Tapewire

Nasdaq · USD

AVTX

Avalo Therapeutics, Inc.

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Tapewire entity
4936
SEC CIK
0001534120
Parsed reports
480

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202608
May 2026020
Jun 202602
Jul 202601
Aug 202607
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2025 Filed Oct 6, 2025 16:28 UTC
Boyd TaylorChief Business Officer
GrantStock Option (Right to Buy) · Derivative 275,000 $0.00 Strike: $12.96 $0.00
Disclosure

SEC source: 0002090172-25-000002 · primary_doc.xml · derivative · entry 1

Boyd Taylor · CIK 0002090172 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,000

Underlying: Common Stock · 275,000 shares

Expires 2035-10-01

F1 · derivative.exercise_date: The stock option was granted on October 1, 2025, and vests over four years, with the first 25% vesting on the first anniversary of the grant date and the remainder vesting in equal monthly installments over the following three years, subject to the reporting person's continued employment with the Company on each applicable vesting date.

Read SEC document
September 30, 2025 Filed Oct 2, 2025 20:11 UTC
Jain RitaDirector
GrantStock Option (Right to Buy) · Derivative 1,572 $0.00 Strike: $12.71 $0.00
Disclosure

SEC source: 0001707797-25-000006 · primary_doc.xml · derivative · entry 1

Jain Rita · CIK 0001707797 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,572

Underlying: Common Stock · 1,572 shares

Expires 2035-09-30

F1 · derivative.exercise_date: The options were granted on September 30, 2025, and are 100% vested.

Read SEC document
June 17, 2025 Filed Jun 18, 2025 20:44 UTC GrantStock Option (Right to Buy) · Derivative 20,100 $0.00 Strike: $4.47 $0.00
Disclosure

SEC source: 0001578563-25-000325 · primary_doc.xml · derivative · entry 1

Truex Samantha · CIK 0002017156 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,100

Underlying: Common Stock · 20,100 shares

Expires 2035-06-17

F1 · derivative.exercise_date: The stock option vests 100% on the first anniversary of the date of grant, subject to the Eligible Director's continued service on such vesting date.

Read SEC document
June 17, 2025 Filed Jun 18, 2025 20:35 UTC GrantStock Option (Right to Buy) · Derivative 20,100 $0.00 Strike: $4.47 $0.00
Disclosure

SEC source: 0001578563-25-000323 · primary_doc.xml · derivative · entry 1

Goldman Jonathan · CIK 0002013869 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,100

Underlying: Common Stock · 20,100 shares

Expires 2035-06-17

F1 · derivative.exercise_date: The stock option vests 100% on the first anniversary of the date of grant, subject to the Eligible Director's continued service on such vesting date.

Read SEC document
June 17, 2025 Filed Jun 18, 2025 20:25 UTC GrantStock Option (Right to Buy) · Derivative 20,100 $0.00 Strike: $4.47 $0.00
Disclosure

SEC source: 0001578563-25-000321 · primary_doc.xml · derivative · entry 1

KANTOFF AARON · CIK 0001862734 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,100

Underlying: Common Stock · 20,100 shares

Expires 2035-06-17

F1 · derivative.exercise_date: The stock option vests 100% on the first anniversary of the date of grant, subject to the Eligible Director's continued service on such vesting date.

Read SEC document
June 17, 2025 Filed Jun 18, 2025 16:13 UTC GrantStock Option (Right to Buy) · Derivative 20,100 $0.00 Strike: $4.47 $0.00
Disclosure

SEC source: 0001578563-25-000319 · primary_doc.xml · derivative · entry 1

Almenoff June Sherie · CIK 0001492647 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,100

Underlying: Common Stock · 20,100 shares

Expires 2035-06-17

F1 · derivative.exercise_date: The stock option vests 100% on the first anniversary of the date of grant, subject to the Eligible Director's continued service on such vesting date.

