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Nasdaq · USD

AVPT

AvePoint, Inc.

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Tapewire entity
746
SEC CIK
0001777921
Parsed reports
336

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202602
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202604
Aug 202602
Sep 202602
Oct 202601

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 13, 2024 Filed Jun 15, 2024 01:08 UTC
Jiang TianyiDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 2,915 $9.03 $26,322.45
Disclosure

SEC source: 0001437749-24-020421 · rdgdoc.xml · nonDerivative · entry 1

Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 559,668

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document
June 13, 2024 Filed Jun 15, 2024 01:09 UTC
Gong XunkaiDirector · Executive Chairman · 10% owner
Tax withholdingCommon Stock 3,789 $9.03 $34,214.67
Disclosure

SEC source: 0001437749-24-020422 · rdgdoc.xml · nonDerivative · entry 1

Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 577,714

F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document
June 13, 2024 Filed Jun 15, 2024 01:07 UTC
Caci JamesChief Financial Officer
Tax withholdingCommon Stock 6,120 $9.03 $55,263.60
Disclosure

SEC source: 0001437749-24-020420 · rdgdoc.xml · nonDerivative · entry 1

Caci James · CIK 0001367794 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 658,977

F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document
June 03, 2024 Filed Jun 4, 2024 23:07 UTC
Teper JeffDirector
GrantCommon Stock 19,189 $9.12 $175,003.68
Disclosure

SEC source: 0001437749-24-019240 · rdgdoc.xml · nonDerivative · entry 1

Teper Jeff · CIK 0001865698 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,560

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: 100% of the RSUs will vest on June 3, 2025, subject to the Reporting Person's continued service with the Issuer as of that vesting date.

Read SEC document
June 03, 2024 Filed Jun 4, 2024 23:01 UTC GrantCommon Stock 19,189 $9.12 $175,003.68
Disclosure

SEC source: 0001437749-24-019237 · rdgdoc.xml · nonDerivative · entry 1

Ho John Chi On · CIK 0001865775 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,312,545

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: 100% of the RSUs will vest on June 3, 2025, subject to the Reporting Person's continued service with the Issuer as of that vesting date.

Read SEC document
June 03, 2024 Filed Jun 4, 2024 23:20 UTC
Brown Brian MichaelDirector · Chief Legal Officer
SaleCommon Stock 20,000 $9.05 $181,000.00
Disclosure

SEC source: 0001437749-24-019243 · rdgdoc.xml · nonDerivative · entry 2

Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,323,930

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F4 · shares: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2023.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document
June 03, 2024 Filed Jun 4, 2024 23:04 UTC
Epstein JeffDirector
GrantCommon Stock 19,189 $9.12 $175,003.68
Disclosure

SEC source: 0001437749-24-019239 · rdgdoc.xml · nonDerivative · entry 1

Epstein Jeff · CIK 0001228718 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,140,247

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: 100% of the RSUs will vest on June 3, 2025, subject to the Reporting Person's continued service with the Issuer as of that vesting date.

Read SEC document
June 03, 2024 Filed Jun 4, 2024 23:02 UTC GrantCommon Stock 19,189 $9.12 $175,003.68
Disclosure

SEC source: 0001437749-24-019238 · rdgdoc.xml · nonDerivative · entry 1

SCHIJNS JANET · CIK 0001732198 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,057

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: 100% of the RSUs will vest on June 3, 2025, subject to the Reporting Person's continued service with the Issuer as of that vesting date.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 23:20 UTC
Brown Brian MichaelDirector · Chief Legal Officer
Tax withholdingCommon Stock 7,311 $9.02 $65,945.22
Disclosure

SEC source: 0001437749-24-019243 · rdgdoc.xml · nonDerivative · entry 1

Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,343,930

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 23:19 UTC
Jiang TianyiDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 7,654 $9.02 $69,039.08
Disclosure

SEC source: 0001437749-24-019242 · rdgdoc.xml · nonDerivative · entry 1

Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 562,583

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document
June 01, 2024 Filed Jun 4, 2024 23:17 UTC
Gong XunkaiDirector · Executive Chairman · 10% owner
Tax withholdingCommon Stock 9,949 $9.02 $89,739.98
Disclosure

