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Nasdaq · USD

AVIR

Atea Pharmaceuticals, Inc.

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Tapewire entity
5580
SEC CIK
0001593899
Parsed reports
127

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2026 Filed Feb 4, 2026 00:53 UTC
Horga Maria ArantxaChief Medical Officer
Tax withholdingCommon Stock 16,073 $4.24 $68,149.52
Disclosure

SEC source: 0001193125-26-036281 · ownership.xml · nonDerivative · entry 2

Horga Maria Arantxa · CIK 0001829614 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,086

Read SEC document
January 31, 2026 Filed Feb 4, 2026 00:53 UTC
Horga Maria ArantxaChief Medical Officer
Exercise / conversionCommon Stock 51,283 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-036281 · ownership.xml · nonDerivative · entry 1

Horga Maria Arantxa · CIK 0001829614 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
January 31, 2026 Filed Feb 4, 2026 00:47 UTC
Vavricka JohnChief Commercial Officer
GrantStock Option (Right to Buy) · Derivative 119,520 $0.00 Strike: $4.24 $0.00
Disclosure

SEC source: 0001193125-26-036272 · ownership.xml · derivative · entry 6

Vavricka John · CIK 0001829630 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,520

Underlying: Common Stock · 119,520 shares

Expires 2036-01-30

F4 · derivative.exercise_date: The option vests and becomes exercisable in forty-eight (48) equal monthly installments following January 31, 2026 such that the option is fully vested on January 31, 2030.

Read SEC document
January 31, 2026 Filed Feb 4, 2026 00:47 UTC
Vavricka JohnChief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 8,750 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-036272 · ownership.xml · derivative · entry 5

Vavricka John · CIK 0001829630 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: Reflects RSUs following the satisfaction of performance criteria of previously granted performance restricted stock units that vested on January 31, 2026.

F3 · derivative.expiration_date: Reflects RSUs following the satisfaction of performance criteria of previously granted performance restricted stock units that vested on January 31, 2026.

Read SEC document
January 31, 2026 Filed Feb 4, 2026 00:47 UTC
Vavricka JohnChief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 33,333 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-036272 · ownership.xml · derivative · entry 4

Vavricka John · CIK 0001829630 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: The original grant of 100,000 RSUs vested in three (3) equal annual installments on the first three anniversaries of January 31, 2023 such that the RSUs were fully vested as of January 31, 2026.

F2 · derivative.expiration_date: The original grant of 100,000 RSUs vested in three (3) equal annual installments on the first three anniversaries of January 31, 2023 such that the RSUs were fully vested as of January 31, 2026.

Read SEC document
January 31, 2026 Filed Feb 4, 2026 00:47 UTC
Vavricka JohnChief Commercial Officer
Tax withholdingCommon Stock 11,570 $4.24 $49,056.80
Disclosure

SEC source: 0001193125-26-036272 · ownership.xml · nonDerivative · entry 2

Vavricka John · CIK 0001829630 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,594

Read SEC document
January 31, 2026 Filed Feb 4, 2026 00:47 UTC
Vavricka JohnChief Commercial Officer
Exercise / conversionCommon Stock 42,083 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-036272 · ownership.xml · nonDerivative · entry 1

Vavricka John · CIK 0001829630 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
January 31, 2026 Filed Feb 4, 2026 00:46 UTC
Hammond Janet MJChief Development Officer
GrantStock Option (Right to Buy) · Derivative 177,000 $0.00 Strike: $4.24 $0.00
Disclosure

SEC source: 0001193125-26-036270 · ownership.xml · derivative · entry 5

Hammond Janet MJ · CIK 0001829899 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,000

Underlying: Common Stock · 177,000 shares

Expires 2036-01-30

F5 · derivative.exercise_date: The option vests and becomes exercisable in forty-eight (48) equal monthly installments following January 31, 2026 such that the option is fully vested on January 31, 2030.