Read SEC document
June 17, 2025 Filed Jun 18, 2025 20:19 UTC GrantStock Option (Right to Buy) · Derivative 29,500 $0.00 Strike: $4.47 $0.00
Disclosure

SEC source: 0001578563-25-000320 · primary_doc.xml · derivative · entry 1

Heffernan Michael Thomas · CIK 0001448914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,500

Underlying: Common Stock · 29,500 shares

Expires 2035-06-17

F1 · derivative.exercise_date: The stock option vests 100% on the first anniversary of the date of grant, subject to the Eligible Director's continued service on such vesting date.

Read SEC document
June 17, 2025 Filed Jun 18, 2025 20:30 UTC
KAPLAN GILLADirector
GrantStock Option (Right to Buy) · Derivative 20,100 $0.00 Strike: $4.47 $0.00
Disclosure

SEC source: 0001578563-25-000322 · primary_doc.xml · derivative · entry 1

KAPLAN GILLA · CIK 0001247024 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,100

Underlying: Common Stock · 20,100 shares

Expires 2035-06-17

F1 · derivative.exercise_date: The stock option vests 100% on the first anniversary of the date of grant, subject to the Eligible Director's continued service on such vesting date.

Read SEC document
June 17, 2025 Filed Jun 18, 2025 20:39 UTC GrantStock Option (Right to Buy) · Derivative 20,100 $0.00 Strike: $4.47 $0.00
Disclosure

SEC source: 0001578563-25-000324 · primary_doc.xml · derivative · entry 1

Chan Mitchell · CIK 0001789335 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,100

Underlying: Common Stock · 20,100 shares

Expires 2035-06-17

F1 · derivative.exercise_date: The stock option vests 100% on the first anniversary of the date of grant, subject to the Eligible Director's continued service on such vesting date.

Read SEC document
June 17, 2025 Filed Jun 18, 2025 20:08 UTC
Jain RitaDirector
GrantStock Option (Right to Buy) · Derivative 40,200 $0.00 Strike: $4.47 $0.00
Disclosure

SEC source: 0001578563-25-000318 · primary_doc.xml · derivative · entry 1

Jain Rita · CIK 0001707797 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,200

Underlying: Common Stock · 40,200 shares

Expires 2035-06-17

F1 · derivative.exercise_date: The stock option vests in three substantially equal installments on the first, second and third anniversary of the date of grant, subject to the Eligible Director's continued service on each such vesting date.

Read SEC document
March 28, 2025 Filed Apr 1, 2025 20:44 UTC Exercise / conversionRestricted Stock Units · Derivative 3,167 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000202 · primary_doc.xml · derivative · entry 2

Truex Samantha · CIK 0002017156 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,333

Underlying: Common Stock · 3,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On August 13, 2024, the Reporting Person was granted 9,500 restricted stock units, vesting 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

F2 · derivative.expiration_date: On August 13, 2024, the Reporting Person was granted 9,500 restricted stock units, vesting 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

Read SEC document
March 28, 2025 Filed Apr 1, 2025 20:44 UTC Exercise / conversionCommon Stock 3,167 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-25-000202 · primary_doc.xml · nonDerivative · entry 1

Truex Samantha · CIK 0002017156 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 28, 2025 Filed Apr 1, 2025 20:55 UTC Exercise / conversionRestricted Stock Units · Derivative 3,167 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000203 · primary_doc.xml · derivative · entry 2

Goldman Jonathan · CIK 0002013869 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,333

Underlying: Common Stock · 3,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On August 13, 2024, the Reporting Person was granted 9,500 restricted stock units, vesting 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

F2 · derivative.expiration_date: On August 13, 2024, the Reporting Person was granted 9,500 restricted stock units, vesting 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

Read SEC document
March 28, 2025 Filed Apr 1, 2025 20:55 UTC Exercise / conversionCommon Stock 3,167 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-25-000203 · primary_doc.xml · nonDerivative · entry 1

Goldman Jonathan · CIK 0002013869 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 28, 2025 Filed Apr 1, 2025 20:37 UTC Exercise / conversionRestricted Stock Units · Derivative 3,167 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000201 · primary_doc.xml · derivative · entry 2

KANTOFF AARON · CIK 0001862734 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,333

Underlying: Common Stock · 3,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On August 13, 2024, the Reporting Person was granted 9,500 restricted stock units, vesting 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

