Tapewire

Nasdaq · USD

AVTX

Avalo Therapeutics, Inc.

Export transactions ↓
Tapewire entity
4936
SEC CIK
0001534120
Parsed reports
480

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202608
May 2026020
Jun 202602
Jul 202601
Aug 202607
Sep 202602
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 02, 2026 Filed Jun 4, 2026 20:10 UTC
KAPLAN GILLADirector
GrantStock Option (Right to Buy) · Derivative 20,100 $0.00 Strike: $13.96 $0.00
Disclosure

SEC source: 0001247024-26-000004 · form4-06042026_040607.xml · derivative · entry 1

KAPLAN GILLA · CIK 0001247024 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,100

Underlying: Common Stock · 20,100 shares

Expires 2036-06-02

F1 · derivative.exercise_date: The stock option vests 100% on the first anniversary of the date of grant, subject to the director's continued service on such vesting date.

Read SEC document
June 02, 2026 Filed Jun 4, 2026 20:10 UTC GrantStock Option (Right to Buy) · Derivative 20,100 $0.00 Strike: $13.96 $0.00
Disclosure

SEC source: 0001677036-26-000004 · form4-06042026_040609.xml · derivative · entry 1

Lind Kevin Robert · CIK 0001677036 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,100

Underlying: Common Stock · 20,100 shares

Expires 2036-06-02

F1 · derivative.exercise_date: The stock option vests 100% on the first anniversary of the date of grant, subject to the director's continued service on such vesting date.

Read SEC document
June 02, 2026 Filed Jun 4, 2026 20:10 UTC
Jain RitaDirector
GrantStock Option (Right to Buy) · Derivative 20,100 $0.00 Strike: $13.96 $0.00
Disclosure

SEC source: 0001707797-26-000008 · form4-06042026_040601.xml · derivative · entry 1

Jain Rita · CIK 0001707797 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,100

Underlying: Common Stock · 20,100 shares

Expires 2036-06-02

F1 · derivative.exercise_date: The stock option vests 100% on the first anniversary of the date of grant, subject to the director's continued service on such vesting date.

Read SEC document
May 28, 2026 Filed Jun 1, 2026 20:05 UTC
Doyle MittieChief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 679 $0.00 Strike: $8.04 $0.00
Disclosure

SEC source: 0001918845-26-000016 · form4-06012026_040618.xml · derivative · entry 3

Doyle Mittie · CIK 0001918845 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 118,321

Underlying: Common Stock · 679 shares

Expires 2035-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025.

F2 · derivative.exercise_date: The stock option vests twenty-five percent (25%) on January 28, 2026 and the remainder will vest in equal monthly installments over the following three (3) years, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
May 28, 2026 Filed Jun 1, 2026 20:05 UTC
Doyle MittieChief Medical Officer
SaleCommon Stock 679 $16.00 $10,864.00
Disclosure

SEC source: 0001918845-26-000016 · form4-06012026_040618.xml · nonDerivative · entry 2

Doyle Mittie · CIK 0001918845 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,122

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025.

Read SEC document
May 28, 2026 Filed Jun 1, 2026 20:05 UTC
Doyle MittieChief Medical Officer
Exercise / conversionCommon Stock 679 $8.04 $5,459.16
Disclosure

SEC source: 0001918845-26-000016 · form4-06012026_040618.xml · nonDerivative · entry 1

Doyle Mittie · CIK 0001918845 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025.

Read SEC document
May 21, 2026 Filed May 26, 2026 20:10 UTC
Riley JenniferChief Strategy Officer
GrantCommon Stock 34,200 $0.00 $0.00
Disclosure

SEC source: 0002047607-26-000004 · form4-05262026_040508.xml · nonDerivative · entry 1

Riley Jennifer · CIK 0002047607 · Chief Strategy Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,855

F1 · kind: Represents performance stock units ("PSUs") granted to the Reporting Person on August 19, 2025. Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon the achievement of certain performance goals. On May 21, 2026, the Compensation Committee of the Issuer certified achievement of such performance goals. As a result, the shares subject to the PSUs shall fully vest on August 19, 2028, subject to the Reporting Person's continued service on such vesting date.

