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OTC · USD

AWHL

Aspira Women's Health Inc.

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Tapewire entity
7871
SEC CIK
0000926617
Parsed reports
277

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202610
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 12, 2024 Filed Aug 13, 2024 20:15 UTC GrantCommon Stock 16,593 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-096244 · ownership.xml · nonDerivative · entry 1

Vos Ellen O'Connor · CIK 0001534357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,739

F1 · shares: The shares of common stock represent restricted stock units with the contingent right to receive one share of common stock of Aspira Women's Health Inc. for each restricted stock unit. The restricted stock unit vested in full on August 12, 2024.

Read SEC document
July 09, 2024 Filed Jul 9, 2024 21:48 UTC GrantWarrant (Right to buy) · Derivative 3,268 Not disclosed Strike: $2.25 Not disclosed
Disclosure

SEC source: 0001688530-24-000001 · primary_doc.xml · derivative · entry 2

Cavanaugh Stefanie L. · CIK 0001688530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,268

Underlying: Common Stock, par value $0.001 · 3,268 shares

Expires 2027-07-09

F1 · price: Each share of common stock was purchased together with one warrant to purchase one share of common stock at a price of $1.53.

Read SEC document
July 09, 2024 Filed Jul 9, 2024 21:48 UTC GrantCommon Stock 3,268 Not disclosed Not disclosed
Disclosure

SEC source: 0001688530-24-000001 · primary_doc.xml · nonDerivative · entry 1

Cavanaugh Stefanie L. · CIK 0001688530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,172

F1 · price: Each share of common stock was purchased together with one warrant to purchase one share of common stock at a price of $1.53.

Read SEC document
July 09, 2024 Filed Jul 9, 2024 21:43 UTC
Sandford NicoleDirector · CEO
GrantWarrant (Right to buy) · Derivative 13,072 Not disclosed Strike: $2.25 Not disclosed
Disclosure

SEC source: 0001849521-24-000005 · primary_doc.xml · derivative · entry 2

Sandford Nicole · CIK 0001849521 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,072

Underlying: Common Stock, par value $0.001 · 13,072 shares

Expires 2027-07-09

F1 · price: Each share of common stock was purchased together with one warrant to purchase one share of common stock at a price of $1.53.

Read SEC document
July 09, 2024 Filed Jul 9, 2024 21:43 UTC
Sandford NicoleDirector · CEO
GrantCommon Stock 13,072 Not disclosed Not disclosed
Disclosure

SEC source: 0001849521-24-000005 · primary_doc.xml · nonDerivative · entry 1

Sandford Nicole · CIK 0001849521 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,668

F1 · price: Each share of common stock was purchased together with one warrant to purchase one share of common stock at a price of $1.53.

Read SEC document
July 09, 2024 Filed Jul 10, 2024 20:44 UTC GrantWarrant (Right to buy) · Derivative 3,268 Not disclosed Strike: $2.25 Not disclosed
Disclosure

SEC source: 0000950170-24-082734 · ownership.xml · derivative · entry 2

Parnell Winfred · CIK 0001979704 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,268

Underlying: Common Stock, par value $0.001 · 3,268 shares

Expires 2027-07-09

F1 · price: Each share of common stock was purchased together with one warrant to purchase one share of common stock at a price of $1.53.

Read SEC document
July 09, 2024 Filed Jul 10, 2024 20:44 UTC GrantCommon Stock 3,268 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-082734 · ownership.xml · nonDerivative · entry 1

Parnell Winfred · CIK 0001979704 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,781

F1 · price: Each share of common stock was purchased together with one warrant to purchase one share of common stock at a price of $1.53.

Read SEC document
July 09, 2024 Filed Jul 10, 2024 20:40 UTC GrantWarrant (Right to buy) · Derivative 4,902 Not disclosed Strike: $2.25 Not disclosed
Disclosure

SEC source: 0000950170-24-082724 · ownership.xml · derivative · entry 2

Herchuk Jannie Prestridge · CIK 0001973204 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,902

Underlying: Common Stock, par value $0.001 · 4,902 shares

Expires 2027-07-09

F1 · price: Each share of common stock was purchased together with one warrant to purchase one share of common stock at a price of $1.53.

