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Nasdaq · USD

AVXL

ANAVEX LIFE SCIENCES CORP.

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Tapewire entity
6086
SEC CIK
0001314052
Parsed reports
126

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2023 Filed Apr 4, 2023 21:31 UTC
Ma JiongDirector
GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $8.57 $0.00
Disclosure

SEC source: 0001731122-23-000585 · ownership.xml · derivative · entry 1

Ma Jiong · CIK 0001854872 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2033-03-31

F1 · derivative.exercise_date: Options vest in equal instalments over three years from the grant date

Read SEC document
March 31, 2023 Filed Apr 4, 2023 21:31 UTC GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $8.57 $0.00
Disclosure

SEC source: 0001731122-23-000584 · ownership.xml · derivative · entry 1

Thomas Steffen · CIK 0001646396 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2033-03-31

F1 · derivative.exercise_date: Options vest in equal instalments over three years from the grant date

Read SEC document
March 31, 2023 Filed Apr 4, 2023 21:31 UTC GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $8.57 $0.00
Disclosure

SEC source: 0001731122-23-000583 · ownership.xml · derivative · entry 1

Velden Claus Vander · CIK 0001733908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2033-03-31

F1 · derivative.exercise_date: Options vest in equal instalments over three years from the grant date

Read SEC document
March 31, 2023 Filed Apr 4, 2023 21:30 UTC GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $8.57 $0.00
Disclosure

SEC source: 0001731122-23-000582 · ownership.xml · derivative · entry 1

Donhauser Peter D.O. · CIK 0001698234 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2033-03-31

F1 · derivative.exercise_date: Options vest in equal instalments over three years from the grant date

Read SEC document
March 31, 2023 Filed Apr 4, 2023 21:30 UTC GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $8.57 $0.00
Disclosure

SEC source: 0001731122-23-000581 · ownership.xml · derivative · entry 1

Skarpelos Athanasios · CIK 0001360570 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2033-03-31

F1 · derivative.exercise_date: Options vest in equal instalments over three years from the grant date

Read SEC document
June 27, 2022 Filed Jun 29, 2022 21:08 UTC
Ma JiongDirector
GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $10.09 $0.00
Disclosure

SEC source: 0001731122-22-001141 · ownership.xml · derivative · entry 1

Ma Jiong · CIK 0001854872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2032-06-27

Read SEC document
June 27, 2022 Filed Jun 29, 2022 21:23 UTC GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $10.09 $0.00
Disclosure

SEC source: 0001731122-22-001150 · ownership.xml · derivative · entry 1

Velden Claus Vander · CIK 0001733908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2032-06-27

Read SEC document
June 27, 2022 Filed Jun 29, 2022 21:14 UTC GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $10.09 $0.00
Disclosure

SEC source: 0001731122-22-001147 · ownership.xml · derivative · entry 1

Thomas Steffen · CIK 0001646396 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2032-06-27

Read SEC document
June 27, 2022 Filed Jun 29, 2022 21:10 UTC GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $10.09 $0.00
Disclosure

SEC source: 0001731122-22-001143 · ownership.xml · derivative · entry 1

Skarpelos Athanasios · CIK 0001360570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2032-06-27

Read SEC document
June 27, 2022 Filed Jun 29, 2022 21:12 UTC GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $10.09 $0.00
Disclosure

SEC source: 0001731122-22-001145 · ownership.xml · derivative · entry 1

Donhauser Peter D.O. · CIK 0001698234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2032-06-27

Read SEC document
May 25, 2022 Filed May 28, 2022 00:30 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $0.92 $0.00
Disclosure

SEC source: 0001731122-22-001013 · ownership.xml · derivative · entry 3

Skarpelos Athanasios · CIK 0001360570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2025-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options subject to this grant vested quarterly over a three-year period commencing on April 2, 2015.