SEC source: 0001437749-24-019241 · rdgdoc.xml · nonDerivative · entry 1

Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 581,503

F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document
May 20, 2024 Filed May 21, 2024 22:24 UTC
Caci JamesChief Financial Officer
SaleCommon Stock 20,000 $9.12 $182,400.00
Disclosure

SEC source: 0001437749-24-017890 · rdgdoc.xml · nonDerivative · entry 2

Caci James · CIK 0001367794 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 665,097

F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: This sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1(c) trading plan adopted by the Reporting Person on 12-08-2023.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document
May 20, 2024 Filed May 21, 2024 22:24 UTC
Caci JamesChief Financial Officer
SaleCommon Stock 20,000 $8.96 $179,200.00
Disclosure

SEC source: 0001437749-24-017890 · rdgdoc.xml · nonDerivative · entry 1

Caci James · CIK 0001367794 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 685,097

F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: This sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1(c) trading plan adopted by the Reporting Person on 12-08-2023.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document
May 17, 2024 Filed May 21, 2024 22:19 UTC
Teper JeffDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 264,333 $0.00 Strike: $1.89 $0.00
Disclosure

SEC source: 0001437749-24-017889 · rdgdoc.xml · derivative · entry 3

Teper Jeff · CIK 0001865698 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 264,260

Underlying: Common Stock · 264,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 25% of the shares underlying this option vested on August 12, 2021; the remaining options vest and become exercisable in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer on each such date.

F5 · derivative.expiration_date: 25% of the shares underlying this option vested on August 12, 2021; the remaining options vest and become exercisable in 12 equal quarterly installments thereafter, subject to the Reporting Person's continuous service with the Issuer on each such date.

Read SEC document
May 17, 2024 Filed May 21, 2024 22:19 UTC
Teper JeffDirector
Tax withholdingCommon Stock 60,428 $8.78 $530,557.84
Disclosure

SEC source: 0001437749-24-017889 · rdgdoc.xml · nonDerivative · entry 2

Teper Jeff · CIK 0001865698 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 281,371

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F4 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedule previously reported on Table I of Form 4 filed with the Securities and Exchange Commission on July 17, 2023.

Read SEC document
May 17, 2024 Filed May 21, 2024 22:19 UTC
Teper JeffDirector
Exercise / conversionCommon Stock 264,333 $8.78 $2,320,843.74
Disclosure

SEC source: 0001437749-24-017889 · rdgdoc.xml · nonDerivative · entry 1

Teper Jeff · CIK 0001865698 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 341,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: This security represents options to purchase the Issuer's common stock granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan that have been exercised.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedule previously reported on Table I of Form 4 filed with the Securities and Exchange Commission on July 17, 2023.

Read SEC document
May 01, 2024 Filed May 2, 2024 20:13 UTC
Brown Brian MichaelDirector · Chief Legal Officer
SaleCommon Stock 20,000 $7.86 $157,200.00
Disclosure

SEC source: 0001437749-24-014373 · rdgdoc.xml · nonDerivative · entry 1

Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,351,240

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2023.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 20:08 UTC
Brown Brian MichaelDirector · Chief Legal Officer
SaleCommon Stock 20,000 $7.74 $154,894.00
Disclosure

SEC source: 0001437749-24-010870 · rdgdoc.xml · nonDerivative · entry 1

Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,371,240

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2023.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document
March 31, 2024 Filed Apr 1, 2024 20:33 UTC
Caci JamesChief Financial Officer
Tax withholdingCommon Stock 2,552 $7.44 $18,986.88
Disclosure

SEC source: 0001437749-24-010382 · rdgdoc.xml · nonDerivative · entry 1

Caci James · CIK 0001367794 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 705,097

F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document
March 21, 2024 Filed Mar 22, 2024 23:36 UTC
Brown Brian MichaelDirector · Chief Legal Officer
Tax withholdingCommon Stock 1,547 $8.03 $12,422.41
Disclosure

SEC source: 0001437749-24-009079 · rdgdoc.xml · nonDerivative · entry 1

Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,391,240

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document
March 21, 2024 Filed Mar 22, 2024 23:39 UTC
Jiang TianyiDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 4,706 $8.03 $37,789.18
Disclosure

