Tapewire
Broadcom Inc. logo

Nasdaq · USD

AVGO

Broadcom Inc.

Export transactions ↓
Tapewire entity
2789
SEC CIK
0001730168
Parsed reports
484

Last 12 months

Inside the activity.

2 purchase rows · 280 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 20251110
Jan 202605
Feb 202600
Mar 2026089
Apr 202606
May 202600
Jun 2026150
Jul 202603
Aug 202600
Sep 2026016
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 24, 2020 Filed Feb 26, 2020 22:07 UTC
TAN HOCK EDirector · President and CEO
Exercise / conversionCommon Stock, $0.001 par value 62,500 $52.65 $3,290,625.00
Disclosure

SEC source: 0001730168-20-000026 · wf-form4_158275482057070.xml · nonDerivative · entry 1

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 23:01 UTC
TAN HOCK EDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 73,646 $0.00 Strike: $38.99 $0.00
Disclosure

SEC source: 0001730168-20-000024 · wf-form4_158223970043538.xml · derivative · entry 6

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 891,874

Underlying: Common Stock, $0.001 par value · 73,646 shares

Expires 2020-09-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 23:01 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 4,694 $311.60 $1,462,664.48
Disclosure

SEC source: 0001730168-20-000024 · wf-form4_158223970043538.xml · nonDerivative · entry 5

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,042

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: Transaction executed in multiple trades at prices ranging from $311.43 to $311.79 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 23:01 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 31,447 $310.79 $9,773,413.13
Disclosure

SEC source: 0001730168-20-000024 · wf-form4_158223970043538.xml · nonDerivative · entry 4

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,736

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: Transaction executed in multiple trades at prices ranging from $310.42 to $311.41 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 23:01 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 36,105 $310.09 $11,195,799.45
Disclosure

SEC source: 0001730168-20-000024 · wf-form4_158223970043538.xml · nonDerivative · entry 3

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,183

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: Transaction executed in multiple trades at prices ranging from $309.42 to $310.41 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 23:01 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 1,400 $308.84 $432,371.80
Disclosure

SEC source: 0001730168-20-000024 · wf-form4_158223970043538.xml · nonDerivative · entry 2

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,288

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Transaction executed in multiple trades at prices ranging from $308.25 to $309.22 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 23:01 UTC
TAN HOCK EDirector · President and CEO
Exercise / conversionCommon Stock, $0.001 par value 73,646 $38.99 $2,871,457.54
Disclosure

SEC source: 0001730168-20-000024 · wf-form4_158223970043538.xml · nonDerivative · entry 1

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 22:12 UTC
TAN HOCK EDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $38.99 $0.00
Disclosure

SEC source: 0001730168-20-000013 · wf-form4_158154551744322.xml · derivative · entry 6

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 965,520

Underlying: Common Stock, $0.001 par value · 75,000 shares

Expires 2020-09-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 22:12 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 2,969 $314.34 $933,287.34
Disclosure

SEC source: 0001730168-20-000013 · wf-form4_158154551744322.xml · nonDerivative · entry 5

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,042

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: Transaction executed in multiple trades at prices ranging from $314.23 to $314.56 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 22:12 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 16,589 $313.85 $5,206,490.83
Disclosure

SEC source: 0001730168-20-000013 · wf-form4_158154551744322.xml · nonDerivative · entry 4

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,011

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: Transaction executed in multiple trades at prices ranging from $313.23 to $314.22 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 22:12 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 36,270 $312.69 $11,341,266.30
Disclosure

SEC source: 0001730168-20-000013 · wf-form4_158154551744322.xml · nonDerivative · entry 3

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,600

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: Transaction executed in multiple trades at prices ranging from $312.23 to $313.19 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 22:12 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 19,172 $311.96 $5,980,954.64
Disclosure

SEC source: 0001730168-20-000013 · wf-form4_158154551744322.xml · nonDerivative · entry 2