Read SEC document
May 21, 2026 Filed May 26, 2026 20:10 UTC
Sullivan Christopher RyanChief Financial Officer
GrantCommon Stock 39,900 $0.00 $0.00
Disclosure

SEC source: 0001810417-26-000014 · form4-05262026_040507.xml · nonDerivative · entry 1

Sullivan Christopher Ryan · CIK 0001810417 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,323

F1 · kind: Represents performance stock units ("PSUs") granted to the Reporting Person on August 19, 2025. Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon the achievement of certain performance goals. On May 21, 2026, the Compensation Committee of the Issuer certified achievement of such performance goals. As a result, the shares subject to the PSUs shall fully vest on August 19, 2028, subject to the Reporting Person's continued service on such vesting date.

Read SEC document
May 21, 2026 Filed May 26, 2026 20:10 UTC
VARKI PAULChief Legal Officer
GrantCommon Stock 24,300 $0.00 $0.00
Disclosure

SEC source: 0001677896-26-000006 · form4-05262026_040505.xml · nonDerivative · entry 1

VARKI PAUL · CIK 0001677896 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,934

F1 · kind: Represents performance stock units ("PSUs") granted to the Reporting Person on August 19, 2025. Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon the achievement of certain performance goals. On May 21, 2026, the Compensation Committee of the Issuer certified achievement of such performance goals. As a result, the shares subject to the PSUs shall fully vest on August 19, 2028, subject to the Reporting Person's continued service on such vesting date.

Read SEC document
May 21, 2026 Filed May 26, 2026 20:10 UTC
Doyle MittieChief Medical Officer
GrantCommon Stock 43,500 $0.00 $0.00
Disclosure

SEC source: 0001918845-26-000014 · form4-05262026_040503.xml · nonDerivative · entry 1

Doyle Mittie · CIK 0001918845 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,122

F1 · kind: Represents performance stock units ("PSUs") granted to the Reporting Person on August 19, 2025. Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon the achievement of certain performance goals. On May 21, 2026, the Compensation Committee of the Issuer certified achievement of such performance goals. As a result, the shares subject to the PSUs shall fully vest on August 19, 2028, subject to the Reporting Person's continued service on such vesting date.

Read SEC document
May 21, 2026 Filed May 26, 2026 20:10 UTC
NEIL GARRY ARTHURDirector · Chief Executive Officer
GrantCommon Stock 100,200 $0.00 $0.00
Disclosure

SEC source: 0001586785-26-000006 · form4-05262026_040501.xml · nonDerivative · entry 1

NEIL GARRY ARTHUR · CIK 0001586785 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,314

F1 · kind: Represents performance stock units ("PSUs") granted to the Reporting Person on August 19, 2025. Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon the achievement of certain performance goals. On May 21, 2026, the Compensation Committee of the Issuer certified achievement of such performance goals. As a result, the shares subject to the PSUs shall fully vest on August 19, 2028, subject to the Reporting Person's continued service on such vesting date.

Read SEC document
May 15, 2026 Filed May 19, 2026 20:10 UTC
Doyle MittieChief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 3,000 $0.00 Strike: $12.65 $0.00
Disclosure

SEC source: 0001918845-26-000012 · form4-05192026_040503.xml · derivative · entry 3

Doyle Mittie · CIK 0001918845 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 128,625

Underlying: Common Stock · 3,000 shares

Expires 2034-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025.

F2 · derivative.exercise_date: The stock option vests twenty-five percent (25%) on July 15, 2025 and the remainder will vest in equal monthly installments over the following three (3) years, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
May 15, 2026 Filed May 19, 2026 20:10 UTC
Doyle MittieChief Medical Officer
SaleCommon Stock 3,000 $18.76 $56,280.00
Disclosure

SEC source: 0001918845-26-000012 · form4-05192026_040503.xml · nonDerivative · entry 2

Doyle Mittie · CIK 0001918845 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,622

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025.

Read SEC document
May 15, 2026 Filed May 19, 2026 20:10 UTC
Doyle MittieChief Medical Officer
Exercise / conversionCommon Stock 3,000 $12.65 $37,950.00
Disclosure

SEC source: 0001918845-26-000012 · form4-05192026_040503.xml · nonDerivative · entry 1

Doyle Mittie · CIK 0001918845 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025.

