrantCommon Stock | 70,113 | $0.00 | $0.00 |
DisclosureSEC source: 0001255627-20-000001 · primary_doc.xml · nonDerivative · entry 1 SCHREIBER DAVID · CIK 0001255627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,018 F1 · shares: The shares of common stock represent restricted stock units with contingent right to receive one share of common stock of Vermillion, Inc. for each restricted stock unit. The restricted stock units will vest in four equal installments on April 1, 2020, June 1, 2020, September 1, 2020 and December 1, 2020. Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 21:03 UTC |
COCOZZA NANCY GDirector
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 115,148 | $0.68 Strike: $0.68 | $78,300.64 |
DisclosureSEC source: 0001232953-20-000001 · primary_doc.xml · derivative · entry 2 COCOZZA NANCY G · CIK 0001232953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,148 Underlying: Common Stock · 115,148 shares Expires 2030-03-19 F2 · derivative.exercise_date: The employee stock option will vest in four equal installments on April 1, 2020, June 1, 2020, September 1, 2020 and December 1, 2020. Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 21:03 UTC |
COCOZZA NANCY GDirector
|
GrantCommon Stock | 66,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001232953-20-000001 · primary_doc.xml · nonDerivative · entry 1 COCOZZA NANCY G · CIK 0001232953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,506 F1 · shares: The shares of common stock represent restricted stock units with contingent right to receive one share of common stock of Vermillion, Inc. for each restricted stock unit. The restricted stock units will vest in four equal installments on April 1, 2020, June 1, 2020, September 1, 2020 and December 1, 2020. Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 20:55 UTC |
LAFRANCE JAMES TDirector
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 147,783 | $0.00 Strike: $0.68 | $0.00 |
DisclosureSEC source: 0001162956-20-000001 · primary_doc.xml · derivative · entry 2 LAFRANCE JAMES T · CIK 0001162956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,783 Underlying: Common Stock · 147,783 shares Expires 2030-03-19 F2 · derivative.exercise_date: The employee stock option will vest in four equal installments on April 1, 2020, June 1, 2020, September 1, 2020 and December 1, 2020. Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 20:55 UTC |
LAFRANCE JAMES TDirector
|
GrantCommon Stock | 84,986 | $0.00 | $0.00 |
DisclosureSEC source: 0001162956-20-000001 · primary_doc.xml · nonDerivative · entry 1 LAFRANCE JAMES T · CIK 0001162956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 429,459 F1 · shares: The shares of common stock represent restricted stock units with contingent right to receive one share of common stock of Vermillion, Inc. for each restricted stock unit. The restricted stock units will vest in four equal installments on April 1, 2020, June 1, 2020, September 1, 2020 and December 1, 2020. Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 20:43 UTC |
Burns James SDirector
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 113,300 | $0.00 Strike: $0.68 | $0.00 |
DisclosureSEC source: 0001294046-20-000001 · primary_doc.xml · derivative · entry 2 Burns James S · CIK 0001294046 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,300 Underlying: Common Stock · 113,300 shares Expires 2030-03-19 F2 · derivative.exercise_date: The employee stock option will vest in four equal installments on April 1, 2020, June 1, 2020, September 1, 2020 and December 1, 2020. Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 20:43 UTC |
Burns James SDirector
|
GrantCommon Stock | 65,156 | $0.00 | $0.00 |
DisclosureSEC source: 0001294046-20-000001 · primary_doc.xml · nonDerivative · entry 1 Burns James S · CIK 0001294046 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,211 F1 · shares: The shares of common stock represent restricted stock units with contingent right to receive one share of common stock of Vermillion, Inc. for each restricted stock unit. The restricted stock units will vest in four equal installments on April 1, 2020, June 1, 2020, September 1, 2020 and December 1, 2020. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 16:02 UTC |