Read SEC document
July 09, 2024 Filed Jul 10, 2024 20:40 UTC GrantCommon Stock 4,902 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-082724 · ownership.xml · nonDerivative · entry 1

Herchuk Jannie Prestridge · CIK 0001973204 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,735

F1 · price: Each share of common stock was purchased together with one warrant to purchase one share of common stock at a price of $1.53.

Read SEC document
July 09, 2024 Filed Jul 10, 2024 20:31 UTC GrantWarrant (Right to buy) · Derivative 3,268 Not disclosed Strike: $2.25 Not disclosed
Disclosure

SEC source: 0000950170-24-082709 · ownership.xml · derivative · entry 2

Vos Ellen O'Connor · CIK 0001534357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,268

Underlying: Common Stock, par value $0.001 · 3,268 shares

Expires 2027-07-09

F1 · price: Each share of common stock was purchased together with one warrant to purchase one share of common stock at a price of $1.53.

Read SEC document
July 09, 2024 Filed Jul 10, 2024 20:31 UTC GrantCommon Stock 3,268 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-082709 · ownership.xml · nonDerivative · entry 1

Vos Ellen O'Connor · CIK 0001534357 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,146

F1 · price: Each share of common stock was purchased together with one warrant to purchase one share of common stock at a price of $1.53.

Read SEC document
July 09, 2024 Filed Jul 11, 2024 21:15 UTC PurchaseWarrant (Right to Buy) · Derivative 6,536 Not disclosed Strike: $2.25 Not disclosed
Disclosure

SEC source: 0000908834-24-000179 · form4.xml · derivative · entry 3

SCHULER JACK W · CIK 0001021412 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,536

Underlying: Common Stock · 6,536 shares

Expires 2027-07-09

F1 · price: Each share of common stock was purchased together with one warrant to purchase one share of common stock at a price of $1.53.

Read SEC document
July 09, 2024 Filed Jul 11, 2024 21:15 UTC PurchaseCommon Stock 6,536 Not disclosed Not disclosed
Disclosure

SEC source: 0000908834-24-000179 · form4.xml · nonDerivative · entry 1

SCHULER JACK W · CIK 0001021412 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,536

F1 · price: Each share of common stock was purchased together with one warrant to purchase one share of common stock at a price of $1.53.

Read SEC document
May 31, 2024 Filed Jun 3, 2024 21:30 UTC
Sandford NicoleDirector · Chief Executive Officer
PurchaseCommon Stock 9,493 $2.42 $22,973.06
Disclosure

SEC source: 0001849521-24-000004 · primary_doc.xml · nonDerivative · entry 1

Sandford Nicole · CIK 0001849521 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,596

F1 · price: The purchase reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $2.34 to $2.45 per share. The reporting person undertakes to provide to AWH, any security holder of AWH or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.

Read SEC document
May 13, 2024 Filed May 14, 2024 23:54 UTC
Hombeck TorstenChief Financial Officer
GrantEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative 22,000 $0.00 Strike: $2.88 $0.00
Disclosure

SEC source: 0001983682-24-000002 · primary_doc.xml · derivative · entry 1

Hombeck Torsten · CIK 0001983682 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,000

Underlying: COMMON STOCK · 22,000 shares

Expires 2034-05-13

F1 · derivative.exercise_date: The employee stock option will vest in equal monthly installments over four years beginning June 13, 2024.

Read SEC document
May 13, 2024 Filed May 14, 2024 23:18 UTC
Sandford NicoleDirector · Chief Executive Officer
GrantEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative 80,000 $0.00 Strike: $2.88 $0.00
Disclosure

SEC source: 0001849521-24-000003 · primary_doc.xml · derivative · entry 1

Sandford Nicole · CIK 0001849521 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2034-05-13

F1 · derivative.exercise_date: The employee stock option will vest in equal monthly installments over four years beginning June 13, 2024.