F2 · derivative.expiration_date: On August 13, 2024, the Reporting Person was granted 9,500 restricted stock units, vesting 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

Read SEC document
March 28, 2025 Filed Apr 1, 2025 20:37 UTC Exercise / conversionCommon Stock 3,167 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-25-000201 · primary_doc.xml · nonDerivative · entry 1

KANTOFF AARON · CIK 0001862734 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 28, 2025 Filed Apr 1, 2025 20:11 UTC
Sullivan Christopher RyanChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 24,200 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000198 · primary_doc.xml · derivative · entry 3

Sullivan Christopher Ryan · CIK 0001810417 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,400

Underlying: Common Stock · 24,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On August 13, 2024, the Reporting Person was granted 72,600 restricted stock units, vesting 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

F2 · derivative.expiration_date: On August 13, 2024, the Reporting Person was granted 72,600 restricted stock units, vesting 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

Read SEC document
March 28, 2025 Filed Apr 1, 2025 20:11 UTC
Sullivan Christopher RyanChief Financial Officer
Tax withholdingCommon Stock 7,285 $8.46 $61,631.10
Disclosure

SEC source: 0001578563-25-000198 · primary_doc.xml · nonDerivative · entry 2

Sullivan Christopher Ryan · CIK 0001810417 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,921

Read SEC document
March 28, 2025 Filed Apr 1, 2025 20:11 UTC
Sullivan Christopher RyanChief Financial Officer
Exercise / conversionCommon Stock 24,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-25-000198 · primary_doc.xml · nonDerivative · entry 1

Sullivan Christopher Ryan · CIK 0001810417 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 28, 2025 Filed Apr 1, 2025 16:22 UTC Exercise / conversionRestricted Stock Units · Derivative 3,167 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000199 · primary_doc.xml · derivative · entry 3

Almenoff June Sherie · CIK 0001492647 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,333

Underlying: Common Stock · 3,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On August 13, 2024, the Reporting Person was granted 9,500 restricted stock units, vesting 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

F3 · derivative.expiration_date: On August 13, 2024, the Reporting Person was granted 9,500 restricted stock units, vesting 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

Read SEC document
March 28, 2025 Filed Apr 1, 2025 16:22 UTC Exercise / conversionCommon Stock 3,167 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-25-000199 · primary_doc.xml · nonDerivative · entry 1

Almenoff June Sherie · CIK 0001492647 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 28, 2025 Filed Apr 1, 2025 20:30 UTC
KAPLAN GILLADirector
Exercise / conversionRestricted Stock Units · Derivative 3,167 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000200 · primary_doc.xml · derivative · entry 2

KAPLAN GILLA · CIK 0001247024 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,333

Underlying: Common Stock · 3,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On August 13, 2024, the Reporting Person was granted 9,500 restricted stock units, vesting 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

F2 · derivative.expiration_date: On August 13, 2024, the Reporting Person was granted 9,500 restricted stock units, vesting 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

Read SEC document
March 28, 2025 Filed Apr 1, 2025 20:30 UTC
KAPLAN GILLADirector
Exercise / conversionCommon Stock 3,167 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-25-000200 · primary_doc.xml · nonDerivative · entry 1

KAPLAN GILLA · CIK 0001247024 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 28, 2025 Filed Apr 2, 2025 00:06 UTC Exercise / conversionRestricted Stock Units · Derivative 3,167 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000204 · primary_doc.xml · derivative · entry 2

Chan Mitchell · CIK 0001789335 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,333

Underlying: Common Stock · 3,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On August 13, 2024, the Reporting Person was granted 9,500 restricted stock units, vesting 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

F2 · derivative.expiration_date: On August 13, 2024, the Reporting Person was granted 9,500 restricted stock units, vesting 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

Read SEC document
March 28, 2025 Filed Apr 2, 2025 00:06 UTC Exercise / conversionCommon Stock 3,167 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-25-000204 · primary_doc.xml · nonDerivative · entry 1

Chan Mitchell · CIK 0001789335 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 28, 2025 Filed Apr 1, 2025 20:01 UTC
NEIL GARRY ARTHURChief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 64,867 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000197 · primary_doc.xml · derivative · entry 3