Read SEC document
May 07, 2026 Filed May 11, 2026 20:05 UTC
Sullivan Christopher RyanChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 18,606 $0.00 Strike: $9.88 $0.00
Disclosure

SEC source: 0001810417-26-000012 · form4-05112026_040503.xml · derivative · entry 3

Sullivan Christopher Ryan · CIK 0001810417 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 168,094

Underlying: Common Stock · 18,606 shares

Expires 2034-08-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2025.

F3 · derivative.exercise_date: The stock option vests 25% on March 28, 2025, and 1/36 monthly thereafter, subject to the Reporting Person's continued service on such vesting date.

Read SEC document
May 07, 2026 Filed May 11, 2026 20:05 UTC
Sullivan Christopher RyanChief Financial Officer
SaleCommon Stock 18,606 $24.12 $448,817.65
Disclosure

SEC source: 0001810417-26-000012 · form4-05112026_040503.xml · nonDerivative · entry 2

Sullivan Christopher Ryan · CIK 0001810417 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 423

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2025.

F2 · price: The reported securities were sold in multiple transactions at prices ranging from $24.05 to $24.23. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
May 07, 2026 Filed May 11, 2026 20:05 UTC
Sullivan Christopher RyanChief Financial Officer
Exercise / conversionCommon Stock 18,606 $9.88 $183,827.28
Disclosure

SEC source: 0001810417-26-000012 · form4-05112026_040503.xml · nonDerivative · entry 1

Sullivan Christopher Ryan · CIK 0001810417 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 19,029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2025.

Read SEC document
May 06, 2026 Filed May 7, 2026 20:16 UTC
Sullivan Christopher RyanChief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 47,000 $0.00 Strike: $8.04 $0.00
Disclosure

SEC source: 0001810417-26-000010 · form4-05072026_080542.xml · derivative · entry 7

Sullivan Christopher Ryan · CIK 0001810417 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 116,000

Underlying: Common Stock · 47,000 shares

Expires 2035-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2025.

F7 · derivative.exercise_date: The stock option vests twenty-five percent (25%) on January 28, 2026 and the remainder will vest in equal monthly installments over the following three (3) years, subject to the Reporting Person's continued service on such vesting date.

Read SEC document
May 06, 2026 Filed May 7, 2026 20:16 UTC
Sullivan Christopher RyanChief Financial Officer
SaleCommon Stock 8,900 $22.57 $200,913.05
Disclosure

SEC source: 0001810417-26-000010 · form4-05072026_080542.xml · nonDerivative · entry 6

Sullivan Christopher Ryan · CIK 0001810417 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 423

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2025.

F6 · price: The reported securities were sold in multiple transactions at prices ranging from $22.26 to $22.88. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
May 06, 2026 Filed May 7, 2026 20:16 UTC
Sullivan Christopher RyanChief Financial Officer
SaleCommon Stock 9,219 $21.37 $197,008.19
Disclosure

SEC source: 0001810417-26-000010 · form4-05072026_080542.xml · nonDerivative · entry 5

Sullivan Christopher Ryan · CIK 0001810417 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,323

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2025.

F5 · price: The reported securities were sold in multiple transactions at prices ranging from $21.10 to $21.90. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
May 06, 2026 Filed May 7, 2026 20:16 UTC
Sullivan Christopher RyanChief Financial Officer
SaleCommon Stock 2,700 $20.76 $56,052.00
Disclosure

SEC source: 0001810417-26-000010 · form4-05072026_080542.xml · nonDerivative · entry 4

Sullivan Christopher Ryan · CIK 0001810417 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 18,542

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2025.

F4 · price: The reported securities were sold in multiple transactions at prices ranging from $20.04 to $20.81. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
May 06, 2026 Filed May 7, 2026 20:16 UTC
Sullivan Christopher RyanChief Financial Officer
SaleCommon Stock 12,347 $19.28 $238,093.37
Disclosure

SEC source: 0001810417-26-000010 · form4-05072026_080542.xml · nonDerivative · entry 3

Sullivan Christopher Ryan · CIK 0001810417 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,242

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2025.

F3 · price: The reported securities were sold in multiple transactions at prices ranging from $19.02 to $19.91. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
May 06, 2026 Filed May 7, 2026 20:16 UTC
Sullivan Christopher RyanChief Financial Officer
SaleCommon Stock 13,834 $18.55 $256,655.29
Disclosure

SEC source: 0001810417-26-000010 · form4-05072026_080542.xml · nonDerivative · entry 2

Sullivan Christopher Ryan · CIK 0001810417 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,589

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2025.

