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Broadcom Inc.

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2789
SEC CIK
0001730168
Parsed reports
484

Last 12 months

Inside the activity.

2 purchase rows · 280 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 20251110
Jan 202605
Feb 202600
Mar 2026089
Apr 202606
May 202600
Jun 2026150
Jul 202603
Aug 202600
Sep 2026016
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 08, 2020 Filed Sep 10, 2020 21:25 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 2,617 $352.78 $923,233.11
Disclosure

SEC source: 0001730168-20-000158 · wf-form4_159977308953726.xml · nonDerivative · entry 4

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,505

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: Transaction executed in multiple trades at prices ranging from $352.38 to $353.31 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 21:25 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 3,070 $351.83 $1,080,118.10
Disclosure

SEC source: 0001730168-20-000158 · wf-form4_159977308953726.xml · nonDerivative · entry 3

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,122

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: Transaction executed in multiple trades at prices ranging from $351.38 to $352.32 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 21:25 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 3,082 $350.85 $1,081,316.62
Disclosure

SEC source: 0001730168-20-000158 · wf-form4_159977308953726.xml · nonDerivative · entry 2

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,192

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Transaction executed in multiple trades at prices ranging from $350.38 to $351.36 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

Read SEC document
September 08, 2020 Filed Sep 10, 2020 21:25 UTC
TAN HOCK EDirector · President and CEO
Exercise / conversionCommon Stock, $0.001 par value 57,172 $38.99 $2,229,136.28
Disclosure

SEC source: 0001730168-20-000158 · wf-form4_159977308953726.xml · nonDerivative · entry 1

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 1,502 restricted stock units.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 21:31 UTC
TAN HOCK EDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 57,172 $0.00 Strike: $38.99 $0.00
Disclosure

SEC source: 0001730168-20-000156 · wf-form4_159916868635364.xml · derivative · entry 16

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,172

Underlying: Common Stock, $0.001 par value · 57,172 shares

Expires 2020-09-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F17 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 21:31 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 1,705 $361.80 $616,863.89
Disclosure

SEC source: 0001730168-20-000156 · wf-form4_159916868635364.xml · nonDerivative · entry 15

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,102

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F16 · price: Transaction executed in multiple trades at prices ranging from $361.60 to $362.03 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 21:31 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 10,613 $360.93 $3,830,581.93
Disclosure

SEC source: 0001730168-20-000156 · wf-form4_159916868635364.xml · nonDerivative · entry 14

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,807

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F15 · price: Transaction executed in multiple trades at prices ranging from $360.58 to $361.56 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 21:31 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 10,875 $360.20 $3,917,120.63
Disclosure

SEC source: 0001730168-20-000156 · wf-form4_159916868635364.xml · nonDerivative · entry 13

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,420

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F14 · price: Transaction executed in multiple trades at prices ranging from $359.58 to $360.57 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 21:31 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 12,249 $358.93 $4,396,521.32
Disclosure

SEC source: 0001730168-20-000156 · wf-form4_159916868635364.xml · nonDerivative · entry 12

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,295

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F13 · price: Transaction executed in multiple trades at prices ranging from $358.52 to $359.51 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 21:31 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 6,118 $358.10 $2,190,868.04
Disclosure

SEC source: 0001730168-20-000156 · wf-form4_159916868635364.xml · nonDerivative · entry 11

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,544

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F12 · price: Transaction executed in multiple trades at prices ranging from $357.52 to $358.51 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 21:31 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 2,038 $356.60 $726,758.95
Disclosure

SEC source: 0001730168-20-000156 · wf-form4_159916868635364.xml · nonDerivative · entry 10

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,662

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F11 · price: Transaction executed in multiple trades at prices ranging from $356.35 to $357.25 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 21:31 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 3,100 $355.92 $1,103,339.60
Disclosure

SEC source: 0001730168-20-000156 · wf-form4_159916868635364.xml · nonDerivative · entry 9

