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Nasdaq · USD

AVTX

Avalo Therapeutics, Inc.

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4936
SEC CIK
0001534120
Parsed reports
480

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202608
May 2026020
Jun 202602
Jul 202601
Aug 202607
Sep 202602
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 06, 2026 Filed Apr 8, 2026 20:51 UTC
Doyle MittieChief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 3,970 $0.00 Strike: $12.65 $0.00
Disclosure

SEC source: 0001918845-26-000008 · form4-04082026_080437.xml · derivative · entry 3

Doyle Mittie · CIK 0001918845 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 210,530

Underlying: Common Stock · 3,970 shares

Expires 2034-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025.

F3 · derivative.exercise_date: The stock option vests twenty-five percent (25%) on July 15, 2025 and the remainder will vest in equal monthly installments over the following three (3) years, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
April 06, 2026 Filed Apr 8, 2026 20:51 UTC
Doyle MittieChief Medical Officer
SaleCommon Stock 3,970 $18.01 $71,508.43
Disclosure

SEC source: 0001918845-26-000008 · form4-04082026_080437.xml · nonDerivative · entry 2

Doyle Mittie · CIK 0001918845 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,622

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025.

F2 · price: The reported securities were sold in multiple transactions at prices ranging from $18.00 to $18.10. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
April 06, 2026 Filed Apr 8, 2026 20:51 UTC
Doyle MittieChief Medical Officer
Exercise / conversionCommon Stock 3,970 $12.65 $50,220.50
Disclosure

SEC source: 0001918845-26-000008 · form4-04082026_080437.xml · nonDerivative · entry 1

Doyle Mittie · CIK 0001918845 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025.

Read SEC document
April 02, 2026 Filed Apr 3, 2026 19:14 UTC
Sullivan Christopher RyanChief Financial Officer
SaleCommon Stock 1,780 $17.57 $31,269.97
Disclosure

SEC source: 0001810417-26-000006 · form4-04032026_070439.xml · nonDerivative · entry 4

Sullivan Christopher Ryan · CIK 0001810417 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 17,338

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2025.

F5 · price: The reported securities were sold in multiple transactions at prices ranging from $17.39 to $17.80. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
April 02, 2026 Filed Apr 3, 2026 19:14 UTC
Sullivan Christopher RyanChief Financial Officer
SaleCommon Stock 6,200 $17.02 $105,553.14
Disclosure

SEC source: 0001810417-26-000006 · form4-04032026_070439.xml · nonDerivative · entry 3

Sullivan Christopher Ryan · CIK 0001810417 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,118

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2025.

F4 · price: The reported securities were sold in multiple transactions at prices ranging from $16.385 to $17.37. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 19:14 UTC
Sullivan Christopher RyanChief Financial Officer
SaleCommon Stock 7,479 $16.83 $125,840.91
Disclosure

SEC source: 0001810417-26-000006 · form4-04032026_070439.xml · nonDerivative · entry 2

Sullivan Christopher Ryan · CIK 0001810417 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,318

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2025.

F3 · price: The reported securities were sold in multiple transactions at prices ranging from $16.45 to $17.38. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 19:14 UTC
Sullivan Christopher RyanChief Financial Officer
SaleCommon Stock 500 $15.86 $7,929.00
Disclosure

SEC source: 0001810417-26-000006 · form4-04032026_070439.xml · nonDerivative · entry 1

Sullivan Christopher Ryan · CIK 0001810417 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,797

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2025.

F2 · price: The reported securities were sold in multiple transactions at prices ranging from $15.24 to $16.21. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 19:13 UTC
Doyle MittieChief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 679 $0.00 Strike: $8.04 $0.00
Disclosure

SEC source: 0001918845-26-000006 · form4-04032026_070418.xml · derivative · entry 3

Doyle Mittie · CIK 0001918845 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 148,329

Underlying: Common Stock · 679 shares

Expires 2035-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025.