Read SEC document
January 31, 2026 Filed Feb 4, 2026 00:46 UTC
Hammond Janet MJChief Development Officer
Exercise / conversionRestricted Stock Units · Derivative 11,250 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-036270 · ownership.xml · derivative · entry 4

Hammond Janet MJ · CIK 0001829899 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: Reflects RSUs following the satisfaction of performance criteria of previously granted performance restricted stock units that vested on January 31, 2026.

F4 · derivative.expiration_date: Reflects RSUs following the satisfaction of performance criteria of previously granted performance restricted stock units that vested on January 31, 2026.

Read SEC document
January 31, 2026 Filed Feb 4, 2026 00:46 UTC
Hammond Janet MJChief Development Officer
Exercise / conversionRestricted Stock Units · Derivative 46,800 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-036270 · ownership.xml · derivative · entry 3

Hammond Janet MJ · CIK 0001829899 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The original grant of 140,400 RSUs vested in three (3) equal annual installments on the first three anniversaries of January 31, 2023 such that the RSUs were fully vested as of January 31, 2026.

F3 · derivative.expiration_date: The original grant of 140,400 RSUs vested in three (3) equal annual installments on the first three anniversaries of January 31, 2023 such that the RSUs were fully vested as of January 31, 2026.

Read SEC document
January 31, 2026 Filed Feb 4, 2026 00:46 UTC
Hammond Janet MJChief Development Officer
Tax withholdingCommon Stock 14,136 $4.24 $59,936.64
Disclosure

SEC source: 0001193125-26-036270 · ownership.xml · nonDerivative · entry 2

Hammond Janet MJ · CIK 0001829899 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,665

Read SEC document
January 31, 2026 Filed Feb 4, 2026 00:46 UTC
Hammond Janet MJChief Development Officer
Exercise / conversionCommon Stock 58,050 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-036270 · ownership.xml · nonDerivative · entry 1

Hammond Janet MJ · CIK 0001829899 · Chief Development Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F2 · balance_after: Includes 2,363 additional shares acquired under the Atea Pharmaceuticals, Inc. 2020 Employee Stock Purchase Plan.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 22:05 UTC Exercise / conversionRestricted Stock Units · Derivative 29,600 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-089608 · ownership.xml · derivative · entry 4

Adams Jerome M. · CIK 0001863366 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units vested in full on June 20, 2025.

F4 · derivative.expiration_date: The restricted stock units vested in full on June 20, 2025.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 22:05 UTC GrantStock Option (Right to Buy) · Derivative 41,200 $0.00 Strike: $3.25 $0.00
Disclosure

SEC source: 0000950170-25-089608 · ownership.xml · derivative · entry 3

Adams Jerome M. · CIK 0001863366 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,200

Underlying: Common Stock · 41,200 shares

Expires 2035-06-19

F3 · derivative.exercise_date: The option vests and becomes exercisable in twelve (12) substantially equal monthly installments following June 20, 2025, such that the option shall be fully vested on the first anniversary of the date of grant, subject to the Reporting Person's continued service through each such vesting date.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 22:05 UTC GrantRestricted Stock Units · Derivative 29,600 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-089608 · ownership.xml · derivative · entry 2

Adams Jerome M. · CIK 0001863366 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,600

Underlying: Common Stock · 29,600 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest in a single installment on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders occurring after the date of grant or (ii) the first anniversary of the date of grant, in each case, subject to the Reporting Person's continued service through the applicable vesting date.

F2 · derivative.expiration_date: The restricted stock units vest in a single installment on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders occurring after the date of grant or (ii) the first anniversary of the date of grant, in each case, subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 22:05 UTC Exercise / conversionCommon Stock 29,600 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-089608 · ownership.xml · nonDerivative · entry 1

Adams Jerome M. · CIK 0001863366 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 22:05 UTC
Polsky BruceDirector
Exercise / conversionRestricted Stock Units · Derivative 29,600 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-089605 · ownership.xml · derivative · entry 4

Polsky Bruce · CIK 0001508458 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units vested in full on June 20, 2025.

