AVTX

SEC source: 0001578563-24-000363 · primary_doc.xml · derivative · entry 3

NEIL GARRY ARTHUR · CIK 0001586785 · Director · CEO and Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,600

Underlying: Common Stock · 194,600 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock upon the vesting date.

F3 · derivative.exercise_date: The RSUs vest 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

F3 · derivative.expiration_date: The RSUs vest 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

SEC source: 0001578563-24-000363 · primary_doc.xml · derivative · entry 2

NEIL GARRY ARTHUR · CIK 0001586785 · Director · CEO and Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,400

Underlying: Common Stock · 500,400 shares

Expires 2034-08-13

F1 · derivative.exercise_date: The stock option vests 25% on March 28, 2025, and 1/36 monthly thereafter, subject to the Reporting Person's continued service on such vesting date.

SEC source: 0001578563-24-000331 · primary_doc.xml · derivative · entry 1

Doyle Mittie · CIK 0001918845 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,000

Underlying: Common Stock · 234,000 shares

Expires 2034-07-15

F1 · derivative.exercise_date: Twenty-five percent (25%) of the Option Shares vest on July 15, 2025 and the remainder of the Option Shares will vest in equal monthly installments over the following three (3) years, provided that Optionee remains an employee of the Company on each such vesting date.

SEC source: 0001578563-24-000320 · primary_doc.xml · derivative · entry 1

VARKI PAUL · CIK 0001677896 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2034-06-24

F1 · derivative.exercise_date: Twenty-five percent (25%) of the Option Shares vest on June 24, 2025 and the remainder of the Option Shares will vest in equal monthly installments on the first day of each month thereafter over the following three (3) years, provided that Optionee remains an employee of the Company on each such vesting date.

SEC source: 0001628280-23-042492 · wk-form4_1703192659.xml · derivative · entry 1

Almenoff June Sherie · CIK 0001492647 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,334

Underlying: Common Stock · 3,334 shares

Expires 2033-12-20

F1 · shares: The stock option will vest in full on December 20, 2024, subject to the Reporting Person's continued service on such vesting date.

SEC source: 0001628280-23-042491 · wk-form4_1703192576.xml · derivative · entry 1

KAPLAN GILLA · CIK 0001247024 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,334

Underlying: Common Stock · 3,334 shares

Expires 2033-12-20

F1 · shares: The stock option will vest in full on December 20, 2024, subject to the Reporting Person's continued service on such vesting date.

SEC source: 0001628280-23-042493 · wk-form4_1703192719.xml · derivative · entry 1

Persson Magnus · CIK 0001653222 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,334

Underlying: Common Stock · 3,334 shares

Expires 2033-12-20

F1 · shares: The stock option will vest in full on December 20, 2024, subject to the Reporting Person's continued service on such vesting date.

SEC source: 0001628280-23-042490 · wk-form4_1703192494.xml · derivative · entry 1

Chan Mitchell · CIK 0001789335 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,334

Underlying: Common Stock · 3,334 shares

Expires 2033-12-20

F1 · shares: The stock option will vest in full on December 20, 2024, subject to the Reporting Person's continued service on such vesting date.

SEC source: 0001628280-23-024230 · wk-form4_1688587518.xml · derivative · entry 1

Almenoff June Sherie · CIK 0001492647 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,575

Underlying: Common Stock · 4,575 shares

Expires 2033-06-30

F1 · shares: 100% of the stock option will immediately vest on the date that it is granted.

SEC source: 0001628280-23-024232 · wk-form4_1688587616.xml · derivative · entry 1

Persson Magnus · CIK 0001653222 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,308

Underlying: Common Stock · 28,308 shares

Expires 2033-06-30

F1 · shares: 100% of the stock option will immediately vest on the date that it is granted.

SEC source: 0000899243-23-016659 · doc4.xml · nonDerivative · entry 2

ARMISTICE CAPITAL, LLC · CIK 0001601086 · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 731,458

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.4976 to $0.5985, inclusive.