F2 · derivative.exercise_date: The stock option vests twenty-five percent (25%) on January 28, 2026 and the remainder will vest in equal monthly installments over the following three (3) years, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 19:13 UTC
Doyle MittieChief Medical Officer
SaleCommon Stock 679 $16.00 $10,864.00
Disclosure

SEC source: 0001918845-26-000006 · form4-04032026_070418.xml · nonDerivative · entry 2

Doyle Mittie · CIK 0001918845 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,622

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 19:13 UTC
Doyle MittieChief Medical Officer
Exercise / conversionCommon Stock 679 $8.04 $5,459.16
Disclosure

SEC source: 0001918845-26-000006 · form4-04032026_070418.xml · nonDerivative · entry 1

Doyle Mittie · CIK 0001918845 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025.

Read SEC document
March 31, 2026 Filed Apr 1, 2026 20:05 UTC
Jain RitaDirector
GrantStock Option (Right to Buy) · Derivative 1,339 $12.13 Strike: $14.93 $16,242.07
Disclosure

SEC source: 0001707797-26-000003 · form4-04012026_040410.xml · derivative · entry 1

Jain Rita · CIK 0001707797 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,339

Underlying: Common Stock · 1,339 shares

Expires 2036-03-31

F1 · derivative.exercise_date: The options were granted on March 31, 2026, and are 100% vested.

Read SEC document
March 31, 2026 Filed Apr 1, 2026 20:05 UTC GrantStock Option (Right to Buy) · Derivative 1,370 $12.13 Strike: $14.93 $16,618.10
Disclosure

SEC source: 0001677036-26-000002 · form4-04012026_040408.xml · derivative · entry 1

Lind Kevin Robert · CIK 0001677036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,370

Underlying: Common Stock · 1,370 shares

Expires 2036-03-31

F1 · derivative.exercise_date: The options were granted on March 31, 2026, and are 100% vested.

Read SEC document
March 28, 2026 Filed Mar 31, 2026 20:14 UTC Exercise / conversionRestricted Stock Units · Derivative 3,166 $0.00 $0.00
Disclosure

SEC source: 0002017156-26-000002 · form4-03312026_080309.xml · derivative · entry 2

Truex Samantha · CIK 0002017156 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,167

Underlying: Common Stock · 3,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On August 13, 2024, the Reporting Person was granted 9,500 restricted stock units, vesting 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

F2 · derivative.expiration_date: On August 13, 2024, the Reporting Person was granted 9,500 restricted stock units, vesting 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

Read SEC document
March 28, 2026 Filed Mar 31, 2026 20:14 UTC Exercise / conversionCommon Stock 3,166 Not disclosed Not disclosed
Disclosure

SEC source: 0002017156-26-000002 · form4-03312026_080309.xml · nonDerivative · entry 1

Truex Samantha · CIK 0002017156 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 28, 2026 Filed Mar 31, 2026 20:09 UTC Exercise / conversionRestricted Stock Units · Derivative 3,166 $0.00 $0.00
Disclosure

SEC source: 0002013869-26-000002 · form4-03312026_080309.xml · derivative · entry 2

Goldman Jonathan · CIK 0002013869 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,167

Underlying: Common Stock · 3,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On August 13, 2024, the Reporting Person was granted 9,500 restricted stock units, vesting 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

F2 · derivative.expiration_date: On August 13, 2024, the Reporting Person was granted 9,500 restricted stock units, vesting 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

Read SEC document
March 28, 2026 Filed Mar 31, 2026 20:09 UTC Exercise / conversionCommon Stock 3,166 Not disclosed Not disclosed
Disclosure

SEC source: 0002013869-26-000002 · form4-03312026_080309.xml · nonDerivative · entry 1

Goldman Jonathan · CIK 0002013869 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 28, 2026 Filed Mar 31, 2026 20:12 UTC Exercise / conversionRestricted Stock Units · Derivative 3,166 $0.00 $0.00
Disclosure

SEC source: 0001862734-26-000002 · form4-03312026_080342.xml · derivative · entry 2

KANTOFF AARON · CIK 0001862734 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,167

Underlying: Common Stock · 3,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On August 13, 2024, the Reporting Person was granted 9,500 restricted stock units, vesting 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