F4 · derivative.expiration_date: The restricted stock units vested in full on June 20, 2025.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 22:05 UTC
Polsky BruceDirector
GrantStock Option (Right to Buy) · Derivative 41,200 $0.00 Strike: $3.25 $0.00
Disclosure

SEC source: 0000950170-25-089605 · ownership.xml · derivative · entry 3

Polsky Bruce · CIK 0001508458 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,200

Underlying: Common Stock · 41,200 shares

Expires 2035-06-19

F3 · derivative.exercise_date: The option vests and becomes exercisable in twelve (12) substantially equal monthly installments following June 20, 2025, such that the option shall be fully vested on the first anniversary of the date of grant, subject to the Reporting Person's continued service through each such vesting date.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 22:05 UTC
Polsky BruceDirector
GrantRestricted Stock Units · Derivative 29,600 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-089605 · ownership.xml · derivative · entry 2

Polsky Bruce · CIK 0001508458 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,600

Underlying: Common Stock · 29,600 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest in a single installment on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders occurring after the date of grant or (ii) the first anniversary of the date of grant, in each case, subject to the Reporting Person's continued service through the applicable vesting date.

F2 · derivative.expiration_date: The restricted stock units vest in a single installment on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders occurring after the date of grant or (ii) the first anniversary of the date of grant, in each case, subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 22:05 UTC
Polsky BruceDirector
Exercise / conversionCommon Stock 29,600 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-089605 · ownership.xml · nonDerivative · entry 1

Polsky Bruce · CIK 0001508458 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 22:05 UTC Exercise / conversionRestricted Stock Units · Derivative 29,600 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-089609 · ownership.xml · derivative · entry 4

Duncan Barbara Gayle · CIK 0001353128 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units vested in full on June 20, 2025.

F4 · derivative.expiration_date: The restricted stock units vested in full on June 20, 2025.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 22:05 UTC GrantStock Option (Right to Buy) · Derivative 41,200 $0.00 Strike: $3.25 $0.00
Disclosure

SEC source: 0000950170-25-089609 · ownership.xml · derivative · entry 3

Duncan Barbara Gayle · CIK 0001353128 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,200

Underlying: Common Stock · 41,200 shares

Expires 2035-06-19

F3 · derivative.exercise_date: The option vests and becomes exercisable in twelve (12) substantially equal monthly installments following June 20, 2025, such that the option shall be fully vested on the first anniversary of the date of grant, subject to the Reporting Person's continued service through each such vesting date.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 22:05 UTC GrantRestricted Stock Units · Derivative 29,600 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-089609 · ownership.xml · derivative · entry 2

Duncan Barbara Gayle · CIK 0001353128 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,600

Underlying: Common Stock · 29,600 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest in a single installment on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders occurring after the date of grant or (ii) the first anniversary of the date of grant, in each case, subject to the Reporting Person's continued service through the applicable vesting date.

F2 · derivative.expiration_date: The restricted stock units vest in a single installment on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders occurring after the date of grant or (ii) the first anniversary of the date of grant, in each case, subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 22:05 UTC Exercise / conversionCommon Stock 29,600 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-089609 · ownership.xml · nonDerivative · entry 1

Duncan Barbara Gayle · CIK 0001353128 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 22:05 UTC Exercise / conversionRestricted Stock Units · Derivative 29,600 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-089606 · ownership.xml · derivative · entry 4

BERGER FRANKLIN M · CIK 0001273885 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units vested in full on June 20, 2025.

F4 · derivative.expiration_date: The restricted stock units vested in full on June 20, 2025.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 22:05 UTC GrantStock Option (Right to Buy) · Derivative 41,200 $0.00 Strike: $3.25 $0.00
Disclosure

SEC source: 0000950170-25-089606 · ownership.xml · derivative · entry 3

BERGER FRANKLIN M · CIK 0001273885 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,200

Underlying: Common Stock · 41,200 shares

Expires 2035-06-19

F3 · derivative.exercise_date: The option vests and becomes exercisable in twelve (12) substantially equal monthly installments following June 20, 2025, such that the option shall be fully vested on the first anniversary of the date of grant, subject to the Reporting Person's continued service through each such vesting date.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 22:05 UTC GrantRestricted Stock Units · Derivative 29,600 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-089606 · ownership.xml · derivative · entry 2

BERGER FRANKLIN M · CIK 0001273885 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,600

Underlying: Common Stock · 29,600 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest in a single installment on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders occurring after the date of grant or (ii) the first anniversary of the date of grant, in each case, subject to the Reporting Person's continued service through the applicable vesting date.