SEC source: 0001437749-24-009081 · rdgdoc.xml · nonDerivative · entry 1

Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 570,237

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document
March 21, 2024 Filed Mar 22, 2024 23:37 UTC
Gong XunkaiDirector · Executive Chairman · 10% owner
Tax withholdingCommon Stock 6,117 $8.03 $49,119.51
Disclosure

SEC source: 0001437749-24-009080 · rdgdoc.xml · nonDerivative · entry 1

Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 591,482

F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document
March 21, 2024 Filed Mar 22, 2024 23:33 UTC
Caci JamesChief Financial Officer
Tax withholdingCommon Stock 2,824 $8.03 $22,676.72
Disclosure

SEC source: 0001437749-24-009078 · rdgdoc.xml · nonDerivative · entry 3

Caci James · CIK 0001367794 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 707,649

F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F4 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document
March 21, 2024 Filed Mar 22, 2024 23:33 UTC
Caci JamesChief Financial Officer
SaleCommon Stock 6,939 $8.00 $55,517.55
Disclosure

SEC source: 0001437749-24-009078 · rdgdoc.xml · nonDerivative · entry 2

Caci James · CIK 0001367794 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 710,473

F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: This sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1(c) trading plan adopted by the Reporting Person on 12-08-2023.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document
March 21, 2024 Filed Mar 25, 2025 21:42 UTC
Jiang TianyiDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 4,706 $15.05 $70,825.30
Disclosure

SEC source: 0001437749-25-009205 · rdgdoc.xml · nonDerivative · entry 1

Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 604,482

F1 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F2 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, and March 18, 2025.

Read SEC document
March 20, 2024 Filed Mar 22, 2024 23:33 UTC
Caci JamesChief Financial Officer
SaleCommon Stock 3,061 $8.00 $24,488.00
Disclosure

SEC source: 0001437749-24-009078 · rdgdoc.xml · nonDerivative · entry 1

Caci James · CIK 0001367794 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 717,412

F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: This sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1(c) trading plan adopted by the Reporting Person on 12-08-2023.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document
March 14, 2024 Filed Mar 18, 2025 20:28 UTC
Caci JamesChief Financial Officer
GrantCommon Stock 34,106 $14.66 $499,993.96
Disclosure

SEC source: 0001437749-25-008273 · rdgdoc.xml · nonDerivative · entry 2

Caci James · CIK 0001367794 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 687,514

F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F4 · shares: Represents performance-based RSUs ("PRSUs") based upon two metrics: Annual recurring revenue compounded annual growth rate for the years 2025-2027 (70% weighted) and FY 2027 GAAP profitability (30% weighted). Actual payouts may represent 50% to 150% of granted value. These PRSUs will fully vest on March 14, 2028.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document
March 14, 2024 Filed Mar 18, 2025 20:28 UTC
Caci JamesChief Financial Officer
GrantCommon Stock 102,319 $14.66 $1,499,996.54
Disclosure

SEC source: 0001437749-25-008273 · rdgdoc.xml · nonDerivative · entry 1

Caci James · CIK 0001367794 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 653,408

F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: 25% of the RSUs will vest on March 14, 2026, and the remaining RSUs vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 01:10 UTC
Brown Brian MichaelDirector · Chief Legal Officer
Tax withholdingCommon Stock 20,039 $7.85 $157,306.15
Disclosure

SEC source: 0001437749-24-007932 · rdgdoc.xml · nonDerivative · entry 1

Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,394,787

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 01:07 UTC
Jiang TianyiDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 11,656 $7.85 $91,499.60
Disclosure

SEC source: 0001437749-24-007930 · rdgdoc.xml · nonDerivative · entry 1

Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 574,943

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and Marh 7, 2024.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 01:08 UTC
Gong XunkaiDirector · Executive Chairman · 10% owner
Tax withholdingCommon Stock 15,152 $7.85 $118,943.20
Disclosure

SEC source: 0001437749-24-007931 · rdgdoc.xml · nonDerivative · entry 1

Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 597,599

F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document
March 13, 2024 Filed Mar 15, 2024 01:12 UTC
Caci JamesChief Financial Officer
Tax withholdingCommon Stock 24,478 $7.85 $192,152.30
Disclosure

SEC source: 0001437749-24-007933 · rdgdoc.xml · nonDerivative · entry 1

Caci James · CIK 0001367794 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 720,473

F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document
March 05, 2024 Filed Mar 8, 2024 02:27 UTC
Brown Brian MichaelDirector · Chief Legal Officer
GrantCommon Stock 35,512 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-007035 · rdgdoc.xml · nonDerivative · entry 2

Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,414,826

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F4 · shares: Represents performance-based RSUs based upon two metrics: FY25 GAAP Profitability and Non-GAAP Rule of 40. Actual payouts may represent 50% to 150% of granted value. These performance-based RSUs will vest 50% on March 5, 2026, and then 25% annually after, using FY25 as the performance period.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023.