Read SEC document
May 25, 2022 Filed May 28, 2022 00:30 UTC SaleCommon Stock 50,000 $9.06 $453,000.00
Disclosure

SEC source: 0001731122-22-001013 · ownership.xml · nonDerivative · entry 2

Skarpelos Athanasios · CIK 0001360570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,306,458

Read SEC document
May 25, 2022 Filed May 28, 2022 00:30 UTC Exercise / conversionCommon Stock 50,000 $0.92 $46,000.00
Disclosure

SEC source: 0001731122-22-001013 · ownership.xml · nonDerivative · entry 1

Skarpelos Athanasios · CIK 0001360570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,356,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 21:40 UTC
Ma JiongDirector
GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $18.11 $0.00
Disclosure

SEC source: 0001731122-21-001306 · ownership.xml · derivative · entry 1

Ma Jiong · CIK 0001854872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2031-08-02

Read SEC document
August 02, 2021 Filed Aug 4, 2021 17:19 UTC
MISSLING CHRISTOPHER UDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 500,000 $0.00 Strike: $18.11 $0.00
Disclosure

SEC source: 0001731122-21-001292 · ownership.xml · derivative · entry 1

MISSLING CHRISTOPHER U · CIK 0001196573 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2031-08-02

F1 · derivative.exercise_date: The options shall vest upon achieving a key enrollment milestone in a late stage clinical study.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 21:38 UTC GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $18.11 $0.00
Disclosure

SEC source: 0001731122-21-001304 · ownership.xml · derivative · entry 1

Velden Claus Vander · CIK 0001733908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2031-08-02

Read SEC document
August 02, 2021 Filed Aug 4, 2021 21:36 UTC
Boenisch SandraPFO and Treasurer
GrantStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $18.11 $0.00
Disclosure

SEC source: 0001731122-21-001302 · ownership.xml · derivative · entry 1

Boenisch Sandra · CIK 0001655366 · PFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2031-08-02

F1 · derivative.exercise_date: The options shall vest upon achieving a key enrollment milestone in a late stage clinical study.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 21:30 UTC GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $18.11 $0.00
Disclosure

SEC source: 0001731122-21-001300 · ownership.xml · derivative · entry 1

Donhauser Peter D.O. · CIK 0001698234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2031-08-02

Read SEC document
August 02, 2021 Filed Aug 4, 2021 21:26 UTC GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $18.11 $0.00
Disclosure

SEC source: 0001731122-21-001296 · ownership.xml · derivative · entry 1

Thomas Steffen · CIK 0001646396 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2031-08-02

Read SEC document
August 02, 2021 Filed Aug 4, 2021 21:22 UTC GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $18.11 $0.00
Disclosure

SEC source: 0001731122-21-001294 · ownership.xml · derivative · entry 1

Skarpelos Athanasios · CIK 0001360570 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2031-08-02

Read SEC document
June 29, 2021 Filed Jul 1, 2021 21:48 UTC
MISSLING CHRISTOPHER UDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 51,620 $0.00 Strike: $1.32 $0.00
Disclosure

SEC source: 0001731122-21-001127 · ownership.xml · derivative · entry 3

MISSLING CHRISTOPHER U · CIK 0001196573 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,380

Underlying: Common Stock · 51,620 shares

Expires 2024-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options subject to this grant vested over 4 years on May 8, 2015, May 8, 2016, May 8, 2017, May 8, 2018.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 21:48 UTC
MISSLING CHRISTOPHER UDirector · President and CEO
SaleCommon Stock 51,620 $26.00 $1,342,120.00
Disclosure

SEC source: 0001731122-21-001127 · ownership.xml · nonDerivative · entry 2

MISSLING CHRISTOPHER U · CIK 0001196573 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,018,210

Read SEC document
June 29, 2021 Filed Jul 1, 2021 21:48 UTC
MISSLING CHRISTOPHER UDirector · President and CEO
Exercise / conversionCommon Stock 51,620 $1.32 $68,138.40
Disclosure

SEC source: 0001731122-21-001127 · ownership.xml · nonDerivative · entry 1

MISSLING CHRISTOPHER U · CIK 0001196573 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,069,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2021 Filed Jul 2, 2021 01:45 UTC
Boenisch SandraPFO and Treasurer
Exercise / conversionStock Option (Right to Buy) · Derivative 35,000 $0.00 Strike: $5.92 $0.00
Disclosure

SEC source: 0001731122-21-001126 · ownership.xml · derivative · entry 7

Boenisch Sandra · CIK 0001655366 · PFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,000 shares

Expires 2027-05-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options subject to this grant vested quarterly over a three-year period commencing on June 30, 2017.