Read SEC document
May 03, 2024 Filed May 6, 2024 22:49 UTC GrantEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative 30,000 $0.00 Strike: $3.21 $0.00
Disclosure

SEC source: 0001859810-24-000003 · primary_doc.xml · derivative · entry 1

Milligan Sandra · CIK 0001859810 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: COMMON STOCK · 30,000 shares

Expires 2034-05-03

F1 · derivative.exercise_date: The employee stock option will vest in four equal annual amounts beginning April 1, 2025.

Read SEC document
May 03, 2024 Filed Jun 14, 2024 21:17 UTC
Hombeck TorstenChief Financial Officer
GrantEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative 6,667 $3.20 Strike: $3.20 $21,334.40
Disclosure

SEC source: 0001983682-24-000003 · primary_doc.xml · derivative · entry 1

Hombeck Torsten · CIK 0001983682 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,667

Underlying: Common Stock · 6,667 shares

Expires 2033-12-05

F1 · derivative.exercise_date: An option to purchase 6,667 shares of common stock was granted to the reporting person on 12/5/2023, subject to the satisfaction of certain performance conditions. On 5/3/2024, the performance conditions were deemed to have been met. The 6,667 shares will vest on 6/15/2024.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 13:54 UTC
Sandford NicoleDirector · President & CEO
GrantEmployee stock option (right to buy) · Derivative 30,000 $0.00 Strike: $4.73 $0.00
Disclosure

SEC source: 0001849521-24-000002 · primary_doc.xml · derivative · entry 1

Sandford Nicole · CIK 0001849521 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2034-02-15

F1 · derivative.exercise_date: The employee stock option will vest in three equal annual amounts beginning February 15, 2025.

Read SEC document
February 14, 2024 Filed Feb 15, 2024 01:17 UTC
Hombeck TorstenChief Financial Officer
GrantEmployee stock option (right to buy) · Derivative 20,000 $0.00 Strike: $4.87 $0.00
Disclosure

SEC source: 0001983682-24-000001 · primary_doc.xml · derivative · entry 1

Hombeck Torsten · CIK 0001983682 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common stock · 20,000 shares

Expires 2034-02-14

F1 · derivative.exercise_date: The employee stock option will vest in three equal annual amounts beginning February 14, 2025.

Read SEC document
February 14, 2024 Filed Feb 15, 2024 01:11 UTC
Merchant Minh HoangGeneral Counsel and Secretary
GrantEmployee stock option (right to buy) · Derivative 11,000 $0.00 Strike: $4.87 $0.00
Disclosure

SEC source: 0001936532-24-000001 · primary_doc.xml · derivative · entry 1

Merchant Minh Hoang · CIK 0001936532 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires 2034-02-14

F1 · derivative.exercise_date: The employee stock option will vest in three equal annual amounts beginning February 14, 2025.

Read SEC document
January 26, 2024 Filed Jan 31, 2024 01:31 UTC
Sandford NicoleDirector · President & CEO
PurchaseWarrant (Right to Buy) · Derivative 2,400 Not disclosed Strike: $4.13 Not disclosed
Disclosure

SEC source: 0001849521-24-000001 · primary_doc.xml · derivative · entry 2

Sandford Nicole · CIK 0001849521 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,400

Underlying: Common Stock, par value $0.001 · 2,400 shares

Expires 2029-07-26

F1 · price: Each share of common stock was purchased together with one warrant to purchase one share of common stock at a price of $4.255.

Read SEC document
January 26, 2024 Filed Jan 31, 2024 01:31 UTC
Sandford NicoleDirector · President & CEO
PurchaseCommon Stock 2,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001849521-24-000001 · primary_doc.xml · nonDerivative · entry 1

Sandford Nicole · CIK 0001849521 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,103

F1 · price: Each share of common stock was purchased together with one warrant to purchase one share of common stock at a price of $4.255.

Read SEC document
January 26, 2024 Filed Jun 18, 2024 20:12 UTC PurchaseWarrant (Right to Buy) · Derivative 28,500 Not disclosed Strike: $4.13 Not disclosed
Disclosure

SEC source: 0000908834-24-000171 · form4.xml · derivative · entry 2

SCHULER JACK W · CIK 0001021412 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jack W. Schuler Living Trust

Disclosed balance after: 28,500

Underlying: Common Stock · 28,500 shares

Expires 2029-07-26

F1 · price: Each share of common stock was purchased together with one warrant to purchase one share of common stock at a price of $3.50.