F2 · ownership.nature: The reported securities of the Issuer are directly held by Armistice Capital Master Fund Ltd., a Cayman Islands exempted company (the "Master Fund"), and may be deemed to be indirectly beneficially owned by: (i) Armistice Capital, LLC ("Armistice Capital"), as the investment manager of the Master Fund; and (ii) Steven Boyd, as the Managing Member of Armistice Capital ("Mr. Boyd", and collectively with the Master Fund and Armistice Capital, the "Reporting Persons"). Each of Armistice Capital and Mr. Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001929354-23-000016 · primary_doc.xml · nonDerivative · entry 2

Caissa Capital Management ltd. · CIK 0001929354 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F3 · ownership.direct: These shares are directly owned by Mr. Golestaneh in his personal capacity.

SEC source: 0001929354-23-000016 · primary_doc.xml · nonDerivative · entry 1

Caissa Capital Management ltd. · CIK 0001929354 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote (1)

Disclosed balance after: 0

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.45 to $0.84, inclusive.

F1 · ownership.nature: Shares held by Caissa Capital Management Ltd, a British Virgin Islands company controlled by Mr. Golestaneh.

SEC source: 0000899243-23-016659 · doc4.xml · nonDerivative · entry 1

ARMISTICE CAPITAL, LLC · CIK 0001601086 · 10% owner

Armistice Capital Master Fund Ltd. · CIK 0001633584 · 10% owner

Boyd Steven · CIK 0001706140 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,668,862

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.50 to $0.7801, inclusive. The Reporting Person undertakes to provide to Avalo Therapeutics, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnote 3.

F2 · ownership.nature: The reported securities of the Issuer are directly held by Armistice Capital Master Fund Ltd., a Cayman Islands exempted company (the "Master Fund"), and may be deemed to be indirectly beneficially owned by: (i) Armistice Capital, LLC ("Armistice Capital"), as the investment manager of the Master Fund; and (ii) Steven Boyd, as the Managing Member of Armistice Capital ("Mr. Boyd", and collectively with the Master Fund and Armistice Capital, the "Reporting Persons"). Each of Armistice Capital and Mr. Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001929354-23-000015 · primary_doc.xml · nonDerivative · entry 3

Caissa Capital Management ltd. · CIK 0001929354 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote (1)

Disclosed balance after: 1,425,700

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.07 to $4.17, inclusive.

F1 · ownership.nature: Shares held by Caissa Capital Management Ltd, a British Virgin Islands company controlled by Mr. Golestaneh.

SEC source: 0001929354-23-000015 · primary_doc.xml · nonDerivative · entry 2

Caissa Capital Management ltd. · CIK 0001929354 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote (1)

Disclosed balance after: 1,423,700

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.745 to $3.98, inclusive.

F1 · ownership.nature: Shares held by Caissa Capital Management Ltd, a British Virgin Islands company controlled by Mr. Golestaneh.

SEC source: 0001929354-23-000015 · primary_doc.xml · nonDerivative · entry 1

Caissa Capital Management ltd. · CIK 0001929354 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote (1)

Disclosed balance after: 1,420,700

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.19 to $3.99, inclusive.

F1 · ownership.nature: Shares held by Caissa Capital Management Ltd, a British Virgin Islands company controlled by Mr. Golestaneh.

SEC source: 0001929354-23-000014 · primary_doc.xml · nonDerivative · entry 3

Caissa Capital Management ltd. · CIK 0001929354 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote (1)

Disclosed balance after: 1,417,540

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.245 to $3.55, inclusive.

F1 · ownership.nature: Shares held by Caissa Capital Management Ltd, a British Virgin Islands company controlled by Mr. Golestaneh.

SEC source: 0001929354-23-000014 · primary_doc.xml · nonDerivative · entry 2

Caissa Capital Management ltd. · CIK 0001929354 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote (1)

Disclosed balance after: 1,411,540

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.7 to $3.83, inclusive.