F2 · derivative.expiration_date: The restricted stock units vest in a single installment on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders occurring after the date of grant or (ii) the first anniversary of the date of grant, in each case, subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 22:05 UTC Exercise / conversionCommon Stock 29,600 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-089606 · ownership.xml · nonDerivative · entry 1

BERGER FRANKLIN M · CIK 0001273885 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 506,497

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 22:05 UTC Exercise / conversionRestricted Stock Units · Derivative 29,600 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-089607 · ownership.xml · derivative · entry 4

Murphy Polly A. · CIK 0001829248 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units were fully vested as of June 20, 2025

F4 · derivative.expiration_date: The restricted stock units were fully vested as of June 20, 2025

Read SEC document
June 20, 2025 Filed Jun 24, 2025 22:05 UTC GrantStock Option (Right to Buy) · Derivative 41,200 $0.00 Strike: $3.25 $0.00
Disclosure

SEC source: 0000950170-25-089607 · ownership.xml · derivative · entry 3

Murphy Polly A. · CIK 0001829248 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,200

Underlying: Common Stock · 41,200 shares

Expires 2035-06-19

F3 · derivative.exercise_date: The option vests and becomes exercisable in twelve (12) substantially equal monthly installments following June 20, 2025, such that the option shall be fully vested on the first anniversary of the date of grant, subject to the Reporting Person's continued service through each such vesting date.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 22:05 UTC GrantRestricted Stock Units · Derivative 29,600 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-089607 · ownership.xml · derivative · entry 2

Murphy Polly A. · CIK 0001829248 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,600

Underlying: Common Stock · 29,600 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest in a single installment on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders occurring after the date of grant or (ii) the first anniversary of the date of grant, in each case, subject to the Reporting Person's continued service through the applicable vesting date.

F2 · derivative.expiration_date: The restricted stock units vest in a single installment on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders occurring after the date of grant or (ii) the first anniversary of the date of grant, in each case, subject to the Reporting Person's continued service through the applicable vesting date.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 22:05 UTC Exercise / conversionCommon Stock 29,600 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-089607 · ownership.xml · nonDerivative · entry 1

Murphy Polly A. · CIK 0001829248 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 22:05 UTC
Lucidi BrunoDirector
Exercise / conversionRestricted Stock Units · Derivative 29,600 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-089604 · ownership.xml · derivative · entry 4

Lucidi Bruno · CIK 0001829622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units vested in full on June 20, 2025.

F4 · derivative.expiration_date: The restricted stock units vested in full on June 20, 2025.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 22:05 UTC
Lucidi BrunoDirector
GrantStock Option (Right to Buy) · Derivative 41,200 $0.00 Strike: $3.25 $0.00
Disclosure

SEC source: 0000950170-25-089604 · ownership.xml · derivative · entry 3

Lucidi Bruno · CIK 0001829622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,200

Underlying: Common Stock · 41,200 shares

Expires 2035-06-19

F3 · derivative.exercise_date: The option vests and becomes exercisable in twelve (12) substantially equal monthly installments following June 20, 2025, such that the option shall be fully vested on the first anniversary of the date of grant, subject to the Reporting Person's continued service through each such vesting date.

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June 20, 2025 Filed Jun 24, 2025 22:05 UTC
Lucidi BrunoDirector
GrantRestricted Stock Units · Derivative 29,600 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-089604 · ownership.xml · derivative · entry 2

Lucidi Bruno · CIK 0001829622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,600

Underlying: Common Stock · 29,600 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest in a single installment on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders occurring after the date of grant or (ii) the first anniversary of the date of grant, in each case, subject to the Reporting Person's continued service through the applicable vesting date.