F2 · ownership.nature: Jack W. Schuler is the sole trustee of the Jack W. Schuler Living Trust (the "Living Trust"), and in such capacity may be deemed to beneficially own the securities held by the Living Trust.

Read SEC document
January 26, 2024 Filed Jun 18, 2024 20:12 UTC PurchaseCommon Stock 28,500 Not disclosed Not disclosed
Disclosure

SEC source: 0000908834-24-000171 · form4.xml · nonDerivative · entry 1

SCHULER JACK W · CIK 0001021412 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jack W. Schuler Living Trust

Disclosed balance after: 1,912,156

F1 · price: Each share of common stock was purchased together with one warrant to purchase one share of common stock at a price of $3.50.

F2 · ownership.nature: Jack W. Schuler is the sole trustee of the Jack W. Schuler Living Trust (the "Living Trust"), and in such capacity may be deemed to beneficially own the securities held by the Living Trust.

Read SEC document
December 06, 2023 Filed Dec 6, 2023 22:21 UTC
Sandford NicoleDirector · President & CEO
PurchaseCommon Stock 5,000 $3.36 $16,800.00
Disclosure

SEC source: 0001849521-23-000009 · primary_doc.xml · nonDerivative · entry 1

Sandford Nicole · CIK 0001849521 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,703

Read SEC document
December 06, 2023 Filed Dec 8, 2023 22:28 UTC
Merchant Minh HoangSecretary & General Counsel
SaleCommon Stock 980 $3.37 $3,302.60
Disclosure

SEC source: 0001936532-23-000005 · primary_doc.xml · nonDerivative · entry 1

Merchant Minh Hoang · CIK 0001936532 · Secretary & General Counsel

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 0

Read SEC document
November 17, 2023 Filed Nov 21, 2023 00:37 UTC
Hombeck TorstenChief Financial Officer
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001983682-23-000005 · primary_doc.xml · nonDerivative · entry 1

Hombeck Torsten · CIK 0001983682 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,000

F1 · shares: The shares of common stock represent restricted stock units with contingent right to receive one share of common stock. The restricted stock units vest 50% on March 31, 2024 and 50% on June 30, 2024.

Read SEC document
November 17, 2023 Filed Nov 21, 2023 00:32 UTC
Merchant Minh HoangSecretary & General Counsel
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001936532-23-000004 · primary_doc.xml · nonDerivative · entry 1

Merchant Minh Hoang · CIK 0001936532 · Secretary & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,865

F1 · shares: The shares of common stock represent restricted stock units with contingent right to receive one share of common stock. The restricted stock units vest 50% on March 31, 2024 and 50% on June 30, 2024.

Read SEC document
November 17, 2023 Filed Nov 21, 2023 00:12 UTC
Sandford NicoleDirector · President & CEO
GrantEMPLOYEE STOCK OPTION (RIGHT TO BUY) · Derivative 40,000 $0.00 Strike: $3.25 $0.00
Disclosure

SEC source: 0001849521-23-000008 · primary_doc.xml · derivative · entry 1

Sandford Nicole · CIK 0001849521 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2033-11-17

F1 · derivative.exercise_date: The employee stock option will vest in three equal annual amounts beginning November 17, 2024.

Read SEC document
September 08, 2023 Filed Sep 12, 2023 22:37 UTC
Hombeck TorstenChief Financial Officer
PurchaseCommon Stock 2,246 $4.30 $9,657.80
Disclosure

SEC source: 0001983682-23-000004 · primary_doc.xml · nonDerivative · entry 1

Hombeck Torsten · CIK 0001983682 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,000

Read SEC document
August 29, 2023 Filed Aug 30, 2023 22:35 UTC
Sandford NicoleDirector · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $3.75 $0.00
Disclosure

SEC source: 0001209191-23-047777 · doc4.xml · derivative · entry 2

Sandford Nicole · CIK 0001849521 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2033-08-29

Read SEC document
August 29, 2023 Filed Aug 30, 2023 22:35 UTC
Sandford NicoleDirector · President and CEO
GrantCommon Stock 26,367 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047777 · doc4.xml · nonDerivative · entry 1

Sandford Nicole · CIK 0001849521 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,499

F1 · shares: Reflects restricted stock units representing a contingent right to receive one share of common stock. Restricted stock units vested in full immediately upon grant.