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,870

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Transaction executed in multiple trades at prices ranging from $311.23 to $312.22 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 22:12 UTC
TAN HOCK EDirector · President and CEO
Exercise / conversionCommon Stock, $0.001 par value 75,000 $38.99 $2,924,250.00
Disclosure

SEC source: 0001730168-20-000013 · wf-form4_158154551744322.xml · nonDerivative · entry 1

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 22:10 UTC
TAN HOCK EDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 62,500 $0.00 Strike: $52.65 $0.00
Disclosure

SEC source: 0001730168-20-000010 · wf-form4_157990382042313.xml · derivative · entry 10

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 687,500

Underlying: Common Stock, $0.001 par value · 62,500 shares

Expires 2021-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F10 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 22:10 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 100 $317.79 $31,779.00
Disclosure

SEC source: 0001730168-20-000010 · wf-form4_157990382042313.xml · nonDerivative · entry 9

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,042

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 22:10 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 2,091 $317.08 $663,008.01
Disclosure

SEC source: 0001730168-20-000010 · wf-form4_157990382042313.xml · nonDerivative · entry 8

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,142

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F9 · price: Transaction executed in multiple trades at prices ranging from $316.75 to $317.51 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 22:10 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 5,178 $316.36 $1,638,091.37
Disclosure

SEC source: 0001730168-20-000010 · wf-form4_157990382042313.xml · nonDerivative · entry 7

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,233

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: Transaction executed in multiple trades at prices ranging from $315.73 to $316.72 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 22:10 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 9,563 $315.22 $3,014,487.11
Disclosure

SEC source: 0001730168-20-000010 · wf-form4_157990382042313.xml · nonDerivative · entry 6

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,411

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: Transaction executed in multiple trades at prices ranging from $314.71 to $315.69 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 22:10 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 17,857 $314.13 $5,609,347.98
Disclosure

SEC source: 0001730168-20-000010 · wf-form4_157990382042313.xml · nonDerivative · entry 5

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,974

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: Transaction executed in multiple trades at prices ranging from $313.71 to $314.68 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 22:10 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 15,023 $313.02 $4,702,469.41
Disclosure

SEC source: 0001730168-20-000010 · wf-form4_157990382042313.xml · nonDerivative · entry 4

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,831

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: Transaction executed in multiple trades at prices ranging from $312.71 to $313.67 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 22:10 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 10,188 $312.40 $3,182,731.20
Disclosure

SEC source: 0001730168-20-000010 · wf-form4_157990382042313.xml · nonDerivative · entry 3

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,854

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: Transaction executed in multiple trades at prices ranging from $311.71 to $312.70 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 22:10 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 2,500 $310.97 $777,430.00
Disclosure

SEC source: 0001730168-20-000010 · wf-form4_157990382042313.xml · nonDerivative · entry 2

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,042

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Transaction executed in multiple trades at prices ranging from $310.66 to $311.50 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 22:10 UTC
TAN HOCK EDirector · President and CEO
Exercise / conversionCommon Stock, $0.001 par value 62,500 $52.65 $3,290,625.00
Disclosure

SEC source: 0001730168-20-000010 · wf-form4_157990382042313.xml · nonDerivative · entry 1

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 21:52 UTC
TAN HOCK EDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 73,646 $0.00 Strike: $38.99 $0.00
Disclosure

SEC source: 0001730168-20-000008 · wf-form4_157929794531101.xml · derivative · entry 9

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,040,520

Underlying: Common Stock, $0.001 par value · 73,646 shares

Expires 2020-09-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F10 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 21:52 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 3,478 $307.24 $1,068,563.33
Disclosure

SEC source: 0001730168-20-000008 · wf-form4_157929794531101.xml · nonDerivative · entry 8

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,042

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F9 · price: Transaction executed in multiple trades at prices ranging from $306.94 to $307.61 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 21:52 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 3,895 $306.20 $1,192,656.79
Disclosure

SEC source: 0001730168-20-000008 · wf-form4_157929794531101.xml · nonDerivative · entry 7