F1 · ownership.nature: Shares held by Caissa Capital Management Ltd, a British Virgin Islands company controlled by Mr. Golestaneh.

SEC source: 0001929354-23-000014 · primary_doc.xml · nonDerivative · entry 1

Caissa Capital Management ltd. · CIK 0001929354 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote (1)

Disclosed balance after: 1,402,790

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.125 to $4.47, inclusive.

F1 · ownership.nature: Shares held by Caissa Capital Management Ltd, a British Virgin Islands company controlled by Mr. Golestaneh.

SEC source: 0001929354-23-000013 · primary_doc.xml · nonDerivative · entry 3

Caissa Capital Management ltd. · CIK 0001929354 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote (1)

Disclosed balance after: 1,400,641

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.01 to $4.3, inclusive.

F1 · ownership.nature: Shares held by Caissa Capital Management Ltd, a British Virgin Islands company controlled by Mr. Golestaneh.

SEC source: 0001628280-23-021962 · wk-form4_1686688870.xml · nonDerivative · entry 1

Sullivan Christopher Ryan · CIK 0001810417 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,262

F1 · shares: These shares were acquired under the Issuer's 2016 Employee Stock Purchase Plan.

SEC source: 0001628280-23-021958 · wk-form4_1686688763.xml · nonDerivative · entry 1

NEIL GARRY ARTHUR · CIK 0001586785 · Director · CEO and Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,220

F1 · shares: These shares were acquired under the Issuer's 2016 Employee Stock Purchase Plan.

SEC source: 0001929354-23-000013 · primary_doc.xml · nonDerivative · entry 2

Caissa Capital Management ltd. · CIK 0001929354 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote (1)

Disclosed balance after: 1,395,597

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.775 to $4.22, inclusive.

F1 · ownership.nature: Shares held by Caissa Capital Management Ltd, a British Virgin Islands company controlled by Mr. Golestaneh.

SEC source: 0001929354-23-000013 · primary_doc.xml · nonDerivative · entry 1

Caissa Capital Management ltd. · CIK 0001929354 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote (1)

Disclosed balance after: 1,389,199

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.90 to $3.6, inclusive.

F1 · ownership.nature: Shares held by Caissa Capital Management Ltd, a British Virgin Islands company controlled by Mr. Golestaneh.

SEC source: 0001929354-23-000012 · primary_doc.xml · nonDerivative · entry 1

Caissa Capital Management ltd. · CIK 0001929354 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote (1)

Disclosed balance after: 1,386,215

F1 · ownership.nature: Shares held by Caissa Capital Management Ltd, a British Virgin Islands company controlled by Mr. Golestaneh.

SEC source: 0001929354-23-000011 · primary_doc.xml · nonDerivative · entry 2

Caissa Capital Management ltd. · CIK 0001929354 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote (1)

Disclosed balance after: 1,385,371

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.85 to $2.87, inclusive.

F1 · ownership.nature: Shares held by Caissa Capital Management Ltd, a British Virgin Islands company controlled by Mr. Golestaneh.

SEC source: 0001929354-23-000011 · primary_doc.xml · nonDerivative · entry 1

Caissa Capital Management ltd. · CIK 0001929354 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote (1)

Disclosed balance after: 1,384,700

F1 · ownership.nature: Shares held by Caissa Capital Management Ltd, a British Virgin Islands company controlled by Mr. Golestaneh.

SEC source: 0001929354-23-000010 · primary_doc.xml · nonDerivative · entry 2

Caissa Capital Management ltd. · CIK 0001929354 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote (1)

Disclosed balance after: 1,382,700

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.92 to $3.03, inclusive.

F1 · ownership.nature: Shares held by Caissa Capital Management Ltd, a British Virgin Islands company controlled by Mr. Golestaneh.