Beechey Robert HarryChief Financial Officer
|
PurchaseCommon Stock, par value $0.001 per share | 5,000 | $0.71 | $3,541.50 |
DisclosureSEC source: 0001725914-19-000003 · primary_doc.xml · nonDerivative · entry 1 Beechey Robert Harry · CIK 0001725914 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,000 Read SEC document |
| June 28, 2019 Filed Jul 1, 2019 20:32 UTC |
Palmieri Valerie BarberDirector · President and CEO
|
PurchaseCommon Stock, par value $0.001 per share | 37,500 | $0.80 | $30,000.00 |
DisclosureSEC source: 0001623017-19-000002 · primary_doc.xml · nonDerivative · entry 1 Palmieri Valerie Barber · CIK 0001623017 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,563 Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:37 UTC |
Schuler Henri George10% owner
|
PurchaseCommon Stock, par value $0.001 | 250,000 | $0.80 | $200,000.00 |
DisclosureSEC source: 0000905148-19-000669 · form4.xml · nonDerivative · entry 5 Schuler Henri George · CIK 0001629151 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Schuler Grandchildren LLC Disclosed balance after: 1,503,177 F4 · ownership.nature: These Shares are directly owned by the Schuler Grandchildren LLC. H. George Schuler is the manager of the Schuler Grandchildren LLC. F6 · ownership.nature: The reporting persons disclaim beneficial ownership of these Shares and Warrants except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that he or it is the beneficial owner of the Shares or Warrants for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:37 UTC |
Schuler Henri George10% owner
|
PurchaseCommon Stock, par value $0.001 | 2,250,000 | $0.80 | $1,800,000.00 |
DisclosureSEC source: 0000905148-19-000669 · form4.xml · nonDerivative · entry 4 Schuler Henri George · CIK 0001629151 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Therese Heidi Schuler Trust Disclosed balance after: 6,046,957 F2 · ownership.nature: These Shares and Warrants are directly owned by the Therese Heidi Schuler Trust. H. George Schuler is the sole trustee of the Therese Heidi Schuler Trust. F6 · ownership.nature: The reporting persons disclaim beneficial ownership of these Shares and Warrants except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that he or it is the beneficial owner of the Shares or Warrants for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:37 UTC |
Schuler Henri George10% owner
|
PurchaseCommon Stock, par value $0.001 | 2,250,000 | $0.80 | $1,800,000.00 |
DisclosureSEC source: 0000905148-19-000669 · form4.xml · nonDerivative · entry 3 Schuler Henri George · CIK 0001629151 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Tanya Eva Schuler Trust Disclosed balance after: 6,047,057 F1 · ownership.nature: These shares of Common Stock ("Shares") and warrants to acquire Shares ("Warrants") are directly owned by the Tanya Eva Schuler Trust. H. George Schuler is the sole trustee of the Tanya Eva Schuler Trust. F6 · ownership.nature: The reporting persons disclaim beneficial ownership of these Shares and Warrants except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that he or it is the beneficial owner of the Shares or Warrants for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:36 UTC |
SCHULER JACK W10% owner
|
PurchaseCommon Stock, par value $0.001 | 5,000,000 | $0.80 | $4,000,000.00 |
DisclosureSEC source: 0000905148-19-000668 · form4.xml · nonDerivative · entry 1 SCHULER JACK W · CIK 0001021412 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 22,378,242 F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by the Jack W. Schuler Living Trust. Jack W. Schuler is the sole trustee of the Jack W. Schuler Living Trust. Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 23:07 UTC |
SCHREIBER DAVIDDirector
|
SaleCommon Stock | 10,000 | $1.10 | $11,000.00 |
DisclosureSEC source: 0001255627-19-000003 · primary_doc.xml · nonDerivative · entry 1 SCHREIBER DAVID · CIK 0001255627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,905 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| May 17, 2019 Filed May 17, 2019 16:26 UTC |
Beechey Robert HarryChief Financial Officer
|