F2 · price: The reported securities were sold in multiple transactions at prices ranging from $17.95 to $18.90. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
May 06, 2026 Filed May 7, 2026 20:16 UTC
Sullivan Christopher RyanChief Financial Officer
Exercise / conversionCommon Stock 47,000 $8.04 $377,880.00
Disclosure

SEC source: 0001810417-26-000010 · form4-05072026_080542.xml · nonDerivative · entry 1

Sullivan Christopher Ryan · CIK 0001810417 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2025.

Read SEC document
May 06, 2026 Filed May 7, 2026 20:18 UTC
VARKI PAULChief Legal Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 12,563 $0.00 Strike: $8.04 $0.00
Disclosure

SEC source: 0001677896-26-000004 · form4-05072026_080504.xml · derivative · entry 9

VARKI PAUL · CIK 0001677896 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 87,437

Underlying: Common Stock · 12,563 shares

Expires 2035-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2025.

F7 · derivative.exercise_date: The stock option vests twenty-five percent (25%) on January 28, 2026 and the remainder will vest in equal monthly installments over the following three (3) years, subject to the Reporting Person's continued service on such vesting date.

Read SEC document
May 06, 2026 Filed May 7, 2026 20:18 UTC
VARKI PAULChief Legal Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 62,500 $0.00 Strike: $13.43 $0.00
Disclosure

SEC source: 0001677896-26-000004 · form4-05072026_080504.xml · derivative · entry 8

VARKI PAUL · CIK 0001677896 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 87,500

Underlying: Common Stock · 62,500 shares

Expires 2034-06-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2025.

F6 · derivative.exercise_date: Twenty-five percent (25%) of the Option Shares vest on June 24, 2025 and the remainder of the Option Shares will vest in equal monthly installments on the first day of each month thereafter over the following three (3) years, provided that Optionee remains an employee of the Company on each such vesting date.

Read SEC document
May 06, 2026 Filed May 7, 2026 20:18 UTC
VARKI PAULChief Legal Officer
SaleCommon Stock 400 $23.71 $9,484.00
Disclosure

SEC source: 0001677896-26-000004 · form4-05072026_080504.xml · nonDerivative · entry 7

VARKI PAUL · CIK 0001677896 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,634

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2025.

Read SEC document
May 06, 2026 Filed May 7, 2026 20:18 UTC
VARKI PAULChief Legal Officer
SaleCommon Stock 9,253 $22.70 $210,029.22
Disclosure

SEC source: 0001677896-26-000004 · form4-05072026_080504.xml · nonDerivative · entry 6

VARKI PAUL · CIK 0001677896 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,034

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2025.

F5 · price: The reported securities were sold in multiple transactions at prices ranging from $22.15 to $22.88. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
May 06, 2026 Filed May 7, 2026 20:18 UTC
VARKI PAULChief Legal Officer
SaleCommon Stock 22,839 $21.22 $484,540.80
Disclosure

SEC source: 0001677896-26-000004 · form4-05072026_080504.xml · nonDerivative · entry 5

VARKI PAUL · CIK 0001677896 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,287

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2025.

F4 · price: The reported securities were sold in multiple transactions at prices ranging from $20.75 to $21.69. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
May 06, 2026 Filed May 7, 2026 20:18 UTC
VARKI PAULChief Legal Officer
SaleCommon Stock 5,196 $19.78 $102,783.12
Disclosure

SEC source: 0001677896-26-000004 · form4-05072026_080504.xml · nonDerivative · entry 4

VARKI PAUL · CIK 0001677896 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,126

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2025.

F3 · price: The reported securities were sold in multiple transactions at prices ranging from $19.50 to $19.99. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
May 06, 2026 Filed May 7, 2026 20:18 UTC
VARKI PAULChief Legal Officer
SaleCommon Stock 37,375 $18.91 $706,836.00
Disclosure

SEC source: 0001677896-26-000004 · form4-05072026_080504.xml · nonDerivative · entry 3

VARKI PAUL · CIK 0001677896 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 41,322

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2025.