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,700

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F10 · price: Transaction executed in multiple trades at prices ranging from $355.30 to $356.28 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 21:31 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 2,900 $354.90 $1,029,201.30
Disclosure

SEC source: 0001730168-20-000156 · wf-form4_159916868635364.xml · nonDerivative · entry 8

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,800

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F9 · price: Transaction executed in multiple trades at prices ranging from $354.21 to $355.14 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 21:31 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 631 $353.25 $222,902.64
Disclosure

SEC source: 0001730168-20-000156 · wf-form4_159916868635364.xml · nonDerivative · entry 7

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,700

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: Transaction executed in multiple trades at prices ranging from $352.99 to $353.61 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 21:31 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 907 $352.39 $319,618.64
Disclosure

SEC source: 0001730168-20-000156 · wf-form4_159916868635364.xml · nonDerivative · entry 6

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,331

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: Transaction executed in multiple trades at prices ranging from $351.99 to $352.97 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 21:31 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 1,600 $351.36 $562,179.20
Disclosure

SEC source: 0001730168-20-000156 · wf-form4_159916868635364.xml · nonDerivative · entry 5

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,238

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: Transaction executed in multiple trades at prices ranging from $350.99 to $351.96 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 21:31 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 1,920 $350.14 $672,263.04
Disclosure

SEC source: 0001730168-20-000156 · wf-form4_159916868635364.xml · nonDerivative · entry 4

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,838

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: Transaction executed in multiple trades at prices ranging from $349.91 to $350.68 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 21:31 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 1,616 $349.18 $564,268.42
Disclosure

SEC source: 0001730168-20-000156 · wf-form4_159916868635364.xml · nonDerivative · entry 3

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,758

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: Transaction executed in multiple trades at prices ranging from $348.86 to $349.41 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 21:31 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 900 $348.27 $313,443.00
Disclosure

SEC source: 0001730168-20-000156 · wf-form4_159916868635364.xml · nonDerivative · entry 2

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,374

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Transaction executed in multiple trades at prices ranging from $347.86 to $348.84 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 21:31 UTC
TAN HOCK EDirector · President and CEO
Exercise / conversionCommon Stock, $0.001 par value 57,172 $38.99 $2,229,136.28
Disclosure

SEC source: 0001730168-20-000156 · wf-form4_159916868635364.xml · nonDerivative · entry 1

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 1,502 restricted stock units.

Read SEC document
August 25, 2020 Filed Aug 27, 2020 20:27 UTC
TAN HOCK EDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 57,172 $0.00 Strike: $38.99 $0.00
Disclosure

SEC source: 0001730168-20-000149 · wf-form4_159856000879557.xml · derivative · entry 7

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,344

Underlying: Common Stock, $0.001 par value · 57,172 shares

Expires 2020-09-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met.

Read SEC document
August 25, 2020 Filed Aug 27, 2020 20:27 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 100 $337.00 $33,700.00
Disclosure

SEC source: 0001730168-20-000149 · wf-form4_159856000879557.xml · nonDerivative · entry 6

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,102

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 1,502 restricted stock units.

Read SEC document
August 25, 2020 Filed Aug 27, 2020 20:27 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 7,138 $336.29 $2,400,430.88
Disclosure

SEC source: 0001730168-20-000149 · wf-form4_159856000879557.xml · nonDerivative · entry 5

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,202

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: Transaction executed in multiple trades at prices ranging from $336.00 to $336.92 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

Read SEC document
August 25, 2020 Filed Aug 27, 2020 20:27 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 24,322 $335.59 $8,162,171.34
Disclosure

SEC source: 0001730168-20-000149 · wf-form4_159856000879557.xml · nonDerivative · entry 4

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,340

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: Transaction executed in multiple trades at prices ranging from $335.00 to $335.99 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

Read SEC document
August 25, 2020 Filed Aug 27, 2020 20:27 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 15,304 $334.56 $5,120,121.54
Disclosure