Read SEC document
June 29, 2021 Filed Jul 2, 2021 01:45 UTC
Boenisch SandraPFO and Treasurer
Exercise / conversionStock Option (Right to Buy) · Derivative 106,696 $0.00 Strike: $3.28 $0.00
Disclosure

SEC source: 0001731122-21-001126 · ownership.xml · derivative · entry 6

Boenisch Sandra · CIK 0001655366 · PFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 106,696 shares

Expires 2026-09-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2021 Filed Jul 2, 2021 01:45 UTC
Boenisch SandraPFO and Treasurer
Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $5.68 $0.00
Disclosure

SEC source: 0001731122-21-001126 · ownership.xml · derivative · entry 5

Boenisch Sandra · CIK 0001655366 · PFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2025-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options subject to this grant vested quarterly over a three-year period commencing on December 31, 2015.

Read SEC document
June 29, 2021 Filed Jul 2, 2021 01:45 UTC
Boenisch SandraPFO and Treasurer
SaleCommon Stock 166,696 $26.53 $4,422,444.88
Disclosure

SEC source: 0001731122-21-001126 · ownership.xml · nonDerivative · entry 4

Boenisch Sandra · CIK 0001655366 · PFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,963

Read SEC document
June 29, 2021 Filed Jul 2, 2021 01:45 UTC
Boenisch SandraPFO and Treasurer
Exercise / conversionCommon Stock 35,000 $5.92 $207,200.00
Disclosure

SEC source: 0001731122-21-001126 · ownership.xml · nonDerivative · entry 3

Boenisch Sandra · CIK 0001655366 · PFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2021 Filed Jul 2, 2021 01:45 UTC
Boenisch SandraPFO and Treasurer
Exercise / conversionCommon Stock 106,696 $3.28 $349,962.88
Disclosure

SEC source: 0001731122-21-001126 · ownership.xml · nonDerivative · entry 2

Boenisch Sandra · CIK 0001655366 · PFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2021 Filed Jul 2, 2021 01:45 UTC
Boenisch SandraPFO and Treasurer
Exercise / conversionCommon Stock 25,000 $5.68 $142,000.00
Disclosure

SEC source: 0001731122-21-001126 · ownership.xml · nonDerivative · entry 1

Boenisch Sandra · CIK 0001655366 · PFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2021 Filed May 26, 2021 01:30 UTC
FAVUS ELLIOTDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $2.96 $0.00
Disclosure

SEC source: 0001731122-21-000941 · ownership.xml · derivative · entry 17

FAVUS ELLIOT · CIK 0001608022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2030-01-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2021 Filed May 26, 2021 01:30 UTC
FAVUS ELLIOTDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $6.11 $0.00
Disclosure

SEC source: 0001731122-21-000941 · ownership.xml · derivative · entry 16

FAVUS ELLIOT · CIK 0001608022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2026-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2021 Filed May 26, 2021 01:30 UTC
FAVUS ELLIOTDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $5.66 $0.00
Disclosure

SEC source: 0001731122-21-000941 · ownership.xml · derivative · entry 15

FAVUS ELLIOT · CIK 0001608022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2026-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2021 Filed May 26, 2021 01:30 UTC
FAVUS ELLIOTDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $4.90 $0.00
Disclosure

SEC source: 0001731122-21-000941 · ownership.xml · derivative · entry 14

FAVUS ELLIOT · CIK 0001608022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2026-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2021 Filed May 26, 2021 01:30 UTC
FAVUS ELLIOTDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $5.57 $0.00
Disclosure

SEC source: 0001731122-21-000941 · ownership.xml · derivative · entry 13

FAVUS ELLIOT · CIK 0001608022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2025-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2021 Filed May 26, 2021 01:30 UTC
FAVUS ELLIOTDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $5.64 $0.00
Disclosure

SEC source: 0001731122-21-000941 · ownership.xml · derivative · entry 12

FAVUS ELLIOT · CIK 0001608022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires 2025-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2021 Filed May 26, 2021 01:30 UTC
FAVUS ELLIOTDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $0.92 $0.00
Disclosure

SEC source: 0001731122-21-000941 · ownership.xml · derivative · entry 11

FAVUS ELLIOT · CIK 0001608022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2025-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2021 Filed May 26, 2021 01:30 UTC
FAVUS ELLIOTDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 37,500 $0.00 Strike: $1.20 $0.00
Disclosure