F2 · derivative.expiration_date: The restricted stock units vest in a single installment on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders occurring after the date of grant or (ii) the first anniversary of the date of grant, in each case, subject to the Reporting Person's continued service through the applicable vesting date.

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June 20, 2025 Filed Jun 24, 2025 22:05 UTC
Lucidi BrunoDirector
Exercise / conversionCommon Stock 29,600 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-089604 · ownership.xml · nonDerivative · entry 1

Lucidi Bruno · CIK 0001829622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

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June 20, 2025 Filed Jun 24, 2025 22:05 UTC GrantStock Option (Right to Buy) · Derivative 164,800 $0.00 Strike: $3.25 $0.00
Disclosure

SEC source: 0000950170-25-089603 · ownership.xml · derivative · entry 1

Berman Howard · CIK 0001952986 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,800

Underlying: Common Stock · 164,800 shares

Expires 2035-06-19

F1 · derivative.exercise_date: The option vests and becomes exercisable in thirty-six (36) equal monthly installments following June 20, 2025 such that the option is fully vested on June 20, 2028.

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May 18, 2025 Filed May 20, 2026 20:15 UTC PurchaseCommon Stock 6,100 $4.17 $25,446.15
Disclosure

SEC source: 0001193125-26-232612 · ownership.xml · nonDerivative · entry 1

Murphy Polly A. · CIK 0001829248 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,145

F1 · price: The price reported in Column 4 is a weighted average price. The securities were purchased in multiple transactions at prices ranging from $4.14 to $4.19 per share of common stock. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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February 20, 2025 Filed Feb 24, 2025 23:52 UTC GrantStock Option (Right to Buy) · Derivative 164,800 $0.00 Strike: $3.14 $0.00
Disclosure

SEC source: 0000950170-25-025901 · ownership.xml · derivative · entry 1

Kirsch Arthur S · CIK 0001290976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,800

Underlying: Common Stock · 164,800 shares

Expires 2035-02-19

F1 · derivative.exercise_date: The option vests and becomes exercisable in thirty-six (36) equal monthly installments following February 20, 2025 such that the option is fully vested on February 20, 2028.

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January 31, 2025 Filed Feb 4, 2025 18:00 UTC
Foster WayneEVP, Chief Accounting Officer
GrantStock Option (Right to Buy) · Derivative 120,100 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0000950170-25-013844 · ownership.xml · derivative · entry 6

Foster Wayne · CIK 0001709769 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,100

Underlying: Common Stock · 120,100 shares

Expires 2035-01-30

F5 · derivative.exercise_date: The option vests and becomes exercisable in forty-eight (48) equal monthly installments following January 31, 2025 such that the option is fully vested on January 31, 2029.

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January 31, 2025 Filed Feb 4, 2025 18:00 UTC
Foster WayneEVP, Chief Accounting Officer
GrantRestricted Stock Units · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-013844 · ownership.xml · derivative · entry 5

Foster Wayne · CIK 0001709769 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: Reflects RSUs following the satisfaction of performance criteria of previously granted PSUs. The RSUs will vest on January 31, 2026, subject to the Reporting Person's continued service with the Issuer.

F4 · derivative.expiration_date: Reflects RSUs following the satisfaction of performance criteria of previously granted PSUs. The RSUs will vest on January 31, 2026, subject to the Reporting Person's continued service with the Issuer.

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January 31, 2025 Filed Feb 4, 2025 18:00 UTC
Foster WayneEVP, Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 33,333 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-013844 · ownership.xml · derivative · entry 4

Foster Wayne · CIK 0001709769 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,333

Underlying: Common Stock · 33,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The original grant of 100,000 RSUs vested or will vest in three (3) equal annual installments on the first three anniversaries of January 31, 2023 such that the RSUs are fully vested on January 31, 2026.

F3 · derivative.expiration_date: The original grant of 100,000 RSUs vested or will vest in three (3) equal annual installments on the first three anniversaries of January 31, 2023 such that the RSUs are fully vested on January 31, 2026.