F2 · price: The reported securities were sold in multiple transactions at prices ranging from $18.50 to $19.495. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
May 06, 2026 Filed May 7, 2026 20:18 UTC
VARKI PAULChief Legal Officer
Exercise / conversionCommon Stock 12,563 $8.04 $101,006.52
Disclosure

SEC source: 0001677896-26-000004 · form4-05072026_080504.xml · nonDerivative · entry 2

VARKI PAUL · CIK 0001677896 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 78,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2025.

Read SEC document
May 06, 2026 Filed May 7, 2026 20:18 UTC
VARKI PAULChief Legal Officer
Exercise / conversionCommon Stock 62,500 $13.43 $839,375.00
Disclosure

SEC source: 0001677896-26-000004 · form4-05072026_080504.xml · nonDerivative · entry 1

VARKI PAUL · CIK 0001677896 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2025.

Read SEC document
May 06, 2026 Filed May 7, 2026 20:16 UTC
Doyle MittieChief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 28,650 $0.00 Strike: $8.04 $0.00
Disclosure

SEC source: 0001918845-26-000010 · form4-05072026_080500.xml · derivative · entry 14

Doyle Mittie · CIK 0001918845 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 119,000

Underlying: Common Stock · 28,650 shares

Expires 2035-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025.

F7 · derivative.exercise_date: The stock option vests twenty-five percent (25%) on January 28, 2026 and the remainder will vest in equal monthly installments over the following three (3) years, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
May 06, 2026 Filed May 7, 2026 20:16 UTC
Doyle MittieChief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 77,905 $0.00 Strike: $12.65 $0.00
Disclosure

SEC source: 0001918845-26-000010 · form4-05072026_080500.xml · derivative · entry 13

Doyle Mittie · CIK 0001918845 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 131,625

Underlying: Common Stock · 77,905 shares

Expires 2034-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025.

F6 · derivative.exercise_date: The stock option vests twenty-five percent (25%) on July 15, 2025 and the remainder will vest in equal monthly installments over the following three (3) years, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
May 06, 2026 Filed May 7, 2026 20:16 UTC
Doyle MittieChief Medical Officer
SaleCommon Stock 10,058 $22.88 $230,127.04
Disclosure

SEC source: 0001918845-26-000010 · form4-05072026_080500.xml · nonDerivative · entry 10

Doyle Mittie · CIK 0001918845 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,622

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025.

Read SEC document
May 06, 2026 Filed May 7, 2026 20:16 UTC
Doyle MittieChief Medical Officer
SaleCommon Stock 19,015 $22.41 $426,050.09
Disclosure

SEC source: 0001918845-26-000010 · form4-05072026_080500.xml · nonDerivative · entry 9

Doyle Mittie · CIK 0001918845 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,680

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025.

F5 · price: The reported securities were sold in multiple transactions at prices ranging from $21.83 to $22.80. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
May 06, 2026 Filed May 7, 2026 20:16 UTC
Doyle MittieChief Medical Officer
SaleCommon Stock 44,944 $21.20 $952,668.98
Disclosure

SEC source: 0001918845-26-000010 · form4-05072026_080500.xml · nonDerivative · entry 8

Doyle Mittie · CIK 0001918845 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,695

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025.

F4 · price: The reported securities were sold in multiple transactions at prices ranging from $20.75 to $21.69. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
May 06, 2026 Filed May 7, 2026 20:16 UTC
Doyle MittieChief Medical Officer
SaleCommon Stock 5,000 $19.65 $98,251.00
Disclosure

SEC source: 0001918845-26-000010 · form4-05072026_080500.xml · nonDerivative · entry 7

Doyle Mittie · CIK 0001918845 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 77,639

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025.

F3 · price: The reported securities were sold in multiple transactions at prices ranging from $19.08 to $19.99. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
May 06, 2026 Filed May 7, 2026 20:16 UTC
Doyle MittieChief Medical Officer
SaleCommon Stock 27,538 $18.03 $496,405.50
Disclosure

SEC source: 0001918845-26-000010 · form4-05072026_080500.xml · nonDerivative · entry 6

Doyle Mittie · CIK 0001918845 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 82,639

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025.