NEIL GARRY ARTHUR · CIK 0001586785 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,733

Underlying: Common Stock · 64,867 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On August 13, 2024, the Reporting Person was granted 194,600 restricted stock units, vesting 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

F2 · derivative.expiration_date: On August 13, 2024, the Reporting Person was granted 194,600 restricted stock units, vesting 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

Read SEC document
March 28, 2025 Filed Apr 1, 2025 20:01 UTC
NEIL GARRY ARTHURChief Executive Officer
Tax withholdingCommon Stock 17,787 $8.46 $150,478.02
Disclosure

SEC source: 0001578563-25-000197 · primary_doc.xml · nonDerivative · entry 2

NEIL GARRY ARTHUR · CIK 0001586785 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,140

Read SEC document
March 28, 2025 Filed Apr 1, 2025 20:01 UTC
NEIL GARRY ARTHURChief Executive Officer
Exercise / conversionCommon Stock 64,867 Not disclosed Not disclosed
Disclosure

SEC source: 0001578563-25-000197 · primary_doc.xml · nonDerivative · entry 1

NEIL GARRY ARTHUR · CIK 0001586785 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 25, 2025 Filed Mar 26, 2025 20:07 UTC GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $8.54 $0.00
Disclosure

SEC source: 0001578563-25-000193 · primary_doc.xml · derivative · entry 1

Heffernan Michael Thomas · CIK 0001448914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2035-03-25

F1 · derivative.exercise_date: The stock option vests in three substantially equal annual installments on the first, second and third anniversary of the date of grant, subject to the Eligible Director's continued service on each such vesting date.

Read SEC document
January 28, 2025 Filed Jan 30, 2025 22:43 UTC
Sullivan Christopher RyanChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 163,000 $0.00 Strike: $8.04 $0.00
Disclosure

SEC source: 0001578563-25-000028 · primary_doc.xml · derivative · entry 1

Sullivan Christopher Ryan · CIK 0001810417 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,000

Underlying: Common Stock · 163,000 shares

Expires 2035-01-28

F1 · derivative.exercise_date: The stock option vests twenty-five percent (25%) on January 28, 2026 and the remainder will vest in equal monthly installments over the following three (3) years, subject to the Reporting Person's continued service on such vesting date.

Read SEC document
January 28, 2025 Filed Jan 30, 2025 22:51 UTC
VARKI PAULChief Legal Officer
GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $8.04 $0.00
Disclosure

SEC source: 0001578563-25-000029 · primary_doc.xml · derivative · entry 1

VARKI PAUL · CIK 0001677896 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2035-01-28

F1 · derivative.exercise_date: The stock option vests twenty-five percent (25%) on January 28, 2026 and the remainder will vest in equal monthly installments over the following three (3) years, subject to the Reporting Person's continued service on such vesting date.

Read SEC document
January 28, 2025 Filed Jan 30, 2025 22:31 UTC
NEIL GARRY ARTHURDirector · CEO and Chairman of the Board
GrantStock Option (Right to Buy) · Derivative 411,000 $0.00 Strike: $8.04 $0.00
Disclosure

SEC source: 0001578563-25-000027 · primary_doc.xml · derivative · entry 1

NEIL GARRY ARTHUR · CIK 0001586785 · Director · CEO and Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 411,000

Underlying: Common Stock · 411,000 shares

Expires 2035-01-28

F1 · derivative.exercise_date: The stock option vests twenty-five percent (25%) on January 28, 2026 and the remainder will vest in equal monthly installments over the following three (3) years, subject to the Reporting Person's continued service on such vesting date.