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January 31, 2025 Filed Feb 4, 2025 18:00 UTC
Foster WayneEVP, Chief Accounting Officer
Tax withholdingCommon Stock 12,062 $3.06 $36,909.72
Disclosure

SEC source: 0000950170-25-013844 · ownership.xml · nonDerivative · entry 3

Foster Wayne · CIK 0001709769 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,128

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January 31, 2025 Filed Feb 4, 2025 18:00 UTC
Foster WayneEVP, Chief Accounting Officer
GrantCommon Stock 8,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-013844 · ownership.xml · nonDerivative · entry 2

Foster Wayne · CIK 0001709769 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,190

F2 · price: Reflects shares received upon the satisfaction of performance criteria and time-vesting requirements associated with previously granted performance restricted stock units ("PSUs").

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January 31, 2025 Filed Feb 4, 2025 18:00 UTC
Foster WayneEVP, Chief Accounting Officer
Exercise / conversionCommon Stock 33,333 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-013844 · ownership.xml · nonDerivative · entry 1

Foster Wayne · CIK 0001709769 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,190

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 18:00 UTC
Sommadossi Jean-PierreDirector · President, CEO, and Chairman
GrantStock Option (Right to Buy) · Derivative 440,000 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0000950170-25-013846 · ownership.xml · derivative · entry 7

Sommadossi Jean-Pierre · CIK 0001296995 · Director · President, CEO, and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 440,000

Underlying: Common Stock · 440,000 shares

Expires 2035-01-30

F5 · derivative.exercise_date: The option vests and becomes exercisable in forty-eight (48) equal monthly installments following January 31, 2025 such that the option is fully vested on January 31, 2029.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 18:00 UTC
Sommadossi Jean-PierreDirector · President, CEO, and Chairman
GrantRestricted Stock Units · Derivative 99,518 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-013846 · ownership.xml · derivative · entry 6

Sommadossi Jean-Pierre · CIK 0001296995 · Director · President, CEO, and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,518

Underlying: Common Stock · 99,518 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: Reflects RSUs following the satisfaction of performance criteria of previously granted PSUs. The RSUs will vest on January 31, 2026, subject to the Reporting Person's continued service with the Issuer.

F4 · derivative.expiration_date: Reflects RSUs following the satisfaction of performance criteria of previously granted PSUs. The RSUs will vest on January 31, 2026, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 18:00 UTC
Sommadossi Jean-PierreDirector · President, CEO, and Chairman
Exercise / conversionRestricted Stock Units · Derivative 173,467 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-013846 · ownership.xml · derivative · entry 5

Sommadossi Jean-Pierre · CIK 0001296995 · Director · President, CEO, and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,466

Underlying: Common Stock · 173,467 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: The original grant of 520,400 RSUs vested or will vest in three (3) equal annual installments on the first three anniversaries of January 31, 2023 such that the RSUs are fully vested on January 31, 2026.

F3 · derivative.expiration_date: The original grant of 520,400 RSUs vested or will vest in three (3) equal annual installments on the first three anniversaries of January 31, 2023 such that the RSUs are fully vested on January 31, 2026.

Read SEC document
January 31, 2025 Filed Feb 4, 2025 18:00 UTC
Sommadossi Jean-PierreDirector · President, CEO, and Chairman
Tax withholdingCommon Stock 88,601 $3.06 $271,119.06
Disclosure

SEC source: 0000950170-25-013846 · ownership.xml · nonDerivative · entry 3

Sommadossi Jean-Pierre · CIK 0001296995 · Director · President, CEO, and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,940

Read SEC document
January 31, 2025 Filed Feb 4, 2025 18:00 UTC
Sommadossi Jean-PierreDirector · President, CEO, and Chairman
GrantCommon Stock 99,517 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-013846 · ownership.xml · nonDerivative · entry 2

Sommadossi Jean-Pierre · CIK 0001296995 · Director · President, CEO, and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 389,541

F2 · price: Reflects shares received upon the satisfaction of performance criteria and time-vesting requirements associated with previously granted performance restricted stock units ("PSUs").

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.