SEC source: 0001929354-23-000010 · primary_doc.xml · nonDerivative · entry 1

Caissa Capital Management ltd. · CIK 0001929354 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote (1)

Disclosed balance after: 1,377,181

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.0 to $3.01, inclusive.

F1 · ownership.nature: Shares held by Caissa Capital Management Ltd, a British Virgin Islands company controlled by Mr. Golestaneh.

SEC source: 0001929354-23-000009 · primary_doc.xml · nonDerivative · entry 3

Caissa Capital Management ltd. · CIK 0001929354 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote (1)

Disclosed balance after: 1,373,700

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.00 to $3.72, inclusive.

F1 · ownership.nature: Shares held by Caissa Capital Management Ltd, a British Virgin Islands company controlled by Mr. Golestaneh.

SEC source: 0001929354-23-000009 · primary_doc.xml · nonDerivative · entry 2

Caissa Capital Management ltd. · CIK 0001929354 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote (1)

Disclosed balance after: 1,366,700

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.4 to $3.6, inclusive.

F1 · ownership.nature: Shares held by Caissa Capital Management Ltd, a British Virgin Islands company controlled by Mr. Golestaneh.

SEC source: 0001929354-23-000009 · primary_doc.xml · nonDerivative · entry 1

Caissa Capital Management ltd. · CIK 0001929354 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote (1)

Disclosed balance after: 1,360,200

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.80 to $3.40, inclusive.

F1 · ownership.nature: Shares held by Caissa Capital Management Ltd, a British Virgin Islands company controlled by Mr. Golestaneh.

SEC source: 0001929354-23-000008 · primary_doc.xml · nonDerivative · entry 3

Caissa Capital Management ltd. · CIK 0001929354 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote (1)

Disclosed balance after: 1,347,079

F1 · ownership.nature: Shares held by Caissa Capital Management Ltd, a British Virgin Islands company controlled by Mr. Golestaneh.

SEC source: 0001929354-23-000008 · primary_doc.xml · nonDerivative · entry 2

Caissa Capital Management ltd. · CIK 0001929354 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote (1)

Disclosed balance after: 1,346,700

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.45 to $2.79, inclusive.

F1 · ownership.nature: Shares held by Caissa Capital Management Ltd, a British Virgin Islands company controlled by Mr. Golestaneh.

SEC source: 0001628280-23-018557 · wk-form4_1684323885.xml · derivative · entry 1

Sullivan Christopher Ryan · CIK 0001810417 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2033-05-15

F1 · derivative.exercise_date: The stock option will vest in full on May 15, 2024, subject to the Reporting Person's continued service on such vesting date.

SEC source: 0001628280-23-018556 · wk-form4_1684323794.xml · derivative · entry 1

NEIL GARRY ARTHUR · CIK 0001586785 · Director · CEO and Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2033-05-15

F1 · derivative.exercise_date: The stock option will vest in full on May 15, 2024, subject to the Reporting Person's continued service on such vesting date.

SEC source: 0001929354-23-000008 · primary_doc.xml · nonDerivative · entry 1

Caissa Capital Management ltd. · CIK 0001929354 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote (1)

Disclosed balance after: 1,344,985

F1 · ownership.nature: Shares held by Caissa Capital Management Ltd, a British Virgin Islands company controlled by Mr. Golestaneh.

SEC source: 0001929354-23-000007 · primary_doc.xml · nonDerivative · entry 3

Caissa Capital Management ltd. · CIK 0001929354 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote (1)

Disclosed balance after: 1,342,700

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.575 to $2.68, inclusive.

F1 · ownership.nature: Shares held by Caissa Capital Management Ltd, a British Virgin Islands company controlled by Mr. Golestaneh.

SEC source: 0001929354-23-000007 · primary_doc.xml · nonDerivative · entry 2

Caissa Capital Management ltd. · CIK 0001929354 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote (1)

Disclosed balance after: 1,337,700

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.85 to $2.9, inclusive.

F1 · ownership.nature: Shares held by Caissa Capital Management Ltd, a British Virgin Islands company controlled by Mr. Golestaneh.