Read SEC document
January 28, 2025 Filed Jan 30, 2025 22:20 UTC
Doyle MittieChief Medical Officer
GrantStock Option (Right to Buy) · Derivative 155,000 $0.00 Strike: $8.04 $0.00
Disclosure

SEC source: 0001578563-25-000026 · primary_doc.xml · derivative · entry 1

Doyle Mittie · CIK 0001918845 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,000

Underlying: Common Stock · 155,000 shares

Expires 2035-01-28

F1 · derivative.exercise_date: The stock option vests twenty-five percent (25%) on January 28, 2026 and the remainder will vest in equal monthly installments over the following three (3) years, subject to the Reporting Person's continued service on such vesting date.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 21:06 UTC
Riley JenniferChief Strategy Officer
GrantStock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $7.43 $0.00
Disclosure

SEC source: 0001578563-25-000002 · primary_doc.xml · derivative · entry 1

Riley Jennifer · CIK 0002047607 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 150,000 shares

Expires 2035-01-01

F1 · derivative.exercise_date: Twenty-five percent (25%) of the Option Shares vest on January 1, 2026 and the remainder of the Option Shares will vest in equal monthly installments over the following three (3) years, provided that Optionee remains an employee of the Company on each such vesting date.

Read SEC document
November 13, 2024 Filed Nov 14, 2024 17:21 UTC PurchaseCommon Stock 500 $13.00 $6,500.00
Disclosure

SEC source: 0001578563-24-000441 · primary_doc.xml · nonDerivative · entry 2

Almenoff June Sherie · CIK 0001492647 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Meadowlark Management, LLC

Disclosed balance after: 1,000

F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein.

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November 12, 2024 Filed Nov 14, 2024 17:21 UTC PurchaseCommon Stock 500 $12.50 $6,249.50
Disclosure

SEC source: 0001578563-24-000441 · primary_doc.xml · nonDerivative · entry 1

Almenoff June Sherie · CIK 0001492647 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Meadowlark Management, LLC

Disclosed balance after: 500

F1 · price: This transaction was executed in multiple trades ranging from $12.00 to $12.50. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected.

F2 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein.

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August 13, 2024 Filed Aug 14, 2024 20:27 UTC GrantRestricted Stock Units · Derivative 9,500 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000366 · primary_doc.xml · derivative · entry 2

Truex Samantha · CIK 0002017156 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,500

Underlying: Common Stock · 9,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock upon the vesting date.

F3 · derivative.exercise_date: The RSUs vest 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

F3 · derivative.expiration_date: The RSUs vest 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

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August 13, 2024 Filed Aug 14, 2024 20:27 UTC GrantStock Option (Right to Buy) · Derivative 24,600 $0.00 Strike: $9.88 $0.00
Disclosure

SEC source: 0001578563-24-000366 · primary_doc.xml · derivative · entry 1

Truex Samantha · CIK 0002017156 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,600

Underlying: Common Stock · 24,600 shares

Expires 2034-08-13

F1 · derivative.exercise_date: The stock option vests 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

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August 13, 2024 Filed Aug 14, 2024 21:04 UTC GrantRestricted Stock Units · Derivative 9,500 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000370 · primary_doc.xml · derivative · entry 2

Goldman Jonathan · CIK 0002013869 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,500

Underlying: Common Stock · 9,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock upon the vesting date.

F3 · derivative.exercise_date: The RSUs vest 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

F3 · derivative.expiration_date: The RSUs vest 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

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August 13, 2024 Filed Aug 14, 2024 21:04 UTC GrantStock Option (Right to Buy) · Derivative 24,600 $0.00 Strike: $9.88 $0.00
Disclosure

SEC source: 0001578563-24-000370 · primary_doc.xml · derivative · entry 1

Goldman Jonathan · CIK 0002013869 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,600

Underlying: Common Stock · 24,600 shares

Expires 2034-08-13

F1 · derivative.exercise_date: The stock option vests 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

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August 13, 2024 Filed Aug 14, 2024 20:36 UTC GrantRestricted Stock Units · Derivative 9,500 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000367 · primary_doc.xml · derivative · entry 2

KANTOFF AARON · CIK 0001862734 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,500

Underlying: Common Stock · 9,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock upon the vesting date.