SEC source: 0001731122-21-000941 · ownership.xml · derivative · entry 10

FAVUS ELLIOT · CIK 0001608022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,500 shares

Expires 2024-05-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2021 Filed May 26, 2021 01:30 UTC
FAVUS ELLIOTDirector
SaleCommon Stock 145,000 $11.70 $1,696,282.50
Disclosure

SEC source: 0001731122-21-000941 · ownership.xml · nonDerivative · entry 9

FAVUS ELLIOT · CIK 0001608022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 21, 2021 Filed May 26, 2021 01:30 UTC
FAVUS ELLIOTDirector
Exercise / conversionCommon Stock 50,000 $2.96 $148,000.00
Disclosure

SEC source: 0001731122-21-000941 · ownership.xml · nonDerivative · entry 8

FAVUS ELLIOT · CIK 0001608022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2021 Filed May 26, 2021 01:30 UTC
FAVUS ELLIOTDirector
Exercise / conversionCommon Stock 1,500 $6.11 $9,165.00
Disclosure

SEC source: 0001731122-21-000941 · ownership.xml · nonDerivative · entry 7

FAVUS ELLIOT · CIK 0001608022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2021 Filed May 26, 2021 01:30 UTC
FAVUS ELLIOTDirector
Exercise / conversionCommon Stock 1,500 $5.66 $8,490.00
Disclosure

SEC source: 0001731122-21-000941 · ownership.xml · nonDerivative · entry 6

FAVUS ELLIOT · CIK 0001608022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2021 Filed May 26, 2021 01:30 UTC
FAVUS ELLIOTDirector
Exercise / conversionCommon Stock 1,500 $4.90 $7,350.00
Disclosure

SEC source: 0001731122-21-000941 · ownership.xml · nonDerivative · entry 5

FAVUS ELLIOT · CIK 0001608022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2021 Filed May 26, 2021 01:30 UTC
FAVUS ELLIOTDirector
Exercise / conversionCommon Stock 1,500 $5.57 $8,355.00
Disclosure

SEC source: 0001731122-21-000941 · ownership.xml · nonDerivative · entry 4

FAVUS ELLIOT · CIK 0001608022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2021 Filed May 26, 2021 01:30 UTC
FAVUS ELLIOTDirector
Exercise / conversionCommon Stock 1,500 $5.64 $8,460.00
Disclosure

SEC source: 0001731122-21-000941 · ownership.xml · nonDerivative · entry 3

FAVUS ELLIOT · CIK 0001608022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2021 Filed May 26, 2021 01:30 UTC
FAVUS ELLIOTDirector
Exercise / conversionCommon Stock 50,000 $0.92 $46,000.00
Disclosure

SEC source: 0001731122-21-000941 · ownership.xml · nonDerivative · entry 2

FAVUS ELLIOT · CIK 0001608022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 21, 2021 Filed May 26, 2021 01:30 UTC
FAVUS ELLIOTDirector
Exercise / conversionCommon Stock 37,500 $1.20 $45,000.00
Disclosure

SEC source: 0001731122-21-000941 · ownership.xml · nonDerivative · entry 1

FAVUS ELLIOT · CIK 0001608022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 17, 2021 Filed May 19, 2021 12:47 UTC PurchaseCommon Stock 1,000 $10.93 $10,930.00
Disclosure

SEC source: 0001731122-21-000916 · ownership.xml · nonDerivative · entry 1

Donhauser Peter D.O. · CIK 0001698234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,165

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February 24, 2021 Filed Feb 27, 2021 02:31 UTC
FAVUS ELLIOTDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $3.28 $0.00
Disclosure

SEC source: 0001731122-21-000308 · ownership.xml · derivative · entry 5

FAVUS ELLIOT · CIK 0001608022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2026-09-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 24, 2021 Filed Feb 27, 2021 02:31 UTC
FAVUS ELLIOTDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 45,500 $0.00 Strike: $2.58 $0.00
Disclosure

SEC source: 0001731122-21-000308 · ownership.xml · derivative · entry 4

FAVUS ELLIOT · CIK 0001608022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,500 shares

Expires 2028-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vested upon the achievement of 50% enrollment in the Company's Alzheimer's disease and Parkinson's disease dementia clinical trials.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.