F2 · price: The reported securities were sold in multiple transactions at prices ranging from $18.00 to $18.97. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
May 06, 2026 Filed May 7, 2026 20:16 UTC
Doyle MittieChief Medical Officer
Exercise / conversionCommon Stock 28,650 $8.04 $230,346.00
Disclosure

SEC source: 0001918845-26-000010 · form4-05072026_080500.xml · nonDerivative · entry 5

Doyle Mittie · CIK 0001918845 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 110,177

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025.

Read SEC document
May 06, 2026 Filed May 7, 2026 20:16 UTC
Doyle MittieChief Medical Officer
Exercise / conversionCommon Stock 77,905 $12.65 $985,498.25
Disclosure

SEC source: 0001918845-26-000010 · form4-05072026_080500.xml · nonDerivative · entry 4

Doyle Mittie · CIK 0001918845 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 81,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025.

Read SEC document
May 06, 2026 Filed May 7, 2026 20:15 UTC SaleCommon Stock 3,167 $22.88 $72,460.96
Disclosure

SEC source: 0001789335-26-000006 · form4-05072026_080503.xml · nonDerivative · entry 1

Chan Mitchell · CIK 0001789335 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,166

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025.

Read SEC document
May 05, 2026 Filed May 7, 2026 20:16 UTC
Doyle MittieChief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 679 $0.00 Strike: $8.04 $0.00
Disclosure

SEC source: 0001918845-26-000010 · form4-05072026_080500.xml · derivative · entry 12

Doyle Mittie · CIK 0001918845 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 147,650

Underlying: Common Stock · 679 shares

Expires 2035-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025.

F7 · derivative.exercise_date: The stock option vests twenty-five percent (25%) on January 28, 2026 and the remainder will vest in equal monthly installments over the following three (3) years, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
May 05, 2026 Filed May 7, 2026 20:16 UTC
Doyle MittieChief Medical Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $12.65 $0.00
Disclosure

SEC source: 0001918845-26-000010 · form4-05072026_080500.xml · derivative · entry 11

Doyle Mittie · CIK 0001918845 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 209,530

Underlying: Common Stock · 1,000 shares

Expires 2034-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025.

F6 · derivative.exercise_date: The stock option vests twenty-five percent (25%) on July 15, 2025 and the remainder will vest in equal monthly installments over the following three (3) years, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
May 05, 2026 Filed May 7, 2026 20:16 UTC
Doyle MittieChief Medical Officer
SaleCommon Stock 1,679 $16.00 $26,864.00
Disclosure

SEC source: 0001918845-26-000010 · form4-05072026_080500.xml · nonDerivative · entry 3

Doyle Mittie · CIK 0001918845 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,622

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025.

Read SEC document
May 05, 2026 Filed May 7, 2026 20:16 UTC
Doyle MittieChief Medical Officer
Exercise / conversionCommon Stock 679 $8.04 $5,459.16
Disclosure

SEC source: 0001918845-26-000010 · form4-05072026_080500.xml · nonDerivative · entry 2

Doyle Mittie · CIK 0001918845 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025.

Read SEC document
May 05, 2026 Filed May 7, 2026 20:16 UTC
Doyle MittieChief Medical Officer
Exercise / conversionCommon Stock 1,000 $12.65 $12,650.00
Disclosure

SEC source: 0001918845-26-000010 · form4-05072026_080500.xml · nonDerivative · entry 1

Doyle Mittie · CIK 0001918845 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025.

Read SEC document
April 30, 2026 Filed May 1, 2026 20:37 UTC
Sullivan Christopher RyanChief Financial Officer
SaleCommon Stock 8,457 $13.23 $111,853.13
Disclosure

SEC source: 0001810417-26-000008 · form4-05012026_080546.xml · nonDerivative · entry 2

Sullivan Christopher Ryan · CIK 0001810417 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 423

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2025.

F3 · price: The reported securities were sold in multiple transactions at prices ranging from $12.61 to $13.54. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
April 29, 2026 Filed May 1, 2026 20:37 UTC
Sullivan Christopher RyanChief Financial Officer
SaleCommon Stock 8,458 $13.09 $110,736.37
Disclosure

SEC source: 0001810417-26-000008 · form4-05012026_080546.xml · nonDerivative · entry 1

Sullivan Christopher Ryan · CIK 0001810417 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 8,880

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2025.

F2 · price: The reported securities were sold in multiple transactions at prices ranging from $12.74 to $13.50. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.