Read SEC document
August 29, 2023 Filed Sep 29, 2023 23:28 UTC Amendment
Sandford NicoleDirector · President & CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $3.75 $0.00
Disclosure

SEC source: 0001849521-23-000007 · primary_doc.xml · derivative · entry 2

Sandford Nicole · CIK 0001849521 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2033-08-29

Read SEC document
August 29, 2023 Filed Sep 29, 2023 23:28 UTC Amendment
Sandford NicoleDirector · President & CEO
GrantCommon Stock 26,467 $0.00 $0.00
Disclosure

SEC source: 0001849521-23-000007 · primary_doc.xml · nonDerivative · entry 1

Sandford Nicole · CIK 0001849521 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,703

F1 · shares: The shares of common stock represent restricted stock units with contingent right to receive one share of common stock. 100% of the shares vest immediately upon grant.

F2 · shares: This amendment is being filed to correct the number of shares on a previously reported grant.

Read SEC document
August 28, 2023 Filed Dec 28, 2023 00:07 UTC Amendment GrantCommon Stock 7,045 $0.00 $0.00
Disclosure

SEC source: 0001381123-23-000005 · primary_doc.xml · nonDerivative · entry 1

Jordan Veronica GH · CIK 0001381123 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,620

F1 · shares: The shares of common stock represent restricted stock units with contingent right to receive one share of common stock. The restricted stock units vest 1/3 on each of June 1, 2023, September 1, 2023 and December 1, 2023.

F2 · shares: This report is being filed to correct the grant date of the restricted stock units.

Read SEC document
August 28, 2023 Filed Dec 29, 2023 21:09 UTC Amendment GrantCommon Stock 13,252 $0.00 $0.00
Disclosure

SEC source: 0001911051-23-000004 · primary_doc.xml · nonDerivative · entry 1

Fralick Celeste Rachelle · CIK 0001911051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,284

F1 · shares: The shares of common stock represent restricted stock units with contingent right to receive one share of common stock. The restricted stock units vest 1/3 on each of June 1, 2023, September 1, 2023 and December 1, 2023.

F2 · shares: This report is being filed to correct the grant date of the restricted stock units.

Read SEC document
July 25, 2023 Filed Jul 26, 2023 23:34 UTC GrantCommon Stock 13,252 $0.00 $0.00
Disclosure

SEC source: 0001911051-23-000003 · primary_doc.xml · nonDerivative · entry 1

Fralick Celeste Rachelle · CIK 0001911051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,284

F1 · shares: The shares of common stock represent restricted stock units with contingent right to receive one share of common stock. The restricted stock units vest 1/3 on each of June 1, 2023, September 1, 2023 and December 1, 2023.

Read SEC document
July 25, 2023 Filed Jul 26, 2023 22:36 UTC
Sandford NicoleDirector · President and CEO
GrantCommon Stock 26,467 $0.00 $0.00
Disclosure

SEC source: 0001849521-23-000005 · primary_doc.xml · nonDerivative · entry 1

Sandford Nicole · CIK 0001849521 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,132

F1 · shares: The shares of common stock represent restricted stock units with contingent right to receive one share of common stock. 100% of the shares vest immediately upon grant.

Read SEC document
July 25, 2023 Filed Jul 26, 2023 20:55 UTC GrantCommon stock 7,045 $0.00 $0.00
Disclosure

SEC source: 0001381123-23-000004 · primary_doc.xml · nonDerivative · entry 1

Jordan Veronica GH · CIK 0001381123 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,620

F1 · shares: The shares of common stock represent restricted stock units with contingent right to receive one share of common stock. The restricted stock units vest 1/3 on each of June 1, 2023, September 1, 2023 and December 1, 2023.