SEC source: 0001730168-20-000149 · wf-form4_159856000879557.xml · nonDerivative · entry 3

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,662

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: Transaction executed in multiple trades at prices ranging from $334.00 to $334.99 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

Read SEC document
August 25, 2020 Filed Aug 27, 2020 20:27 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 10,308 $333.62 $3,438,934.34
Disclosure

SEC source: 0001730168-20-000149 · wf-form4_159856000879557.xml · nonDerivative · entry 2

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,966

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Transaction executed in multiple trades at prices ranging from $333.00 to $333.98 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

Read SEC document
August 25, 2020 Filed Aug 27, 2020 20:27 UTC
TAN HOCK EDirector · President and CEO
Exercise / conversionCommon Stock, $0.001 par value 57,172 $38.99 $2,229,136.28
Disclosure

SEC source: 0001730168-20-000149 · wf-form4_159856000879557.xml · nonDerivative · entry 1

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 1,502 restricted stock units.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 20:14 UTC
TAN HOCK EDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 57,172 $0.00 Strike: $38.99 $0.00
Disclosure

SEC source: 0001730168-20-000147 · wf-form4_159795446070862.xml · derivative · entry 7

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,516

Underlying: Common Stock, $0.001 par value · 57,172 shares

Expires 2020-09-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 20:14 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 3,356 $332.81 $1,116,913.72
Disclosure

SEC source: 0001730168-20-000147 · wf-form4_159795446070862.xml · nonDerivative · entry 6

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,102

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: Transaction executed in multiple trades at prices ranging from $332.50 to $333.19 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 20:14 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 3,188 $331.88 $1,058,030.25
Disclosure

SEC source: 0001730168-20-000147 · wf-form4_159795446070862.xml · nonDerivative · entry 5

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,458

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: Transaction executed in multiple trades at prices ranging from $331.42 to $332.21 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 20:14 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 1,000 $330.45 $330,445.00
Disclosure

SEC source: 0001730168-20-000147 · wf-form4_159795446070862.xml · nonDerivative · entry 4

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,646

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: Transaction executed in multiple trades at prices ranging from $330.18 to $330.75 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 20:14 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 17,189 $329.53 $5,664,222.41
Disclosure

SEC source: 0001730168-20-000147 · wf-form4_159795446070862.xml · nonDerivative · entry 3

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,646

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: Transaction executed in multiple trades at prices ranging from $329.14 to $330.12 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 20:14 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 32,439 $328.73 $10,663,542.71
Disclosure

SEC source: 0001730168-20-000147 · wf-form4_159795446070862.xml · nonDerivative · entry 2

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,835

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Transaction executed in multiple trades at prices ranging from $328.14 to $329.13 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 20:14 UTC
TAN HOCK EDirector · President and CEO
Exercise / conversionCommon Stock, $0.001 par value 57,172 $38.99 $2,229,136.28
Disclosure

SEC source: 0001730168-20-000147 · wf-form4_159795446070862.xml · nonDerivative · entry 1

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 1,502 restricted stock units.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 21:19 UTC
TAN HOCK EDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 57,172 $0.00 Strike: $38.99 $0.00
Disclosure

SEC source: 0001730168-20-000145 · wf-form4_159735352344456.xml · derivative · entry 12

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,688

Underlying: Common Stock, $0.001 par value · 57,172 shares

Expires 2020-09-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F13 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 21:19 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 3,092 $332.98 $1,029,561.79
Disclosure

SEC source: 0001730168-20-000145 · wf-form4_159735352344456.xml · nonDerivative · entry 11

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,102

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F12 · price: Transaction executed in multiple trades at prices ranging from $332.77 to $333.32 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 21:19 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 4,256 $332.41 $1,414,745.47
Disclosure

SEC source: 0001730168-20-000145 · wf-form4_159735352344456.xml · nonDerivative · entry 10

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,194

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F11 · price: Transaction executed in multiple trades at prices ranging from $331.76 to $332.75 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 21:19 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 1,543 $330.95 $510,662.02
Disclosure