F2 · derivative.expiration_date: On August 13, 2024, the Reporting Person was granted 9,500 restricted stock units, vesting 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

Read SEC document
March 28, 2026 Filed Mar 31, 2026 20:12 UTC Exercise / conversionCommon Stock 3,166 Not disclosed Not disclosed
Disclosure

SEC source: 0001862734-26-000002 · form4-03312026_080342.xml · nonDerivative · entry 1

KANTOFF AARON · CIK 0001862734 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 28, 2026 Filed Mar 31, 2026 20:10 UTC
Sullivan Christopher RyanChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 24,200 $0.00 $0.00
Disclosure

SEC source: 0001810417-26-000004 · form4-03312026_080330.xml · derivative · entry 3

Sullivan Christopher Ryan · CIK 0001810417 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,200

Underlying: Common Stock · 24,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On August 13, 2024, the Reporting Person was granted 72,600 restricted stock units, vesting 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

F2 · derivative.expiration_date: On August 13, 2024, the Reporting Person was granted 72,600 restricted stock units, vesting 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

Read SEC document
March 28, 2026 Filed Mar 31, 2026 20:10 UTC
Sullivan Christopher RyanChief Financial Officer
Tax withholdingCommon Stock 8,241 $13.89 $114,467.49
Disclosure

SEC source: 0001810417-26-000004 · form4-03312026_080330.xml · nonDerivative · entry 2

Sullivan Christopher Ryan · CIK 0001810417 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,297

Read SEC document
March 28, 2026 Filed Mar 31, 2026 20:10 UTC
Sullivan Christopher RyanChief Financial Officer
Exercise / conversionCommon Stock 24,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001810417-26-000004 · form4-03312026_080330.xml · nonDerivative · entry 1

Sullivan Christopher Ryan · CIK 0001810417 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 28, 2026 Filed Mar 31, 2026 20:12 UTC
KAPLAN GILLADirector
Exercise / conversionRestricted Stock Units · Derivative 3,166 $0.00 $0.00
Disclosure

SEC source: 0001247024-26-000002 · form4-03312026_080359.xml · derivative · entry 2

KAPLAN GILLA · CIK 0001247024 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,167

Underlying: Common Stock · 3,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On August 13, 2024, the Reporting Person was granted 9,500 restricted stock units, vesting 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

F2 · derivative.expiration_date: On August 13, 2024, the Reporting Person was granted 9,500 restricted stock units, vesting 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

Read SEC document
March 28, 2026 Filed Mar 31, 2026 20:12 UTC
KAPLAN GILLADirector
Exercise / conversionCommon Stock 3,166 Not disclosed Not disclosed
Disclosure

SEC source: 0001247024-26-000002 · form4-03312026_080359.xml · nonDerivative · entry 1

KAPLAN GILLA · CIK 0001247024 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 28, 2026 Filed Mar 31, 2026 20:11 UTC
NEIL GARRY ARTHURDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 64,866 $0.00 $0.00
Disclosure

SEC source: 0001586785-26-000004 · form4-03312026_080315.xml · derivative · entry 3

NEIL GARRY ARTHUR · CIK 0001586785 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,867

Underlying: Common Stock · 64,866 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On August 13, 2024, the Reporting Person was granted 194,600 restricted stock units, vesting 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

F2 · derivative.expiration_date: On August 13, 2024, the Reporting Person was granted 194,600 restricted stock units, vesting 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

Read SEC document
March 28, 2026 Filed Mar 31, 2026 20:11 UTC
NEIL GARRY ARTHURDirector · Chief Executive Officer
Tax withholdingCommon Stock 21,892 $13.89 $304,079.88
Disclosure

SEC source: 0001586785-26-000004 · form4-03312026_080315.xml · nonDerivative · entry 2

NEIL GARRY ARTHUR · CIK 0001586785 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,114

Read SEC document
March 28, 2026 Filed Mar 31, 2026 20:11 UTC
NEIL GARRY ARTHURDirector · Chief Executive Officer
Exercise / conversionCommon Stock 64,866 Not disclosed Not disclosed
Disclosure