F3 · derivative.exercise_date: The RSUs vest 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

F3 · derivative.expiration_date: The RSUs vest 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

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August 13, 2024 Filed Aug 14, 2024 20:36 UTC GrantStock Option (Right to Buy) · Derivative 24,600 $0.00 Strike: $9.88 $0.00
Disclosure

SEC source: 0001578563-24-000367 · primary_doc.xml · derivative · entry 1

KANTOFF AARON · CIK 0001862734 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,600

Underlying: Common Stock · 24,600 shares

Expires 2034-08-13

F1 · derivative.exercise_date: The stock option vests 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

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August 13, 2024 Filed Aug 14, 2024 20:11 UTC
Sullivan Christopher RyanChief Financial Officer
GrantRestricted Stock Units · Derivative 72,600 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000364 · primary_doc.xml · derivative · entry 3

Sullivan Christopher Ryan · CIK 0001810417 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,600

Underlying: Common Stock · 72,600 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock upon the vesting date.

F3 · derivative.exercise_date: The RSUs vest 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

F3 · derivative.expiration_date: The RSUs vest 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

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August 13, 2024 Filed Aug 14, 2024 20:11 UTC
Sullivan Christopher RyanChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 186,700 $0.00 Strike: $9.88 $0.00
Disclosure

SEC source: 0001578563-24-000364 · primary_doc.xml · derivative · entry 2

Sullivan Christopher Ryan · CIK 0001810417 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,700

Underlying: Common Stock · 186,700 shares

Expires 2034-08-13

F1 · derivative.exercise_date: The stock option vests 25% on March 28, 2025, and 1/36 monthly thereafter, subject to the Reporting Person's continued service on such vesting date.

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August 13, 2024 Filed Aug 14, 2024 16:47 UTC GrantRestricted Stock Units · Derivative 9,500 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000368 · primary_doc.xml · derivative · entry 2

Almenoff June Sherie · CIK 0001492647 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,500

Underlying: Common Stock · 9,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock upon the vesting date.

F3 · derivative.exercise_date: The RSUs vest 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

F3 · derivative.expiration_date: The RSUs vest 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

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August 13, 2024 Filed Aug 14, 2024 16:47 UTC GrantStock Option (Right to Buy) · Derivative 24,600 $0.00 Strike: $9.88 $0.00
Disclosure

SEC source: 0001578563-24-000368 · primary_doc.xml · derivative · entry 1

Almenoff June Sherie · CIK 0001492647 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,600

Underlying: Common Stock · 24,600 shares

Expires 2034-08-13

F1 · derivative.exercise_date: The stock option vests 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

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August 13, 2024 Filed Aug 14, 2024 20:19 UTC
KAPLAN GILLADirector
GrantRestricted Stock Units · Derivative 9,500 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000365 · primary_doc.xml · derivative · entry 2

KAPLAN GILLA · CIK 0001247024 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,500

Underlying: Common Stock · 9,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock upon the vesting date.

F3 · derivative.exercise_date: The RSUs vest 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

F3 · derivative.expiration_date: The RSUs vest 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

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August 13, 2024 Filed Aug 14, 2024 20:19 UTC
KAPLAN GILLADirector
GrantStock Option (Right to Buy) · Derivative 24,600 $0.00 Strike: $9.88 $0.00
Disclosure

SEC source: 0001578563-24-000365 · primary_doc.xml · derivative · entry 1

KAPLAN GILLA · CIK 0001247024 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,600

Underlying: Common Stock · 24,600 shares

Expires 2034-08-13

F1 · derivative.exercise_date: The stock option vests 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

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August 13, 2024 Filed Aug 14, 2024 20:56 UTC GrantRestricted Stock Units · Derivative 9,500 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000369 · primary_doc.xml · derivative · entry 2

Chan Mitchell · CIK 0001789335 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,500

Underlying: Common Stock · 9,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock upon the vesting date.

F3 · derivative.exercise_date: The RSUs vest 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

F3 · derivative.expiration_date: The RSUs vest 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

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August 13, 2024 Filed Aug 14, 2024 20:56 UTC GrantStock Option (Right to Buy) · Derivative 24,600 $0.00 Strike: $9.88 $0.00
Disclosure

SEC source: 0001578563-24-000369 · primary_doc.xml · derivative · entry 1

Chan Mitchell · CIK 0001789335 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,600

Underlying: Common Stock · 24,600 shares

Expires 2034-08-13

F1 · derivative.exercise_date: The stock option vests 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.