Read SEC document
March 05, 2024 Filed Mar 8, 2024 02:27 UTC
Brown Brian MichaelDirector · Chief Legal Officer
GrantCommon Stock 100,536 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-007035 · rdgdoc.xml · nonDerivative · entry 1

Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,379,314

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: 25% of the RSUs will vest on March 05, 2025, and the remaining RSUs vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023.

Read SEC document
March 05, 2024 Filed Mar 8, 2024 02:21 UTC
Jiang TianyiDirector · Chief Executive Officer · 10% owner
GrantStock Option (Right to Buy) · Derivative 234,960 $7.46 Strike: $7.46 $1,752,801.60
Disclosure

SEC source: 0001437749-24-007031 · rdgdoc.xml · derivative · entry 2

Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,888,197

Underlying: Common Stock · 234,960 shares

Expires 2035-03-05

F4 · security: This security represents options to purchase the Issuer's common stock granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan.

F5 · derivative.exercise_date: 25% of the shares underlying this option will vest on March 5, 2025, and the remaining options vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date.

F6 · balance_after: This security represents options to purchase the Issuer's common stock granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each option represents the contingent right to receive, upon exercise of the option, one share of the Issuer's common stock.

Read SEC document
March 05, 2024 Filed Mar 8, 2024 02:21 UTC
Jiang TianyiDirector · Chief Executive Officer · 10% owner
GrantCommon Stock 134,048 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-007031 · rdgdoc.xml · nonDerivative · entry 1

Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 586,599

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Represents performance-based RSUs based upon two metrics: FY25 GAAP Profitability and Non-GAAP Rule of 40. Actual payouts may represent 50% to 150% of granted value. These performance-based RSUs will vest 50% on March 5, 2026, and then 25% annually after, using FY25 as the performance period.

F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023.

Read SEC document
March 05, 2024 Filed Mar 8, 2024 02:23 UTC
Gong XunkaiDirector · Executive Chairman · 10% owner
GrantStock Option (Right to Buy) · Derivative 234,960 $7.46 Strike: $7.46 $1,752,801.60
Disclosure

SEC source: 0001437749-24-007033 · rdgdoc.xml · derivative · entry 2

Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,099,382

Underlying: Common Stock · 234,960 shares

Expires 2035-03-05

F4 · security: This security represents options to purchase the Issuer's common stock granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan.

F5 · derivative.exercise_date: 25% of the shares underlying this option will vest on March 5, 2025, and the remaining options vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date.

F6 · balance_after: This security represents options to purchase the Issuer's common stock granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each option represents the contingent right to receive, upon exercise of the option, one share of the Issuer's common stock.

Read SEC document
March 05, 2024 Filed Mar 8, 2024 02:23 UTC
Gong XunkaiDirector · Executive Chairman · 10% owner
GrantCommon Stock 134,048 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-007033 · rdgdoc.xml · nonDerivative · entry 1

Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 612,721

F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock

F2 · shares: Represents performance-based RSUs based upon two metrics: FY25 GAAP Profitability and Non-GAAP Rule of 40. Actual payouts may represent 50% to 150% of granted value. These performance-based RSUs will vest 50% on March 5, 2026 and then 25% annually after, using FY25 as the performance period.

F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023.

Read SEC document
March 05, 2024 Filed Mar 8, 2024 02:25 UTC
Caci JamesChief Financial Officer
GrantCommon Stock 53,618 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-007034 · rdgdoc.xml · nonDerivative · entry 2

Caci James · CIK 0001367794 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 744,951

F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F4 · shares: Represents performance-based RSUs based upon two metrics: FY25 GAAP Profitability and Non-GAAP Rule of 40. Actual payouts may represent 50% to 150% of granted value. These performance-based RSUs will vest 50% on March 5, 2026 and then 25% annually after, using FY25 as the performance period.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, and March 23, 2023.