SEC source: 0001586785-26-000004 · form4-03312026_080315.xml · nonDerivative · entry 1

NEIL GARRY ARTHUR · CIK 0001586785 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 28, 2026 Filed Mar 31, 2026 20:09 UTC Exercise / conversionRestricted Stock Units · Derivative 3,166 $0.00 $0.00
Disclosure

SEC source: 0001789335-26-000004 · form4-03312026_080349.xml · derivative · entry 2

Chan Mitchell · CIK 0001789335 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,167

Underlying: Common Stock · 3,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On August 13, 2024, the Reporting Person was granted 9,500 restricted stock units, vesting 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

F2 · derivative.expiration_date: On August 13, 2024, the Reporting Person was granted 9,500 restricted stock units, vesting 1/3 on March 28, 2025, March 28, 2026, and March 28, 2027, subject to the Reporting Person's continued service on such vesting date.

Read SEC document
March 28, 2026 Filed Mar 31, 2026 20:09 UTC Exercise / conversionCommon Stock 3,166 Not disclosed Not disclosed
Disclosure

SEC source: 0001789335-26-000004 · form4-03312026_080349.xml · nonDerivative · entry 1

Chan Mitchell · CIK 0001789335 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 16, 2026 Filed Mar 18, 2026 20:07 UTC
Doyle MittieChief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 5,992 $0.00 Strike: $8.04 $0.00
Disclosure

SEC source: 0001918845-26-000004 · form4-03182026_080310.xml · derivative · entry 5

Doyle Mittie · CIK 0001918845 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 149,008

Underlying: Common Stock · 5,992 shares

Expires 2035-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option vests twenty-five percent (25%) on January 28, 2026 and the remainder will vest in equal monthly installments over the following three (3) years, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
March 16, 2026 Filed Mar 18, 2026 20:07 UTC
Doyle MittieChief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 19,500 $0.00 Strike: $12.65 $0.00
Disclosure

SEC source: 0001918845-26-000004 · form4-03182026_080310.xml · derivative · entry 4

Doyle Mittie · CIK 0001918845 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 214,500

Underlying: Common Stock · 19,500 shares

Expires 2034-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option vests twenty-five percent (25%) on July 15, 2025 and the remainder will vest in equal monthly installments over the following three (3) years, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
March 16, 2026 Filed Mar 18, 2026 20:07 UTC
Doyle MittieChief Medical Officer
SaleCommon Stock 25,492 $16.15 $411,606.58
Disclosure

SEC source: 0001918845-26-000004 · form4-03182026_080310.xml · nonDerivative · entry 3

Doyle Mittie · CIK 0001918845 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,622

F1 · price: The reported securities were sold in multiple transactions at prices ranging from $16.00 to $16.34. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
March 16, 2026 Filed Mar 18, 2026 20:07 UTC
Doyle MittieChief Medical Officer
Exercise / conversionCommon Stock 5,992 $8.04 $48,175.68
Disclosure

SEC source: 0001918845-26-000004 · form4-03182026_080310.xml · nonDerivative · entry 2

Doyle Mittie · CIK 0001918845 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,114

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2026 Filed Mar 18, 2026 20:07 UTC
Doyle MittieChief Medical Officer
Exercise / conversionCommon Stock 19,500 $12.65 $246,675.00
Disclosure

SEC source: 0001918845-26-000004 · form4-03182026_080310.xml · nonDerivative · entry 1

Doyle Mittie · CIK 0001918845 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 26, 2026 Filed Mar 2, 2026 16:22 UTC
Boyd TaylorChief Business Officer
GrantStock Option (Right to Buy) · Derivative 95,000 $0.00 Strike: $17.64 $0.00
Disclosure

SEC source: 0002090172-26-000002 · form4-03022026_090334.xml · derivative · entry 1

Boyd Taylor · CIK 0002090172 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Common Stock · 95,000 shares

Expires 2036-02-26

F1 · derivative.exercise_date: The stock option vests twenty-five percent (25%) on February 26, 2027 and the remainder will vest in equal monthly installments over the following three (3) years, subject to the Reporting Person's continued service on such vesting date.