SEC source: 0001929354-23-000007 · primary_doc.xml · nonDerivative · entry 1

Caissa Capital Management ltd. · CIK 0001929354 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote (1)

Disclosed balance after: 1,332,700

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.58 to $2.85, inclusive.

F1 · ownership.nature: Shares held by Caissa Capital Management Ltd, a British Virgin Islands company controlled by Mr. Golestaneh.

SEC source: 0001929354-23-000006 · primary_doc.xml · nonDerivative · entry 3

Caissa Capital Management ltd. · CIK 0001929354 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote (1)

Disclosed balance after: 1,317,700

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.95 to $2.97, inclusive.

F1 · ownership.nature: Shares held by Caissa Capital Management Ltd, a British Virgin Islands company controlled by Mr. Golestaneh.

SEC source: 0001929354-23-000006 · primary_doc.xml · nonDerivative · entry 2

Caissa Capital Management ltd. · CIK 0001929354 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote (1)

Disclosed balance after: 1,316,196

F1 · ownership.nature: Shares held by Caissa Capital Management Ltd, a British Virgin Islands company controlled by Mr. Golestaneh.

SEC source: 0001929354-23-000006 · primary_doc.xml · nonDerivative · entry 1

Caissa Capital Management ltd. · CIK 0001929354 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote (1)

Disclosed balance after: 1,315,771

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.97 to $3.05, inclusive.

F1 · ownership.nature: Shares held by Caissa Capital Management Ltd, a British Virgin Islands company controlled by Mr. Golestaneh.

SEC source: 0001929354-23-000005 · primary_doc.xml · nonDerivative · entry 2

Caissa Capital Management ltd. · CIK 0001929354 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote (1)

Disclosed balance after: 1,310,200

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.94 to $3.15, inclusive.

F1 · ownership.nature: Shares held by Caissa Capital Management Ltd, a British Virgin Islands company controlled by Mr. Golestaneh.

SEC source: 0001929354-23-000005 · primary_doc.xml · nonDerivative · entry 1

Caissa Capital Management ltd. · CIK 0001929354 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote (1)

Disclosed balance after: 1,297,700

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.94 to $3.14, inclusive.

F1 · ownership.nature: Shares held by Caissa Capital Management Ltd, a British Virgin Islands company controlled by Mr. Golestaneh.

SEC source: 0001929354-23-000003 · primary_doc.xml · nonDerivative · entry 2

Caissa Capital Management ltd. · CIK 0001929354 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote (1)

Disclosed balance after: 1,292,700

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.82 to $3.01, inclusive.

F1 · ownership.nature: Shares held by Caissa Capital Management Ltd, a British Virgin Islands company controlled by Mr. Golestaneh

SEC source: 0001929354-23-000003 · primary_doc.xml · nonDerivative · entry 1

Caissa Capital Management ltd. · CIK 0001929354 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote (1)

Disclosed balance after: 1,282,700

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.60 to $3.09, inclusive.

F1 · ownership.nature: Shares held by Caissa Capital Management Ltd, a British Virgin Islands company controlled by Mr. Golestaneh

SEC source: 0001929354-23-000002 · primary_doc.xml · nonDerivative · entry 2

Caissa Capital Management ltd. · CIK 0001929354 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote (1)

Disclosed balance after: 1,267,700

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.41 to $3.225, inclusive.

F1 · ownership.nature: Shares held by Caissa Capital Management Ltd, a British Virgin Islands company controlled by Mr. Golestaneh

SEC source: 0001929354-23-000002 · primary_doc.xml · nonDerivative · entry 1

Caissa Capital Management ltd. · CIK 0001929354 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote (1)

Disclosed balance after: 1,242,700

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.835 to $2.51, inclusive.

F1 · ownership.nature: Shares held by Caissa Capital Management Ltd, a British Virgin Islands company controlled by Mr. Golestaneh