Read SEC document
July 25, 2023 Filed Jul 26, 2023 20:46 UTC
Merchant Minh HoangGeneral Counsel & Secretary
GrantCommon Stock 13,000 $0.00 $0.00
Disclosure

SEC source: 0001936532-23-000003 · primary_doc.xml · nonDerivative · entry 1

Merchant Minh Hoang · CIK 0001936532 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,865

F1 · shares: The shares of common stock represent restricted stock units with contingent right to receive one share of common stock. 100% of the shares vest immediately upon grant.

Read SEC document
July 25, 2023 Filed Jul 26, 2023 20:39 UTC
Hombeck TorstenChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 13,334 $0.00 Strike: $2.40 $0.00
Disclosure

SEC source: 0001983682-23-000003 · primary_doc.xml · derivative · entry 1

Hombeck Torsten · CIK 0001983682 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,334

Underlying: Common Stock · 13,334 shares

Expires 2033-07-25

F1 · derivative.exercise_date: The employee stock option will vest in three equal annual amounts beginning June 15, 2024.

Read SEC document
July 25, 2023 Filed Sep 29, 2023 23:20 UTC Amendment
Sandford NicoleDirector · President & CEO
GrantCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001849521-23-000006 · primary_doc.xml · nonDerivative · entry 1

Sandford Nicole · CIK 0001849521 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,236

F1 · shares: This amendment is being filed to reverse a previously reported grant, as well as to correct an error in the number of shares of common stock held, which were over-reported in the original Form 4 filing due to calculation errors.

Read SEC document
July 24, 2023 Filed Jul 24, 2023 22:58 UTC PurchaseCommon stock 3,769 $3.98 $15,000.62
Disclosure

SEC source: 0001381123-23-000003 · primary_doc.xml · nonDerivative · entry 1

Jordan Veronica GH · CIK 0001381123 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,575

Read SEC document
July 24, 2023 Filed Jul 24, 2023 22:53 UTC
Hombeck TorstenChief Financial Officer
PurchaseCommon stock 754 $3.98 $3,000.92
Disclosure

SEC source: 0001983682-23-000002 · primary_doc.xml · nonDerivative · entry 1

Hombeck Torsten · CIK 0001983682 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 754

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July 24, 2023 Filed Jul 24, 2023 22:49 UTC PurchaseCommon Stock 8,794 $3.98 $35,000.12
Disclosure

SEC source: 0001973204-23-000002 · primary_doc.xml · nonDerivative · entry 1

Herchuk Jannie Prestridge · CIK 0001973204 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,833

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July 24, 2023 Filed Jul 25, 2023 21:39 UTC PurchaseCommon Stock, par value $0.001 181,800 $2.75 $499,950.00
Disclosure

SEC source: 0000908834-23-000088 · form4.xml · nonDerivative · entry 1

SCHULER JACK W · CIK 0001021412 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Jack W. Schuler Living Trust

Disclosed balance after: 1,883,656

F1 · ownership.nature: Jack W. Schuler is the sole trustee of the Jack W. Schuler Living Trust (the "Living Trust"), and in such capacity may be deemed to beneficially own the Common Stock held by the Living Trust.

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July 24, 2023 Filed Jul 25, 2023 21:20 UTC PurchaseCommon stock 6,281 $3.98 $24,998.38
Disclosure

SEC source: 0001688530-23-000002 · primary_doc.xml · nonDerivative · entry 1

Cavanaugh Stefanie L. · CIK 0001688530 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,904

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July 24, 2023 Filed Jul 25, 2023 21:16 UTC
Sandford NicoleDirector · President & CEO
PurchaseCommon stock 12,563 $3.98 $50,000.74
Disclosure

SEC source: 0001849521-23-000004 · primary_doc.xml · nonDerivative · entry 1

Sandford Nicole · CIK 0001849521 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,665

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July 24, 2023 Filed Jul 25, 2023 21:11 UTC PurchaseCommon Stock 628 $3.98 $2,499.44
Disclosure

SEC source: 0001937660-23-000003 · primary_doc.xml · nonDerivative · entry 1

Phan Ryan Thinh · CIK 0001937660 · CSO & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,939

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.