AVGO

SEC source: 0000899243-18-009661 · doc4.xml · nonDerivative · entry 1

DILLER JAMES · CIK 0001215805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,704

F1 · shares: Grant of Restricted Stock Units ("RSUs") pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 4, 2018. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to Reporting Person's continuing service on the vesting date.

F2 · balance_after: Includes 807 restricted stock units.

SEC source: 0000899243-18-009664 · doc4.xml · nonDerivative · entry 1

Hao Kenneth · CIK 0001415357 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 76,096

F1 · kind: Represents a grant of restricted stock units which, subject to Mr. Hao's continued service as a member of the board of directors through the vesting date, will vest in full on the earlier of April 4, 2019 or the date on which the annual meeting of the Issuer shareholders immediately following the vesting commencement date is held.

F2 · ownership.nature: These securities are held by Mr. Hao for the benefit of certain entities affiliated with Silver Lake (Offshore) AIV GP IV, Ltd. ("AIV GP IV") ("Silver Lake"). Mr. Hao serves as a director of the Issuer. Pursuant to Mr. Hao's arrangement with Silver Lake with respect to director compensation, upon the sale of these securities, the proceeds from such sale(s) are expected to be remitted to Silver Lake and/or its limited partners. Mr. Hao, through his role at Silver Lake and its affiliates, may be deemed to have an indirect interest in these securities. Mr. Hao is a director of AIV GP IV.