Read SEC document
March 05, 2024 Filed Mar 8, 2024 02:25 UTC
Caci JamesChief Financial Officer
GrantCommon Stock 160,857 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-007034 · rdgdoc.xml · nonDerivative · entry 1

Caci James · CIK 0001367794 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 691,333

F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: 25% of the RSUs will vest on March 05, 2025, and the remaining RSUs vest in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service with the Issuer as of the applicable vesting date.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, and March 23, 2023.

Read SEC document
March 05, 2024 Filed Mar 7, 2025 23:00 UTC
Caci JamesChief Financial Officer
Tax withholdingCommon Stock 15,825 $15.30 $242,122.50
Disclosure

SEC source: 0001437749-25-006706 · rdgdoc.xml · nonDerivative · entry 1

Caci James · CIK 0001367794 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 557,209

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023 and March 7, 2024.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 02:01 UTC
Brown Brian MichaelDirector · Chief Legal Officer
Tax withholdingCommon Stock 7,310 $8.01 $58,553.10
Disclosure

SEC source: 0001437749-24-006506 · rdgdoc.xml · nonDerivative · entry 2

Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,278,778

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F4 · kind: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 02:01 UTC
Brown Brian MichaelDirector · Chief Legal Officer
SaleCommon Stock 20,000 $8.11 $162,122.00
Disclosure

SEC source: 0001437749-24-006506 · rdgdoc.xml · nonDerivative · entry 1

Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,286,088

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2023.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 02:10 UTC
Jiang TianyiDirector · Chief Executive Officer · 10% owner
Tax withholdingCommon Stock 7,654 $8.01 $61,308.54
Disclosure

SEC source: 0001437749-24-006510 · rdgdoc.xml · nonDerivative · entry 1

Jiang Tianyi · CIK 0001865596 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 452,551

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 02:03 UTC
Gong XunkaiDirector · Executive Chairman · 10% owner
Tax withholdingCommon Stock 9,949 $8.01 $79,691.49
Disclosure

SEC source: 0001437749-24-006508 · rdgdoc.xml · nonDerivative · entry 1

Gong Xunkai · CIK 0001865618 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 478,673

F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the reporting person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I on a Form 4 filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023.

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February 01, 2024 Filed Feb 5, 2024 21:44 UTC
Brown Brian MichaelDirector · Chief Legal Officer
SaleCommon Stock 20,000 $7.78 $155,600.00
Disclosure

SEC source: 0001437749-24-003128 · rdgdoc.xml · nonDerivative · entry 1

Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,306,088

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2023.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023.

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January 02, 2024 Filed Jan 4, 2024 22:04 UTC
Brown Brian MichaelDirector · Chief Legal Officer
SaleCommon Stock 13,418 $7.88 $105,733.84
Disclosure

SEC source: 0001437749-24-000617 · rdgdoc.xml · nonDerivative · entry 2

Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,326,088

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2023.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023.

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January 02, 2024 Filed Jan 4, 2024 22:04 UTC
Brown Brian MichaelDirector · Chief Legal Officer
SaleCommon Stock 6,582 $7.99 $52,590.18
Disclosure

SEC source: 0001437749-24-000617 · rdgdoc.xml · nonDerivative · entry 1

Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,339,506

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · kind: The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2023.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023.

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December 31, 2023 Filed Jan 3, 2024 21:59 UTC
Caci JamesChief Financial Officer
Tax withholdingCommon Stock 2,552 $8.21 $20,951.92
Disclosure

SEC source: 0001437749-24-000398 · rdgdoc.xml · nonDerivative · entry 1

Caci James · CIK 0001367794 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 530,476

F1 · security: This security represents Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, and March 23, 2023.

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December 21, 2023 Filed Dec 22, 2023 21:34 UTC
Brown Brian MichaelDirector · Chief Legal Officer
Tax withholdingCommon Stock 1,547 $8.36 $12,932.92
Disclosure

SEC source: 0001437749-23-035256 · rdgdoc.xml · nonDerivative · entry 1

Brown Brian Michael · CIK 0001865783 · Director · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,346,088

F1 · security: This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.

F2 · shares: Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.

F3 · balance_after: Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.