PurchaseCommon Stock, par value $0.001 per share | 5,000 | $1.26 | $6,292.00 |
DisclosureSEC source: 0001725914-19-000002 · primary_doc.xml · nonDerivative · entry 1 Beechey Robert Harry · CIK 0001725914 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,000 Read SEC document |
| March 26, 2019 Filed Mar 29, 2019 00:13 UTC |
Palmieri Valerie BarberDirector · President and CEO
|
GrantEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative | 450,000 | $0.00 Strike: $1.29 | $0.00 |
DisclosureSEC source: 0001623017-19-000001 · primary_doc.xml · derivative · entry 1 Palmieri Valerie Barber · CIK 0001623017 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 Underlying: Common Stock · 450,000 shares Expires 2029-03-26 F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 26, 2020. Read SEC document |
| March 26, 2019 Filed Mar 28, 2019 23:53 UTC |
Beechey Robert HarryChief Financial Officer
|
GrantEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative | 150,000 | $0.00 Strike: $1.29 | $0.00 |
DisclosureSEC source: 0001725914-19-000001 · primary_doc.xml · derivative · entry 1 Beechey Robert Harry · CIK 0001725914 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2029-03-26 F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 26, 2020. Read SEC document |
| March 26, 2019 Filed Mar 28, 2019 23:31 UTC |
COCOZZA NANCY GDirector
|
GrantEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative | 92,942 | $0.00 Strike: $1.29 | $0.00 |
DisclosureSEC source: 0001232953-19-000001 · primary_doc.xml · derivative · entry 2 COCOZZA NANCY G · CIK 0001232953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,942 Underlying: Common Stock · 92,942 shares Expires 2029-03-26 F2 · derivative.exercise_date: The employee stock option will vest in four equal installments on April 1, 2019, June 1, 2019, September 1, 2019 and December 1, 2019. Read SEC document |
| March 26, 2019 Filed Mar 28, 2019 23:31 UTC |
COCOZZA NANCY GDirector
|
GrantCommon Stock | 35,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001232953-19-000001 · primary_doc.xml · nonDerivative · entry 1 COCOZZA NANCY G · CIK 0001232953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,288 F1 · shares: The shares of common stock represent restricted stock units with contingent right to receive one share of common stock of Vermillion, Inc. for each restricted stock unit. The restricted stock units will vest in four equal installments on April 1, 2019, June 1, 2019, September 1, 2019 and December 1, 2019. Read SEC document |
| March 26, 2019 Filed Mar 28, 2019 22:54 UTC |
Jordan Veronica GHDirector
|
GrantEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative | 98,907 | $0.00 Strike: $1.29 | $0.00 |
DisclosureSEC source: 0001562762-19-000083 · certent-form4.xml · derivative · entry 2 Jordan Veronica GH · CIK 0001381123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,907 Underlying: COMMON STOCK · 98,907 shares Expires 2029-03-26 F2 · derivative.exercise_date: The employee stock option will vest in four equal installments on April 1, 2019, June 1, 2019, September 1, 2019 and December 1, 2019. Read SEC document |
| March 26, 2019 Filed Mar 28, 2019 22:54 UTC |
Jordan Veronica GHDirector
|
GrantCommon Stock | 37,689 | $0.00 | $0.00 |
DisclosureSEC source: 0001562762-19-000083 · certent-form4.xml · nonDerivative · entry 1 Jordan Veronica GH · CIK 0001381123 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,206 F1 · shares: The shares of common stock represent restricted stock units with contingent right to receive one share of common stock of Vermillion, Inc. for each restricted stock unit. The restricted stock units will vest in four equal installments on April 1, 2019, June 1, 2019, September 1, 2019 and December 1, 2019. Read SEC document |
| March 26, 2019 Filed Mar 28, 2019 22:46 UTC |
SCHREIBER DAVIDDirector
|
GrantCommon Stock | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001255627-19-000002 · primary_doc.xml · nonDerivative · entry 1 SCHREIBER DAVID · CIK 0001255627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,905 F1 · shares: The shares of common stock represent restricted stock units with contingent right to receive one share of common stock of Vermillion, Inc. for each restricted stock unit. The restricted stock units will vest in four equal installments on April 1, 2019, June 1, 2019, September 1, 2019 and December 1, 2019. Read SEC document |