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February 26, 2026 Filed Mar 2, 2026 21:23 UTC
Riley JenniferChief Strategy Officer
GrantStock Option (Right to Buy) · Derivative 95,000 $0.00 Strike: $17.64 $0.00
Disclosure

SEC source: 0002047607-26-000002 · form4-03022026_090329.xml · derivative · entry 1

Riley Jennifer · CIK 0002047607 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Common Stock · 95,000 shares

Expires 2036-02-26

F1 · derivative.exercise_date: The stock option vests twenty-five percent (25%) on February 26, 2027 and the remainder will vest in equal monthly installments over the following three (3) years, subject to the Reporting Person's continued service on such vesting date.

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February 26, 2026 Filed Mar 2, 2026 21:22 UTC
Sullivan Christopher RyanChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 105,000 $0.00 Strike: $17.64 $0.00
Disclosure

SEC source: 0001810417-26-000002 · form4-03022026_090301.xml · derivative · entry 1

Sullivan Christopher Ryan · CIK 0001810417 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Common Stock · 105,000 shares

Expires 2036-02-26

F1 · derivative.exercise_date: The stock option vests twenty-five percent (25%) on February 26, 2027 and the remainder will vest in equal monthly installments over the following three (3) years, subject to the Reporting Person's continued service on such vesting date.

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February 26, 2026 Filed Mar 2, 2026 21:24 UTC
VARKI PAULChief Legal Officer
GrantStock Option (Right to Buy) · Derivative 80,000 $0.00 Strike: $17.64 $0.00
Disclosure

SEC source: 0001677896-26-000002 · form4-03022026_090313.xml · derivative · entry 1

VARKI PAUL · CIK 0001677896 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2036-02-26

F1 · derivative.exercise_date: The stock option vests twenty-five percent (25%) on February 26, 2027 and the remainder will vest in equal monthly installments over the following three (3) years, subject to the Reporting Person's continued service on such vesting date.

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February 26, 2026 Filed Mar 2, 2026 21:23 UTC
Doyle MittieChief Medical Officer
GrantStock Option (Right to Buy) · Derivative 105,000 $0.00 Strike: $17.64 $0.00
Disclosure

SEC source: 0001918845-26-000002 · form4-03022026_090303.xml · derivative · entry 1

Doyle Mittie · CIK 0001918845 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,000

Underlying: Common Stock · 105,000 shares

Expires 2036-02-26

F1 · derivative.exercise_date: The stock option vests twenty-five percent (25%) on February 26, 2027 and the remainder will vest in equal monthly installments over the following three (3) years, subject to the Reporting Person's continued service on such vesting date.

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February 26, 2026 Filed Mar 2, 2026 21:20 UTC
NEIL GARRY ARTHURDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 286,000 $0.00 Strike: $17.64 $0.00
Disclosure

SEC source: 0001586785-26-000002 · form4-03022026_090353.xml · derivative · entry 1

NEIL GARRY ARTHUR · CIK 0001586785 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 286,000

Underlying: Common Stock · 286,000 shares

Expires 2036-02-26

F1 · derivative.exercise_date: The stock option vests twenty-five percent (25%) on February 26, 2027 and the remainder will vest in equal monthly installments over the following three (3) years, subject to the Reporting Person's continued service on such vesting date.

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December 31, 2025 Filed Jan 5, 2026 21:05 UTC GrantStock Option (Right to Buy) · Derivative 848 $14.74 Strike: $18.16 $12,499.52
Disclosure

SEC source: 0001470831-26-000007 · form4.xml · derivative · entry 1

Lind Kevin Robert · CIK 0001677036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 848

Underlying: Common Stock · 848 shares

Expires 2035-12-31

F1 · derivative.exercise_date: The options were granted on December 31, 2025, and are 100% vested.

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December 31, 2025 Filed Jan 5, 2026 21:05 UTC
Jain RitaDirector
GrantStock Option (Right to Buy) · Derivative 1,043 $14.74 Strike: $18.16 $15,373.82
Disclosure

SEC source: 0001470831-26-000006 · form4.xml · derivative · entry 1

Jain Rita · CIK 0001707797 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,043

Underlying: Common Stock · 1,043 shares

Expires 2035-12-31

F1 · derivative.exercise_date: The options were granted on December 31, 2025, and are 100% vested.