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,520

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: Transaction executed in multiple trades at prices ranging from $305.85 to $306.80 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 21:52 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 7,244 $305.42 $2,212,484.21
Disclosure

SEC source: 0001730168-20-000008 · wf-form4_157929794531101.xml · nonDerivative · entry 6

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,415

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: Transaction executed in multiple trades at prices ranging from $304.80 to $305.79 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 21:52 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 9,314 $304.03 $2,831,688.85
Disclosure

SEC source: 0001730168-20-000008 · wf-form4_157929794531101.xml · nonDerivative · entry 5

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,659

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: Transaction executed in multiple trades at prices ranging from $303.75 to $304.37 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 21:52 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 14,884 $303.34 $4,514,942.33
Disclosure

SEC source: 0001730168-20-000008 · wf-form4_157929794531101.xml · nonDerivative · entry 4

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,973

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: Transaction executed in multiple trades at prices ranging from $302.75 to $303.74 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 21:52 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 26,960 $302.23 $8,148,228.64
Disclosure

SEC source: 0001730168-20-000008 · wf-form4_157929794531101.xml · nonDerivative · entry 3

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,857

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: Transaction executed in multiple trades at prices ranging from $301.75 to $302.74 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 21:52 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 7,871 $301.49 $2,372,996.31
Disclosure

SEC source: 0001730168-20-000008 · wf-form4_157929794531101.xml · nonDerivative · entry 2

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,817

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Transaction executed in multiple trades at prices ranging from $300.75 to $301.74 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
January 15, 2020 Filed Jan 17, 2020 21:52 UTC
TAN HOCK EDirector · President and CEO
Exercise / conversionCommon Stock, $0.001 par value 73,646 $38.99 $2,871,457.54
Disclosure

SEC source: 0001730168-20-000008 · wf-form4_157929794531101.xml · nonDerivative · entry 1

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
January 10, 2020 Filed Jan 14, 2020 23:56 UTC GrantCommon Stock, $0.001 par value 115 $0.00 $0.00
Disclosure

SEC source: 0001730168-20-000006 · wf-form4_157904586657941.xml · nonDerivative · entry 1

FERNANDEZ RAUL J · CIK 0001106627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115

F1 · acquired: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is January 10, 2020. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to Reporting Person's continuing service on the vesting date.

F2 · balance_after: Represents 115 RSUs.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 22:19 UTC
TAN HOCK EDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $38.99 $0.00
Disclosure

SEC source: 0001730168-20-000002 · wf-form4_157869474358617.xml · derivative · entry 9

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,114,166

Underlying: Common Stock, $0.001 par value · 75,000 shares

Expires 2020-09-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F9 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 22:19 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 9,643 $312.91 $3,017,381.49
Disclosure

SEC source: 0001730168-20-000002 · wf-form4_157869474358617.xml · nonDerivative · entry 8

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,042

F3 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: Transaction executed in multiple trades at prices ranging from $312.58 to $313.23 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 22:19 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 21,495 $312.05 $6,707,428.77
Disclosure

SEC source: 0001730168-20-000002 · wf-form4_157869474358617.xml · nonDerivative · entry 7

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,685

F3 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: Transaction executed in multiple trades at prices ranging from $311.58 to $312.55 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 22:19 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 11,828 $310.88 $3,677,124.12
Disclosure

SEC source: 0001730168-20-000002 · wf-form4_157869474358617.xml · nonDerivative · entry 6

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,180

F3 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: Transaction executed in multiple trades at prices ranging from $310.58 to $311.57 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 22:19 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 23,061 $310.09 $7,150,939.37
Disclosure

SEC source: 0001730168-20-000002 · wf-form4_157869474358617.xml · nonDerivative · entry 5

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,008

F3 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: Transaction executed in multiple trades at prices ranging from $309.58 to $310.57 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 22:19 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 8,973 $309.12 $2,773,697.87
Disclosure

SEC source: 0001730168-20-000002 · wf-form4_157869474358617.xml · nonDerivative · entry 4