| March 26, 2019 Filed Mar 28, 2019 22:33 UTC |
LAFRANCE JAMES TDirector
|
GrantEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative | 119,284 | $0.00 Strike: $1.29 | $0.00 |
DisclosureSEC source: 0001162956-19-000001 · primary_doc.xml · derivative · entry 2 LAFRANCE JAMES T · CIK 0001162956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,284 Underlying: Common Stock · 119,284 shares Expires 2029-03-26 F2 · derivative.exercise_date: The employee stock option will vest in four equal installments on April 1, 2019, June 1, 2019, September 1, 2019 and December 1, 2019. Read SEC document |
| March 26, 2019 Filed Mar 28, 2019 22:33 UTC |
LAFRANCE JAMES TDirector
|
GrantCommon Stock | 45,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001162956-19-000001 · primary_doc.xml · nonDerivative · entry 1 LAFRANCE JAMES T · CIK 0001162956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,473 F1 · shares: The shares of common stock represent restricted stock units with contingent right to receive one share of common stock of Vermillion, Inc. for each restricted stock unit. The restricted stock units will vest in four equal installments on April 1, 2019, June 1, 2019, September 1, 2019 and December 1, 2019. Read SEC document |
| March 26, 2019 Filed Mar 28, 2019 22:21 UTC |
Burns James SDirector
|
GrantEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative | 91,451 | $0.00 Strike: $1.29 | $0.00 |
DisclosureSEC source: 0001294046-19-000001 · primary_doc.xml · derivative · entry 2 Burns James S · CIK 0001294046 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,451 Underlying: Common Stock · 91,451 shares Expires 2029-03-26 F2 · derivative.exercise_date: The employee stock option will vest in four equal installments on April 1, 2019, June 1, 2019, September 1, 2019 and December 1, 2019. Read SEC document |
| March 26, 2019 Filed Mar 28, 2019 22:21 UTC |
Burns James SDirector
|
PurchaseCommon Stock | 34,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001294046-19-000001 · primary_doc.xml · nonDerivative · entry 1 Burns James S · CIK 0001294046 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 397,055 F1 · shares: The shares of common stock represent restricted stock units with contingent right to receive one share of common stock of Vermillion, Inc. for each restricted stock unit. The restricted stock units will vest in four equal installments on April 1, 2019, June 1, 2019, September 1, 2019 and December 1, 2019. Read SEC document |
| March 26, 2019 Filed Apr 8, 2019 12:25 UTC Amendment |
Burns James SDirector
|
GrantEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative | 91,451 | $0.00 Strike: $1.29 | $0.00 |
DisclosureSEC source: 0001294046-19-000002 · primary_doc.xml · derivative · entry 2 Burns James S · CIK 0001294046 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,451 Underlying: Common Stock · 91,451 shares Expires 2029-03-26 F2 · derivative.exercise_date: The employee stock option will vest in four equal installments on April 1, 2019, June 1, 2019, September 1, 2019 and December 1, 2019. Read SEC document |
| March 26, 2019 Filed Apr 8, 2019 12:25 UTC Amendment |
Burns James SDirector
|
GrantCommon Stock | 34,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001294046-19-000002 · primary_doc.xml · nonDerivative · entry 1 Burns James S · CIK 0001294046 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 397,055 F1 · shares: The shares of common stock represent restricted stock units with contingent right to receive one share of common stock of Vermillion, Inc. for each restricted stock unit. The restricted stock units will vest in four equal installments on April 1, 2019, June 1, 2019, September 1, 2019 and December 1, 2019. Read SEC document |
| March 26, 2019 Filed Apr 12, 2019 12:37 UTC Amendment |
LAFRANCE JAMES TDirector
|
GrantEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative | 119,284 | $0.00 Strike: $1.29 | $0.00 |