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December 10, 2025 Filed Dec 12, 2025 21:18 UTC
Riley JenniferChief Strategy Officer
Tax withholdingCommon Stock 637 $4.10 $2,611.70
Disclosure

SEC source: 0001470831-25-000411 · form4.xml · nonDerivative · entry 1

Riley Jennifer · CIK 0002047607 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,655

F1 · balance_after: Includes 2,655 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan as a part of this reporting transaction.

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December 10, 2025 Filed Dec 12, 2025 21:17 UTC
Sullivan Christopher RyanChief Financial Officer
Tax withholdingCommon Stock 155 $4.10 $635.50
Disclosure

SEC source: 0001470831-25-000409 · form4.xml · nonDerivative · entry 1

Sullivan Christopher Ryan · CIK 0001810417 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,338

F1 · balance_after: Includes 417 additional shares acquired pursuant to the Issuer's Employee Stock Purchase Plan as a part of this reporting transaction.

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December 10, 2025 Filed Dec 12, 2025 21:18 UTC
Doyle MittieChief Medical Officer
Tax withholdingCommon Stock 1,013 $4.10 $4,153.30
Disclosure

SEC source: 0001470831-25-000412 · form4.xml · nonDerivative · entry 1

Doyle Mittie · CIK 0001918845 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,622

F1 · balance_after: Includes 3,622 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan as a part of this reporting transaction.

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December 10, 2025 Filed Dec 12, 2025 21:17 UTC
VARKI PAULChief Legal Officer
Tax withholdingCommon Stock 1,016 $4.10 $4,165.60
Disclosure

SEC source: 0001470831-25-000410 · form4.xml · nonDerivative · entry 1

VARKI PAUL · CIK 0001677896 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,634

F1 · balance_after: Includes 3,634 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan as a part of this reporting transaction.

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November 14, 2025 Filed Nov 17, 2025 21:05 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 8,200 $0.00 Strike: $9.88 $0.00
Disclosure

SEC source: 0002013869-25-000002 · primary_doc.xml · derivative · entry 4

Goldman Jonathan · CIK 0002013869 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,400

Underlying: Common Stock · 8,200 shares

Expires 2034-08-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option vests 1/3 on March 28, 2025, March 28, 2026 and March 28, 2027, subject to the Eligible Director's continued service on such vesting date.

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November 14, 2025 Filed Nov 17, 2025 21:05 UTC SaleCommon Stock 8,200 $14.35 $117,648.68
Disclosure

SEC source: 0002013869-25-000002 · primary_doc.xml · nonDerivative · entry 3

Goldman Jonathan · CIK 0002013869 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: The reported securities were sold in multiple transactions at prices ranging from $14.02 to $14.60. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

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November 14, 2025 Filed Nov 17, 2025 21:05 UTC Exercise / conversionCommon Stock 8,200 $9.88 $81,016.00
Disclosure

SEC source: 0002013869-25-000002 · primary_doc.xml · nonDerivative · entry 2

Goldman Jonathan · CIK 0002013869 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2025 Filed Nov 17, 2025 21:05 UTC SaleCommon Stock 3,167 $14.30 $45,288.10
Disclosure

SEC source: 0002013869-25-000002 · primary_doc.xml · nonDerivative · entry 1

Goldman Jonathan · CIK 0002013869 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
October 01, 2025 Filed Oct 2, 2025 20:23 UTC GrantStock Option (Right to Buy) · Derivative 40,200 $0.00 Strike: $12.96 $0.00
Disclosure

SEC source: 0001677036-25-000004 · primary_doc.xml · derivative · entry 1

Lind Kevin Robert · CIK 0001677036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,200

Underlying: Common Stock · 40,200 shares

Expires 2035-10-01

F1 · derivative.exercise_date: The stock option vests in three substantially equal installments on the first, second and third anniversary of the date of grant, subject to the Eligible Director's continued service on each such vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.