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,069

F3 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: Transaction executed in multiple trades at prices ranging from $308.57 to $309.56 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
January 08, 2020 Filed Jan 10, 2020 22:19 UTC
TAN HOCK EDirector · President and CEO
Exercise / conversionCommon Stock, $0.001 par value 75,000 $38.99 $2,924,250.00
Disclosure

SEC source: 0001730168-20-000002 · wf-form4_157869474358617.xml · nonDerivative · entry 3

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
December 27, 2019 Filed Jan 10, 2020 22:19 UTC
TAN HOCK EDirector · President and CEO
GiftCommon Stock, $0.001 par value 38,000 $0.00 $0.00
Disclosure

SEC source: 0001730168-20-000002 · wf-form4_157869474358617.xml · nonDerivative · entry 2

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,042

F1 · kind: Charitable gift.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
December 26, 2019 Filed Jan 10, 2020 22:19 UTC
TAN HOCK EDirector · President and CEO
GiftCommon Stock, $0.001 par value 18,065 $0.00 $0.00
Disclosure

SEC source: 0001730168-20-000002 · wf-form4_157869474358617.xml · nonDerivative · entry 1

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,042

F1 · kind: Charitable gift.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 22:30 UTC
Brazeal Mark DavidChief Legal Officer
Tax withholdingCommon Stock, $0.001 par value 372 $315.42 $117,336.24
Disclosure

SEC source: 0001730168-19-000130 · wf-form4_157670818504309.xml · nonDerivative · entry 1

Brazeal Mark David · CIK 0001627720 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,434

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · balance_after: Includes 42,625 RSUs.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 22:33 UTC
Kawwas Charlie BSVP & Chief Sales Officer
Tax withholdingCommon Stock, $0.001 par value 1,612 $315.42 $508,457.04
Disclosure

SEC source: 0001730168-19-000132 · wf-form4_157670839295399.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,214

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · balance_after: Includes 59,375 RSUs and 17 shares acquired under the Issuer's Employee Stock Purchase Plan on September 13, 2019.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 17:37 UTC
Krause Thomas H.Chief Financial Officer
Tax withholdingCommon Stock, $0.001 par value 1,240 $315.42 $391,120.80
Disclosure

SEC source: 0001730168-19-000134 · wf-form4_157670863804955.xml · nonDerivative · entry 1

Krause Thomas H. · CIK 0001670643 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,717

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · balance_after: Includes 61,000 RSUs.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 22:41 UTC
Spears Kirsten M.Principal Accounting Officer
Tax withholdingCommon Stock, $0.001 par value 744 $315.42 $234,672.48
Disclosure

SEC source: 0001730168-19-000136 · wf-form4_157670888684713.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,607

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · balance_after: Includes 36,750 RSUs and 33 shares acquired under the Issuer's Employee Stock Purchase Plan on September 13, 2019.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 22:46 UTC
TAN HOCK EDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $38.99 $0.00
Disclosure

SEC source: 0001730168-19-000138 · wf-form4_157670915660671.xml · derivative · entry 8

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,189,166

Underlying: Common Stock, $0.001 par value · 20,000 shares

Expires 2020-09-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F9 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 22:46 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 700 $322.82 $225,972.60
Disclosure

SEC source: 0001730168-19-000138 · wf-form4_157670915660671.xml · nonDerivative · entry 7

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,107

F3 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: Transaction executed in multiple trades at prices ranging from $322.43 to $323.29 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 RSUs.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 22:46 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 2,300 $321.34 $739,082.00
Disclosure

SEC source: 0001730168-19-000138 · wf-form4_157670915660671.xml · nonDerivative · entry 6

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,807

F3 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: Transaction executed in multiple trades at prices ranging from $321.11 to $321.74 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 RSUs.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 22:46 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 5,532 $320.33 $1,772,054.50
Disclosure

SEC source: 0001730168-19-000138 · wf-form4_157670915660671.xml · nonDerivative · entry 5

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,107

F3 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: Transaction executed in multiple trades at prices ranging from $320.00 to $320.89 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 RSUs.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.