DisclosureSEC source: 0001162956-19-000002 · primary_doc.xml · derivative · entry 2 LAFRANCE JAMES T · CIK 0001162956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,284 Underlying: Common Stock · 119,284 shares Expires 2029-03-26 F2 · derivative.exercise_date: The employee stock option will vest in four equal installments on April 1, 2019, June 1, 2019, September 1, 2019 and December 1, 2019. Read SEC document |
| March 26, 2019 Filed Apr 12, 2019 12:37 UTC Amendment |
LAFRANCE JAMES TDirector
|
GrantCommon Stock | 45,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001162956-19-000002 · primary_doc.xml · nonDerivative · entry 1 LAFRANCE JAMES T · CIK 0001162956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,473 F1 · shares: The shares of common stock represent restricted stock units with contingent right to receive one share of common stock of Vermillion, Inc. for each restricted stock unit. The restricted stock units will vest in four equal installments on April 1, 2019, June 1, 2019, September 1, 2019 and December 1, 2019. Read SEC document |
| March 08, 2019 Filed Jul 2, 2019 20:37 UTC |
Schuler Henri George10% owner
|
GiftCommon Stock, par value $0.001 | 520,033 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-19-000669 · form4.xml · nonDerivative · entry 2 Schuler Henri George · CIK 0001629151 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Schuler GC 2010 Continuation Trust Disclosed balance after: 0 F3 · ownership.nature: These Shares and Warrants are directly owned by the Schuler GC 2010 Continuation Trust. H. George Schuler is the sole trustee of the Schuler GC 2010 Continuation Trust. F6 · ownership.nature: The reporting persons disclaim beneficial ownership of these Shares and Warrants except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that he or it is the beneficial owner of the Shares or Warrants for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 08, 2019 Filed Jul 2, 2019 20:37 UTC |
Schuler Henri George10% owner
|
GiftCommon Stock, par value $0.001 | 520,035 | $0.00 | $0.00 |
DisclosureSEC source: 0000905148-19-000669 · form4.xml · nonDerivative · entry 1 Schuler Henri George · CIK 0001629151 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Schuler GC 2010 Continuation Trust Disclosed balance after: 520,033 F3 · ownership.nature: These Shares and Warrants are directly owned by the Schuler GC 2010 Continuation Trust. H. George Schuler is the sole trustee of the Schuler GC 2010 Continuation Trust. F6 · ownership.nature: The reporting persons disclaim beneficial ownership of these Shares and Warrants except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that he or it is the beneficial owner of the Shares or Warrants for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 20:20 UTC |
SCHREIBER DAVIDDirector
|
SaleCommon Stock, par value $0.001 per share | 30,000 | $1.00 | $30,000.00 |
DisclosureSEC source: 0001255627-19-000001 · primary_doc.xml · nonDerivative · entry 1 SCHREIBER DAVID · CIK 0001255627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,405 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| February 07, 2019 Filed Jul 2, 2019 20:37 UTC |
Schuler Henri George10% owner
|
GiftWarrants (Right to buy) · Derivative | 182,536 | $0.00 Strike: $1.80 | $0.00 |
DisclosureSEC source: 0000905148-19-000669 · form4.xml · derivative · entry 9 Schuler Henri George · CIK 0001629151 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Schuler GC 2010 Continuation Trust Disclosed balance after: 0 Underlying: Common Stock · 182,536 shares Expires 2022-02-17 F3 · ownership.nature: These Shares and Warrants are directly owned by the Schuler GC 2010 Continuation Trust. H. George Schuler is the sole trustee of the Schuler GC 2010 Continuation Trust. F6 · ownership.nature: The reporting persons disclaim beneficial ownership of these Shares and Warrants except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that he or it is the beneficial owner of the Shares or Warrants for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 07, 2019 Filed Jul 2, 2019 20:37 UTC |
Schuler Henri George10% owner
|
GiftWarrants (Right to buy) · Derivative | 182,536 | $0.00 Strike: $1.80 | $0.00 |