SEC source: 0001730168-20-000145 · wf-form4_159735352344456.xml · nonDerivative · entry 9

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,450

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F10 · price: Transaction executed in multiple trades at prices ranging from $330.64 to $331.50 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 21:19 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 4,771 $330.02 $1,574,534.96
Disclosure

SEC source: 0001730168-20-000145 · wf-form4_159735352344456.xml · nonDerivative · entry 8

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,993

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F9 · price: Transaction executed in multiple trades at prices ranging from $329.61 to $330.58 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 21:19 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 13,368 $329.00 $4,398,031.90
Disclosure

SEC source: 0001730168-20-000145 · wf-form4_159735352344456.xml · nonDerivative · entry 7

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,764

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: Transaction executed in multiple trades at prices ranging from $328.59 to $329.58 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 21:19 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 15,496 $328.17 $5,085,384.30
Disclosure

SEC source: 0001730168-20-000145 · wf-form4_159735352344456.xml · nonDerivative · entry 6

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,132

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: Transaction executed in multiple trades at prices ranging from $327.59 to $328.58 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 21:19 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 3,900 $327.06 $1,275,526.20
Disclosure

SEC source: 0001730168-20-000145 · wf-form4_159735352344456.xml · nonDerivative · entry 5

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,628

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: Transaction executed in multiple trades at prices ranging from $326.57 to $327.55 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 21:19 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 2,400 $325.49 $781,164.00
Disclosure

SEC source: 0001730168-20-000145 · wf-form4_159735352344456.xml · nonDerivative · entry 4

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,528

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: Transaction executed in multiple trades at prices ranging from $325.06 to $326.00 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 21:19 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 3,429 $324.15 $1,111,517.21
Disclosure

SEC source: 0001730168-20-000145 · wf-form4_159735352344456.xml · nonDerivative · entry 3

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,928

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: Transaction executed in multiple trades at prices ranging from $323.91 to $324.57 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 21:19 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 4,917 $323.39 $1,590,093.88
Disclosure

SEC source: 0001730168-20-000145 · wf-form4_159735352344456.xml · nonDerivative · entry 2

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,357

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Transaction executed in multiple trades at prices ranging from $322.90 to $323.86 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

Read SEC document
August 11, 2020 Filed Aug 13, 2020 21:19 UTC
TAN HOCK EDirector · President and CEO
Exercise / conversionCommon Stock, $0.001 par value 57,172 $38.99 $2,229,136.28
Disclosure

SEC source: 0001730168-20-000145 · wf-form4_159735352344456.xml · nonDerivative · entry 1

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 1,502 restricted stock units.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 20:54 UTC
TAN HOCK EDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 57,171 $0.00 Strike: $38.99 $0.00
Disclosure

SEC source: 0001730168-20-000143 · wf-form4_159674722739012.xml · derivative · entry 10

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,860

Underlying: Common Stock, $0.001 par value · 57,171 shares

Expires 2020-09-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F11 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 20:54 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 2,766 $328.21 $907,817.80
Disclosure

SEC source: 0001730168-20-000143 · wf-form4_159674722739012.xml · nonDerivative · entry 9

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,102

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F10 · price: Transaction executed in multiple trades at prices ranging from $328.10 to $328.38 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 20:54 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 5,068 $327.21 $1,658,305.35
Disclosure

SEC source: 0001730168-20-000143 · wf-form4_159674722739012.xml · nonDerivative · entry 8

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,868

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F9 · price: Transaction executed in multiple trades at prices ranging from $326.96 to $327.87 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

Read SEC document
August 04, 2020 Filed Aug 6, 2020 20:54 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 16,107 $326.40 $5,257,357.01
Disclosure

SEC source: 0001730168-20-000143 · wf-form4_159674722739012.xml · nonDerivative · entry 7

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,936

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: Transaction executed in multiple trades at prices ranging from $325.95 to $326.94 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.