DisclosureSEC source: 0000905148-19-000669 · form4.xml · derivative · entry 8 Schuler Henri George · CIK 0001629151 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Schuler GC 2010 Continuation Trust Disclosed balance after: 182,536 Underlying: Common Stock · 182,536 shares Expires 2022-02-17 F3 · ownership.nature: These Shares and Warrants are directly owned by the Schuler GC 2010 Continuation Trust. H. George Schuler is the sole trustee of the Schuler GC 2010 Continuation Trust. F6 · ownership.nature: The reporting persons disclaim beneficial ownership of these Shares and Warrants except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that he or it is the beneficial owner of the Shares or Warrants for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| December 06, 2018 Filed Dec 6, 2018 21:23 UTC |
Beechey Robert HarryChief Financial Officer
|
PurchaseCommon Stock, par value $0.001 per share | 25,000 | $0.57 | $14,250.00 |
DisclosureSEC source: 0001725914-18-000004 · primary_doc.xml · nonDerivative · entry 1 Beechey Robert Harry · CIK 0001725914 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 F1 · price: The purchase reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.567 to $0.572 per share. The reporting person undertakes to provide to Vermillion, any security holder of Vermillion or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| August 23, 2018 Filed Aug 23, 2018 20:10 UTC |
Beechey Robert HarryChief Financial Officer
|
PurchaseCommon Stock, par value $0.001 per share | 75,000 | $0.61 | $45,750.00 |
DisclosureSEC source: 0001725914-18-000003 · primary_doc.xml · nonDerivative · entry 1 Beechey Robert Harry · CIK 0001725914 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,000 F1 · price: The purchase reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.609 to $0.630 per share. The reporting person undertakes to provide to Vermillion, any security holder of Vermillion or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 00:57 UTC |
LAFRANCE JAMES TDirector
|
SaleCommon Stock | 2,900 | $0.54 | $1,566.00 |
DisclosureSEC source: 0001162956-18-000002 · primary_doc.xml · nonDerivative · entry 4 LAFRANCE JAMES T · CIK 0001162956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,018 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5 · price: The sale reported in column 4 is a weighted average price. The shares were sold in multiple transactions at $0.5375 per share. The reporting person undertakes to provide to Vermillion, any security holder of Vermillion or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| August 17, 2018 Filed Aug 20, 2018 20:29 UTC |
Palmieri Valerie BarberDirector · President & CEO
|
PurchaseCommon Stock, par value $0.001 per share | 97,000 | $0.52 | $50,440.00 |
DisclosureSEC source: 0001623017-18-000004 · primary_doc.xml · nonDerivative · entry 1 Palmieri Valerie Barber · CIK 0001623017 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,063 F1 · price: The purchase reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.5014 to $0.5335 per share. The reporting person undertakes to provide to Vermillion, any security holder of Vermillion or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| August 17, 2018 Filed Aug 22, 2018 00:57 UTC |
LAFRANCE JAMES TDirector
|
SaleCommon Stock | 7,500 | $0.51 | $3,825.00 |
DisclosureSEC source: 0001162956-18-000002 · primary_doc.xml · nonDerivative · entry 3 LAFRANCE JAMES T · CIK 0001162956 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,918 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: The sale reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.5059 to $0.5150 per share. The reporting person undertakes to provide to Vermillion, any security holder of Vermillion or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote. Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 21:53 UTC |
COCOZZA NANCY GDirector
|
GrantCommon Stock | 27,871 | $0.00 | $0.00 |
DisclosureSEC source: 0001232953-18-000003 · primary_doc.xml · nonDerivative · entry 1 COCOZZA NANCY G · CIK 0001232953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,871 F1 · shares: The option vests 32% on September 1, 2018 and 68% on December 1, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.